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Molecular Oncology, Markers, Clinical Correlates |
Departments of 1 Visceral and Vascular Surgery and 2 Radiation-Oncology and Institutes of 3 Pathology and 4 Genetics, University of Cologne, Cologne, Germany; 5 First Department of Surgery, Kagoshima University School of Medicine, Kagoshima, Japan; and 6 Department of Biochemistry and Molecular Biology, University of Southern California School of Medicine and Norris Comprehensive Cancer Center, Los Angeles, California
| ABSTRACT |
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Experimental Design: Tissue samples were collected by endoscopic biopsy before treatment. RNA was isolated from biopsies, and quantitative real-time reverse transcriptase PCR assays were performed to determine ERCC1 mRNA expression. Relative mRNA levels (tumor/normal ratios) were calculated as (ERCC1/ß-actin in tumor)/(ERCC1/ß-actin in paired normal tissue). ERCC1 expression levels were correlated with the objective histopathological response in resected specimens. Histomorphological regression was defined as major response when resected specimens contained <10% of residual vital tumor cells or in case a pathologically complete response was achieved.
Results: Twelve of 36 tumors showed a major histopathological response, and 24 of 36 showed a minor histopathological response. Relative expression levels of ERCC1 of >1.09 were not associated with a major histopathological response (sensitivity, 62.5%; specificity, 100%) and 15 of 24 patients with minor histopathological response to the delivered neoadjuvant radiochemotherapy could be unequivocally identified. This association of dichotomized relative ERCC1 mRNA expression and histopathological response was statistically significant (P < 0.001).
Conclusions: Relative expression levels of ERCC1 mRNA determined by quantitative real-time reverse transcriptase-PCR appear highly specific to predict minor response to our neoadjuvant radiochemotherapy protocol in patients with locally advanced esophageal cancer and could be applied to prevent expensive, noneffective, and potentially harmful therapies in a substantial number (42%) of patients.
| INTRODUCTION |
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The nucleotide excision repair pathway is one of the most important pathways that guards the integrity of the genome, removing a wide variety of DNA lesions including interstrand cross-links caused by cisplatin (CDDP) or radiation (6 , 7) . Removal of these adducts from genomic DNA is mediated by a complex interaction of various proteins (8 , 9) . A critical step in this process is the interaction of the product of the excision repair cross-complementing 1 (ERCC1) gene with XPA and XPF (10) .
Metzger et al. (11) have reported increased ERCC1 mRNA expression as an indicator for nonresponse to neoadjuvant CDDP-based chemotherapy (CDDP, leucovorin, and 5-fluorouracil) for gastric cancer. A correlation of increased ERCC1 expression with nonresponse and/or survival has also been reported recently for colon cancer (12) and non-small cell lung cancer (13) .
The purpose of this prospective study was to investigate the potential of quantitative ERCC1 mRNA expression to predict a minor or major histopathological response to neoadjuvant therapy with CDDP, 5-fluorouracil, and simultaneous radiation (36 Gy) in locally advanced, resectable esophageal cancers.
| PATIENTS AND METHODS |
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Thirty-nine consecutive patients (median age, 60 years; age range, 2972 years; gender, 30 men and 9 women) with locally advanced, resectable esophageal cancers (cT24, Nx, M0) in good general health with an Eastern Cooperative Oncology Group performance status of 01 and normal to moderate risk factors for esophageal surgery (14) were offered standardized neoadjuvant radiochemotherapy. Clinical staging was based on a barium swallow, endoscopic ultrasound, and computed tomography of chest and abdomen. Diagnostic laparoscopy was performed in all patients with adenocarcinomas to exclude peritoneal carcinomatosis. CDDP (20 mg/m2/day) was administered as a short-term infusion on days 15, and 5-fluorouracil (1000 mg/m2/day) was administered as a continuous infusion over 24 h on days 15. Radiation therapy was administered by linear accelerators with 1015-MV photons. Radiation therapy was simulated to encompass the tumor volume with 5-cm cephalo-caudal-margins and 2-cm radial margins, and treatment ports were designed to include enlarged regional nodes based on computed tomography evaluation and endoscopic ultrasound. Radiation was delivered in daily fractions of 1.8 Gy (days 15, 812, 1519, and 2226) to a total dose of 36 Gy using a multiple field technique. Surgical resection was performed 45 weeks after completion of chemoradiation after clinical restaging using the same procedures as for staging, except for laparoscopy. Standardized transthoracic en bloc esophagectomy with two-field lymphadenectomy and reconstruction by gastric tube interposition with either left cervical or high intrathoracic anastomosis was performed in all patients (15) .
Three patients had to be excluded due to systemic progression during neoadjuvant therapy; these patients therefore did not proceed to surgical resection.
Therefore, 36 patients were included in the final analysis, and clinical data are summarized in Table 1
. Informed consent was obtained from each patient, and the scientific protocol was approved by the local ethics committee.
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The resected specimens were fixed in 10% formaldehyde, en bloc embedded in paraffin, and sectioned into 5-µm slices that were stained with H&E. These sections were used for both histopathological staging according to the tumor-node-metastasis (TNM) classification system (18) and histomorphological evaluation of the effect of radiochemotherapy. The degree of histomorphological regression was classified into four categories: (a) grade I, >50% vital residual tumor cells; (b) grade II, 1050% vital residual tumor cells; (c) grade III, nearly complete response with <10% vital residual tumor cells; and (d) grade IV, complete response (pCR, ypT0). This analysis was performed by two independent staff pathologists who were blinded for all other clinical data (S. E. B. and H. P. D.). Regression grades III and IV were considered as major histomorphological response compared with grades I and II constituting minor histopathological response.
Tissue Acquisition and RNA Isolation.
Tissue samples from esophageal cancers and corresponding normal tissues were collected by endoscopic biopsy before starting neoadjuvant treatment. Samples were snap-frozen in liquid nitrogen and stored at 80°C until further processing. Samples were carefully chosen after control staining with H&E of individual biopsies.
Total cellular RNA was isolated using Trizol reagent (Life Technologies, Inc./GIBCO, Grand Island, NY) and quantitated at A260/280 nm (Smart Spec; Bio-Rad, Hercules, CA).
Quantitative Reverse Transcription-PCR.
Total cellular RNA (0.5 µg) was reverse transcribed using an oligo(dT)18 primer and Moloney murine leukemia virus reverse transcriptase (Clontech, Palo Alto, CA) according to the manufacturers recommendations. Placenta RNA from this kit was used to prepare standard curves. Twenty-five ng of cDNA were taken for real-time PCR using the Light Cycler System (Roche, Mannheim, Germany). Amplification was monitored by SYBR Green intercalation. For hot start, LC-DNA Master SYBR Green was preincubated with TaqStart antibody (Clontech) as suggested by the manufacturer. Briefly, the 10-µl reaction volume contained 2 mM MgCl2 and 1 µM of each primer. Primers used for PCR amplification were chosen to encompass the intron between exon sequences. A 494-bp amplification product was obtained for ERCC1 mRNA, and a 276-bp product was obtained for ß-actin mRNA. Primer sequences were as follows: ß-actin, 5'-CAA-GAG-ATG-GCC-ACG-GCT (sense primer) and 5'-TCC-TTC-TGC-ATC-CTG-TCG-GCA [antisense primer (19)
]; and ERCC1, 5'-GTG-CAG-TCG-GCC-AGG-ATA-CAC (sense primer) and 5'-GTC-CTC-CTG-GAG-TGG-CCA-AG [antisense primer (20)
]. PCR conditions were 30 s at 95°C for initial denaturation, followed by 40 cycles of 0 s at 95°C, 20 s at 63°C, and 20 s at 72°C.
Product purity was controlled by melting point analysis, and PCR products were further analyzed electrophoretically on 2% agarose gels in a Horizon 58 electrophoresis chamber (GIBCO/BRL, Eggenstein, Germany) and visualized by ethidium bromide staining.
Absolute expression levels were calculated as ERCC1/ß-actin ratio in tumor and normal tissues, respectively. Relative mRNA expression levels (tumor/normal ratio) were calculated as (ERCC1/ß-actin in tumor)/(ERCC1/ß-actin in paired normal tissue).
Statistical Analysis.
Gene expression levels were described using the median as a point estimator and the range of values. Cutoff values for discrimination of mRNA expression levels and histopathological response were derived from receiver operating curve data (area under the curve and the 95% confidence interval) according to Metz et al. (21)
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Associations between gene expression levels and clinicopathological parameters were evaluated using
2, Kendall analysis, or Wilcoxon rank test and t test applying Fishers exact testing for significance (Software Package SPSS for Windows, Version 11.0; SPSS, Chicago, IL). The level of significance was set to P < 0.05. Unless otherwise specified, P values are given for two-sided testing.
| RESULTS |
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In Fig. 2
, individual relative ERCC1 expression levels were blotted against the respective regression grades, and in Table 2
, absolute and relative ERCC1 mRNA expression levels are shown with the respective response grades for each individual patient. Cutoff values (21)
for ERCC1 expression and histopathological response were calculated for an expression level of 1.09 (area under the curve, 0.74; 95% confidence interval, 0.580.89) to identify minor histopathological response to neoadjuvant therapy.
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1.09 or >1.09) and pT categories (P = 0.9), pN categories (P = 0.9), or grading of the primary tumor (P = 0.4). In addition, when absolute ERCC1 mRNA expression levels in tumors were analyzed, no cutoff values could be identified to discriminate between minor and major histomorphological response. Whereas 9 of 20 squamous cell cancers showed expression levels of >1.09, only 3 of 13 adenocarcinomas exhibited this class of expression levels. This association was only marginally significant by one-sided Fishers exact test (P = 0.05).
Table 3
shows the association between major and minor histopathological response groups and dichotomized relative ERCC1 expression levels for the whole study group (n = 36), and Table 4
shows the association between major and minor histopathological response groups and dichotomized relative ERCC1 expression levels for patients with squamous cell histology (n = 23). The sensitivity for detection of a minor histopathological response was 62.5% with a specificity of 100% and was even higher for squamous cell cancers, with a sensitivity of 85.7% and a specificity of 100% (area under the curve, 0.89; 95% confidence interval, 0.761). This association of dichotomized ERCC1 mRNA levels and histopathological response was highly significant for the whole group of tumors (P < 0.001) and the subgroup of squamous cell cancers (P < 0.001), as shown in Tables 2
and 3
. Subgroup analysis was not meaningful for adenocarcinomas due to the small sample size.
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| DISCUSSION |
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In fact, quantitative ERCC1 mRNA expression testing by real-time reverse transcription-PCR unequivocally identified 15 of 36 patients whose tumors did not exhibit (specificity, 100%) a major histopathological response to the applied neoadjuvant radiochemotherapy. Experimental studies have demonstrated that increased ERCC1 levels are associated with removal of CDDP-induced strand adducts and relative CDDP resistance (22) . In addition, ERCC1 defective knockout mice are highly sensitive to DNA cross-linking agents (23) .
ERCC1 is also associated with radiation-induced DNA damage, although this mechanism is still poorly understood and is probably not associated with defects in the nucleotide excision repair pathway but rather mediated by radiation-induced DNA-protein cross-links and influenced by hypoxic conditions (7 , 24) .
Association of ERCC1 expression with treatment response to CDDP-based chemotherapy has been shown in various tumor cell lines (25 , 26) as well as solid tumors (6 , 27) . Associations with clinical response as well as prognosis and altered ERCC1 mRNA expression have been demonstrated for neoadjuvant chemotherapy in locally advanced gastric cancers (11) . However, in advanced stages (IIB and IV) of non-small cell lung cancer, no association between ERCC1 levels and clinical response to CDDP-based chemotherapy could be demonstrated. A significant association was found with median survival time (13) . In contrast, osteosarcomas did not show evidence for an association between clinical response and expression levels of ERCC1 (28) .
Expression levels of genes involved in the metabolism of 5-fluorouracil might also contribute to improve prediction sensitivity of response in our treatment setting, as shown for thymidylate synthase in gastric cancer (11 , 29) and thymidine phosphorylase in colon cancer (30) .
Clinical response evaluation after neoadjuvant therapy in solid tumors is highly inaccurate, as shown for esophageal cancer (16) , gastric cancer (31) , and non-small cell lung cancer (32) . However, histopathological evaluation results in an objective analysis of remission with prognostic importance as convincingly demonstrated for non-small cell lung cancer (17 , 33) . We applied histopathological criteria instead of inaccurate clinical restaging modalities for objective response evaluation in neoadjuvant-treated esophageal cancers and identified a significant association with minor histopathological response and dichotomized relative ERCC1 mRNA expression levels (P < 0.001).
The sensitivity is 62.5% for the whole group of esophageal cancers and 85.7% for squamous cell cancer group. More important, however, is the specificity of 100%, which would allow the unequivocal identification of a subset of patients with minor responses before treatment. We can expect, however, that the measured cutoff value in this pilot study might change with increasing numbers of patients analyzed in large prospective trials. Although median follow-up is too short to allow a meaningful evaluation between the association of ERCC1 expression levels and survival in our protocol, it has been demonstrated in the past that only patients with major histopathological responses benefit from this type of treatment independent of the applied protocol (3, 4, 5) .
The present, still early results of this ongoing study are promising, and it appears that we might expect to unequivocally identify approximately one-third of patients who fulfill the criteria for neoadjuvant treatment for locally advanced esophageal cancer but will not benefit from our treatment protocol. This might prevent our patients from expensive, noneffective, and potentially harmful therapies and lead to a more individualized type of multimodal treatment in the near future.
| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Requests for reprints: Paul M. Schneider, Department of Visceral and Vascular Surgery, University of Cologne, Joseph-Stelzmann-Strasse 9, 50931 Cologne, Germany. E-mail: Paul.Schneider{at}Medizin.Uni-Koeln.de
Received 8/22/03; revised 2/ 4/04; accepted 2/10/04.
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