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Molecular Oncology, Markers, Clinical Correlates |
Departments of 1 Medicine, 2 Molecular and Cellular Biology, and 3 Breast Center, Baylor College of Medicine and the Methodist Hospital, Houston, Texas
| ABSTRACT |
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(ER-
) in tumors is used clinically to predict the likelihood of response to hormonal therapies. The clinical value of the second recently identified ER isoform, called ER-ß, is less clear, and there is currently conflicting data concerning its potential role as a prognostic or predictive factor. Experimental Design: To assess whether ER-ß expression is associated with clinical outcome, protein levels were measured by immunoblot analysis of a retrospective bank of tumor cell lysates from 305 axillary node-positive patients. A total of 119 received no adjuvant therapy, and 186 were treated with tamoxifen only. The median follow-up time was 65 months. Univariate and multivariate Cox regression modeling was done to assess the prognostic and predictive significance of ER-ß expression.
Results: Expression of ER-ß protein did not correlate significantly with any other clinical variables, including ER and progesterone levels (as measured ligand binding assay), tumor size, age, or axillary nodal status. In the untreated population, those patients whose tumors who expressed both receptor isoforms exhibited the most favorable outcome as compared with those patients who had lost ER-
expression. However, there was no association between ER-ß levels alone and either disease-free or overall survival in the untreated patient population. In contrast, in both univariate and multivariate analyses, high levels of ER-ß predicted an improved disease-free and overall survival in patients treated with adjuvant tamoxifen therapy.
Conclusions: These findings provide evidence that ER-ß may be an independent predictor of response to tamoxifen in breast cancer. Furthermore, these results suggest that ER-ß may influence tumor progression in ways different from those mediated by the ER-
isoform.
| INTRODUCTION |
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, has been extensively studied as a prognostic and predictive marker in clinical breast cancer, making this nuclear receptor the most valuable target for the treatment of human breast cancer with selective estrogen receptor modulators or the newer generation aromatase inhibitors. Patients with ER-
positive tumors have a significantly prolonged overall and recurrence-free survival with selective estrogen receptor modulators (1)
and aromatase inhibitor therapy (2)
. Our understanding of ER in breast cancer became less clear with the identification of a second related ER isoform called ER-ß (3
, 4)
. After the identification of ER-ß, researchers had to reevaluate the prior simplistic model of estrogen action. However, we are only now beginning to appreciate whether ER-ß expression in tumors exerts a clinical impact on the progression and treatment of breast cancer.
ER-
and ER-ß are both ligand-induced transcription factors that can modulate the expression of specific target genes. At present, there is little information available concerning differential induction of gene expression from either ER-
or ER-ß. On the structural level, both receptor isoforms encode two activation functions, as well as a DNA-binding domain, which recognizes and binds to estrogen response elements within the promoter of target genes (5)
. The two receptor isoforms also share >50% similarity in their hormone-binding domains and a 95% similarity within their DNA binding domains (4)
. Because there is less sequence similarity within their hormone-independent activation function-1 (AF-1) domains, it has been suggested that the two receptors might perform distinct functions. In agreement with this possibility is a body of literature showing that ER-
is the dominant receptor in the mouse mammary gland essential for ductal development and hormone response (6, 7, 8)
. We also know that ER-ß binds estrogen with similar affinity as ER-
, but unlike ER-
, antiestrogen-occupied ER-ß can activate transcription via nonclassical ER-signaling pathways through its binding to activator protein 1 transcription factors (9)
. This has led some investigators to speculate that ER-ß could play a role in tamoxifen resistance through the agonist activity of tamoxifen, and indeed, one study examining ER-ß RNA expression in a small number of tamoxifen-treated patients supported this idea (10)
. Although the two receptors do not appear to be expressed within the same cell in normal mouse mammary tissue (8)
, we and others have shown that they are frequently coexpressed in breast tumors (11
, 12)
. Because the two receptors can exist as heterodimers when coexpressed (13
, 14)
, ER-ß might also modify the activity of ER-
and therefore the clinical outcome of patients given hormonal therapy.
A growing number of studies have analyzed ER-ß levels in clinical breast tumor samples (11
, 12
, 15, 16, 17, 18)
, but results have been contradictory. Therefore, currently there is no consensus concerning the role that ER-ß may play as either a prognostic factor in patients not receiving systemic adjuvant treatment or as a predictive factor for response to treatment. We therefore performed immunoblot analysis with an ER-ßspecific antibody in 305 patients with axillary node-positive tumors with long-term clinical follow-up. For patients who received tamoxifen therapy, high ER-ß levels predicted a favorable outcome. We conclude that as with ER-
, ER-ß is a biomarker of response to selective estrogen receptor modulators.
| MATERIALS AND METHODS |
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Immunoblot Analysis.
We have previously shown that MCF-7 human breast cancer cells express full-length ER-ß protein corresponding to the 530 amino acid isoform (22)
. Thus, MCF-7 extracts (also stored at 70°C) were used as a standard on each gel to correct for gel to gel variations. MCF-7 cell lysates were prepared the same as the patient tumor samples. ER-ß expression levels were measured by an investigator that was blinded to all of the clinical information. The extracted proteins were solubilized in sample buffer [0.05 mol/L Tris (pH 6.8) containing 2% SDS, 2.5% ß-mercaptoethanol, 10% glycerol, and 0.1% bromphenol blue as tracking dye] and placed in boiling water for 2 minutes, cooled to room temperature, and centrifuged at 13,000 x g for 1 minute. For immunoblotting, SDS-PAGE was done with precast 8% Tricine-Glycine polyacrylamide gels (Invitrogen, Carlsbad, CA) with 20 µg of extracted protein from the tumor lysates and 10 µg of protein from the MCF-7 standard extract per gel, and then the proteins were transferred onto nitrocellulose (Schleicher and Schuell, Keene, NH) at 4°C overnight at 20 mA. The immunoblots were blocked with 5% nonfat dry milk in TBST [Tris-buffered saline, 100 mmol/L Tris (pH 7.5), 0.9% NaCl, and 0.1% Tween 20] and then incubated for 1 hour with the primary ER-ßspecific antibody (1:200 mouse clone anti-14C8, GeneTex, San Antonio, TX), which does not recognize ER-
protein (11)
, followed by washing three times in TBST, and then incubated for 1 hour with horseradish peroxidase-labeled antimouse IgG (1:2000; Amersham Pharmacia Biotech, Piscataway, NJ). After extensive washing in TBST, ER-ß protein was then visualized on a FluorChem digital imaging system (
Innotech, San Leandro, CA) with an enhanced chemiluminescence detection system. Band intensities were measured densitometrically with the AlphaEaseFC software (
Innotech), and then ER-ß levels in tumors were normalized to ER-ß levels in the MCF-7positive control lysate (10 µg) from the same immunoblot.
Other Biological Factors.
Total ER and PR levels were measured by ligand-binding assay as described elsewhere (23)
. Briefly, cytosolic proteins were extracted from tumor tissues that had been pulverized in liquid nitrogen. Iodine-125labeled estradiol and tritiated-ORG 2058 (Amersham Pharmacia Biotech) addition allowed for the simultaneous determination of both ER and progesterone receptor (PgR) levels in a standard multipoint dextran-coated charcoal assay. Tumors with an ER content of at least 3 fmol/mg protein and with a PgR content of at least 10 fmol/mg protein were considered positive for ER and PgR, respectively. These levels were based on prior studies calibrated to clinical outcome (23)
.
The two separate PgR isoforms, PgR-A and PgR-B, were previously determined with immunoblot analysis after separation by 8% SDS-PAGE as described, with the mouse anti-PgR1294 (Dako, Carpinteria, CA), which specifically recognizes both PgR-A and PgR-B isoforms on immunoblots (20) . AIB1 and HER-2 levels in these same tumors were previously determined with immunoblot analysis after separation by 8 and 7.5% SDS-PAGE, respectively, and then staining with two rabbit polyclonal antisera, anti-RAC3 antibody (19) , and anti-HER2 (21) . The MCF-7 reference cell line standard was used for normalization of AIB1 levels, and a similarly prepared extract from T47D human breast cancer cells was used for normalization of the PgR isoforms and for HER-2 levels. S-Phase fraction and DNA ploidy were calculated with DNA flow cytometry (24) and is reported as low, intermediate, or high. Briefly, DNA flow cytometry was done on tumor extracts, and the histograms were analyzed by Modfit (Verity Software House, Topsham, ME) with single-cut debris stripping (24) . Cut points were determined by calibrating S-phase fraction with clinical outcome in a group of >28,800 patients with breast cancer (low, <6%; intermediate, 610%; and high, >10%).
Statistical Methods
Descriptive Analysis.
Clinical characteristics were summarized separately in tamoxifen-treated and untreated patients with descriptive statistics and compared with
2 or two sample Wilcoxon rank-sum tests. ER-ß, ER (ligand-binding assay), PgR-A, PgR-B along with AIB1, and HER-2 were also summarized for treated and untreated patients. Continuous levels of ER-ß were calculated as the ratio of band intensities measured in densitometry units from Western blots of individual samples normalized to the MCF-7 reference standards. Correlations between continuous levels of ER-ß and patient clinical characteristics or other molecular markers were evaluated with Spearmans rank correlation (r). Spearmans correlation ranges in value from 1 to +1. A value of 0 indicates no association, whereas values near +1 or 1 indicate strong positive or negative relationships, respectively. All variables in the correlation analysis were analyzed as continuous variables.
Univariate Analysis of Disease-Free Survival and Overall Survival.
The disease-free interval was calculated from the date of diagnosis to date of first recurrence or first metastasis (local or distant). Patients without recurrence were censored at the time of last follow-up or death. Overall survival was calculated from the date of diagnosis to date of death from any cause. Patients who were alive at the last follow-up were censored at the last follow-up date. Overall survival included all deaths regardless of cause because cause of death data, especially if reported as "not due to breast cancer," are sometimes unreliable. This definition of overall survival is the most conservative estimate of patient outcome. Therefore, disease-free survival was the primary outcome sought in this analysis and has more relevance than overall survival. Continuous levels of ER-ß were dichotomized a priori with statistical criteria. First, the functional form of continuous levels of ER-ß was evaluated with Martingale residuals (25)
. In brief, this method fits an intercept-only Cox proportional hazards model and plots the Martingale residuals from this model against quantitative levels of ER-ß. A reasonably linear plot indicates that a variable can be entered as a continuous variable in subsequent analyses, whereas a nonlinear plot indicates some threshold effect. The dichotomization of ER-ß was chosen based on where this threshold effect is evident from the plot. In addition, the dichotomization resulted into appropriate equal-sized groups (0 to <3 versus
3) based on the median level of the distribution of ER-ß. Disease-free survival and overall survival were estimated between the two levels of ER-ß with the Kaplan-Meier method and compared with the Wilcoxon test, which is more appropriate than the log-rank test when the assumption of proportional hazards is violated (see below). Univariate associations of other tumor and clinical characteristics with disease-free survival and overall survival were assessed separately for treated and untreated patients.
Multivariate Cox Regression Model for Disease-Free Survival and Overall Survival.
Likewise, all multivariable Cox regression modeling was carried out separately for treated and untreated patients. Clinical characteristics (patient age, tumor size, nodes, S-phase, and ploidy) were dichotomized or trichotomized, as indicated in Table 1
, and coded ordinally (i.e., 0, 1, 2) for inclusion as continuous variables in the model. ER (ligand-binding assay), PgR-A, and PgR-B levels were entered as dichotomized variables based on prior published studies (20
, 26)
. The molecular markers, AIB1 and HER-2, were entered as continuous variables in the model.
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| RESULTS |
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A representative ER-ß immunoblot is shown in Fig. 1
. An ER-ß band at Mr
60,000 was seen; lower molecular weight bands corresponding to potential ER-ß splice variants (22)
were infrequently observed in this Western blot analysis. ER-ß levels were heterogeneous among tumors and ranged from a band intensity of 0.22 to a maximum of 29.71 IU, with a median band intensity value of 2.68 (Table 1)
.
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. There were 141 ER-ß+ patients, with 124 (88%) ER ligand-binding assay positive and 12% ER ligand-binding assay negative (data not shown). Thus, a small percentage of ER-ß+ tumors are not correctly classified with ligand-binding assay. ER-ß levels were similarly not significantly correlated with age, tumor size, number of positive axillary lymph nodes, S-phase fraction, or DNA ploidy.
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3. Plots of Martingale residuals confirmed that the relationship between disease-free survival and overall survival were reasonably well represented by the dichotomization (data not shown). We first asked whether there might be differences in clinical outcomes between those tumors expressing both ER isoforms and those expressing a single hormone receptor. Fig. 2
+/ER-ß+ had an improved disease-free survival compared with those who were negative for both receptors (ER-
/ER-ß, P = 0.007). Patients whose tumors had lost ER-ß expression but had retained ER-
expression exhibited no significant change in prognosis (P = 0.305) compared with those who expressed both receptors. This result indicates that ER-ß levels might not appreciably affect ER-
function. However, those patients who had lost ER-
but retained ER-ß had a significantly worse prognosis (ER-
+/ER-ß+ versus ER-
/ER-ß+, P = 0.019). This suggests that coexpression of ER-ß may reflect an intact hormone response pathway in these patients, similar to what has been suggested for the ER-
+/PgR+ breast cancer phenotype, which has been associated with a worse prognosis when ER-
is lost (28)
.
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expression is a well-established prognostic factor in untreated patients, ER-ß levels do not appear to provide significant prognostic information in node-positive patients. To examine the effect of ER-ß expression on the benefit from adjuvant selective estrogen receptor modulator therapy in these patients, we next analyzed the 186 tamoxifen-treated patients (Fig. 4, A and B)
3) had a modest improvement in disease-free survival and overall survival compared with those with low values (0 to <3; P = 0.06 and P = 0.07, respectively).
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| DISCUSSION |
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are more likely to respond to hormonal therapies such as tamoxifen because tamoxifen acts as a competitive inhibitor of ER-
signaling (28)
. This exploratory study is the first comparing the effect of ER-ß levels on disease-free survival or overall survival in axillary node-positive breast cancers with long-term clinical follow-up. This cohort was chosen because such patients have higher recurrence rates after surgery than do lymph node-negative patients, resulting in better statistical power due to more events. Surprisingly, we found that although ER-ß is not a useful prognostic marker in untreated node-positive cancers, it is a significant marker of improved response to tamoxifen. Our data support the hypothesis that ER-ß expression is an independent marker of response and is not just a surrogate for ER-
in clinical breast cancer.
ER-
expression and PgR levels are two of the most clinically useful biological markers for determining the likelihood of response to tamoxifen in breast cancer patients (ref. 26
and reviewed in ref. 30
). In recent years, several protein-based studies have attempted to assess the prognostic and/or predictive value of ER-ß protein expression in breast cancer (summarized in Table 6
). However, many of these previous studies were hampered by small sample size or lack of long-term clinical follow-up. These studies also provide inconsistent correlations of ER-ß with other important clinical variables. For instance, some of the studies have detected significant correlations between ER-
and ER-ß levels (16
, 17
, 31)
, but others did not show any association between the two receptor isoforms (32
, 33)
. These differences of course could reflect the different ER-ß antibodies that were used in the assorted studies and the various cut points for determining ER-
and ER-ß positivity.
|
(11)
, this difference probably does not fully explain the apparent inconsistency between ligand-binding assay and ER-ß protein measurements. In the present study, we measured full-length ER-ß protein, but others have reported that a number of COOH-terminal truncated forms of ER-ß exist in breast cancers (17
, 35)
. It is possible that these smaller isoforms might not be accurately measured in ligand-binding assay. However, we only found infrequent expression of putative ER-ß variants in our study with an ER-ß antibody to the NH2 terminus, which should detect these smaller forms. Thus, expression of ER-ß variants does not entirely explain our observed discrepancy between total ligand binding in the tumors and protein-based measurements for ER-ß in these samples.
Previous studies have shown that elevated ER-ß levels might predict a better response to tamoxifen (12
, 18
, 36)
. Our study confirms these results and shows in a multivariate analysis, including nine other clinical variables, that high ER-ß expression independently predicts tamoxifen response in a relatively homogenous group of treated patients. It has been determined that tamoxifen is a potent transcriptional activator with ER-ß at an activator protein 1 enhancer element, which predicts that ER-ß may act to enhance the agonist activity of tamoxifen (9)
. This ER-ß activity could potentially then provide a molecular mechanism of resistance to tamoxifen. Similarly, ER-ß can activate a RAR
1 promoter reporter construct in the presence of tamoxifen (37)
. Our results do not support these reporter-based predictions that ER-ß expression confers resistance to tamoxifen.
In our multivariate analyses of disease-free survival and overall survival in the treated cohort, low levels of the PgR-A isoform and elevated AIB1 were also highly predictive of tamoxifen resistance, confirming our previous data showing that both of these molecular markers are predictive of responsiveness in these patients (19 , 20) . It is interesting to note that HER2 did not enter the Cox model in our study. Some, but not all, prior studies indicate that high HER-2 is associated with tamoxifen resistance (38) . Perhaps measurement of HER2 by itself is not a strong predictive marker and thus did not enter our model. A combination of high HER-2 and high AIB1 predicted tamoxifen resistance better than either alone in this same patient population in an earlier study (19) .
An interesting observation was made when we examined the untreated patient group and separated these patients into distinct receptor subgroups. Of course, these types of exploratory subset analyses can only be considered preliminary and should not have an impact on clinical decisions, but they are useful for hypothesis generation and testing. Thus, it is tempting to speculate about the discordant receptor phenotypes we observed. For instance, there were no significant differences between those tumors that expressed both receptors and those that had only lost ER-ß expression. There has been speculation that ER-ß might serve a tumor suppressor role in breast cancer, acting as a modulator of ER-
activity. In support of this speculation is data showing that ER-ß can indeed modulate ER-
activity in the uterus (39)
, that it may be involved in terminal differentiation of the mouse mammary gland epithelium (40)
, and that it can inhibit MCF-7 proliferation when overexpressed in these cells (41)
. However, one plausible interpretation is that ER-ß is less active transcriptionally in the breast when bound to estrogen, and therefore, when functioning as a heterodimer with ER-
, estrogen-induced transcriptional activity is not biologically impacted. In support of this concept is our observation that the ER-
/ERß+ subgroup was similar in outcome to the ER-
/ER-ß group and did not exhibit as favorable an outcome compared with those patients expressing both receptor isoforms. This could predict that ER-ß alone may have very little functional activity or consequences for untreated breast cancer patients, a suggestion that is consistent with the lack of a significant breast phenotype in ER-ß knockout animals (42)
. In contrast, ER-ß might serve as a predictive factor and target because of its ability to bind tamoxifen and ER-
in the treated population. The agonist activity of tamoxifen has been located within the AF-1 domain of ER-
(43)
, and the ER-
:ER-ß heterodimer might diminish the agonist activity of ER-
when bound to tamoxifen.
A number of antibodies recognizing different epitopes of ER-ß, from both commercial and private sources, have been used for measuring ER-ß in clinical samples. Speirs et al. (15)
have evaluated some of these antibodies for immunohistochemistry and immunoblot analysis of breast tumors and cell lines. As expected, the antibodies differed in their suitability for these two methods, and there was considerable variability in the immunostaining that was obtained. An interesting observation reported in this study (15)
was the occurrence of varying degrees of cytoplasmic staining in breast tumors. This may be consistent with other observations that ER-ß and ER-
might localize to both the nuclear and mitochondrial/cytoplasmic compartments in some cells, including MCF-7 human breast cancer cells (44, 45, 46, 47, 48)
. A putative ER-ß internal mitochondrial targeting peptide has also been identified with computer homology searching, which led to speculation that ER-ß might play a role in mitochondrial DNA transcription (45)
. Unfortunately, however, there is currently neither a consensus on the use of the various ER-ß antibodies, nor a standardization and optimization of immunohistochemistry techniques to measure ER-ß in breast tumors. This is a similar situation to that first encountered in measuring ER-
(23)
and which remains problematic in the measurement of PgR in clinical samples. In addition, in the majority of protein-based published clinical studies, cytoplasmic staining of ER-ß was not reported (16
, 17 , 31
, 32
, 36
, 49
, 50)
. Because of these uncertainties, we used immunoblot analysis of ER-ß for this study, with the additional benefit that only full-length and not variant forms of the receptor were evaluated. Thus, our study was not designed to examine the cellular distribution of ER-ß in tumors but the potential role of total ER-ß protein in tumor progression.
In conclusion, these results provide additional data indicating that measurement of ER-ß protein in breast cancer patients may help to predict tamoxifen responsiveness. Of course, validation and prospective evaluation of this potential marker are needed, as is the development of a clinically useful assay methodology. To determine why ER-ß is a predictive marker because it does not correlate with other clinically useful tumor variables and how it precisely functions in mammary gland and breast cancer biology requires further study.
| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Requests for reprints: Suzanne A. W. Fuqua, Breast Center, Baylor College of Medicine, One Baylor Plaza, BCM 600, Houston, TX 77030. Phone: (713) 798-1672; Fax: (713) 798-1673; E-mail: sfuqua{at}breastcenter.tmc.edu
Received 6/ 8/04; revised 7/28/04; accepted 8/ 9/04.
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