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Cancer Therapy: Clinical |
Authors' Affiliations: 1 Department of Hematology and Oncology, University of Freiburg Medical Center, Freiburg, Germany; 2 Tumor Biology Center of Freiburg at the Albert-Ludwigs University, Freiburg, Germany; 3 Clinical Pharmacology Research Core, and 4 Center for Cancer Research, Biostatistics and Data Management Section, National Cancer Institute, NIH, Bethesda, Maryland; 5 Department of Medical Oncology, Erasmus MC-Daniel den Hoed Cancer Center, Rotterdam, the Netherlands; and 6 Department of Medical Oncology, Leiden University Medical Center, Leiden, the Netherlands
Requests for reprints: Stephan Mielke, Stem Cell Allogeneic Transplant Section, Hematology Branch, DIR/NHLBI, NIH, Building 10 CRC, Room 3-5288, 10 Center Drive, MSC 1202, Bethesda, MD 20892-1202. Phone: 301-402-3294; Fax: 301-496-8396; E-mail: mielkes{at}nhlbi.nih.gov.
| Abstract |
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Experimental Design: Patients with advanced cancer of different origin were randomized to receive a maximum of 12 weekly-given 1- or 3-hour infusions of 100 mg/m2 paclitaxel (Taxol). Twenty-four patients were assessable for both pharmacokinetics and peripheral neuropathy development evaluated by a clinical scoring system including sensory symptoms, strength, tendon reflexes, and vibratory sense.
Results: Patients with peripheral neuropathy development (n = 14) received more weeks of therapy (P = 0.056) and showed significantly higher T>0.05 (P = 0.022) and overall systemic drug exposures (weeks of therapy x AUC) for total paclitaxel (P = 0.002) and unbound paclitaxel (P = 0.003) than those without peripheral neuropathy. In Kaplan-Meier analyses, T>0.05
10.6 hours (P = 0.023), AUC of total paclitaxel
4.7 µg/mL x hour (P = 0.047), and AUC of unbound paclitaxel
0.375 µg/mL x hour (P = 0.095) were identified as being potential factors for peripheral neuropathy development. In a Cox regression analysis, only T>0.05
10.6 hours remained as an independent risk factor (relative risk, 18.43; P = 0.036) after adjusting for prior vincamycin (relative risk, 11.28; P = 0.038).
Conclusions: From the results obtained in this study, it is concluded that exposure to paclitaxel but not Cremophor EL is associated with peripheral neuropathy development.
| Patients and Methods |
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Eligibility criteria and randomization. Patients with histologically proven, locally advanced or metastatic cancer, for whom paclitaxel as monotherapy was a therapeutic option, were candidates for this study. Exclusion criteria included age <18 years or >75 years with Eastern Cooperative Oncology Group performance status of >2; life expectancy of <3 months; preexisting peripheral neuropathy (peripheral neuropathy score before therapy of >3; Table 1); significant heart disease; known anaphylaxis against Cremophor EL, chemotherapy, or radiotherapy in the last 4 weeks, chemotherapy with taxanes in the last year; simultaneous anticancer treatment with hormone or immunotherapy; significant renal (serum creatinine > 1.5 x upper limit of normal), hepatic (total serum bilirubin > 1.5 x upper limit of normal), or hematologic insufficiency (absolute neutrophil count < 1.5 x 109/L and platelet count < 75 x 109/L); as well as bidimensionally nonmeasurable tumor. In fertile women, a negative test for pregnancy was required. Eligible patients were reported to the general study headquarters by facsimile, using a standard form in which they were assigned a serial number and allocated to the 1- or 3-hour infusion group by reference to a randomization list created by the Department of Biostatistics of Bristol-Myers Squibb (Munich, Germany). All patients gave informed consent according to the local ethics committee requirements and were monitored and treated at the participating center.
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General toxicity assessment. Briefly, clinical examination, hematologic diagnostics with a complete blood cell count, as well as the assessment of symptoms and toxicity had to be done weekly while patients were on therapy. Before therapy, and if possible after one and after two cycles, these examinations had to be supplemented by the evaluation of the peripheral neuropathy score, clinical chemistries (serum creatinine, aspartate aminotransferase, alanine aminotransferase, alkaline phosphatase, and bilirubin), ECG analysis, and the performance status. Hematologic requirements for paclitaxel administration were an absolute neutrophil count of
1.5 x 109/L and platelet count of
75 x 109/L. Toxicities other than peripheral neuropathy were graded according to the National Cancer Institute common toxicity criteria guidelines, version 2.0. In leukopenia grade 4 and/or febrile neutropenia as well as thrombocytopenia grade 4, a dose reduction of 25% for all further administrations was demanded.
Assessment of neurotoxicity. For the assessment of neurotoxicity, we used primarily a standardized clinical peripheral neuropathy scoring system questioning patients' symptoms and requiring a clinical examination based on a tuning fork test and an evaluation of strength and peripheral reflexes (Table 1), as previously reported (6). This individual clinical score could range from 0 (best) to 12 (worst) points; based on the inclusion criteria of this trial, a peripheral neuropathy was defined as an event when the peripheral neuropathy score exceeded 3 for the first time. The score had to be obtained, as a minimum, before and after 6 and 12 weeks of therapy provided that therapy was not interrupted due to significant toxicity or disease progression before the evaluation. With regard to patients' safety, we decided in the early period of the study to extend the protocol and to require weekly evaluations of the peripheral neuropathy score to ensure an optimal monitoring for neurotoxicity. An amendment was written and approved by the department of ethics. Patients experiencing a peripheral neuropathy score from 4 to 6 received a 25% dose reduction and could continue therapy, whereas patients with a peripheral neuropathy score from 7 to 12 were removed from the trial at that time. Dose reductions due to peripheral neuropathy were only permitted based on this score.
Pharmacokinetics of paclitaxel and Cremophor EL. The exact methodologies and results of the pharmacokinetic study used for this analysis have been reported in an individual publication (15). Briefly, blood samples were obtained from the treating center (exclusively the Tumor Biology Center of Freiburg and the University Medical Center of Freiburg, Germany) during and until 48 hours after the end of paclitaxel administration (14 time points for 3-hour infusion and 12 time points for 1-hour infusions) and delivered to the Tumor Biology Center of Freiburg as the study center responsible for these analyses. All samples were collected in 10-mL polypropylene tubes containing 75 IU of ammonium-heparinate (Sarstedt, Germany), separated by centrifugation (10 minutes at 2,000 x g), aliquoted in 1.5-mL fractions and stored at 20°C until analysis. Concentrations of total paclitaxel were determined by reversed-phase high-performance liquid chromatography, whereas Cremophor EL analyses were based on a colorimetric dye-binding microassay. For measurement of unbound paclitaxel plasma concentrations, equilibrium dialysis using a [G-3H]paclitaxel tracer was employed.
Statistical analysis. For the statistical evaluation of the effect of the pharmacokinetic variables AUC and Cmax of paclitaxel, unbound paclitaxel, and Cremophor EL as well as T>0.05 on peripheral neuropathy development, which were obtained at the first drug application, the assumption was made that these variables remained constant during the whole course of therapy. As an initial analysis, to determine if there were differences in pharmacokinetic variables between patients with or without peripheral neuropathy development when viewed simply as a dichotomous variable, we created scatter plots and applied an unpaired two-tailed t test after confirming normality. Ps
0.05 were considered to be significant and are presented without adjustment for multiple comparisons in this exploratory analysis. Furthermore, we calculated the overall systemic drug exposure as a product of AUCtot and weeks of therapy (overall systemic drug exposure = AUCtot x weeks of therapy) and checked again for group differences. The nonparametric Mann-Whitney test was used to check for group differences in therapy duration and T>0.05 because these particular variables were not normally distributed.
As a more rigorous analysis, because the development of a peripheral neuropathy in course of paclitaxel therapy may be treated as an event with probability increasing as a function of weeks of therapy, another evaluation was done to determine if the pharmacokinetic variables AUC, Cmax, and T>0.05 could be used to describe the probability of developing a peripheral neuropathy as a function of weeks of therapy. To do so, exploratory analyses using the Kaplan-Meier method and the log-rank test to determine the degree to which individual pharmacokinetic variables might be associated in a univariate fashion with time to development of a peripheral neuropathy were done first (21). Values obtained for AUC, Cmax, and T>0.05 were divided into quartiles to determine their association with the primary outcome peripheral neuropathy, to identify if these results were consistent in a linear fashion with the outcome, or if dichotomizing at a quartile or the median may be more useful. For this univariate analysis, we employed the log-rank test to examine for group differences. All of the resulting Ps are two tailed and because this is interpreted as an exploratory analysis, have not been adjusted for multiple comparisons. Finally, those factors that seemed to have potential effect in the univariate analyses were then evaluated in a Cox proportional hazards model to determine if they were associated with the outcome when considered jointly (22). All graphs presented in this publication have been plotted employing Prism 4.00 for Windows software (Graph Pad Software, San Diego, CA).
| Results |
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4.7µg/mL x hour for total paclitaxel and
0.375 µg/mL x hour for unbound paclitaxel had a higher probability of developing peripheral neuropathy than those with levels of <4.7 µg/mL x hour (P = 0.047; Fig. 3A) or <0.375 µg/mL x hour (P = 0.095; Fig. 3B). However, only the group difference for total paclitaxel was statistically significant. For Cremophor EL, no group differences could be observed (P = 0.70; Fig. 3C). A similar analysis was done for the peak concentrations but failed to provide significant group differences (data not shown).
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10.6 hours had a higher (P = 0.023) probability of developing a peripheral neuropathy than those with times below 10.6 hours (Fig. 4B).
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4.7 µg/L, an AUC of unbound paclitaxel of
0.375 µg/L, and a T>0.05
10.6 hours have been found to be potentially promising factors for a Cox regression analysis. Initial models showed that age could be discarded as a factor because of its relative unimportance compared with the other variables. Models without T>0.05 could be based on 24 patients, whereas a model that included this variable was based on 23 assessable patients. Prior therapy with vincamycin remained an independent variable in both models. The relative risks, confidence intervals, and Ps of the Cox analysis are presented in Table 3. In particular, when all three variables are considered simultaneously, model 1 shows no significant effect of AUC of total paclitaxel or unbound paclitaxel when taking prior vincamycin into account, whereas model 2 suggests that the T>0.05
10.6 hours threshold remains significant after adjusting for prior vincamycin (Table 3).
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| Discussion |
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Whereas various other studies have already discussed the association between paclitaxel pharmacokinetic variables and hematologic toxicity (1518), this is to our knowledge the first comprehensive evaluation of pharmacodynamic effects of paclitaxel on peripheral neuropathy development. Considering the cumulative nature of peripheral neuropathy development, it was critical for this analysis to investigate the influence of the obtained pharmacokinetic variables using a statistical approach incorporating the time to peripheral neuropathy development. Selecting Kaplan-Meier analyses as the statistical tool, we found that mainly the AUCs of total paclitaxel and unbound paclitaxel contributed to the peripheral neuropathy development in univariate analyses, although these variables were not found to be independently contributing in the Cox model. This effect was also noted when estimating the overall systemic drug exposure as a product of AUC and the number of chemotherapy applications. As pharmacokinetic analyses of paclitaxel in plasma are complicated by the nonlinear behavior of this drug, which is most likely based on interactions with its vehicle Cremophor EL (26), it was important for these analyses to determine also unbound, pharmacologically active drug concentrations of paclitaxel (15). Nevertheless, at a dose level of 100 mg/m2 paclitaxel as it has been given in this trial, it is likely that the AUC of total paclitaxel remained in the linear range of the dose-exposure relationship (15, 2729).
Physiologically relevant concentrations of Cremophor EL are known to cause axonal swelling, vesicular degeneration, and demyelization in preclinical models, suggesting that increased exposure to this vehicle could lead to more treatment-related neurotoxicity (13). Interestingly, in the current analysis, no effects of Cremophor EL exposure measures on peripheral neuropathy development could be observed. This is despite the fact that the AUC for Cremophor EL is increased by the reduction of infusion time, in contrast to that of paclitaxel (15). Furthermore, we could not detect any influence of the Cremophor EL peak concentrations, which also differs significantly between 1- and 3-hour infusions, on the neurotoxic outcome. These findings are in contrast to results obtained in animal models (14, 30) but coincide with recent observations from two phase I clinical trials showing that peripheral neuropathy remained an important and often dose-limiting toxicity after administration of Cremophor ELfree, albumin-stabilized nanoparticle (31) or polymeric micellar (32) paclitaxel formulations. This altogether provides further evidence of the conjecture that the intrinsic toxic effects of paclitaxel are more important than those of Cremophor EL with regard to peripheral neuropathy development. Both of these phase I studies described an association between observed neuromuscular grade 3 toxicities and increased AUC or Cmax levels of paclitaxel; however, these differences were based on very limited number of incidents (31, 32). It should be pointed out that we investigated the pharmacodynamic effects of Cremophor EL and paclitaxel separately from each other, whereas future models simultaneously considering measures of exposure to both paclitaxel and Cremophor EL could further refine the observed associations.
Based on previously published data reporting the association between concentrations of paclitaxel exceeding a particular threshold of 0.05 µmol/L (T>0.05) and the extent of granulocytopenia (17, 18), we included this variable into our analysis as well. We found T>0.05 to contribute to peripheral neuropathy development in the univariate analyses but also an independent factor in the Cox model. The hazard ratio of peripheral neuropathy development for patients experiencing concentrations of paclitaxel above 0.05 µmol/L for 10.6 hours or longer was estimated to be 18, although with very wide confidence intervals. Other studies failed to find a relation between pharmacokinetics and neurotoxicity (17, 33, 34), which could be likely because of the fact that neurotoxicity was not a primary end point in these trials. Further models used concentrations of paclitaxel above 0.1 µmol/L (T>0.1) as a threshold and found it to be related to hematologic toxicity (18, 35) and therapeutic efficacy (36). As our findings are based on a relatively limited number of patients, the conduction of further clinical studies investigating pharmacodynamic effects on peripheral neuropathy as primary end point would be desirable. In this context, further both empirically based (17, 18, 35) and mechanism-based estimates (37) that remained unstudied in our analysis should be investigated for their potential effects on peripheral neuropathy development.
The delivery of docosahexaenoic acid-paclitaxel, a fatty acidconjugated form of paclitaxel that was primarily developed to enhance the drug uptake into solid tumors, revealed no moderate or severe neurotoxicity (38). The administration of docosahexaenoic acid-paclitaxel increased the half-life of paclitaxel significantly resulting in concentrations above 0.01 µmol/L (T>0.01) for 6 to 7 days (38). Our data suggests that peripheral neuropathy development is associated with a particular threshold of drug exposure. Thus, the extended exposure to these low concentrations of paclitaxel associated with the administration of docosahexaenoic acid-paclitaxel might not have reached the threshold required for affecting peripheral nerves. Another, more simple explanation for these findings could be again the fact that neurotoxicity was not the primary end point of this study.
An unexpectedly identified variable with moderate statistical significance in both Cox models was prior therapy with vincamycin, which exclusively appeared as a factor potentially associated with development of peripheral neuropathy in this particular subset of patients but not in our primary clinical trial (6). One explanation for this discrepancy could be the fact that only two study centers were allowed to participate in the present substudy, which could have increased the reliability and validity of the acquired data.
In this study, T>0.05 was the most important pharmacokinetic variable affecting the final outcome of our patients. As 1- and 3-hour infusions do not significantly differ in their T>0.05 (15), this study contributes to the explanation why no significant differences in terms of peripheral neuropathy development have been seen in the primary clinical trial (6). From these experiences, we conclude that both 1- and 3-hour infusions are equally safe with respect to neurotoxicity. Furthermore, we believe that a further optimization in paclitaxel scheduling by adapting the infusion duration alone does not seem achievable. We strongly encourage further research in this area, which should include the development and investigation of neuroprotective agents accompanying paclitaxel therapy. Recent data revealed a decrease of nerve growth factor levels in plasma to be related to and predictive for peripheral neuropathy development (39), which could also be a target for a clinical application.
| Acknowledgments |
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| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 2/ 9/05; revised 3/22/05; accepted 4/ 6/05.
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