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Imaging, Diagnosis, Prognosis |
Authors' Affiliations: Departments of 1 Medical Oncology, 2 Otolaryngology, 3 Radiation Therapy, and 4 Pathology, Yale University School of Medicine, New Haven, Connecticut
Requests for reprints: Barbara Burtness, Fox Chase Cancer Center, Department of Medical Oncology, 333 CoHman Ave., Philadelphia, PA 19111.
| Abstract |
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Experimental Design: We studied EGFR protein expression on a tissue microarray composed of 95 oropharyngeal cancer cases using an in situ molecular-based method of quantitative assessment of protein expression (AQUA) and correlated those with clinical and pathologic data. Automated, quantitative analysis uses cytokeratin to define pixels as cancer (tumor mask) within the array spot and measures intensity of EGFR expression using a Cy5-conjugated antibody within the mask. A continuous index score is generated, which is directly proportional to the number of molecules per unit area, and cases were defined as high expressing if they were above the median expression level.
Results: The mean follow-up time for survivors was 44.9 months, and for the entire cohort was 34.8 months. Patients with high tumor EGFR expression levels had a local recurrence rate of 58% compared with 17% for patients with low EGFR tumor expression (P < 0.01). Similarly, patients with high nuclear EGFR expression had a local recurrence rate of 54% compared with 21% for patients with low EGFR nuclear expression (P < 0.05). Additionally, patients with high tumor and nuclear EGFR levels had inferior disease-free survival compared with low expressors (19% versus 43% and 19% versus 45%, respectively. P < 0.05 for each). In multivariate analysis adjusting for well-characterized prognostic variables, high tumor and nuclear EGFR expression levels retained their prognostic significance.
Conclusion: The AQUA system provides a continuous measurement of EGFR on paraffin-embedded tissue and was able to reveal the association between EGFR expression and outcome expected from the biological role of EGFR. In the future, EGFR AQUA score may be useful in predicting response to EGFR-targeted therapies.
45% of the latter group of patients will be alive after 2 years (2). Advances in molecular biology have led to identification of molecular targets in cancers and the development of agents that reverse the abnormal function of these proteins.
Several lines of evidence support the epidermal growth factor receptor (EGFR) as a molecular target for therapy of HNSCC. First, overexpression of EGFR is one of the most common molecular alterations in HNSCC (3); the level of EGFR expression on head and neck cancers is elevated relative to expression on normal adjacent squamous mucosa in 83% to 100% of cases (3). Second, increased receptor content is often associated with increased production of ligands, such as transforming growth factor-
, by the HNSCC (3). Furthermore, treatment with EGFR-targeted therapy such as the chimeric monoclonal antibody cetuximab (C225) or the quinazoline gefitinib inhibits EGFR signaling and potentiates the effects of chemotherapy or radiation (47).
A critical issue in EGFR-targeted therapy has been patient selection because the intensity of EGFR staining by immunohistochemistry has not been consistently associated with efficacy (79). In addition, the pathologist scores EGFR status based on the percentage of cells with membranous and/or cytoplasmic staining. However, there is recent evidence to suggest that EGFR, a plasma membrane receptor tyrosine kinase, may enter the nucleus and directly function as a transcriptional factor (10, 11). Thus, nuclear EGFR staining should not be overlooked in the assessment of the EGFR status.
Resistance to EGFR inhibition may be related to abnormalities in redundant receptor or in signaling molecules downstream from EGFR. Nonetheless, the prognostic value of EGFR expression within many tumor types, and the relatively nonquantitative methods used to determine EGFR expression in specimens from clinical trials of EGFR inhibitors, suggest that further study of the predictive worth of expression of the primary target of these therapiesEGFR itselfwith more quantitative methods, is warranted. Because activation of EGFR pathway leads to transcription of genes responsible for cell cycle progression, we hypothesized that elevated EGFR protein levels would have an adverse impact on prognosis. A fully quantitative method of analysis for tissue microarrays that allows calculation of expression ratios has been developed. This method allows measurement of protein expression within subcellular compartments that results in a number directly proportional to the number of molecules expressed per unit area (the concentration). This novel technology uses molecular methods to define subcellular compartments. It then quantifies the amount of protein expressed within the compartment by colocalization. Therefore, this technology permits preservation of tissue morphology, while quantifying protein expression in paraffin-embedded tissue. Here, we show that measurement of EGFR protein levels on paraffin-embedded tissue using this method is feasible and results in more reliable assessment of EGFR protein expression than conventional immunohistochemistry.
| Materials and Methods |
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Quantitative immunohistochemistry. Tissue microarray slides were deparaffinized and stained as previously described (12). In brief, slides were deparaffinized with xylene followed by ethanol. Following rehydration in distilled water, antigen retrieval was accomplished by application of proteinase K and incubation for 30 minutes. Endogenous peroxidase activity was blocked by incubating in 0.3% hydrogen peroxide in methanol for 30 minutes. Nonspecific antibody binding was then blocked with 0.3% bovine serum albumin for 30 minutes at room temperature. Following these steps, slides were incubated with primary antibody at 4°C overnight. Primary monoclonal antibody to EGFR (clone H11; DAKO, Carpinteria, CA) was used at 1:50 dilution in 0.3% bovine serum albumin/TBS. This antibody has been validated in previous studies using immunohistochemistry and Western blot analysis of normal and neoplastic tissue (13, 14). Subsequently, slides were incubated with goat anti-mouse secondary antibody conjugated to a horseradish peroxidasedecorated dextran polymer backbone (Envision; DAKO) for 1 hour at room temperature. Tumor cells were identified by use of anticytokeratin antibody cocktail (rabbit anti-pancytokeratin antibody z0622; DAKO) with subsequent goat anti-rabbit antibody conjugated to Alexa 546 fluourophore (A11035, Molecular Probes, Eugene, OR). We added 4',6-diamidino-2-phenylindole to visualize nuclei. Target (EGFR) molecules were visualized with a fluorescent chromogen (Cy-5-tyramide; Perkin-Elmer Corp., Wellesley, MA). Cy-5 (red) was used because its emission peak is well outside the green-orange spectrum of tissue autofluorescence. Slides were mounted with a polyvinyl alcoholcontaining aqueous mounting media with antifade reagent (n-propyl gallate, Acros Organics, Vernon Hills, IL).
Automated image acquisition and analysis. Automated image acquisition and analysis using AQUA has been described previously (15). In brief, monochromatic, high-resolution (1,024 x 1,024 pixel; 0.5 µm) images were obtained of each histospot. We distinguished areas of tumor from stromal elements by creating a mask from the cytokeratin signal. The 4',6-diamidino-2-phenylindole signal within this mask was then used to identify tumor nuclei. The EGFR signal (AQUA score) was scored on a normalized scale of 1 to 255 expressed as pixel intensity divided by the target area (tumor mask or tumor nuclei). AQUA scores for duplicate tissue cores were averaged to obtain a mean AQUA score for each tumor.
Statistical analysis. Histospots containing <10% tumor, as assessed by mask area, were excluded from further analysis. Local recurrence was defined as time from day of diagnosis to development of locally recurrent disease. Overall survival was defined as time from day of diagnosis to death from any cause. Disease-free survival was defined as time from day of diagnosis to the first of either death from any cause or disease progression. For survival analysis, automated AQUA scores were converted to binomial variables of high versus low expression around the median. The decision to break at the median was the joint result of ease of interpretation and maximizing the efficiency of the comparison between EGFR groups. In previous investigations, the median has been used as a cut point (16). Disease-free survival and local recurrence were subsequently assessed by Kaplan-Meier analysis with log-rank for determining statistical significance. All survival analysis was done at 5-year cutoffs. Relative risk was assessed by the multivariate Cox proportional hazards model. Prognostic variables included in this model were EGFR expression class, management (EBRT versus postoperative radiotherapy), histologic grade, subsite within the oropharynx, and tumor-node-metastasis (TNM) stage. Comparison of EGFR expression class with the clinical and pathologic variables, such as gender, TNM stage, histologic grade, treatment method (primary EBRT versus primary surgical excision plus radiotherapy), chemotherapy treatment, and oropharyngeal subsite, were made using
2 analysis. Comparison of EGFR expression and patient age was made by Spearman correlation. All calculations and analyses were done with SPSS 11.5 for Windows (SPSS, Inc., Chicago IL) and where appropriate were two-tailed.
| Results |
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Univariate survival analysis
Local recurrence. The expression status of EGFR was evaluated for association with local recurrence using Kaplan-Meier survival analysis (Fig. 2A and D) with log-rank statistic for determining significance. This analysis showed that high tumor and nuclear EGFR expression are associated with increased 5-year local recurrence rates. Patients with high tumor EGFR expression had a local recurrence rate of 57.8% compared with 17.2% for patients with low EGFR tumor expression (P = 0.0078). Patients with high nuclear EGFR expression had a local recurrence rate of 54.4% compared with 21.4% for patients with low EGFR nuclear expression (P = 0.0277).
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Overall survival. The expression status of EGFR was also evaluated for association with overall survival. Kaplan-Meier analysis (Fig. 2C and F) showed that patients with high tumor EGFR expression tended toward inferior 5-year overall survival (21.1%) compared with those with low tumor EGFR expression (40.2%), but this did not reach statistical significance (P = 0.06). High EGFR nuclear expressors also tended toward inferior 5-year overall survival (23.5%) compared with those with low nuclear EGFR expression (35.9% ; P = 0.11). Results for univariate analysis are summarized in Table 2.
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| Discussion |
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We had previously examined the present cohort for EGFR overexpression by conventional immunohistochemistry and found, surprisingly, that EGFR levels are protective against local recurrence (19). This paradoxical result, although consistent with two other studies, challenges the validity of pathologist-based scoring. It was postulated that a more quantitative assessment of expression would be necessary. In the present study, using quantitative immunohistochemistry, we were able to show that EGFR expression levels are inversely correlated with outcome in oropharyngeal squamous cell cancers. In multivariate analysis, adjusted for well-recognized prognostic indicators, EGFR maintained its independent prognostic value. This analysis shows the power of continuous automated assessment to define subclasses of tumors not achievable using standard pathologist-based assessment. Using this technology, we were able to show an association between EGFR expression levels and outcome consistent with the biological role of EGFR in tumor behavior. The use of AQUA has been validated in several tumor types, including HNSCC (15, 2022), where the application of this technology revealed associations between biomarkers and outcome not discernable with conventional immunohistochemistry. Additionally, we found an association between elevated nuclear EGFR and lack of clinical response to initial therapy. A similar trend was noted for tumor EGFR but did not reach statistical significance. As predictors of response to therapy are desperately needed, it is possible that AQUA analysis of EGFR may be an attractive candidate marker.
The discrepancy between the results we obtained with AQUA and conventional immunohistochemistry shows one of the problems with by-eye scoring of immunohistochemical stains (i.e., the difficulty humans have in translating a continuous marker into a nominal 4-point scale). Specifically, the pathologist tends to group things as positive or negative whereas the automated device results in continuous full-scale scores.
Our finding that not only tumor EGFR expression, but also nuclear EGFR levels, strongly independently predict for outcome deserves mention. EGFR is generally known as plasma membrane receptor tyrosine kinase, which sends signals to the nucleus via the mitogen-activated protein kinase, the phospholipase C
-protein kinase Cfs, and the phosphatidylinositol 3-kinase pathways. However, recently, data are accumulating to imply that nuclear localization and action of EGFR may occur as well (10, 11). EGFR may enter the nucleus and directly act as transcriptional factor, bypassing the protein phosphorylation cascades. Lin et al. (10) showed that nuclear EGFR is associated with the promoter region of cyclin D1 in vivo and activates transcription. To our knowledge, an association of nuclear EFGR with poor prognosis has not been reported previously. Nuclear localization and action of EGFR are worthy of study as they constitute a potential mechanism of resistance to EGFR-targeted therapies: Because nuclear EGFR directly activates transcription bypassing the protein phosphorylation cascades, EGFR-rich tumors may not respond to EGFR inhibitors blocking only receptor-mediated signaling.
Our findings require validation in a second cohort. These results, if confirmed, have important clinical implications. AQUA may be used in pharmacodynamic studies to identify patient cancers sensitive to EGFR inhibitors. Because effective preclinical models are not available, pharmacodynamic end points in phase I/II clinical trials with anti-EGFR agents, examining the effects of EGFR-directed therapies on the molecular targets and the downstream pathways, become critically important.
| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 2/25/05; revised 4/22/05; accepted 5/25/05.
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