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Imaging, Diagnosis, Prognosis |
Institute of Medical Oncology and the Laboratory for Molecular Diagnostics, Department of Hematology, University of Berne, Berne, Switzerland
Requests for reprints: Thomas Pabst, Institute of Medical Oncology, University Hospital of Berne, CH-3010 Berne, Switzerland. Phone: 41-31-632-84-30; Fax: 41-31-382-12-37; E-mail: thomas.pabst{at}insel.ch.
| ABSTRACT |
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50% of newly diagnosed acute myeloid leukemia (AML) have a normal karyotype. There has therefore been much interest in identifying molecular markers that could help to improve the prognostic stratification of patients with normal-karyotype AML.
Experimental Design: Consecutive untreated AML patients (n = 67) from a single institution all with normal karyotype were analyzed for the presence of mutations in the myeloid transcription factor gene CEBPA (for CCAAT/enhancer binding protein-
), for internal tandem duplications (ITD) of the tyrosine kinase receptor gene FLT3 (for fms-like tyrosine kinase 3), and for expression of the BAALC gene (for brain and acute leukemia, cytoplasmic).
Results: 17.9% of normal-karyotype AML had mutations in the CEBPA gene, and 28.4% had FLT3-ITD; 65.7% (44 of 67) had high BAALC expression and 34.3% (23 of 67) had low BAALC expression. Patients with CEBPA mutations had a very favorable course of their disease. Median disease-free survival (DFS) and overall survival (OS) were 33.5 and 45.5 months, respectively, compared with 10 (e.g., 12 months in patients without CEBPA mutations; P = 0.0017; P = 0.0007). AML patients with FLT3-ITD had significantly shorter median DFS (P = 0.0328) and OS (P = 0.0148) than patients without FLT3-ITD. High BAALC expression predicted for a shorter DFS (P = 0.0152) and OS (P = 0.0210) compared with AML with low BAALC expression; 53.7% of normal-karyotype AML had neither FLT3-ITD nor CEBPA mutations. We found that high BAALC expression in normal-karyotype AML with neither FLT3-ITD nor CEBPA mutations (18 of 67) indicates adverse prognosis for both DFS and OS (P = 0.0001; e.g., P = 0.0001) compared with the group with low BAALC expression and absent FLT3-ITD and CEBPA mutations (18 of 67). Thus, BAALC expression represents a novel prognostic marker particularly for normal-karyotype AML patients with neither FLT3-ITD nor CEBPA mutations.
Conclusions: Assessment of CEBPA mutations, FLT3-ITD, and BAALC expression permits to split normal-karyotype AML into clinically distinct subgroups.
Key Words: Leukemias and lymphomas Risk assessment Molecular diagnosis and prognosis
| INTRODUCTION |
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The transcription factor CEBPA (for CCAAT/enhancer binding protein-
; for review, see ref. 4) is expressed in myelomonocytic cells and specifically up-regulated during granulocytic differentiation (5). cebpa knockout mice show a selective block in neutrophil differentiation at the stage of myeloblasts that is similar to the maturation arrest seen in human AML patients (6). Dominant-negative mutations of the CEBPA gene have been reported by us and others preferentially in AML patients with a normal karyotype and with myeloblastic AML subtypes (AML-M1 and M2; refs. 712). Interestingly, prognosis of these AML patients seems to be favorable (911).
FLT3 (for fms-like tyrosine kinase 3) is a class III tyrosine kinase receptor (for review, see ref. 13). It is involved in signaling pathways regulating the proliferation of pluripotent stem cells and early progenitor cells. Internal FLT3 tandemly duplicated sequences (ITD) within the JM domain encoded by exons 14 and 15 are the most frequent single mutation described in adult AML with a reported incidence between 13% and 32% (1422). Remarkably, FLT3-ITD AML exhibit a high relapse risk, decreased disease-free survival (DFS) and overall survival (OS; refs. 17, 18). Several groups have found in multivariate analysis that in AML FLT3-ITD is the most significant factor predicting an adverse outcome (17, 18).
BAALC (for brain and acute leukemia, cytoplasmic) is a recently identified gene on chromosome 8q22.3 with a protein sequence showing no homology to any other known proteins or functional domains (23). In hematopoietic cells, BAALC expression is restricted to progenitor cells (23). BAALC expression is found in AML and chronic myelogenous leukemias in blast crisis whereas no BAALC expression could be detected in patients with chronic-phase chronic myelogenous leukemia (23). In AML patients with normal cytogenetics, high BAALC expression seems to predict a poor prognosis (24). However, the expression of the BAALC gene and its potential use as a prognostic marker in normal-karyotype AML in the absence of CEBPA or FLT3-ITD mutations are unknown.
In the present study, we assessed the presence of mutations in the CEBPA gene, of FLT3-ITD, and of the expression of the BAALC gene in untreated AML with normal cytogenetics. We show that this panel of markers adds important prognostic information for this largest subgroup in AML.
| MATERIALS AND METHODS |
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For CEBPA mutational analysis, the entire coding region of the gene was amplified using three (A, B, and C) overlapping PCR primer pairs as previously described (7). Sequences of the primers used are listed in Table 2. PCR products were verified on agarose gel electrophoresis, and sequenced in both directions using BigDye Terminator-Mix Version 3.1 (ABI, Rotkreuz, Switzerland). Abnormal sequencing results were repeated twice in both directions including repetitions of PCR. Analysis of the internal tandem duplication of the FLT3 gene was done by amplification of the JM domain located in exons 14 and 15 and subsequent gel electrophoresis.
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Ct = CtBAALC CtPBGD) of each replicate. The mean value from the duplicate was calculated as µ (
Ct) = (
Ct) / 2 and expressed as 2µ(
Ct). The BAALC-positive leukemic Kasumi cell line and a negative control were included in each assay. The BAALC and PBGD Ct values were measured in duplicate for each patient. In addition, we determined BAALC mRNA levels in both leukocytes from peripheral blood and bone marrow samples from 12 healthy volunteers. Immunophenotyping and Cytogenetic Analysis. A panel of monoclonal antibodies against myeloid lineageassociated antigens, including CD9, CD11b, CD13, CD14, CD15, CD33, glycophorin, and myeloperoxidase; lymphoid lineageassociated antigens, including CD2, CD3, CD7, CD10, CD19, CD22, CD79; and lineage-nonspecific antigens, including HLA-DR, TdT, CD34, CD45, and CD56 was used to analyze the leukemic cells. The cutoff for a positive result of a particular marker was set at >20%.
All cytogenetic analyses were done at a single reference institution, at the university hospital of Lausanne, Switzerland. Metaphase chromosomes were banded by conventional banding technique and karyotyped according to the International System for Human Cytogenetic Nomenclature. A karyotype was considered normal if at least 20 metaphases remained without evidence of a clonal abnormality.
Statistical Analysis. The primary end point was DFS; the secondary end point was overall survival (OS). DFS was defined as the time from achievement of complete remission to first appearance of progression/relapse, or death from any cause. OS was defined as the time from diagnosis to death. Patients alive without progression/relapse by the time of analysis were censored at the time of their last follow-up. Time-to-event curves were constructed according to the Kaplan-Meier method and were compared with the log-rank
2 test. Correlation coefficient was specified as Pearson correlation (r).
| RESULTS |
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The course of AML in patients with FLT3-ITD was unfavorable. Although the rate of complete remissions achieved after induction chemotherapy was similar in patients with and without FLT3-ITD (84% versus 85%), the median DFS in patients with FLT3-ITD was significantly shorter (8.0 versus 12.5 months; P = 0.0328). Also, OS of patients with FLT3-ITD was decreased as compared with normal-karyotype AML without FLT3-ITD (10.1 versus 15.5 months; P = 0.0148). In summary, the presence of FLT3-ITD in normal-karyotype AML seems to confer an adverse clinical course.
High BAALC Expression in Normal Karyotype Acute Myeloid Leukemia Is Associated with Unfavorable Prognosis. No differences were detected for BAALC mRNA levels between peripheral blood leukocytes and bone marrow cells from 12 healthy volunteers. Figure 3A depicts BAALC levels for all volunteers with the values for peripheral blood on the x-axis and for bone marrow on the y-axis. The correlation coefficient (Pearson) was r = 0.8507 indicating a strong correlation between BAALC mRNA levels in blood and bone marrow in a given volunteer. Furthermore, the range of BAALC expression among the 12 volunteers was remarkably small (range, 0.03 and 0.15; median, 0.09). We used the median value of 0.09 of these 12 volunteers as cutoff. Therefore, a value above 0.09 was considered "high" expression, whereas a value below 0.09 qualified for "low expression".
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Interestingly, patients with high BAALC expression did not differ significantly from patients with low BAALC expression in terms of leukocyte count at diagnosis and the median LDH value at diagnosis (Table 1). However, we observed that monoblastic subtypes of AML predominantly had low BAALC expression (80%; 12 of 15 AML-M4 and M5) as previously reported (24). Low BAALC expression was observed in myeloblastic AML (M1 and M2) in only 25.6% (11 of 43 patients). In contrast, high BAALC expression was predominantly observed in myeloblastic subtypes of AML (32 of 43; 74.4%) and undifferentiated AML (M0; 5 of 5). All AML with M6 and M7 subtypes (four patients) also had high BAALC expression.
Interestingly, significant differences were detected in the immunophenotype depending on different BAALC expression. Leukemic cells with low BAALC expression had significantly higher expression of the CD11b, CD15, and myeloperoxidase antigens. In addition, low BAALC expression correlated with low CD34 expression (Table 4).
The rate of complete remission achieved after induction chemotherapy was not different in patients with high versus low BAALC expression (82% versus 91%; P = 0.3008). However, median DFS in patients with high BAALC expression was significantly shorter (8.5 versus 21 months; P = 0.0152). Also, overall survival of patients with high BAALC expression was decreased as compared with patients with low BAALC expression (10 versus 21 months; P = 0.0210). In summary, high BAALC expression in normal-karyotype AML seems to be associated with shortened DFS and OS.
In Fig. 4, dot blot representations of BAALC expression levels are depicted for all patients together (left column; n = 67), for patients with FLT3-ITD only (second column; n = 19), for patients with CEBPA mutations only (middle column; n = 12), for patients having neither FLT3-ITD nor CEBPA mutations (fourth column; n = 36), and finally for the control group of 12 healthy volunteers. We found that patients with FLT3-ITD had a broad range of BAALC expression. Because high and low BAALC expressing patients with FLT3-ITD did not differ in their course (data not shown), we conclude that the presence of FLT3-ITD outweighs the significance of BAALC expression. Interestingly, patients with CEBPA mutations were predominantly seen in the "high" BAALC expression group. Only three out of 12 patients with CEBPA mutations relapsed. Remarkably, these three patients showed the highest BAALC expression among the group of 12 normal-karyotype AML patients with CEBPA mutations.
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Low BAALC Expression in Normal Karyotype Acute Myeloid Leukemia with neither CEBPA nor FLT3-ITD Mutations Is Associated with Favorable Prognosis. We hypothesized that determining BAALC expression might be particularly useful in the subset of AML patients with neither FLT3-ITD nor CEBPA mutations (36 of 67). The median BAALC expression of patients in this subgroup was about 10-fold higher than the value of our control group. Eighteen of these 36 patients (50%) had low BAALC expression, and 18 had high BAALC expression.
Most interestingly, the clinical course of these two subgroups differed dramatically both for DFS (18.4 and 7.4 months, respectively; P = 0.0001) and for OS (22.8 and 9.1 months, respectively; P = 0.0001) as depicted in Fig. 5A and B. We thus conclude that BAALC expression adds significant prognostic information particularly in those AML patients with a normal karyotype where until now other markers such as FLT3-ITD or CEBPA mutations are lacking.
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| DISCUSSION |
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We detected CEBPA mutations in one sixth of normal-karyotype AML patients. Others have reported slightly lower percentages with between 4.3% and 11% (710, 12). However, most of these studies have not focussed on normal-karyotype AML. In accordance with others, we confirmed that CEBPA mutations preferably occur in the FAB classes M1 and M2 (712). The clinical effect of CEBPA mutations seems to be distinctly favorable. Our AML patients with CEBPA mutations had a median DFS of 33.5 months and an OS of 45.5 months. In parallel with accepted practice in other types of good-prognosis AML such as acute promyelocytic leukemia or AML with abnormalities of chromosome 16, patients with CEBPA mutations and a normal karyotype may enjoy long-lasting first remission without allogeneic stem cell transplantation.
Several groups reported a significantly increased frequency of FLT3-ITD in normal-karyotype AML compared with other AML subgroups (15, 17, 20). Our data are in accordance with this literature. The most significant effect of an FLT3-ITD on clinical outcome is its association with increased relapse risk, decreased DFS and OS (13). Several groups reported that an ITD is the most significant factor predicting an adverse outcome in multivariate analysis (17, 18). In our series of normal-karyotype AML, patients with FLT3-ITD had a significantly reduced DFS and OS. Thus, normal-karyotype AML patients with FLT3-ITD seem to represent the unfavorable end of the prognostic spectrum, with patients with CEBPA mutations representing the favorable end.
In our series, 53.7% of normal-karyotype AML patients had neither CEBPA mutations nor FLT3-ITD. We now propose to assess BAALC expression to obtain further prognostic information particularly in those patients. In a recent report investigating 86 de novo AML with a normal karyotype, high BAALC expression was found associated with significantly decreased OS and DFS (24). In the study cited above, patients were dichotomized at BAALC's median expression into low and high expressers. This approach might produce varying levels of median expression depending on the collection of patients studied. We used a slightly different approach. Bone marrow and peripheral blood samples from 12 healthy volunteers were analyzed for BAALC expression. We found a very small range of expression within this normal control group with no differences between peripheral blood and bone marrow samples. The median expression value of these controls was used as cutoff. Patients were then classified into two subgroups with either BAALC expression above or below this "normal" BAALC expression level. Most interestingly, normal-karyotype AML patients with low BAALC expression had a significantly better clinical outcome than high expressers both for DFS and OS.
In summary, we identified CEBPA mutations, FLT3-ITD, and differing levels of BAALC expression as having independent prognostic significance in normal-karyotype AML. We propose that molecular assessment of these three factors at diagnosis offers valuable additional prognostic information and may thereby markedly affect therapeutic decisions.
| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Note: M. Bienz and M. Ludwig contributed equally to this work.
Received 8/ 4/04; revised 11/12/04; accepted 11/16/04.
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