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Imaging, Diagnosis, Prognosis |
Authors' Affiliation: Department of Hematology, VU University Medical Center, Amsterdam, the Netherlands
Requests for reprints: Gerrit J Schuurhuis, Department of Hematology, VU University Medical Center, BR240 P.O. Box 7057, 1007 MB Amsterdam, the Netherlands. Phone: 31-20-4443838; Fax: 31-20-4442601; E-mail: GJ.Schuurhuis{at}vumc.nl.
| Abstract |
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To investigate the role of the apoptosis protein profile in further response to therapy and outgrowth of disease.
Experimental Design: We studied whether Bcl-2, Bcl-xL, Mcl-1, Bax as well as the Bcl-2/Bax ratio and a combination of all (antiapoptosis index, AAI) are related to the frequency of malignant cells surviving the chemotherapy (i.e., minimal residual disease, MRD). MRD cells were identified by leukemia-associated aberrant phenotypes established at diagnosis by flow cytometry.
Results: We found that Bcl-2 (R = 0.55, P = 0.002), Bcl-2/Bax (R = 0.42, P = 0.02), and AAI (R = 0.47, P = 0.01) at diagnosis directly correlated with MRD after the first cycle of chemotherapy. In turn, MRD frequency after first cycle correlated with DFS (P = 0.04). Taken together, these results directly explain why Bcl-2/Bax and especially AAI (P = 0.007) at diagnosis correlate with DFS.
Conclusion: Our results show that apoptosis resistance plays an important role in the first stage of the therapy (i.e., to eliminate the bulk of malignant cells), in terms of achievement of complete remission and frequency of MRD after first cycle of therapy.
Key Words: Bcl-2 Bax MRD survival
Outgrowth of minimal residual disease (MRD) cells is thought to be responsible for the occurrence of relapse, and in line with that, the prognostic value of MRD detection has been shown in bone marrow after induction and intensification therapy in the study of San Miguel (7, 8), after consolidation therapy in the study of Venditti (9) and in addition to induction and consolidation therapy also in peripheral blood stem cell transplants (10). It can therefore be hypothesized that there may be a direct relationship between the apoptosis-related protein profile at diagnosis and MRD frequency during treatment. Besides our previously presented preliminary results (11), there is, to the best of our knowledge, no report that has examined the role of apoptosis-related proteins in the development and persistence of MRD as the missing link between the established prognostic values of apoptosis-related proteins at diagnosis on the one hand and the prognostic value of MRD frequency on the other hand.
The techniques that we developed which combine expression of apoptosis-related proteins and MRD detection (12, 13) provide a unique opportunity to study this.
| Materials and Methods |
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60 years were treated according to the Dutch HOVON 29 (during 1998-2000) and HOVON 42 (during 2001-2003) protocols, which have basically an identical design, consisting of two remission induction cycles with cytarabin plus idarubicin and cytarabin plus amsacrine and one consolidation cycle with either etoposide and mitoxantrone or a myeloablative regimen with busulfan and cyclophosphamide followed by autologous stem cell transplantation. Details of the protocols have been described by Feller et al. (10). The protocols can also be found at http://www.hovon.nl. Patients aged >60 years were treated according to the HOVON 32 protocol. Patients received two cycles of remission induction chemotherapy consisting of cytarabine supplemented with granulocyte colony-stimulating factor (filgrastim, 5 µg/kg, day 0 until neutrophil recovery > 0.5 x 109/L) with or without the addition of fludarabine (25 mg/m2, days 1-5). After the remission induction therapy, patients received a third cycle of chemotherapy consisting of the combination of cytarabine and daunorubicin plus granulocyte colony-stimulating factor from day 0 until a neutrophil recovery > 0.5 x 109/L. Details have been described by Feller et al. (10). The protocol can also be found at www.hovon.nl. Patient characteristics are shown in Table 1.
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Antibodies. FITC-conjugated mouse anti-human Bcl-2 (IgG1, clone 124) and FITC-conjugated anti-rabbit were from DAKO Diagnostics B.V. (Uithoorn, the Netherlands). The rabbit polyclonal antibodies Bax (P-19), Bcl-xL (S-18), and Mcl-1 (S-19) and normal rabbit immunoglobulins (nrIgG) were all purchased from Santa Cruz Biotechnology (Santa Cruz, CA). Anti-CD7 PE was purchased from Immunotech (Marseille, France), anti-CD45 PerCP and anti CD34 APC were from Becton Dickinson (Mountain View, CA).
Minimal residual disease detection. The phenotypic analysis of de novo AML was done on whole bone marrow upon staining with FITC-, PE-, PerCP-, and APC-conjugated monoclonal antibodies. MRD cells were detected using aberrant antigen combinations, the so-called leukemia-associated phenotypes (LAP), that are not or in very low frequencies present in normal bone marrow (8, 9, 14, 15). Our detailed description of the establishment of a LAP and MRD detection has previously been published (10, 16, 17). In the present patient cohort, 87% of the patients displayed one or more LAPs, enabling the flow cytometrical detection of MRD. In the majority of cases, a LAP is not expressed on 100% of the leukemia blast population. For the calculation of the frequency of the total leukemia blast population in a follow-up bone marrow, a correction for the LAP expression on AML blasts at diagnosis was done as previously described (10). Based on the recurrence in MRD of the different phenotypes seen at diagnosis, such corrections have been shown in our previous work (17) to be valid.
Apoptosis-related protein detection in diagnosis of acute myeloid leukemia by flow cytometry. We have previously described procedures for detection and quantification of apoptosis-related protein expression (12, 13). In short, cells were stained with PE-, PerCP-, and APC-conjugated monoclonal antibodies defining the blast population. After washing, the cells were fixed (1% PFA, 5 minutes, room temperature) and permeabilized (0.1% saponin, 15 minutes, room temperature). After washing, cells were incubated with either FITC-conjugated anti-Bcl-2 or unconjugated rabbit polyclonal anti-Bax, anti-Bcl-xL, and anti-Mcl-1 for 30 minutes at 4°C. For Bax, Bcl-xL, and Mcl-1 detection, a second incubation step with FITC-conjugated anti-rabbit (30 minutes, 4°C) was done. Cells were measured immediately at a FACScalibur (Becton Dickinson) equipped with a red diode laser.
To quantitate the levels of fluorescence in blast cells, relative apoptosis-related protein expression was calculated using the following formula: Protein expression of blast cells = MFI(protein) blasts / MFI(Isotype control) blasts. IgG1 was the isotype of Bcl-2, as was normal rabbit immune globulines for the rabbit polyclonal antibodies.
Complete remission and relapse. Remission either after the first or second cycle of induction chemotherapy was defined as CR if <5% blasts were present in bone marrow and with concomitant evidence of erythropoiesis, granulopoiesis, and megakaryopoiesis. Granulocytes and platelets in peripheral blood should be at least 1.5 x 109/L and 100 x 109/L, respectively.
Relapse was defined as marrow infiltration by >5% blasts in previously morphologic normal bone marrow.
Statistics. The Spearman's
correlation test, nonparametric Mann Whitney U test, independent samples Student's t test, Kaplan Meier survival test, and Cox regression were done using the SPSS software program. P < 0.05 was considered as significant.
Disease-free survival (DFS) is the time from CR to relapse or death, overall survival (OS) is the time from entry into the study until death.
| Results |
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5.75 were significantly higher than in the group with Bcl-2/Bax ratio of <5.75 (Fig. 3A). Similarly, patients with an AAI
98 had more MRD than patients with an AAI of <98 (Fig. 3B).
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A high minimal residual disease frequency is associated with short disease-free survival. Next, the question was whether in this particular patient group the frequency of MRD in bone marrow had prognostic value. This was done in two ways. First, MRD frequency was directly correlated with survival variables by Cox regression analysis, showing that patients with higher MRD frequency have shorter DFS after all cycles and shorter OS after the third cycle (Table 4B). Second, for Kaplan-Meier survival analysis, after the first cycle, patients were divided in two groups by the mean MRD frequency (0.33%). Patients with low MRD (<0.33%) had a significantly longer median DFS than patients with high MRD (
0.33%; 26 versus 5.1 months, P = 0.04, Fig. 4A). OS was borderline significantly different between the patients with low and high MRD (not reached versus 8 months, P = 0.07, Fig. 4B). Similar survival analysis revealed that patients with low MRD frequencies (<0.22%) after second cycle of chemotherapy had longer DFS (P = 0.007) and OS (P = 0.02). Patients with low MRD frequencies (<0.83%) after third cycle of chemotherapy had a significantly longer DFS (P = 0.0001) and OS (P = 0.05).
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5.75 (P = 0.08; Fig. 5A). However, patients with an AAI of
98 showed a significantly shorter survival than the patients with low AAI (Fig. 5B). Median DFS for AAI of
98 was 6.9 months whereas the median DFS for AAI of <98 was not reached (P = 0.007). Multivariate Cox regression analysis showed that of all factors tested, including gender, age, French-American-British classification (a tumor classification), treatment protocol, WBC and cytogenetics, only AAI was a significantly unfavorable variable for DFS.
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| Discussion |
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First, with our sensitive and quantitative flow cytometric detection method (12, 13), we showed that the antiapoptosis Bcl-2, Bcl-xL, Mcl-1, and proapoptosis Bax in diagnosis AML blasts were heterogeneously expressed among patients. Bcl-2, the Bcl-2/Bax and the AAI (Bcl-2 x Bcl-xL x Mcl-1 / Bax; ref. 2) were significantly higher in AML bone marrow than in normal bone marrow CD34+ cells suggesting a relatively apoptosis-resistant protein profile of AML blasts at diagnosis. This is in accordance with previously published results (46). In a previous study (2), we were able to relate a high Bcl-2 and Bcl-xL expression in AML bone marrow to a decreased sensitivity to cytotoxic drugs in vitro.
Campos et al. (5) showed that AML patients with high levels of Bcl-2 had a lower CR rate compared with those with low levels of Bcl-2. In addition, Del Poeta et al. (18) included the proapoptosis Bax in the analysis and observed that the Bcl-2/Bax ratio had prognostic significance with regard to CR. Likewise, high levels of Bcl-2 or a high Bcl-2/Bax ratio translated into decreased OS (5, 18). In line with these studies, we observed that Bcl-2/Bax ratio was different between patients who reached CR and those who did not, and that a high Bcl-2/Bax ratio resulted in a borderline significantly shorter DFS (P = 0.08). However, including all proteins studied in one factor (i.e. the AAI), resulted in a significantly predictive value with regard to DFS, indicating that inclusion of Bcl-xL and Mcl-1 improves the prognostic value in terms of survival. As we determined the cutoff levels for Kaplan Meier survival analysis by an objective median split (Bcl-2/Bax: 5.75, AAI: 98) also when we used the Bcl-2/Bax cutoff level that was chosen in the study of Del Poeta (3.33; ref. 18) this resulted in a significant shorter DFS (P = 0.02, data not shown). Furthermore, in a clinical setting, the use of antisense Bcl-2 oligonucleotides as an adjuvant in AML treatment, tested in a phase 1 study (19), further emphasizes the well established prognostic value of antiapoptosis proteins as a potential important resistance mechanism to chemotherapy. However, what remains unclear up to now, is how an up-regulated antiapoptosis protein profile at diagnosis exerts its effect throughout the course of the disease/treatment in terms of the number of malignant cells surviving chemotherapy (i.e., MRD cells).
To investigate that, we had to be able to reliably detect MRD cells. Therefore, we relied on the recently well-established flow cytometric MRD detection method for patients in clinical remission and we were able to show that patients with high levels of minimal residual disease cells had a shorter survival, especially DFS. It has, however, never been determined whether the prognostic value of apoptosis-related proteins is intermediated by the frequency of MRD cells resulting from incomplete eradication of leukemic cells present in the bone marrow from the patient at diagnosis. To this end, we correlated the apoptosis-related proteins at diagnosis with the frequency of MRD cells and indeed found a strong correlation among Bcl-2, the Bcl-2/Bax, and the AAI with MRD after the first cycle of chemotherapy. Elaborating on this, we showed that MRD frequencies differed significantly between patient groups defined by a Bcl-2/Bax cutoff of 5.75 or an AAI cutoff of 98. These results show that the antiapoptosis protein expression level at diagnosis predicts the relative number of malignant cells in remission bone marrow, thereby in turn affecting the length of DFS. Furthermore, it was observed that the relationship between apoptosis profiles at diagnosis and MRD frequency were not obvious after the second and third cycle of chemotherapy. Overall, this would implicate that antiapoptosis proteins are important for the debulking effect during the first stages of the chemotherapeutic insult in terms of (a) achievement of CR and (b) if in remission, by the frequency of MRD cells. It is likely that other mechanisms contribute to emergence of MRD and especially to its maintenance in the second and consolidation course. Multidrug resistance is likely to contribute to both processes (20). The findings that multidrug characteristics at diagnosis are preserved throughout the course of disease (21), whereas in contrast, MRD cells acquire a more apoptosis-sensitive protein profile (22) support this view. The development of therapy strategies to decrease the apoptosis resistance at diagnosis should be stimulated and simultaneously be extended from Bcl-2 to other antiapoptosis and proapoptosis proteins for example those that are described in this study.
| Acknowledgments |
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| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 9/24/04; revised 12/ 8/04; accepted 1/ 4/05.
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