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Imaging, Diagnosis, Prognosis |
Authors' Affiliations: Departments of 1 Radiation Oncology, 2 Epidemiology, and 3 Medical Oncology, The University of Texas M.D. Anderson Cancer Center, Houston, Texas
Requests for reprints: Joe Y. Chang, Department of Radiation Oncology, The University of Texas M.D. Anderson Cancer Center, 1515 Holcombe Boulevard, Houston, TX 77030. Phone: 713-563-2300; Fax: 713-563-2331; E-mail: jychang{at}mdanderson.org.
| Abstract |
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Experimental Design: We identified 102 patients with inoperable stage III NSCLC cell lung cancer treated with definitive radiotherapy and chemotherapy. The patients' pretreatment peripheral blood lymphocyte cultures were treated with the radiomimetic mutagen bleomycin. An index of bleomycin sensitivity was determined by counting the number of chromatid breaks in 50 metaphases. The correlation between bleomycin sensitivity (expressed as mean breaks per cell) and clinical outcome was analyzed.
Results: High bleomycin sensitivity (defined as a mean of >1.02 chromatid breaks/cell, representing the third quartile of bleomycin sensitivity) predicted poor disease-specific survival and overall survival. The 6-year disease-specific survival was 27% in patients with high bleomycin sensitivity compared with 46% in patients without such sensitivity (P = 0.0094). The association remained statistically significant when adjusted for smoking status, age, and radiation dose. The 6-year overall survival was 19% for patients with high bleomycin sensitivity and 29% for those without (P = 0.0193). There was a trend toward worse local regional control and worse disease-free survival among patients with high bleomycin sensitivity. There was no difference between the two groups in distant metastasis-free survival or radiation treatment-related complications.
Conclusions: High bleomycin sensitivity correlated with poor overall survival and disease-specific survival in these patients with stage III NSCLC treated with radiotherapy and chemotherapy. Bleomycin sensitivity may function as a biomarker for poor clinical outcome for this group of patients.
Key Words: Mutagen sensitivity clinical predictor nonsmall-cell lung cancer chemoradiotherapy
Diminished capacity to repair DNA damage has been implicated as a risk factor for a variety of cancers (2). Cytogenetic assays in peripheral blood lymphocytes have been extensively used to survey exposure and response to genotoxic agents. The mutagen sensitivity assay was developed to measure indirectly an individual's DNA repair capacity from cellular damage remaining after an in vitro mutagenic exposure and recovery. This assay likely reflects general and nonspecific impairment of the DNA repair machinery and host genomic stability (2).
Our previous data showed that in vitro sensitivity of peripheral blood lymphocytes to bleomycin, a radiomimetic agent, is associated with the risk of oral premalignant lesions (3) and cancer recurrence in patients with cancer of the upper aerodigestive tract (4). Bleomycin-induced chromosome breaks in peripheral blood lymphocytes are also statistically significantly higher in lung cancer cases compared with controls (5).
Because chemotherapy and radiotherapy both damage DNA, we hypothesized that this assay of genetic instability unmasked by in vitro exposure of lymphocytes to a radiomimetic mutagen challenge may likewise serve as a biomarker for clinical outcome in lung cancer. We therefore investigated how well bleomycin sensitivity, assessed before initiation of any treatment, predicted response and outcome in patients with inoperable stage III NSCLC treated with definitive radiotherapy and chemotherapy.
| Experimental Design |
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Survival time was calculated from the date of diagnosis to the date of last follow-up or death. Patients who were alive at the end of the study were censored at the date of last contact. Disease-specific survival is defined as the percentage of patients who have survived NSCLC since diagnosis. Only deaths from NSCLC are counted. Overall survival is defined as the percentage of patients who have survived since NSCLC diagnosis and all deaths are counted.
Mutagen sensitivity assays. Fresh whole blood samples (1 mL each) were added to 9 mL of RPMI 1640 (Life Technologies, Inc., Grand Island, NY) supplemented with 20% fetal bovine serum as described previously (3, 4). After the samples were incubated at 37°C with 5% CO2 for 72 hours, bleomycin (Nippon Kayaku Co., Ltd., Tokyo, Japan) was added to the blood cultures to a final concentration of 0.03 units/mL, and the cultures were incubated for an additional 5 hours. During the last hour of incubation with bleomycin, 0.04 µg/mL colcemid was added to the cells to arrest them in mitosis. The cells were then harvested and stained with Giesma. For each sample, the chromosome breaks in 50 metaphases were counted because a previous study (6) showed that the conventional method of scoring 50 metaphases was adequate. The mean number of chromatid breaks per cell was used to represent the chromosome breaks of each sample. Chromatid gaps or attenuated regions were disregarded; only frank chromatid breaks or exchanges were recorded. The slides were coded to ensure blinded evaluation. High bleomycin sensitivity was defined as a mean of >1.02 chromatid breaks/cell, representing the third quartile of bleomycin sensitivity (designated as bleomycin sensitive).
Statistical analyses. Wilcoxon's rank-sum test was used to test difference of mutagen sensitivity by histology and tumor grade. The
2 test was used to assess patient characteristics by mutagen sensitivity phenotype and to compare high value of bleomycin sensitivity with low value of bleomycin sensitivity. The results were also stratified into quartiles based on the overall distribution of the number of breaks per cell. An individual was considered sensitive to bleomycin if the number of chromatid breaks was
1.02 per cell. Crude and adjusted odds ratios and 95% confidence intervals were calculated by univariate and multivariable logistic regression analyses, respectively. All statistical tests were two sided. The data were analyzed using the Kaplan-Meier survival function with S-plus 6.1 statistical software. The log-rank test was used to compare survival between the two groups (bleomycin-induced chromatid break per cell, <1.02 versus
1.02). The Spearman correlation test was used to analyze the correlation between bleomycin sensitivity and complications. S-plus6.1 and SAS 8.02 were used to perform statistical analyses.
| Results |
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1.02. High bleomycin sensitivity was defined as a mean of
1.02 chromatid breaks/cell, representing the third quartile of bleomycin sensitivity. Patients were dichotomized based on their bleomycin sensitivity score (group 1:
1.02 chromatid breaks/cell, 25 patients; group 2: <1.02 chromatid breaks/cell, 77 patients). There was no significant difference between these two groups in sex, age, ethnicity, smoking status, or total radiation dose (P values of 0.496, 0.81, 0.815, 0.966, and 0.515, respectively).
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| Discussion |
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Genomic instability can be unmasked by an in vitro mutagen challenge. The mutagen sensitivity assay, a phenotypic assay of host intrinsic DNA stability, was developed by Hsu et al. (9) using peripheral blood lymphocytes. Bleomycin, one of the mutagen challenges used, is a clastogenic agent that mimics the effects of radiation. It can form a complex with DNA, ferrous ions, and oxygen, generating free radicals that can cause DNA single- and double-strand breaks. Most of the DNA breaks are repaired by base excision repair and double-strand break repair. We have shown that the mutagen sensitivity determined by using this assay can predict the risk of lung cancer (10) and of recurrence in early-stage head and neck cancer (3, 4).
In the current study, high bleomycin sensitivity correlated with poor overall survival and poor disease-specific survival in patients with stage III NSCLC treated with radiotherapy and chemotherapy. There was also a trend indicating poor local regional control and poor disease-free survival in patients with the sensitive phenotype. There was no significant correlation between bleomycin sensitivity and treatment-related complications. There was also no significant correlation between bleomycin sensitivity and tumor grades (divided into well, moderate, and poor differentiation) and cancer histology based on analysis in these 102 patients (data not shown). Mutagen sensitivity may indicate a genetic instability that contributes to a high genetic heterogeneity, resulting in poor clinical outcomes. Bleomycin sensitivity may function as a biomarker for poor clinical outcome for this group of patients. Because this study is based on a case control analysis, we can only establish the correlation and/or association but not the causality between bleomycin sensitivity and clinical outcome.
DNA repair is critical in repairing the DNA damage induced by carcinogens. Equally, it plays an important role in repairing treatment-induced DNA damage. Decreased DNA repair capacity may increase the risk of developing cancer (carcinogenesis) and genomic instability that could lead to more biologically aggressive tumors and decreased survival. On the other hand, compromised DNA repair capacity may reduce the ability of cancer cells to repair DNA damage after chemotherapy and/or radiotherapy, resulting in better treatment response and more favorable clinical outcome, albeit with a greater likelihood of toxicity. Therefore, the effect on clinical outcome will be determined based on all these factors. In a previous study (11), DNA repair capacity in the peripheral lymphocytes from patients with NSCLC was analyzed using the host cell reactivation assay by transfecting plasmids damaged by exposure to the tobacco aromatic hydrocarbon, benzopyrene. Efficient DNA repair capacity was associated with a greater risk of death in patients with NSCLC who were treated with platinum-based chemotherapy. Interestingly, in this previous study effective DNA repair capacity was not associated with poorer survival in patients who were not treated with chemotherapy. The association between effective DNA repair capacity and poor survival was most evident in patients who were treated with platinum-based chemotherapy alone. There are several differences between the current analysis and our previous study using the host cell reactivation assay. The host cell reactivation assay measures the DNA repair capacity for bulky adducts, including those induced by the tobacco carcinogen benzo-[1]-pyrene and by platinum-based therapy. Bleomycin sensitivity indirectly measures repair capacity for bleomycin induced single- and double-strand DNA breaks. Therefore, the host cell reactivation assay may have better predictive value for patients who undergo platinum-based chemotherapy. In the current study, all patients had stage III NSCLC and were treated by radiotherapy and chemotherapy. By comparison, in the previous analysis (using the host cell reactivation assay), 37.6% of the patients had stage III NSCLC, 37.6% had stage IV, and only 29.7% received radiotherapy. For patients with stage IV disease, platinum-based chemotherapy plays a major role in survival. For patients with stage III disease, radiotherapy is critical for both local control and survival. Finally, in the current bleomycin sensitivity study, we used the third quartile as our cutoff value for defining bleomycin sensitivity. This may select a group of patients with significant genomic instability that causes biologically aggressive disease. In the current study, there was no association between the bleomycin sensitivity and radiation-induced toxicities identified. More patient data in a prospective study are needed to confirm this conclusion.
The effect on clinical outcome can be difficult to predict based on a single assay of DNA repair. Different cancer clinical stages and different treatments, including surgery, radiotherapy, and chemotherapy, may necessitate different assays to predict outcome. Polymorphisms of DNA repair genes such as XPD and XRCC1 are thought to result in suboptimal DNA repair (1214). Our previous study (12) showed that DNA repair gene XPD polymorphisms (Lys751Gln and Asp312Asn) were associated with lower DNA repair capacity in lung cancer patients (as measured by the host cell reactivation assay). There is an expanding body of literature on the role of DNA repair genotypes modulating DNA repair capacity and on the clinical predictive value of decreased DNA repair capacity. However, all such studies have focused on chemotherapy, with no study investigating the association between DNA repair capacity and clinical outcome following radiotherapy for lung cancer. A recent report (15) showed that XPD (Asp312Asn) and XRCC1 (Arg399Gln) gene polymorphisms independently predicted shorter survival in patients with advanced NSCLC who were treated with platinum-based chemotherapy. Excision repair cross-complementation group 1 (ERCC1) is essential for nucleotide excision repair and genomic stability, as shown in ERCC1-deficient cells or knockout mice (16). ERCC1 C8092A but not codon 118 C/T polymorphism predicted poor survival in the same group of patients (17). Interestingly, the effect of the ERCC1 C8092A polymorphism on survival was observed only in patients with stage III NSCLC and not in those with stage IV disease. In another study, however, polymorphisms of ERCC1 codon 118 (C/T) but not XPD (Asp312Asn and Lys751Gln) predicted better survival in patients with NSCLC treated with cisplatin combination chemotherapy (18). Overexpression of ERCC1 was found to correlate with a lower response to cisplatin chemotherapy, and low expression of ERCC1 expression was found to correlate with prolonged survival in patients with NSCLC treated with cisplatin/gemcitabine chemotherapy (19, 20). A clinical trial of individualized chemotherapy based on ERCC-1 expression level is ongoing in Europe (21). In another study (22), XPD Lys751Gln polymorphism was associated with better progression-free survival in NSCLC patients treated with gemcitabine/cisplatin chemotherapy but with worse survival in patients receiving cisplatin/vinorelbine chemotherapy. When docetaxel was added to the gemcitabine/cisplatin chemotherapy, XPD Lys751Gln polymorphism was then associated with poor survival rather than better survival. Together, these results indicate that it may be possible in the future to tailor patient treatment based on genotype or repair phenotype. Prospective studies of DNA repair genotypes and phenotypes and their association with clinical response (including tumor local control, survival, and toxicities) will provide more accurate and validated data to guide patient management and eventually resolve the controversy related to DNA repair capacity and clinical outcome. For patients with aggressive cancer, as indicated by genotype evaluation, more aggressive treatment such as concurrent chemoradiotherapy plus more adjuvant full-dose chemotherapy and/or radiation dose escalation/accelerated radiotherapy may be warranted.
| Acknowledgments |
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| Footnotes |
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Note: R. Sasaki is currently at Division of Radiology, Kobe Graduate School of Medicine, Hyogo, Japan.
Received 10/26/04; revised 1/10/05; accepted 1/12/05.
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