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Imaging, Diagnosis, Prognosis |
Authors' Affiliations: Departments of 1 Radiation Oncology, 2 Neuro-Oncology, and 3 Pathology, University of Texas M.D. Anderson Cancer Center, Houston, Texas, and 4 Department of Pathology and Laboratory Medicine, Mayo Clinic and Foundation, Rochester, Minnesota
Requests for reprints: Kenneth D. Aldape, Department of Pathology, Box 85, University of Texas M.D. Anderson Cancer Center, 1515 Holcombe Boulevard, Houston, TX 77030. Phone: 713-792-7935; Fax: 713-745-1105; E-mail: kaldape{at}mdanderson.org.
| Abstract |
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Experimental Design: Patients (n = 147) with subtotal resections were studied for imaging-assessed changes in tumor size in serial studies following radiation therapy. An additional set (n = 140) of glioblastoma patients who underwent a gross-total resection was tested to validate the survival association and extend them to patients with minimal residual disease.
Results: In the subtotal resection group, higher YKL-40 expression was significantly associated with poorer radiation response, shorter time to progression and shorter overall survival. The association of higher YKL-40 expression with poorer survival was validated in the gross-total resection group. In multivariate analysis with both groups combined (n = 287), YKL-40 was an independent predictor of survival after adjusting for patient age, performance status, and extent of resection. YKL-40 expression was also compared with genetically defined subsets of glioblastoma by assessing epidermal growth factor receptor amplification and loss at chromosome 10q, two of the common recurring aberrations in these tumors, using fluorescent in situ hybridization. YKL-40 was significantly associated with 10q loss.
Conclusions: The findings implicate YKL-40 as an important marker of therapeutic response and genetic subtype in glioblastomas and suggest that it may play an oncogenic role in these tumors.
Key Words: Glioma immunohistochemistry prognostic marker
YKL-40 (also known as CHI3L1 or human cartilage glycoprotein-39) is located on chromosome 1q32.1 and is a secreted protein whose function is poorly understood and has homology with glycosyl hydrolases. YKL-40 may have a role in cell migration (12) and connective tissue modeling (1315) and is involved in the inflammatory response (16, 17). Increased YKL-40 levels have been associated with disease activity in rheumatoid arthritis and other autoimmune disorders (1824). Additionally, it has been implicated as a serum marker for aggressive disease in colon (25), ovarian (26, 27), and breast carcinoma (28, 29). Elevated YKL-40 levels were identified in a gene expression profiling study of glioblastoma, as was the presence of YKL-40 in the serum of glioblastoma patients (30). Preliminary data from our laboratory showed the existence of an association between higher YKL-40 expression levels and worse overall survival in glioblastoma. Because radiotherapy is a major treatment modality for glioblastoma following surgery, we hypothesized that YKL-40 might be associated with response to radiation. To test this hypothesis, we identified a group of glioblastoma patients who had undergone subtotal resections, selected in order that measurable residual disease could be followed on serial imaging studies. We examined the relationship between YKL-40 expression, radiation response, and survival in this set. In addition, we tested the prognostic association between YKL-40 expression and glioblastoma in an independent sample of gross totally resected patients with glioblastoma. Finally, we examine relationships of YKL-40 expression with EGFR amplification and chromosome 10 status to test whether YKL-40 is associated with this genetic subset.
| Materials and Methods |
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5,400 cGy. Most of the patients who received lower doses either underwent hypofractionated regimens, or deteriorated during their treatment course and could not complete radiation therapy. One hundred and nine (78%) received systemic chemotherapy. At least one cycle of 39 unique treatment regimens (single agent or in combination), composed of 28 different agents were used. Of these varied chemotherapeutic regimens, most (98 of 109) were either procarbazine-, lomustine-, and vincristine-based (n = 20) or temozolamide-based (n = 68). Institutional Review Board approval was obtained for these studies.
The radiation therapy response was determined by comparing the change in enhancing tumor size between the post-surgical assessment and first post-radiation therapy MRI in a manner previously defined by Barker and colleagues (31). The magnitude of radiation therapy response was assessed using a five-tiered scoring system, which ranged from +2 (
50% size reduction; Fig. 1A and B) to 2 (
50% tumor growth; Fig. 1C and D). The +1/1 scores represented a change (reduction and increase, respectively) of <50% magnitude in size in the enhancing cross-sectional area. Post-radiation therapy MRI films were unavailable for seven patients and although these seven patients were not included in the response analyses, they were included in overall survival analyses.
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5,400 cGy. In the patients with unreported doses (received radiation therapy at outside facilities), the radiation therapy was described as "conventional" in most cases. Six patients did not receive adjuvant radiation therapy.
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Immunohistochemistry and tissue array construction. Paraffin blocks were obtained from the Department of Pathology archives at University of Texas M.D. Anderson Cancer Center. Each case was reviewed by a neuropathologist (K.D. Aldape) to identify blocks with sufficient tumor available for analysis. A polyclonal antibody to YKL-40 was obtained from Quidel Corporation (San Diego, CA). Immunohistochemistry was done as previously described (33) and slides were incubated in primary antibody overnight at 4°C at an antibody dilution of 1:1,500. Staining was scored using a three-tiered system: 2+, strongly positive staining in the majority of tumor cells at least 1 medium power (100x) microscopic field (2+); 1+, weak/patchy staining in tumor cells; and 0, no staining (Fig. 2A-E). Staining was scored while blinded to clinical data. Cases known to be positive and negative were used as controls for each batch of tumor samples.
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Fluorescence in situ hybridization. EGFR amplification and chromosome 10 loss were assessed using fluorescence in situ hybridization analysis of glioma specimens distributed on tissue microarrays. A dual-probe dual-color probe set for EGFR (red fluorophore) and the centromere of chromosome 7 (green fluorophore) was used to assess EGFR amplification. A dual-color probe set for PTEN (red) and the centromere of chromosome 10 (green) was used to assess chromosome 10 loss. Both probe sets were obtained from Vysis, Inc. (Downer's Grove, IL). Hybridization methods and criteria for EGFR amplification and chromosome 10 loss have been previously reported (34).
Statistical analysis. Spearman's Rho correlation was used to determine associations between clinicopathologic variables. Kaplan-Meier (35) survival analysis was used to compare overall survival and time to progression between subgroups. Patients who were alive at last follow-up (for overall survival) or who had no documented time to progression at last follow-up were considered to be censored. Cox-regression multivariate analysis was used for determining independent prognostic factors.
| Results |
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5,400 cGy. One hundred and nine (78%) received systemic chemotherapy at some time during the disease course. Radiation response, time to progression, and overall survival were evaluable end points in this cohort. Seven patients did not have available MRI or adjuvant treatment data, but are included in the overall survival analysis. Gross total resection glioblastoma cases (gross-total resection group) were used in a validation study with overall survival as the only clinical end point. The clinical characteristics of both subtotal resection and gross-total resection groups are summarized in Table 1. Radiation response and survival in the subtotal resection group. Table 1 (left), shows patient characteristics of the subtotal resection group. Approximately half (52%) of the patients progressed after radiation (scores of 1 or 2), whereas the remainder had either no change or a positive response. There was no significant difference in the interval of the time of radiation therapy completion to the time of MRI used for response scoring between the patients who responded versus patients who progressed. Specifically, the median time to MRI after completion of radiation therapy was 18 days for responders and 21 days for those who progressed (P = 0.7). Clinical factors associated with poorer response to radiation included older age (P = 0.04) and worse RPA classification (P = 0.02, Spearman's rank correlation).
To evaluate the relationship between imaging-assessed changes in size of enhancing tumor and overall survival, response scores were compared with survival in the subtotal resection group. Response to radiation therapy was a strong predictor of overall survival in univariate analysis (Fig. 3A). The median overall survival of patients with radiation therapy response scores of +1 or +2 was 90 weeks versus 42 weeks for those with progression (scores of 1 or 2). Patients with stable disease (score 0) had an intermediate median overall survival at 55 weeks (P < 0.0001). When stratified by modified RTOG RPA class, a positive radiation therapy response continued to show a favorable impact on overall survival across all RPA classes (P < 0.0001; Fig. 3B). Poorer radiation response was associated with older age (<50 versus
50; P = 0.04, Spearman's rank correlation). In Cox multivariate analysis, older age group (HR, 2.0), lower radiation response score (HR, 3.3) and lower KPS (HR, 3.3) were independent adverse predictors of survival (all P < 0.01).
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YKL-40 expression and outcome in the subtotal resection group. Positive staining for YKL-40 was found in the cytoplasm of glioblastoma tumor cells (Fig. 2), a finding in contrast to a previous report suggesting that it is expressed in tumor-associated macrophages (36). YKL-40 staining was scored as strongly positive (2+) in 85 of 147 cases (58%), weakly positive (1+) in 28 cases (19%), and negative in 34 cases (23%). Increased YKL-40 expression was significantly associated with resistance to radiation therapy. As shown in Fig. 4, YKL-40-negative cases exhibited an average positive radiation score, whereas YKL-40-positive tumors had average negative response scores (P < 0.001). Of the 37 patients who had a positive radiation therapy response, 15 (41%) were YKL-40-negative. In comparison, 7 of 26 (27%) of those with stable disease and 11 of 77 (14%) of those who progressed following radiation had YKL-40-negative tumors. Although YKL-40 did not perfectly distinguish the tumors which responded from those which progressed, tumors which did show a positive response to radiation were nearly three times (41% versus 14%) more likely to be YKL-40-negative compared with those which progressed following radiation. In univariate analyses, elevated YKL-40 expression, RPA classification, age
50 years, lower KPS and extent of resection (biopsy versus subtotal resection) were associated with worse time to progression and overall survival (Table 2). Kaplan-Meier survival curves indicating the relationship between the expression of YKL-40 and overall survival are shown in Fig. 5A.
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5,400 cGy. In the patients with unreported doses (received radiation therapy at outside facilities), the radiation therapy was described as "conventional" in most cases. Six patients did not receive adjuvant radiation therapy. The distribution of YKL-40 expression in this group was similar to the subtotal resection group. Of the eighty (57%) cases that were strongly stained for YKL-40, 37 (26%) had an intermediate level of staining, and 23 (16%) were negative. In this group, YKL-40 was also significantly associated with overall survival. Patients with YKL-40 scores of 0 in this group had a median overall survival of 116 weeks, compared to a median survival of 53 weeks for cases with 1+ staining, and 41 weeks in patients with scores of 2+ (P = 0.0008; Fig. 5B; Table 3). As in the subtotal resection group, univariate analysis revealed a higher expression of YKL-40, older age and lower KPS to have a significant association with a decreased overall survival (Table 3).
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Multivariate and subset analysis in the combined groups. The two patient groups (subtotal resection and gross-total resection) were combined (n = 287) to identify associations between the expression of YKL-40 and clinical factors to identify independent prognostic factors. A higher level of YKL-40 expression was positively associated with older age group and lower KPS (both P < 0.01, Spearman's rank correlation). Cox survival analysis, including variables that were significant in univariate analyses (YKL-40, KPS, age, and extent of resection), revealed that YKL-40 positivity (HR, 1.4; P = 0.04), lower KPS score (HR, 1.4; P = 0.016), and age
50 years (HR, 1.7; P = 0.002) were independent adverse prognostic factors. Extent of resection in this multivariate model (biopsy versus subtotal resection versus gross-total resection) was not statistically significant (P = 0.8). When the patients were stratified by the modified RTOG RPA classification, a higher expression of YKL-40 was associated with poorer overall survival across all groups (P = 0.009; Fig. 5C).
| Discussion |
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Although the exact function of YKL-40 is unclear, based on the limited knowledge of this protein, it seems to be a secreted protein, which is involved in extracellular matrix remodeling and cellular mitogenesis. Exposure of chondrocytes to YKL-40, has been reported to result in an increase in proteoglycan synthesis (14). It has been shown to increase the proliferation rates of various cell lines (chondrocytes, squamous, fetal lung fibroblasts, and synovial) via simultaneous stimulation of the mitogen-activated protein kinase and the phosphoinositide 3-kinase activity pathways (40). Through the alteration of the extracellular matrix and its proliferative properties, YKL-40 may facilitate invasion, migration, and/or angiogenesis. YKL-40 overexpression was seen in most glioblastoma tumors when compared with gliomas of lower WHO grades (grades III and II; ref. 30), a molecular finding that may parallel the observation that microvascularization is entirely absent in anaplastic astrocytomas and low-grade glioma (41). A study examining interleukin-1 and tumor necrosis factor-
stimulation of fibroblasts and chondrocytes in the presence of YKL-40 showed a reduction in p38 mitogen-activated protein kinase and stress-activated protein kinase/Jun NH2-terminal kinase phosphorylation, cytokine-induced secretion of matrix metalloproteinases-1, -3, and -13, as well as secretion of the chemokine interleukin-8 (42). Antiapoptotic events, including nuclear translocation of nuclear factor-
B and AKT-mediated phosphorylation of apoptosis signal-regulating kinase 1, were also observed.
As YKL-40 has been reported to be present at high levels in the blood of patients with carcinomas of the breast, colon, and ovary, as well as glioblastoma (26, 28, 43, 44), our finding that it is associated with both response and survival provides a potential opportunity to establish a minimally invasive means to obtain prognostic information prior to surgery. In addition, this observation raises the question of whether serum YKL-40 levels can be used as a surrogate marker for disease activity or response to treatment for those patients with YKL-40-overexpressing tumors. In particular, changes in blood YKL-40 levels during therapy might provide an indication as to the effectiveness of therapy. The inability of current imaging modalities to accurately distinguish radiation necrosis from tumor progression is an ever-present conundrum in clinical practice, and the ability to identify a minimally invasive marker would be a significant advance in this area. Archived preoperative blood specimens of patients in this study were not available for analysis. These issues will be investigated in planned clinical trials to test for a relationship of tumor YKL-40 expression with the presence of YKL-40 in the blood. Although YKL-40 is a secreted extracellular matrix protein, we found the staining to be most pronounced in the cytoplasm of glioblastoma tumor cells. This likely reflects a high concentration of the protein in the compartment in which it is synthesized, as has been observed with other extracellular matrix proteins in astrocytic tumors (45). Previous studies employing immunohistochemistry for YKL-40 in other tissues also indicate a predominant cytoplasmic localization (46, 47). Whether YKL-40 has additional functions related to its intracellular localization remains to be elucidated in future studies.
We found that a higher expression of YKL-40 was significantly associated with older age. Despite this association, YKL-40 remained an independent prognostic factor in multivariate analysis after adjustment for age, suggesting that it is not merely a surrogate marker for the tumors of older patients. As its expression seems to be associated with age, as well as being a prognostic marker independent of age, it potentially could add additional information in patient evaluation and could also in part account for the well-known association between older age and a worse prognosis in gliomas (4, 5). It is tempting to speculate that although high YKL-40 levels can be considered a marker of the presence of tumor in an older patient, a YKL-40-overexpressing tumor in a younger patient may be expected to exhibit a more aggressive clinical behavior (including radioresistance), which is typical in older patients. The modified RTOG RPA glioblastoma classification takes into account the KPS, the extent of resection and working status, in addition to age, for risk stratification. Our finding that YKL-40 adds prognostic information in addition to these clinically relevant factors supports the hypothesis that it directly contributes to aggressive behavior in glioblastoma.
A better understanding of the factors that underlie the relative lack of radiosensitivity exhibited by most glioblastoma tumors is needed. It is well established that adjuvant radiation therapy significantly improves overall survival (2, 3, 31, 48, 49). The radiation therapy response data from this study show a clear advantage in overall survival when patients have radiosensitive lesions, as has been reported previously (50). Although only 25% of the patients had a positive response to radiation therapy, and an additional 18% had stable disease in the first post-radiation scan, these patients showed improved survival compared with the 52% of patients with tumor progression. Similar to a previous report (9), tumors from patients in an older age group tended to be more radioresistant than those in the younger patients. This relationship may account, in part, for the known association between older age and poorer survival in gliomas (5). In multivariate analysis, both response and age were independent predictors of survival, suggesting that although radiation response is an important factor, additional as yet uncharacterized age-related factors are also pertinent.
Because this was a retrospective study based on patients who were not treated on uniform protocols, a potential exists for differences in adjuvant treatment to confound the survival data. We believe this is unlikely in our dataset. A detailed review of chemotherapeutic regimens was performed on the subtotal resection group. Whereas the specifics of administration differed, most of the regimens could be classified as either procarbazine-, lomustine-, vincristine-, or temozolamide-based chemotherapy. No difference in survival (P = 0.9) was seen in these two groups, suggesting that the treatment differences did not have a significant impact on the associations of YKL-40 with survival.
Finally, to place YKL-40 expression in the context of previously established recurring genetic lesions, we compared YKL-40 expression with two of the commonly described genetic aberrations in glioblastoma: amplification of EGFR and loss of chromosome 10. Whereas there was no significant association between YKL-40 and EGFR amplification status, we identified a correlation between higher YKL-40 staining and loss of chromosome 10. This finding, in addition to the survival associations, independently confirms the results from a concurrent expression profiling/array comparative genomic hybridization study, which identified YKL-40 as a potential prognostic marker in a set of 34 glioblastomas. The correlation between DNA-based and mRNA-based changes shown in that study indicated that loss of chromosome 10 was associated with altered expression of a subset of genes across the genome. YKL-40 was among the genes most highly linked with chromosome 10 status (39). The larger study in this article supports the hypothesis that chromosome 10 status is a marker for a subset of glioblastomas and has genetic and clinical implications, including YKL-40 overexpression and potentially more aggressive behavior. The YKL-40 gene is located on a region of chromosome 1q that is not known for frequent DNA copy number aberrations in glioblastoma. Our data suggest that its primary mode of up-regulation is at the transcriptional level. The relationships between loss of chromosome 10 and altered expression of YKL-40, and potentially additional important genes in glioblastoma, remains to be determined.
| Acknowledgments |
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| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 8/31/04; revised 12/16/04; accepted 1/ 5/05.
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