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Imaging, Diagnosis, Prognosis |
Authors' Affiliations: 1 Tom Baker Cancer Centre; 2 Department of Pharmacology and Therapeutics, University of Calgary; and 3 Cross Cancer Institute, Edmonton, Alberta, Canada; 4 Department of Medicine, University of Sydney, Australia and Consultant in Biostatistics, Research Office, Royal North Shore Hospital, Sydney, Australia; 5 London Regional Cancer Program; Departments of 6 Oncology and 7 Pathology, University of Western Ontario, London, Ontario, Canada; and 8 Department of Medicine, Queen's University, Kingston, Ontario, Canada
Requests for reprints: Vivien H.C. Bramwell, Tom Baker Cancer Centre, 1331 29th Street Northwest, Calgary, Alberta, T2N 4N2 Canada. Phone: 403-521-3707; Fax: 403-238-1651; E-mail: vivienbr{at}cancerboard.ab.ca.
| Abstract |
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Experimental Design: One hundred fifty-eight women with newly diagnosed metastatic breast cancer were enrolled in the study. Plasma osteopontin was measured using our validated ELISA, at baseline and every 3 to 12 weeks during and after therapy until death. Multivariate time-dependent survival analyses were conducted using models that right censored patient outcomes 3, 6, and 12 months after the last known osteopontin measurement.
Results: Osteopontin was measured in 1,378 samples (median, 9 per patient). Ninety-nine patients had elevated baseline osteopontin (median, 177 ng/mL; range, 1-2,648 ng/mL). In univariate analysis, elevated baseline osteopontin was associated with short survival (P = 0.02). In a multivariate model incorporating standard prognostic factors, baseline osteopontin was significantly associated with survival duration (relative risk, 1.001; P = 0.038). Metastasis-free interval, visceral metastases, and Eastern Cooperative Oncology Group status 2 to 4 also retained significance. In a multivariate model incorporating standard prognostic factors and changes in sequential osteopontin levels, an osteopontin increase of >250 ng/mL at any time was the variable with the most prognostic value for poor survival (relative risk, 3.26; P = 0.0003), and poor Eastern Cooperative Oncology Group status also retained significance.
Conclusions: This is the first study to show that in women with metastatic breast cancer, increases in osteopontin levels over time are strongly associated with poor survival. Sequential monitoring of osteopontin may have use in making treatment decisions for these patients.
Multiple systemic therapies are now available for women with metastatic breast cancer. These do not cure the disease but are often used in sequence to improve symptoms and prolong survival while maintaining maximal quality of life. Clinical features of the disease (short disease-free interval, visceral disease, large tumor burden, lack of response to prior therapy) are most often used to forecast aggressive tumor behavior (3, 4). In this setting, early, intensive chemotherapy, and/or novel treatments, possibly accompanied by greater toxicities, may be indicated. Markers assayed in the primary tumor, such as estrogen and progesterone receptors and HER-2/neu, have prognostic and predictive value (3, 4) and have provided the rationale for specific drug targeting based on marker expression (5).
Tumor markers that reliably forecast aggressive behavior and poor survival, assayed in accessible tissues, such as blood, at the time of metastasis or serially during treatment (69), would have considerable value in identifying those women who might benefit from early intensive treatments and in suggesting the need to alter therapy if a patient's tumor is not responding. Given the many systemic therapy options, it is important to rapidly identify successful treatments and discard those that are ineffective. Although some sites of metastatic disease (e.g., nodes, liver and skin) are monitored relatively easily by clinical examination, other metastatic sites are more challenging (e.g., diffuse bony metastases, pleural effusions, intra-abdominal seeding, and pulmonary lymphangitis). A blood marker that is associated with response and closely follows the course of the disease (decreasing with regression and increasing with progression/relapse) would be of substantial value in managing such patients (68).
At present, no single blood marker has such properties. In breast cancer, the most commonly used are carcinoembryonic antigen and products of the MUC-1 gene, such as CA15.3 or CA27.29 (6). The extracellular domain of the HER-2 receptor (ECD/HER-2) can be shed and also measured in serum or plasma (5). Tumor cells shed into the circulation from primary or metastatic cancers also may have use as future blood tumor markers (10, 11). In 1996, the American Society of Clinical Oncology convened an expert panel to create clinical practice guidelines (updated in 1997 and 2000) for the use of tumor marker tests in breast cancer (1214). Although routine use of serum carcinoembryonic antigen, CA15.3, or CA27.29 tests were not recommended for monitoring response to treatment, in the 2000 guideline update, a caveat was added to indicate that in the absence of readily measurable disease, increasing levels of these markers might be used to suggest treatment failure. Thus, there remains a need for development and evaluation of blood markers that are prognostic for patient survival and/or are associated with response to therapy, both for use at the time of diagnosis of metastatic breast cancer and to monitor therapy over time. Here, we have tested the potential use of measuring serial blood osteopontin levels in this setting.
Osteopontin is a secreted, integrin-binding protein that has been associated with cancer and other pathologies (1521). Osteopontin is found in blood, urine, and other body fluids (16, 22, 23), as well as in tumor tissue (2427). Osteopontin also seems to play a functional role in breast cancer progression (17, 19, 20, 28). We developed and validated the first ELISA able to measure osteopontin in blood (23, 2931) and found, in a cohort of 70 patients with metastatic breast cancer (29), that osteopontin plasma levels were significantly elevated, relative to healthy women or women on well follow-up after treatment of primary breast cancer. In addition, we found that higher osteopontin levels were associated with shorter survival and with larger numbers of sites of involvement.
Here, we have followed up on that study and have conducted a prospective clinical study in metastatic breast cancer, designed to evaluate whether (a) baseline plasma levels of osteopontin at the time of diagnosis of metastatic disease and (b) changes in plasma osteopontin levels over time are prognostic for survival, compared with clinical prognostic factors, in a cohort of 158 women with newly diagnosed metastatic breast cancer. The study was also designed to address the usefulness of changes in osteopontin in monitoring response to therapy, and these results will be presented in a second article.
| Materials and Methods |
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Trial design. The type of systemic treatment for metastatic disease was determined by the patient's oncologist. Follow-up visits were scheduled as clinically necessary but were usually every 3 to 4 weeks for women on active chemotherapy and every 6 to 12 weeks for patients after chemotherapy or on hormone therapy. History and physical examination were recorded at each visit. Blood for complete blood count (hemoglobin, white count and differential, platelets), biochemical screen (calcium, total protein, albumin, creatinine, alkaline phosphatase, alanine aminotransferase, total bilirubin), and osteopontin assessment was also obtained at each visit.
Overall survival was defined as the time interval between obtaining the first baseline osteopontin sample and death, and all 158 patients entered in the study were included in this analysis. Data also were collected on the type of first systemic treatment for metastatic disease and response to therapy.
Sample collection and osteopontin plasma assay. Blood samples were collected at baseline, at each visit during first systemic treatment, and every 6 to 12 weeks thereafter until death. Blood aliquots were withdrawn into tubes with EDTA anticoagulant and subsequently centrifuged at 2,000 rpm for 15 minutes at room temperature to generate plasma samples. The plasma was aliquoted into 1.5 mL Eppendorf tubes and centrifuged at 10,000 rpm for 3 minutes at 4°C to remove any white cells and debris. The plasma was transferred to fresh tubes and stored at 80°C.
Plasma samples were analyzed for osteopontin using the ELISA assay we have developed and validated (23, 2931), as previously described. The upper limit of normal for our osteopontin assay has not been established definitively. However, in an earlier study (29), we reported (a) in 35 healthy women, the median plasma osteopontin level was 47 ng/mL (range, 22-122 ng/mL) and (b) in 44 patient controls (women on well follow-up following treatment for early breast cancer, with a minimum of 6 months following completion of all primary treatment and with no evidence of disease), the median osteopontin level was 60 ng/mL (range, 15-117 ng/mL). Similarly, in a small group of healthy men, we found that the median osteopontin level was 92 ng/mL (range, 58-123 ng/mL; ref. 30). Thus, in determining the number of patients with elevated osteopontin levels in the current study, we have considered 123 ng/mL to represent the upper limit of normal and levels above 123 ng/mL as being elevated.
Statistical analysis. A power calculation was done with the statistical package EGRET (Statistics and Epidemiology Research Group, 909 Northeast 43rd Street, Suite 202, Seattle, WA 98105) using the particular target population's known hazard function and censoring distribution. We have previously shown that osteopontin tumor positivity carries a relative risk (RR) of 2.1 for subsequent decreased survival in a sample of 154 women being treated for lymph nodenegative breast cancer (26). Because the mortality rate for a population of patients being treated for metastatic breast cancer is more frequent in early follow-up than for lymph nodenegative tumor patients, a study of 150 patients provides 90% power to be able to detect an increased RR of 2.0.
The initial analysis involved a univariate investigation of the relationship between baseline osteopontin levels and overall survival time. Initial investigations were conducted using a comparison of Kaplan-Meier survival curves with the Cox proportional hazards model incorporating osteopontin levels as a continuous variable. A number of standard prognostic factors for women with metastatic breast cancer were examined in univariate analysis. These included (a) metastasis-free interval (time from definitive surgery for early-stage disease to diagnosis of metastases) expressed as a continuous variable; (b) presence of visceral metastases; (c) metastatic burden, using the surrogate of number of metastatic sites dichotomized as 1 versus >1; (d) Eastern Cooperative Oncology Group (ECOG) performance status dichotomized as 0 to 1 versus 2 to 4; (f) and (g) estrogen and progesterone receptor status dichotomized as positive versus negative. The effects of these confounding baseline variables on the relationship between baseline plasma osteopontin and outcome were investigated using a multivariate proportional hazards model (32).
To assess the prognostic value of serial measurements of plasma osteopontin in women with metastatic breast cancer, a modification of the proportional hazards model proposed by Gail (33) was used. This modification of Cox regression, which allows for the investigation of changes in blood tumor marker levels over time, can be used to determine the best predictive threshold level of change and can be used to control for confounding baseline variables (34). To protect ourselves from the problems of multiple comparisons while searching for the best predictive threshold level of change, we determined a priori only to undertake this investigation if our initial analysis showed that a change in osteopontin over time was predictive of outcome. Thus, after we determined that a change in osteopontin was predictive of outcome, we asked the question, what level of change was most predictive. Furthermore, we restricted this investigation to 10 levels of change.
To account for the possible effect of "time decay" (35) on the prognostic value of the serial osteopontin measurements, three distinct time-dependent models were assessed. The first model assumed that changes in osteopontin levels may only have a short-term prognostic ability; thus, patient outcomes were right censored at 3 months after the last available osteopontin measurement. To investigate medium-term and longer-term prognostic ability, two additional models were created with right censoring of patient outcomes at 6 and 12 months after final osteopontin measurement, respectively. The baseline osteopontin values and serial changes in osteopontin were found to have significant prognostic value in all three models; thus, only the longer-term model (right censoring at 12 months) is reported throughout.
Effect of potential bias due to missing values. To assess potential bias arising in multivariate models due to missing covariates, primary outcomes for patients with missing values were compared with primary outcomes of patients without missing values. These comparisons were made on a covariate-by-covariate basis (e.g., direct comparison of patients with complete ECOG status to patients with missing ECOG status). If patients with missing values are found to have systematically different outcomes, it can be concluded that missing values are likely not a random event; thus, the models may be biased. If outcomes are not systematically different, we conclude that it is reasonably unlikely that missing values have biased the mulitvariate models.
| Results |
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In univariate analysis, baseline levels of osteopontin RR [1.001; 95% confidence interval (95% CI), 1.000-1.001; P = 0.02] were inversely and significantly associated with duration of survival, right censored at 12 months from final osteopontin measurement. Of the clinical prognostic factors investigated in univariate analysis, short metastasis-free interval (RR, 0.966; 95% CI, 0.935-0.997; P = 0.032), the presence of visceral metastases (RR, 2.012; 95% CI, 1.418-2.856; P = 0.0001), ECOG status 2 to 4 (RR, 1.984; 95% CI, 1.348-2.919; P = 0.0005), and metastatic burden (more than one metastatic site; RR, 1.761; 95% CI, 1.246-2.489; P = 0.0014) were significantly associated with outcome.
The relationship between baseline osteopontin values and survival is shown graphically in Fig. 1 . Patients were divided into those whose baseline osteopontin values were elevated relative to the upper level of normal values (123 ng/mL; refs. 29, 30) versus those whose baseline osteopontin values were below this value. Patients with elevated baseline osteopontin plasma values had significantly poorer survival than those whose initial osteopontin values were not elevated (P = 0.0012).
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When all 109 patients with all known prognostic variables were offered to a maximal model (Table 5 ), osteopontin increase of >250 ng/mL proved to be the variable with the most prognostic value for poor survival (RR, 3.26; 95% CI, 1.716-6.198; P = 0.0003). Poor ECOG performance status was the only other variable retaining significance (RR, 1.99; 95% CI, 1.034-3.843; P = 0.039). The median time from the first recorded osteopontin increase of >250 ng/mL to death was 9.3 months (range, 0.4-52 months).
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| Discussion |
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In 1997, we used the osteopontin ELISA that we had developed previously (23) and reported that plasma osteopontin levels were elevated in a series of 70 women with metastatic breast cancer (median, 142 ng/mL; range, 138-1,312 ng/mL), relative to a group of 35 healthy women (median, 47 ng/mL; range, 22-122 ng/mL), and patient controls (women who were 6 months posttreatment for primary breast cancer, with no evidence of disease at the time of sampling; median, 60 ng/mL; range, 15-117 ng/mL; P < 0.001; ref. 29). In that study, we found that elevated osteopontin was associated with shorter survival in this group of patients with metastatic breast cancer, when they were grouped into terciles for osteopontin levels (P < 0.001). Furthermore, when plasma osteopontin was considered as a continuous variable in a Cox proportional hazards model, there was a strong association between increased osteopontin and decreased survival (P < 0.0001).
Osteopontin blood levels have also been reported to be elevated by others in various cancers. Fedarko et al. (40) reported elevated serum levels of osteopontin in breast, lung, and prostate cancers, although not in colon cancers (studying 20 cases for each cancer). Similarly, Kim et al. (41) reported that plasma osteopontin levels were significantly higher (P < 0.001) in 51 patients with epithelial ovarian cancer (487 ng/mL) compared with 107 healthy controls (147 ng/mL), and Saeki et al. (42) reported similar findings in 30 cases of multiple myeloma. In a series of 100 men with hormone-refractory prostate cancer, our group (30) has shown that osteopontin plasma levels correlate independently and negatively with overall survival (P = 0.029). The median osteopontin level in patients that study was 198.5 ng/mL (range, 15-2,363 ng/mL). Plasma osteopontin level was also found to be an independent prognostic factor for survival in 54 patients with squamous carcinomas of the head and neck (43). Recently, our group reported that osteopontin plasma levels were elevated in 72 patients with transitional cell carcinoma of the bladder and were associated with disease stage (31).
Here, we measured plasma osteopontin in a cohort of 157 women with newly diagnosed metastatic breast cancer. Baseline osteopontin was measured within 8 weeks of diagnosis of metastatic breast cancer and before initiation of systemic treatment. We also measured sequential osteopontin plasma levels in these patients, at each clinic visit during systemic therapy and subsequently every 6 to 12 weeks until death. We have confirmed and extended data from our initial pilot study (29) of 70 unselected women with metastatic breast cancer. Median osteopontin levels in our current and the previous study (29) were 177 ng/mL (range, 1-2,648) and 142 ng/mL (range, 138-1,312 ng/mL), respectively. The higher baseline median level and range in our current study may reflect a higher burden of disease before patients started on systemic therapy for metastatic cancer. In contrast, all patients in our pilot study were receiving treatment for metastatic disease.
In multivariate survival analyses, we were able to confirm the prognostic value, in patients with established metastatic breast cancer, of clinical features, such as metastasis-free interval, presence of visceral metastases, and ECOG performance status (3, 4); in addition, baseline osteopontin levels were inversely and significantly associated with overall survival. Furthermore, measurement of osteopontin levels over time identified a significant relationship between increasing osteopontin levels and risk of death, with a rapid increase observed in the final few months of life. In exploratory multivariate analysis, an increase in osteopontin level of >250 ng/mL proved to be the strongest prognostic factor for overall survival, with an increase in risk of death of 3.26 and a median duration of survival of only 9 months.
There is limited and often conflicting information on the prognostic value of blood markers in women with metastatic breast cancer (1214, 44, 45), and the most convincing data relate to ECD/HER2. In common with ECD/HER2, there is a sound biological rationale supporting a potential role for osteopontin as a blood marker of poor outcome in patients with cancer (17, 19, 20). As for ECD/HER2, our study has shown that measurement of baseline osteopontin levels in patients with metastatic breast cancer provides prognostic information beyond conventional clinical features. In addition, blood osteopontin measurement has potential application in other cancers (30, 31, 41, 43).
There are limitations of this current study that warrant consideration. First, it is important to note that not all enrolled patients could be included in the multivariate analysis. A total of 31 patients were missing key prognostic factors (e.g., ECOG performance status and estrogen receptor and progesterone receptor status) that were essential covariates in the multivariate model. In our study, we obtained these measures retrospectively in that we relied upon the primary clinician responsible for the care of the patient to record these factors, either at the time of primary diagnosis (estrogen receptor and progesterone receptor) or at baseline assessment for metastatic disease (ECOG performance status). Although analysis of patients with missing values did not reveal any systematic differences in outcomes, and thus their loss from the multivariate model was not likely to cause bias, we would recommend that future observational studies attempt to obtain key prognostic factors prospectively whenever possible. Next, it has been noted that not all patients returned at scheduled time intervals to submit subsequent plasma samples for osteopontin. This can be a problem with all observational studies conducted in populations of unwell patients and may increase when patients become more unwell. One of the strengths of the analytic approach we employed is that it does not assume that all patients submitted samples at equal time intervals. In this respect, the results of our analysis may be more robust in that the clinical application of our conclusions may not require rigidly scheduled clinic visits.
Our data show that serial measurements of osteopontin over time in women with metastatic breast cancer enhance its prognostic value. Further work is needed to determine whether this can translate into a test that has clinical relevance based on the tumor marker use grading system described by Hayes et al. (46, 47). The results presented here support the hypothesis that osteopontin plasma levels have potential use in metastatic breast cancer, with initial levels at the time of diagnosis being associated with patient survival. Furthermore, our study is the first to show that increases in osteopontin plasma levels over time are strongly prognostic (RR, 3.26; for any increase of >250 ng/mL between clinic visits) for poor survival. This finding suggests that sequential monitoring of osteopontin plasma levels in patients being treated for metastatic breast cancer may have use in making treatment decisions for these patients. Due to the potential clinical use, we strongly recommend this novel finding be confirmed in subsequent studies.
| Acknowledgments |
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| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 10/27/05; revised 3/21/06; accepted 3/31/06.
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