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Imaging, Diagnosis, Prognosis |
Authors' Affiliations: 1 Pathology Division, National Cancer Center Research Institute and 2 Division of Hepatobiliary and Pancreatic Surgery, National Cancer Center Central Hospital, Tokyo, Japan
Requests for reprints: Nobuyoshi Hiraoka, Pathology Division, National Cancer Center Research Insitute, 5-1-1 Tsukiji, Chuo-ku, Tokyo 104-0045, Japan. Phone: 81-3-3542-2511; Fax: 81-3-3248-2463; E-mail: nhiraoka{at}gan2.res.ncc.go.jp.
| Abstract |
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Experimental Design: We raised anti-FOXP3 antibodies and used them in immunohistochemical studies of the prevalence of FOXP3+CD4+CD25+ TR in the CD4+ T cells, which infiltrated in tissue and draining lymph nodes of 198 pancreatic ductal adenocarcinomas, their premalignant lesions (84 lesions of pancreatic intraepithelial neoplasias and 51 intraductal papillary-mucinous neoplasms), and 15 nonneoplastic pancreatic lesions.
Results: The prevalence of TR was significantly increased in the ductal adenocarcinomas compared with that in the stroma of nonneoplastic inflammation (P < 0.0001). The increased prevalence of TR was significantly correlated with certain clinicopathologic factors. A better prognosis was observed in patients with a low prevalence of TR, and this was independent of other survival factors (P < 0.0001). Infiltration of intraepithelial CD8+TIA-1+ cytotoxic T cells in pancreatic ducts was marked in low-grade premalignant lesions but diminished during the progression of both pancreatic intraepithelial neoplasias and intraductal papillary-mucinous neoplasms. Conversely, the prevalence of TR increased significantly during the progression of premalignant lesions.
Conclusions: TR play a role in controlling the immune response against pancreatic ductal carcinoma from the premalignant stage to established cancer. In pancreatic ductal carcinoma, a high prevalence of TR seems to be a marker of poor prognosis.
Pancreatic cancer is the fourth and fifth leading cause of cancer-related death in the United States and Japan, respectively (4, 5). Because of its aggressive growth and early metastatic dissemination, the overall 5-year survival rate for pancreatic cancer is <5%, and only 20% of patients can be treated by surgery at the time of diagnosis (69). Many morphologic and genetic studies (1013) strongly suggested that pancreatic intraepithelial neoplasias (PanIN) are the most major premalignant lesions for ductal adenocarcinoma. The next major is intraductal papillary-mucinous neoplasms (IPMN). PanINs are microscopic lesions that are classified into PanIN-1A, PanIN-1B, PanIN-2, and PanIN-3. PanIN-1A is the earliest and mildest change and PanIN-3 is the highest grade lesion, corresponding to carcinoma in situ. IPMNs are a well-characterized clinical and pathologic entity featuring intraductal proliferation of neoplastic mucinous cells, which usually form papillae and lead to cystic dilation of the pancreatic ducts, forming clinically and macroscopically detectable masses (10, 12, 13). Similar to the well-defined adenoma-carcinoma sequence in colorectal cancer and PanINs (14), IPMNs seem to progress from intraductal papillary-mucinous adenoma (IPMA) to IPMN with moderate dysplasia (or borderline IPMN) and then to intraductal papillary-mucinous carcinoma (IPMC) without invasion and eventually to invasive adenocarcinoma.
Recently, thymic-derived CD4+CD25+ TR seem to be a functionally unique population of T cells. TR maintain immune homeostasis in immunotolerance and the control of autoimmunity. It is also related to transplantation immunity and tumor immunity. TR can inhibit immune responses mediated by CD4+CD25 and CD8+ T cells in vitro by a contact-dependent and cytokine-independent mechanism (1518), although more recent reports suggest that the immune suppression mechanisms of TR in vivo are more complex (1921). Now, FOXP3 (murine counterpart is Foxp3), a member of the forkhead or winged helix family of transcription factors, is thought to be the most reliable marker for TR. Foxp3/FOXP3 is disrupted in scurfy mouse (22) and in the human disorder of immune dysregulation, polyendocrinopathy, enteropathy, and X-linked inheritance (IPEX), both of which are characterized by lack of CD4+CD25+ TR (23). Foxp3 gene knockout mice show the same phenotype as scurfy mutant mice. The expression of Foxp3 is highly restricted to TR and is associated with TR activity and phenotype (24, 25). In fact, gene transfer of Foxp3 converts naive CD4+CD25 T cells to functional TR (26). Therefore, Foxp3/FOXP3 seems to be critical for the development and function of TR in mouse and human (20, 21, 27). Furthermore, recent reports showed CD4+CD25+Foxp3 T cells did not show TR function, although both CD4+CD25+Foxp3+ and CD4+CD25Foxp3+ T cells had TR function (28). Therefore, Foxp3/FOXP3 should be used as a marker to evaluate real TR.
In murine models, it has been described that TR inhibit the antitumor immune response (19, 2931). The involvement of CD4+CD25+ TR in human cancer has been observed in peripheral blood and tumor tissues from patients with several types of cancer (3235). In most of the previous studies, TR cells were collected from fresh tissue, ascites, or blood and analyzed as CD4+CD25+ cells by flow cytometry. Until the TR are evaluated using FOXP3-specific antibodies, it has been difficult to analyze the detailed distribution of TR in tumors and surrounding tissues or to examine the prevalence of TR in small premalignant lesions detected only by microscopy.
In this study, we established monoclonal antibodies that are specific for human FOXP3 protein and that can be used in immunohistochemistry of paraffin-embedded tissue sections. Using the monoclonal antibodies, we evaluated the prevalence of TR infiltration in tumor tissues, nonneoplastic inflammatory tissues, and draining lymph nodes in 198 patients with pancreatic ductal adenocarcinoma and 15 patients with nonneoplastic pancreatic lesions. We also investigated the relationship between the prevalence of TR and clinicopathologic findings. Furthermore, we investigated the relationship between the prevalence of TR and multistep carcinogenesis by analyzing 84 lesions of PanINs and 51 cases of IPMNs, in addition to analysis of intraepithelial lymphocytes infiltrated in their intraductal premalignant lesions. We provide evidence that the prevalence of TR increases during the progression of established cancers as well as of their premalignant lesions. Furthermore, the prevalence of TR was significantly correlated with patient survival, independent of several prognostic factors.
| Materials and Methods |
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, IgG2a
, and IgG1
, respectively. Expression of FOXP3 protein in mammalian cells and immunocytochemistry. FOXP3 protein was expressed as described previously (40). Briefly, the full-length cDNA of human FOXP3 was subcloned into pcDNA3.1/Hyg (+) (Invitrogen) and the new vector was named pcDNA3.1-FOXP3. Chinese hamster ovary (CHO) cells (American Type Culture Collection, Rockville, MD) cultured on coverslips were transiently transfected with pcDNA3.1-FOXP3 or pcDNA3.1/Hyg by use of LipofectAMINE Plus (Invitrogen). At 48 hours after the transfection, the CHO cells were fixed with 4% paraformaldehyde containing 0.1% Triton X-100 at 4°C for 30 minutes or with chilled methanol with 10% acetone on ice for 20 minutes. The cells were stained by the avidin-biotin complex method of immunohistochemistry described below modified by using FITC-conjugated avidin instead of avidin-biotin complex method reagent and the labeling intensity was observed by confocal microscopy.
Immunoblot analysis and immunoprecipitation. CHO cells were transiently transfected with pcDNA3.1-FOXP3 or pcDNA3.1/Hyg. Forty-eight hours after transfection, both FOXP3 and mock transfectants were lysed in a lysis buffer [1% Triton X-100, a cocktail of proteinase inhibitors (Roche Diagnostics Corp., Indianapolis, IN) in PBS]. Equal amounts of protein samples were separated on 7% or 10% polyacrylamide gels and transferred to polyvinylidene difluoride membrane (Immobilon-P; Millipore). After blocking the membranes in 5% skim milk in 0.05% Tween 20 in TBS, they were incubated with anti-FOXP3 antibody followed by the incubation with peroxidase-conjugated anti-mouse Ig F(ab')2 fragment (Amersham). The antigen was detected with enhanced chemiluminescence Western blotting detection reagents (Amersham) according to the manufacturer's instructions. For immunoprecipitation, equal amounts of cell lysates were precleared with protein G-Sepharose 4 Fast Flow (Amersham), then anti-FOXP3 antibody was added to the lysates, and the samples were incubated. Immune complexes were precipitated by incubating the samples with the protein G-Sepharose beads and subjected to immunoblot analysis with anti-FOXP3 antibody as described above.
Immunohistochemical analysis. Immunoperoxidase staining by the avidin-biotin-peroxidase complex method was done on formalin-fixed paraffin-embedded 4-µm-thick sections as described previously (41). To enhance the signal for CD4 (used at a dilution of 1:100; 1F6, Novocastra Laboratories Ltd., Newcastle, United Kingdom) and CD8 (used at a dilution of 1:100; 4B11, Novocastra Laboratories), we used the catalyzed signal amplification (CSA) system (DAKO, Glostrup, Denmark) according to the manufacturer's instructions. No significant staining was observed in the negative controls, which were prepared by using the same class of mouse immunoglobulin at the same concentration.
Serial sections were prepared from each paraffin block. The first section was stained with H&E and the second and third sections were subjected to immunohistochemistry to detect the CD4 and FOXP3 antigens. CD4+ or FOXP3+ lymphocytes were counted in the corresponding visual field. Quantitative evaluation of lymphocytes was done by analyzing at least three different high-power fields (x40 objective and x10 eyepiece). We analyzed representative blocks and omitted pinpoint lesions because they were too small to analyze the lymphocytic infiltration at least three different high-power fields. The proportion of FOXP3+ lymphocytes in the CD4+ lymphocytes was calculated for each field and the averages were compared. Preliminary study revealed that absolute number of lymphocytes infiltrated was easily affected by inflammation. To reduce the effect of inflammation in evaluation of TR, we selected the prevalence of FOXP3+ TR in CD4+ T cells.
Double immunofluorescence. We did double immunofluorescent staining on formalin-fixed paraffin-embedded sections. The 4-µm-thick sections were deparaffinized and autoclaved for 10 minutes at 121°C either in 10 mmol/L citrate buffer (pH 6.0) for CD3 (used at a dilution of 1:50; UCHT1, DAKO) and CD8 or in 1 mmol/L EDTA (pH 8.0) for CD4 and CD25 (used at a dilution of 1:50; ACT-1, DAKO) followed by a wash in 0.05% Tween 20 in TBS (pH 7.6). For double staining of the sections with FOXP3 and CD3, CD4, CD8, or CD25, the last four antigens were stained by the CSA system with our modification and then FOXP3 was stained with CSAII (a biotin-free tyramide signal amplification system from DAKO). The CSA system was modified as follows. After reaction with biotin-conjugated tyramide solution, the sections were incubated with Texas Redconjugated avidin (1:200; Vector Laboratories, Inc., Burlingame, CA) for 30 minutes at room temperature. To detach the antibodies, the sections were incubated in 100 mmol/L glycine/HCl (pH 2.2) for 2 hours at room temperature with gentle stirring. The sections were then washed in 0.05% Tween 20 in TBS and stained with FOXP3 using CSAII according to the manufacturer's instructions. Just after reaction of the sections with FITC-conjugated tyramide, the sections were washed and mounted with Vectashield mounting medium (Vector Laboratories). For double staining of the sections with FOXP3 and CD20 (used at a dilution of 1:200; L26, DAKO) or CD56 (used at a dilution of 1:100; NCC-Lu-243, Nihonkayaku, Tokyo, Japan), the sections were first immunostained with FOXP3 using CSAII and then stained with CD20 or CD56. Immunostained tissue sections were analyzed with a confocal microscope (LSM5 Pascal; Carl Zeiss Jena GmbH, Jena, Germany) equipped with a 15-mW Kr/Ar laser.
Statistical analysis. Values were expressed as mean ± SD. Statistical analyses were done with StatView-J 5.0 software (Abacus Concepts, Berkeley, CA). Association of the prevalence of FOXP3+ cells in CD4+ T cells with various clinicopathologic variables was assessed by the
2 test. Kruskal-Wallis nonparametric tests were used to compare the value of numbers of CD8+ intraepithelial lymphocytes (IEL)/prevalence of TR in stromal-infiltrating CD4+ T cells among each grades of PanINs and IPMNs. Survival rates were calculated by the Kaplan-Meier method. Differences between survival curves were analyzed by the log-rank test. To assess the correlation between survival time and multiple clinicopathologic variables, multivariate analyses were done by the Cox proportional hazards regression model. Differences were considered significant when P < 0.05.
| Results |
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50 kDa in the lysate from FOXP3-transfected CHO cells. No band was recognized in lanes loaded with lysates of mock transfectants (Fig. 1B). These findings indicate that the monoclonal antibodies specifically recognize FOXP3 protein. Furthermore, the antibodies could immunoprecipitate FOXP3 protein from the diluted lysates of FOXP3-transfected CHO cells (Fig. 1C).
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Increased populations of FOXP3+TR in CD4+ T cells in tumor stroma of pancreatic ductal adenocarcinoma. Stromal-infiltrated lymphocytes both from tumor stroma and from nonneoplastic inflammatory stroma in patients with pancreatic ductal adenocarcinoma (n = 198) and nonneoplastic pancreatic lesions (n = 11) were examined for the prevalence of FOXP3+ TR. Histologically, lymphocytic infiltration was present in cancer stroma and was usually seen frequently in obvious cancer invasion, particularly in areas where cancer cells had just invaded the surrounding tissue. The prevalence of TR in CD4+ T cells was not markedly different between the central and peripheral areas of cancers. Representative immunohistochemical features are shown in Fig. 2A-D . TR usually infiltrated into stroma and rarely into the epithelial layer of ducts, although TR occasionally attached directly to cancer cells. Summarized data from all patients indicated that the prevalence of tumor-infiltrating TR in CD4+ T cells in pancreatic ductal adenocarcinoma (34.6 ± 10.9%) was significantly higher than that in nonneoplastic inflammatory areas from patients with pancreatic ductal adenocarcinoma (7.9 ± 4.9%; P < 0.0001) and in nonneoplastic pancreatic lesions (10.1 ± 4.6%; P < 0.0001; Fig. 2E). The prevalence of TR in CD4+ T cells was significantly higher in less-differentiated adenocarcinoma [well-differentiated adenocarcinoma versus moderately differentiated adenocarcinoma (P = 0.0003); moderately differentiated adenocarcinoma versus poorly differentiated adenocarcinoma (P = 0.0039); Fig. 2E]. Although lymphocytic infiltration was rare in nonneoplastic and noninflammatory areas, it was sometimes marked in nonneoplastic but inflammatory areas compared with cancer stroma. Despite this finding, the prevalence of TR in CD4+ T cells was significantly increased in the stroma of adenocarcinoma compared with nonneoplastic inflammatory areas, suggesting that adenocarcinoma cells recruit TR to themselves. Our observations also suggest that the prevalence of TR is closely correlated with cancer progression.
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Host immune response was marked in low-grade premalignant lesions but diminished and eventually disappeared during carcinogenesis. To estimate the extent of host immune response to these intraductal lesions, we did immunohistochemistry to detect infiltrating lymphocytes. We found that CD8+ T cells infiltrated as IEL in premalignant lesions as well as stromal-infiltrating lymphocytes around the ducts (Fig. 4C and D ). In noninflammatory and nonneoplastic ducts, no IELs were apparent (Fig. 4A and B). In both inflammatory and premalignant lesions, the majority of IEL in small- and large-sized pancreatic ducts consisted of CD3+CD8+ T cells with some CD4+ T cells, a few CD56+ natural killer cells, and no CD20+ B cells. Interestingly, there was marked infiltration of CD8+ IEL in PanIN-1A and PanIN-1B, significantly decreased numbers in PanIN-2, and few IEL in PanIN-3 or intraductal spreading of adenocarcinoma [PanIN-1B versus PanIN-2 (P = 0.0055); PanIN-2 versus intraductal spreading (P = 0.011); Fig. 4A-F and J]. Most of these IELs showed cytoplasmic granular expression of TIA-1 (T-cell intracellular antigen-1), indicating that they were cytotoxic T cells (Fig. 4G).
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Prevalence of TR in CD4+ T cells in draining lymph nodes was not significantly different among nonneoplastic lesions, premalignant lesions, and invasive adenocarcinoma of pancreas. We examined the prevalence of TR in CD4+ T cells in the draining lymph nodes of the pancreas of 60 patients with invasive ductal carcinoma, 15 patients with nonneoplastic pancreatic lesions, and 51 patients with IPMNs. Patients with IPMNs were classified according to the highest grade of the lesion in the IPMNs. No significant difference in the prevalence of TR in CD4+ T cells was found among lymph nodes from patients with ductal adenocarcinoma, IPMNs, and nonneoplastic pancreatic lesions (Fig. 4L).
| Discussion |
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Naturally arising CD4+CD25+ TR characteristically express CD25, CTL-associated antigen 4 (CTLA-4), glucocorticoid-induced tumor necrosis factor receptor familyrelated gene (GITR), surface transforming growth factor-ß (TGF-ß), and FOXP3. CD25 is a critical molecule for proliferation and survival of CD4+CD25+ TR (20). However, CD25 is not a suitable marker to define TR because activated T cells generally express CD25. Compelling studies have revealed that CTLA-4 and TGF-ß play roles in the suppressive activity of CD4+CD25+ TR against CD4+ or CD8+ T cells, although they are not expressed exclusively in TR. Experiments with Foxp3-overexpressing transgenic or Foxp3 gene-depleted mice and other studies have shown that Foxp3/FOXP3 is a master control gene for the development and function of natural CD4+CD25+ TR (20, 21, 27, 28). Thus, Foxp3/FOXP3 is thought to be a suitable single marker for detecting CD4+CD25+ TR. Our newly established antibodies reacted specifically with FOXP3 protein. Most FOXP3+ cells were CD4+CD25+ T cells and the remaining minor population of FOXP3+ cells was CD4+CD25 T cells. Zelenay et al. (42) reported that FOXP3+CD4+CD25 T cells convert to CD25+ after homeostatic expansion and/or activation in the murine model and they concluded that FOXP3+CD4+CD25 T cells constitute a peripheral reservoir of committed regulatory cells. These findings indicate that our antibodies detected the entire population of regulatory CD4+ T cells committed to FOXP3+CD4+CD25+ TR. The prevalence of TR in our study seemed to be higher than in previous studies (33). We found that the intensity of staining for TR usually differed between cancer stroma and inflammatory areas, and our values for prevalence are limited to cancer stroma alone, with little dilution of the values by contaminating noncancer stroma.
In murine models, TR inhibit the antitumor immune response mediated by CD4+CD25 T cells and CD8+ cytotoxic T cells (19, 2931). In humans, the prevalence of CD4+CD25+ T cells in CD4+ T cells has been shown to increase in blood, ascites, or cancer tissues of patients with several cancers (3235); the CD4+CD25+ T cells from these organs had also suppressive activities against the immune responses. Recent studies, which evaluated TR as FOXP3+ lymphocytes showed that FOXP3+ TR infiltration of the tumor is a significant prognostic factor in the univariate and multivariate analyses in head and neck cancers (43) and Hodgkin's lymphoma (44) and that CD4+CD25+ T cells contain both FOXP3+ TR and activated lymphocytes infiltrated in cancer stroma. Our study has shown not only that the prevalence of FOXP3+ TR is increased in cancer tissue of pancreatic ductal adenocarcinoma but also that this increase is significantly correlated with tumor progression. Furthermore, our study has shown that premalignant lesions of invasive ductal adenocarcinoma of the pancreas, both PanINs and IPMNs, show an increase in the prevalence of TR during tumor progression. In contrast, infiltration of CD8+ cytotoxic T cells, which were the major lymphocytes to attack neoplastic cells and potential targets for TR, was prominent in low-grade premalignant lesions, gradually decreased during progression of the tumor, and eventually almost disappeared in PanIN-3, intraductal spreading of adenocarcinoma, and IPMC (Fig. 4J and K). These findings suggest that tumor evasion from host antitumor immunity begins in these premalignant lesions. The details of immune suppression mechanisms of TR have not been clearly elucidated yet. Initially, the in vitro assays proposed the mechanisms were contact dependent and cytokine independent (1518). Those in vivo, however, are thought to be more complex (1921). Some reports suggested that cytokines, such as TGF-ß, play important roles in the event (19, 45). Several studies supported the hypothesis that TR can localize and expand together with effector T cells in antigen-draining lymph nodes. Inflamed tissue facilitates specific suppression that is initiated by antigenic stimulation and local recruitment of TR together with effector lymphocytes (21). Another studies provided the findings that tumor antigen-specific TR at tumor sites have a profound effect on the suppression of antitumor immune responses (31, 46). There is opposite correlation between the prevalence of TR and the numbers of CD8+ IEL in premalignant lesions during the pancreatic cancer progression, although no interaction of both cells in epithelial layer was observed. It is consistent with the hypothesis that TR suppress the CD8+ IEL. It also gives rise to the question where TR affect CD8+ lymphocytes becoming IEL and whether TR inhibit the recruitment of CD8+ lymphocytes becoming IEL into epithelial layer of pancreatic ducts, although it is possible that neoplastic cells inhibit the recruitment of cytotoxic T cells independent of TR function. In the future, we need to make clear how these events happen.
The immune surveillance theory of cancer was proposed in the 1970s but remained controversial for a long period. In the last decade, studies with several gene-disrupted or antibody-treated immunocompromised mouse models have provided evidence that the host immune system controls tumor development (3). Nevertheless, the histologic features of cancer immune surveillance in human tissues remain unclear. If the immune surveillance theory applies to pancreatic carcinogenesis, cytotoxic lymphocytes would attack transformed cells or early-stage tumor cells developing in thin or thick pancreatic ducts. Some transformed cells would disappear, whereas others would be resistant to attack and would remain or progress to higher-grade premalignant cells. Our histologic findings may show the process of immune surveillance in the premalignant lesions of pancreatic ductal adenocarcinoma as well as tumor evasion from the host immune system by immunosuppression mediated by FOXP3+CD4+ TR.
Our study showed that the high prevalence of TR in cancer stroma of pancreatic ductal adenocarcinoma was closely correlated with several malignant features, such as distant metastasis, high tumor grade, and advanced pathologic tumor-node-metastasis stage, suggesting that the prevalence of TR can be a positive indicator of tumor aggressiveness. Several prognostic factors were examined to determine their effect on survival in patients who underwent resection. In our retrospective study using multivariate analysis for the clinicopathologic variables, lymph node metastasis, distant metastasis, and tumor margins were independent factors for patient survival as reported previously (8, 9). This study showed that the prevalence of TR in tissue-infiltrating lymphocytes was significantly and negatively correlated with patient survival, independent of tumor-node-metastasis classification, tumor grade, and tumor margins. These findings indicate that the prevalence of TR is a good predictor of prognosis for patients with ductal adenocarcinoma of the pancreas.
It has been controversial whether the prevalence of TR in tumor-draining lymph nodes is increased or decreased compared with that in nontumor-draining lymph nodes (33, 35). Those studies considered CD4+CD25+ T cells as TR. In our study, the prevalence of TR in draining lymph nodes was similar among patients with pancreatic adenocarcinoma, IPMNs, and nonneoplastic lesions. Recently, Chen et al. (19) reported that TR expand in draining lymph nodes after cognate T-cell receptor stimulation as do naive T cells. More recently, Hiura et al. (47) showed that both TR and antitumor effector T cells are primed in the same draining lymph nodes of mice with transplanted tumors. They also showed that the CD4+CD25+ T cells in the draining lymph nodes could be divided into two different populations, CD62LhighCD4+CD25+ T cells that show TR activity and express Foxp3 and CD62LlowCD4+CD25+ T cells that are effector T cells without TR activity and Foxp3 expression (47). These findings in murine models imply that TR in tumor-draining lymph nodes should be expanded, although the prevalence of TR in CD4+ T cells might be determined by the total spectrum of immune response in the tissues from which the draining lymph nodes collect lymph.
In conclusion, our data suggest that TR play a role in controlling the immune response to pancreatic ductal carcinoma from the premalignant stage to established cancer. In premalignant lesions, both PanINs and IPMNs, host immune surveillance is prominent in the earlier stages but decreases during tumor progression, inversely correlating with the increase in the prevalence of TR. A high prevalence of TR seems to be a marker of poor prognosis.
| Acknowledgments |
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| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 2/17/06; revised 5/13/06; accepted 6/ 7/06.
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