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Cancer Susceptibility and Prevention |
Authors' Affiliations: Departments of 1 Epidemiology, 2 Biostatistics and Applied Mathematics, and 3 Thoracic/Head and Neck Medical Oncology, The University of Texas M.D. Anderson Cancer Center, Houston, Texas
Requests for reprints: Xifeng Wu, Department of Epidemiology, Unit 1340, The University of Texas M.D. Anderson Cancer Center, 1155 Pressler Boulevard, Houston, TX 77030. Phone: 713-745-2485; Fax: 713-792-4657; E-mail: xwu{at}mdanderson.org.
| Abstract |
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Experimental Design: We conducted a nested case-control study within a randomized, placebo-controlled chemoprevention trial in patients with early-stage head and neck cancer. We compared prediagnostic bleomycin-induced chromatid breaks in peripheral blood lymphocyte cultures (as an indicator of latent genetic instability) between 298 cases (patients with SPT/recurrence) and 693 controls (patients without SPT/recurrence). We also determined the joint effects of latent genetic instability and elevated proliferation potential [indicated by serum insulin-like growth factor (IGF) level] in modulating the risk of SPT and recurrence.
Results: In the Cox proportional hazards model, patients with higher mutagen sensitivity (using a cutoff of
0.50 breaks per cell) exhibited a significantly increased risk of developing SPT/recurrence [hazard ratio, 1.38; 95% confidence interval (95% CI), 1.02-1.86]. Cases also exhibited significantly higher levels of IGF-I and IGF-binding protein-3 than controls (P = 0.022 and 0.042, respectively). Moreover, there were joint effects between mutagen sensitivity and IGFs in modulating SPT/recurrence risk. Using patients with low IGF-I level and low mutagen sensitivity profile as the reference group, the odds ratios of developing SPT/recurrence for patients with high IGF-I level alone, high mutagen sensitivity alone, and both high IGF-I level and high mutagen sensitivity were 2.85 (95% CI, 0.92-8.82), 3.92 (95% CI, 1.28-11.97), and 6.16 (95% CI, 2.03-18.71), respectively. A similar joint effect was observed for mutagen sensitivity and IGF-binding protein-3 level.
Conclusions: This is the largest prospective study to evaluate mutagen sensitivity as a prognosis marker in head and neck cancer because mutagen sensitivity data were derived from baseline samples drawn before the development of SPT or tumor recurrence. The results also show for the first time that latent genetic instability and elevated proliferation potential jointly elevate the risk of second tumors in early-stage head and neck cancers.
11,170 deaths in the United States in 2006 (1). Cigarette smoking and alcohol consumption are the predominant risk factors for head and neck cancer, estimated to be responsible for three fourths of all the cases (2). However, only a small fraction of smokers and drinkers develop these cancers, suggesting that variations in genetic susceptibility may play important roles in cancer etiology. There have been numerous studies supporting this concept, including evidence of increased risk of head and neck cancer in first-degree relatives of cancer probands (36), significant associations of genetic polymorphisms in genes involved in critical cellular functions (carcinogen metabolism, DNA repair, cell cycle control, and apoptosis) with head and neck cancer risk (7, 8), and increased head and neck cancer risk conferred by reduced DNA repair capacity and increased genetic instability (9, 10). Early-stage head and neck cancer patients are often cured with surgery or radiation. However, local-regional recurrence and secondary primary tumors (SPT) pose major threats to the long-term survival of early-stage head and neck patients. Approximately 10% of early-stage head and neck cancer patients develop local recurrences (1113). SPTs occur in 15% to 25% of patients during the first 5 years after initial diagnosis with a relatively constant rate of about 3% to 6% yearly (1319) and have become the leading cause of mortality in early-stage head and neck cancer patients (2022). Although the term SPT indicates that these tumors and the index (primary) tumors developed independently, recent genetic and biochemical studies have suggested that, in a significant portion of patients, the SPTs and index tumors have a common clonal origin (2326). The risk factors for SPT have been extensively investigated. SPT is not treatment related but is related to the same and/or distinct environmental or genetic factors that cause the index cancers. For example, analogous to the risk of index cancer, smoking and alcohol are unquestionable risk factors for SPT (15, 27, 28). Index tumor site and disease stage also contribute significantly to the risk of SPT and recurrence (13).
Diminished DNA repair capacity has been implicated as a risk factor for a variety of cancers (29). The mutagen sensitivity assay was developed to indirectly measure an individual's DNA repair capacity after in vitro mutagen challenge and may reveal latent genetic instability (30). An earlier pilot study suggested that mutagen sensitivity was a significant predictor of risk for developing SPT in previously untreated early-stage head and neck cancers (31). We have also shown previously from a subset of patients from the current study population that in vitro sensitivity of peripheral blood lymphocytes to bleomycin was associated with risk (10) and recurrence (12) of head and neck cancer. Insulin-like growth factor (IGF)-I is a potent stimulator of normal and tumor cell growth and also has antiapoptotic activities. The major form of circulating IGF-I is complexed with IGF-binding protein-3 (IGFBP-3), which inhibits the mitogenic activity of IGF-I by preventing IGF-I from binding to its receptor. There is considerable interindividual variability in circulating levels of IGF-I and IGFBP-3. Many studies have shown that elevated serum IGF-I levels are associated with increased risks for a variety of cancers (3235). A recent study on a subset of patients with head and neck cancer from the current study population showed that elevated IGF-I levels were associated with a significantly increased risk of subsequent development of SPTs (36).
We therefore hypothesized that an individual's increased intrinsic carcinogen sensitivity (measured by the mutagen sensitivity assay) and proliferation potential (using serum IGF level as an indicator) contribute to elevated risk of SPT/recurrence and, furthermore, that there is a synergistic effect of these two adverse phenotypes. To test these hypotheses, we designed this large nested case-control study and determined the joint effects of mutagen sensitivity and IGF levels on the risk of SPT/recurrence.
| Materials and Methods |
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Data collection. Before randomization, participants were given a structured questionnaire that elicited information on sociodemographic factors, clinical information, tobacco exposure, and alcohol consumption. After the interview was completed, blood was drawn into heparinized tubes and delivered by overnight mail to M. D. Anderson Cancer Center to be used in cytogenetic and molecular analyses. The study was approved by all of the relevant review boards and in accordance with an assurance filed with, and approved by, the U.S. Department of Health and Human Services. Written informed consent was obtained for each participant.
Measurement of IGFs. Blood was centrifuged at 3,000 x g for 10 minutes at room temperature to separate the plasma. Collected plasma was stored at 80°C. The levels of IGF-I and IGFBP-3 were determined by an ELISA (Diagnostic Systems Laboratories, Webster, TX) according to the manufacturer's protocol. Cross-reaction of the antibodies with other members of the IGF family is not detected at physiologic concentrations according to the manufacturer. We separated IGF-I from its binding proteins by mixing plasma specimens with acid-ethanol extraction buffer and measured the serum levels of total IGF-I. For IGFBP-3, the specimens were diluted 100-fold in an assay buffer before conducting the ELISA test. All assays for IGF-I and IGFBP-3 were done in duplicate, and the average of the two measurements was used in the data analysis.
Mutagen sensitivity assays. Mutagen sensitivity was measured in vitro in lymphocytes by counting chromatid breaks induced by bleomycin as described previously (10). Briefly, blood cultures were incubated for 3 days and then exposed to bleomycin (0.03 units/mL) for 5 hours. Cells were harvested, and chromatid breaks were scored in 50 metaphases per sample and recorded as the mean number of breaks per cell. Laboratory personnel who read the slides were blinded to the case and control status.
Statistical analysis. Plasma levels of IGF-I and IGFBP-3 as well as bleomycin sensitivity were analyzed as continuous and categorical variables. As continuous variables, the differences between cases (patients with an event) and controls (patients without an event) were calculated with a two-sample Student's t test for demographic variables and mutagen sensitivity and a Wilcoxon rank sum test for IGFs (which are not normally distributed). As categorical variables, high levels of IGFs and mutagen sensitivity have been associated with increased SPT risk. The median value of plasma IGF-I and IGFBP-3 in controls was used as a cutoff point for high or low IGFs. A cutoff point determined by classification and regression tree analysis was applied to categorize each subject as either in the high or in the low bleomycin sensitivity stratum. The recursive partitioning process in classification and regression tree analysis does not depend on any underlying distributional assumptions and allows for nonlinear relations between predictive factors and outcomes. The cutoff points obtained correspond to the lowest cross-validation error rates. Univariate and multivariate Cox proportional hazards models were applied to calculate hazard ratios (HR) and corresponding 95% confidence intervals (95% CI) and analyze the effect of mutagen sensitivity and other variables on the development of SPT/recurrence. The joint effects between IGFs and bleomycin sensitivity were estimated by stratified analysis in which we formed joint strata of IGFs and bleomycin sensitivity values. All Ps were two sided. Associations were considered statistically significant at P < 0.05.
| Results |
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26 months (range, 0-92 months). The cases were significantly older than the controls (mean age, 62.6 ± 10.3 versus 60.3 ± 10.9 years; P = 0.003). Gender was not significantly associated with event development (P = 0.709). Compared with controls, cases included more patients with oral (32.55% versus 28.14%) and pharyngeal cancers (13.09% versus 9.09%) but fewer patients with laryngeal cancers (54.36% versus 62.77%). The cases had a significantly higher percentage of stage II patients (40.60%) than the controls (32.32%; P = 0.012). Compared with controls, cases were more likely to be current smokers (41.95% versus 35.79%) and current drinkers (52.35% versus 46.03%) and less likely to be never smokers (11.07% versus 14.14%) and never drinkers (15.44% versus 21.65%). Among smokers, the cases smoked more cigarettes daily (28.6 ± 16.6 versus 26.3 ± 15.8; P = 0.048) for a longer duration (37.4 ± 13.9 versus 34.8 ± 13.8 years; P = 0.005) than the controls, and consequently, the mean pack-years was significantly greater for the cases than the controls (55.2 ± 39.4 versus 47.6 ± 35.2; P = 0.010). The mean number of chromatid breaks per cell was higher in the cases (0.86 ± 0.44) than in the controls (0.82 ± 0.46; P = 0.083) but only of borderline statistical significance. Radiation and 13 cRA chemoprevention did not have an obvious effect on SPT/recurrence, whereas surgery provided some benefit in reducing the occurrence of SPT/recurrence (P = 0.076). Because the majority of the participants were Caucasians, our subsequent analyses were limited to this group.
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| Discussion |
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Genetic instability may contribute to a high genetic heterogeneity in a tumor and hence contribute to poor clinical outcome (38). Charuruks et al. (39) showed a statistically significant increment of genetic instability in terms of normalized chromosome index and polysomy index in recurrent primary tumors and SPTs of head and neck cancer patients compared with tumors without recurrence and SPT, suggesting that genetic instability might be a potential molecular marker for risk assessment of recurrence and SPT in head and neck tumorigenesis. Likewise, in vitro mutagen sensitivity, reflecting latent genetic instability, may also be a biomarker for tumor recurrence and SPT in head and neck cancer patients. As shown in our previous small-scale studies (12, 31) and confirmed in this large-scale study, high mutagen sensitivity indeed confers an increased risk of developing recurrence and SPT in head and neck cancer patients. The large sample size allowed us to do stratified analyses based on age, gender, and smoking status. The elevated risk was more evident in women than in men, in younger cases than in older cases, in former smokers than in current smokers, and in lighter smokers than in heavy smokers. These observations are consistent with previous studies. We have shown that the association between benzo(a)pyrene diol epoxide (a tobacco carcinogen) sensitivity and head and neck cancer risk was higher in former than in current smokers and in younger than in older patients. In a case-control lung cancer study, younger cases, women, and lighter smokers exhibited the lowest DNA repair capacity and the highest cancer risk among their subgroups (40). The theory is that exposed individuals with susceptible phenotypes might develop primary or secondary tumors earlier and with less carcinogen exposure than those with more resistant phenotype. Genetic differences in risks for primary or secondary tumors tend to be smaller at high doses of carcinogens. For example, the current smokers in this population were generally heavy smokers; therefore, the risk of smoking might overpower a weaker genetic risk factor, which explains why former smokers and light smokers with bleomycin-sensitive phenotypes exhibited higher risks than current and heavy smokers with similar sensitive phenotypes. Therefore, our data, obtained from the largest phenotypic assays to date, strengthened the notion that mutagen sensitivity constitutes a susceptible phenotype not only for cancer risk but also for SPT/recurrence.
Several studies have shown that IGF-I is a stimulator of cell proliferation and inhibitor of apoptosis and that elevated serum IGF-I levels are associated with increased risks for a variety of cancers (3235). We recently reported that elevated IGF-I levels were associated with a significantly increased risk of SPT in a subset of patients from the current study population (36). The data in this study were consistent with previous observations. More significantly, for the first time, we found that there is a joint effect between mutagen sensitivity and serum IGF-I level in modulating SPT/recurrence risk. Biologically, IGF level and mutagen sensitivity reflect two distinct yet interacting cellular functions (i.e., cell proliferation and DNA repair). Cells with deficient DNA repair plus uncontrolled proliferation will lead to a disproportionate increase in cells with damaged DNA. With a higher rate of cell turnover, there is increased likelihood for propagation of genetic errors. A previous study has shown that IGF-I and mutagen sensitivity jointly increased lung cancer risk (41). In this study, we found that IGF-I and mutagen sensitivity jointly increased risks of secondary tumors. These observations are consistent and biologically plausible.
Although the positive association between IGF-I level and various cancer risks has been consistently reported in the literature (3235), the relationship between IGFBP-3 level and cancer risk remains controversial. Some studies showed that elevated serum levels of IGFBP-3 were associated with either increased or decreased cancer risk (34, 35, 4247), whereas other studies did not detect an association between serum levels of IGFBP-3 and cancer risk (35, 48). The dual function of IGFBP-3 may explain these contradictory results. Circulating IGFBP-3 modulates the amount of bioavailable free IGF, thereby preventing their binding to IGF-I receptor and suppressing cell proliferation (49, 50). IGFBP-3, in this respect, inhibits IGF-I activity and may play a protective role against cancer risk. On the other hand, IGFBP-3 can also enhance IGF activity by presenting and slowly releasing IGF-I for receptor interactions while protecting the receptor from down-regulation by high IGF-I exposure (50). In this case, IGFBP-3 may serve as a risk factor for cancer. In this current study, the high risk of developing an SPT/recurrence conferred by higher level of IGFBP-3 may be explained by the dual function of IGFBP-3 in regulating IGF-I.
In our analyses, we combined SPT and recurrence as a single end point to increase sample size and power. In addition, it is difficult to clearly distinguish SPT and recurrent tumor biologically because recent genetic and biochemical studies have suggested that, in a significant portion of patients, the SPTs and index tumors have a common clonal origin (2326). We also did the same analyses separating these two events. The results were very similar to what we presented here with combined events. Higher bleomycin sensitivity conferred borderline significantly increased risks for SPT or recurrence (data not shown). We did not elaborate the effect of tumor characteristics and smoking status on SPT and recurrence, which have been presented in detail previously (13, 15).
There are several strengths to this study. This is the largest prospective study of mutagen sensitivity to date. There is no selection bias because the population is a well-defined population of early-stage head and neck cancer patients and biological samples were obtained before an event developed, which suggests that the observations in this study were more likely to be the contributor rather than the effect of the event. A major limitation of the study is the limited number of subjects with serum IGF values and a one-time point measurement of IGF levels, which may be subjected to temporal confounders and laboratory variability. However, Kaaks et al. (46) reported that blood samples drawn 0.75 to 4.75 years apart produced highly correlated values for both IGF-I (r = 0.87) and IGFBP-3 (r = 0.73). Additional studies are warranted to validate the joint effects between IGF and mutagen sensitivity.
In conclusion, this prospective study confirmed that high mutagen sensitivity was associated with significantly elevated SPT/recurrence risk in early-stage head and neck cancer patients. In addition, this is the first study to find a joint effect between elevated IGF levels and mutagen sensitive phenotype in elevating SPT/recurrence risk. By combining these two pathways, we may be able to improve our ability to define high-risk populations of SPT/recurrence in early-stage head and neck cancer patients, which may have clinical implications for patient surveillance and chemoprevention.
| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 3/20/06; revised 6/27/06; accepted 8/23/06.
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This article has been cited by other articles:
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X. Wu, J. Gu, and M. R. Spitz Mutagen Sensitivity: A Genetic Predisposition Factor for Cancer Cancer Res., April 15, 2007; 67(8): 3493 - 3495. [Abstract] [Full Text] [PDF] |
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