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Imaging, Diagnosis, Prognosis |
Authors' Affiliations: 1 Department of Obstetrics and Gynecology, 2 Gerhard-Domagk Institute of Pathology, and 3 Institute of Clinical Chemistry and Laboratory Medicine, University of Münster, Münster, Germany; 4 Institute of Immunology, University of Witten/Herdecke, Witten, Germany; and 5 Institute of Tumor Biology, University Medical Centre, Hamburg, Germany
Requests for reprints: Pia Wülfing, Department of Obstetrics and Gynecology, University of Münster, Albert-Schweitzer-Str. 33, 48149 Münster, Germany. Phone: 49-251-834-8202; Fax: 49-251-834-8267; E-mail: wuelfip{at}uni-muenster.de.
| Abstract |
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Experimental Design: Cells were isolated by the patented combined buoyant density gradient and immunomagnetic separation procedure and analyzed by immunocytochemistry.
Results: We detected one to eight CTCs in the peripheral blood of 17 of 35 patients (48.6%) presenting no overt metastasis. As a positive control, 7 of 7 (100%) patients with metastatic disease presented positive. Healthy persons and patients (n = 32) operated for nonmalignant diseases presented negative for CTCs. The presence and frequency of HER2-positive CTCs correlated with a significantly decreased disease-free survival (P < 0.005) and overall survival (P < 0.05). Interestingly, in 12 patients with HER2-positive CTCs, the primary tumor was negative for HER2 as assessed by immunohistochemical score and fluorescence in situ hybridization.
Conclusions: This study provides some evidence of a prognostic effect of HER2-positive CTCs in stage I to III breast cancer. Future studies have to determine the outcome of patients treated with HER2-targeting therapies with respect to HER2-positive CTC levels because it is not unlikely that high levels of HER2-positive CTCs reflect the activity of the tumor and may predict response to trastuzumab.
The objective of the present study was to evaluate the prognostic value of HER2-positive CTCs in the peripheral blood of stage I to III breast cancer patients. The presence and frequency of HER2-positive CTCs has been correlated with clinicopathologic variables and with patients' follow-up. To the best of our knowledge, this is the first study to analyze the prognostic value of HER2-positive CTCs from the peripheral blood of breast cancer patients. Because HER2 overexpression indicates a poor prognosis in breast cancer, analysis of HER2-positive CTCs in the peripheral blood of breast cancer patients may also help to identify high-risk patients who could benefit from targeting HER2.
| Patients and Methods |
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Tumor tissue microarray. To further characterize the patients' tumors, formalin-fixed and paraffin-embedded tumor samples of these patients were obtained from the archives of the Gerhard-Domagk Institute of Pathology, serving as donor blocks for the tissue microarray. Sections were cut from each donor block and stained with H&E. Using these slides, morphologically representative regions were chosen from each of the 35 tumor samples and circled. Six cylindrical 0.6-mm cores were acquired from the circled areas of each breast carcinoma and precisely arrayed into a new recipient paraffin block (20 x 35 mm) using a manual tissue arrayer (Beecher Instruments, Silver Spring, MD). The presence of invasive breast cancer in the arrayed samples was verified on H&E-stained sections.
Immunohistochemistry. Antibodies, dilutions, and antigen retrieval methods used are as follows: estrogen receptor (ER; DAKO, 1D5; 1:200; steamer; LSAB; nuclear), progesterone receptor (PR; DAKO, 636; 1:1,000; steamer; LSAB; nuclear), HER2 (DAKO; 1:4,000; steamer, LSAB, membranous), epidermal growth factor receptor (EGFR; DAKO, H11; 1:5; Proteinase K; LSAB; membranous), Ki-67 (DAKO, Mib-1; 1:100; steamer; LSAB; nuclear), bcl-2 (DAKO, 124; 1:1,000; steamer; LSAB; cytoplasmic), p53 (DAKO, DO-7; 1:2,000; steamer; LSAB; nuclear). The tissue microarray block was cut with a microtome into 4-µm sections that were mounted on poly-L-lysinecoated glass slides and processed for immunohistochemistry. After deparaffinization and rehydration, unspecific binding was blocked. Then, antigen retrieval by different pretreatment methods was done. For immunohistochemistry, an automated immunostainer (DAKO autostainer) was used. After incubation for 25 minutes with the primary antibody and detection, sections were counterstained with hematoxylin. Appropriate negative (the first antibody was either omitted or replaced by nonimmune rabbit IgG diluted to the same concentration as the first antibody) and positive controls were used throughout. Immunohistochemical expression of ER and PR, EGFR, Ki-67, bcl-2, and p53 was graded in a binary fashion. ER, PR, and p53 were considered as positive if
10% of nuclei stained positive. Staining for Ki-67 was positive if >20% of cells presented with nuclear staining. In bcl-2positive cases, >20% of neoplastic cells showed cytoplasmic staining. EGFR staining was positive in case of any membrane staining. Expression of HER2 was assessed as follows: 0, membrane staining in <10% of tumor cells; 1+, faint or incomplete membrane staining in >10% of cells; 2+, weak or moderate complete or incomplete staining in >10% of cells; 3+, strong complete membrane staining in >10% of cells. Tumors scored as 3+ were clearly HER2-positive cases; tumors scored as 0/1+ were designated as HER2-negative cases; borderline cases (2+) required further investigation by fluorescence in situ hybridization to assess whether they show gene amplification.
Data analysis. Semiquantitative analysis of staining results was done in blind-trial fashion without knowledge of the clinical data for the corresponding case. Statistical analysis was done with SPSS 10.0 statistical software. Correlations between presence of HER2-positive CTCs and clinicopathologic variables were tested for statistical significance by
2 test. For analysis of survival data related to HER2-positive CTCs, Kaplan-Meier survival estimates were generated and compared with the log-rank test. Disease-free survival was calculated as time from the date of diagnosis to the first recurrence of disease at local, regional, or distant site or death. Overall survival ended with the date of tumor-associated death. Multivariate analysis was done using Cox's proportional hazards regression model. Level of significance was P < 0.05.
| Results |
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Relationship of the detection of HER2-positive CTCs to staging, grading, hormone receptors, and immunohistochemical status. As shown in Table 3 , HER2-positive CTCs were found to be associated with larger tumor size (pT stage), negative ER status, and worse histologic differentiation, significantly. Furthermore, in the blood of all patients with an inflammatory carcinoma (n = 3) and the patients staged primarily M+ (n = 7), HER2-positive CTCs were found. There was no significant correlation with lymph node status (pN stage), PR status, or proliferation rate (Ki-67). However, we observed a significant discrepancy between the detection of HER2-positive CTCs and the HER2 status of the corresponding primary tumor: in 12 patients with HER2-positive CTCs, the primary tumor showed a negative score for HER2, indicating that the amount of HER2-positive cells in the primary tumor fall below 10%. In those cases, no fluorescence in situ hybridization analysis was done. We observed no correlations between HER2-positive CTCs and EGFR expression, p53 mutation, and bcl-2 expression.
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| Discussion |
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In this study, HER2-positive CTCs were present in the peripheral blood of 17 of 35 (48.6%) primary breast cancer patients. We found a significantly decreased disease-free and overall survival in patients with HER2-positive CTCs. HER2-positive CTCs have been found in relationship to larger tumor size, negative ER status, poor histologic differentiation, and lymphovascular invasion. No correlation with lymph node involvement was found, which might be due to the fact that 75% of patients in the study were node negative. Hence, the presence of HER2-positive CTCs in patients with nonmetastatic breast cancer might be a specific indicator of occult metastasis. In view of a hematogeneous metastatic tumor cell spread, prognostic markers are needed which differentiate breast cancer patients for individually based risk-adapted therapy. CTCs might represent a surrogate marker for micrometastatic disease before a metastasis becomes life threatening. In addition, the presence of disseminated tumor cells in bone marrow after adjuvant treatment may reflect an adverse outcome of the systemic treatment (1618). However, because frequent bone marrow aspirations for the search of occult tumor cells is uncomfortable and may not easily be accepted by otherwise healthy breast cancer patients, sampling peripheral blood may be more suitable, in particular for longitudinal studies. To date, however, the clinical significance of CTCs is still unclear as it not is for disseminated tumor cells. The clinical importance of occult tumor cells in the bone marrow has been confirmed in various prospective studies showing their independent negative prognostic value (2, 46, 19). In addition, several studies have reported detection of CTCs in the peripheral blood of breast cancer patients (8, 9, 20). Because our technique detects HER2-positive CTCs highly sensitive not only in patients with metastatic disease but also in those with stage I and II cancer, these cells might represent an undetected spread of the tumor and serve as surrogate markers for prognosis estimates (7, 8). Furthermore, the detection of HER2-positive CTCs might influence treatment decisions that are in accordance with reports indicating CTCs to reflect the outcome of systemic treatment (9). Besides, the characterization of the CTCs using, for example, immunocytochemistry for an established prognostic marker, such as HER2 expression, underlines their conceivable prognostic and predictive importance.
The HER2 immunohistochemical score of breast carcinomas is used to guide therapy decisions for the application of humanized monoclonal antibodies, such as trastuzumab, leading to a significantly improved disease-free and overall survival (21, 22). However, to date, determination of the HER2 score by tissue testing is an one-time event. The detection of HER2-positive CTCs might serve to enable a "real-time" assessment of the HER2 status during the clinical course of disease. In addition, Braun et al. reported that HER2 overexpression on rare cytokeratin-positive cells in bone marrow predicts poor clinical outcome of stage I to III breast cancer patients (23). Thus, determination of HER2-positive CTCs might become a tool to combine the diagnostic and prognostic advantages of both the identification of CTCs and analysis of the HER2 status, respectively.
We observed a discrepancy between the detection of HER2-positive CTCs and the HER2 score of the corresponding primary tumor: in 12 patients with HER2-positive CTCs the primary tumor presented with <10% HER2-positive cells. The relatively low number of HER2-positive primary tumors in our series (11.1%) may be explained by the selection of cases with predominantly small (82% pT1 + T2), nodal-negative (76%), well or moderately differentiated (61.8%) tumors, overall implying a presumably favorable prognosis. Although careful interpretation of our data is necessary in view of the different methods used for detection of HER2 overexpression in CTCs versus breast cancer tissue, a similar discrepancy between HER2 serum markers and HER2 overexpression at the tissue level has been reported concerning the prevalence of the circulating extracellular domain of the HER2 oncoprotein, which was more frequently detected than HER2 overexpression of the primary tumor (24). In addition, in the study of Braun et al. and Zidan et al., no correlation was found between the HER2 staining score of the primary tumor and the presence of HER2-positive micrometastatic tumor cells in the bone marrow (23, 25). It has also been reported that a significant percentage of patients with HER2-negative primary tumors develop high concentrations of serum HER2 during tumor progression, supporting the possibility that HER2 gene amplification can be acquired during progression of the cancer (26). Nevertheless, our data may also reflect appearance of HER2 during tumor progression. Another explanation for these findings could be a specific preselection of HER2-positive cells during tumor cell dissemination. More likely, most of the cells will become apoptotic during their blood passage, which we described recently for blood-borne prostate cancer cell clusters (27). Moreover, it could be assumed that only a few HER2-overexpressing cancer cells may have the potential to disseminate, subsequently leading to metastases and death. This is in line with our previous results from in vitro extravasation experiments using disaggregated cells and cell clusters from primary breast cancer tissue (28). Most of the transendothelial invasive cells displayed HER2 expression, whereas the primary tumor had been classified as HER2 negative by immunohistochemistry.
To the best of our knowledge, this is the first study to analyze the prognostic value of HER2-positive CTCs from the peripheral blood of breast cancer patients. The data give support for the detection of circulating HER2-positive tumor cells by this new method to assess and to monitor the "real-time HER2 status" and to detect early evidence of occult metastatic disease. Due to the limited number of patients in our series and the fact that clinicopathologic differences (e.g., pT stage, pN status, and grade) and the adjuvant systemic treatment can confound interpretation of our data further studies are needed to confirm the role of monitoring HER2-positive CTCs for clinical diagnosis and treatment guidance. In particular, future studies have to determine the outcome of patients treated with HER2-targeting therapies with respect to HER2-positive CTC levels because it is not unlikely that high levels of HER2-positive CTCs reflect the activity of the cancer and may predict an improved response to trastuzumab (29).
| Acknowledgments |
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| Footnotes |
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Received 9/23/05; revised 11/30/05; accepted 1/ 3/06.
| References |
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