
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |
Imaging, Diagnosis, Prognosis |
Authors' Affiliations: Departments of 1 Gastroenterology, 2 Pathology, 3 Oncology, and 4 Surgery; 5 GI Research Laboratory, IRCCS Istituto Clinico Humanitas; Departments of 6 Internal Medicine, 7 Surgery, and 8 Pathology, University of Milan; and 9 Laboratory of Clinical Research in Oncology, Istituto di Ricerche Farmacologiche Mario Negri, Milan, Italy
Requests for reprints: Alberto Malesci, Department of Gastroenterology, IRCCS Istituto Clinico Humanitas, Via Manzoni 56, 20089 Rozzano, Milan, Italy. Phone: 39-2-8224-4542; Fax: 39-2-8224-4590; E-mail: alberto.malesci{at}humanitas.it.
| Abstract |
|---|
|
|
|---|
Experimental Design: The survival of 893 consecutive patients with colorectal cancer characterized by microsatellite status was analyzed. The 89 (10%) patients with MSI cancer were classified according to tumor mismatch repair (MMR) defect, MMR germ-line mutation, hMLH1 and p16 promoter methylation, BRAF and K-ras mutations, and frameshifts of target genes.
Results: The colorectal cancerspecific survival was significantly (P = 0.02) better in patients with MSI cancer than in those with stable tumor (MSS). MSI did not predict a significantly lower risk of cancer-related death if tumor stage was included in the multivariate analysis [hazard ratio, 0.72; 95% confidence interval (95% CI), 0.40-1.29; P = 0.27]. Instead, MSI was strongly associated with a decreased likelihood of lymph node (odds ratio, 0.31; 95% CI, 0.17-0.56; P < 0.001) and distant organ (odds ratio, 0.13; 95% CI, 0.05-0.33; P < 0.001) metastases at diagnosis, independently of tumor pathologic features. Molecular predictors of reduced metastatic risk, and then of more favorable prognosis, included TGFßRII mutation for all MSI tumors, hMSH2 deficiency for hereditary non-polyposis colorectal cancer, and absence of p16 methylation for sporadic hMLH1-deficient cancers.
Conclusions: Tumor MSI is a stage-dependent predictor of survival in patients with colorectal cancer. The decreased likelihood of metastases in patients with MSI cancer is associated with specific genetic and epigenetic changes of the primary tumor.
Besides exhibiting distinctive clinico-pathologic features, such as proximal site, poor differentiation, mucinous cell histotype, and lymphocytic infiltration (10, 11), MSI cancers have a better prognosis than chromosomally unstable but microsatellite stable (MSS) colorectal cancers (1220). Population-based studies (15, 18, 20), as well as a meta-analysis (21), found that MSI contributed to improved survival by predicting a lower pathologic stage at diagnosis as well as a stage-for-stage predictor of more favorable outcome. Despite this evidence, several issues need to be settled before adopting MSI as a prognostic variable in the clinical management of colorectal cancer.
Data supporting the prognostic benefit of tumor instability are almost exclusively derived from series of patients diagnosed with colorectal cancer in the 1980s or in the early 1990s, when modalities of cancer staging were far less accurate. Therefore, inadequate staging might have affected the interpretation of the prognostic advantage of MSI cancers. Consistent with this hypothesis, the only large prospective and population-based study conducted on patients diagnosed in the last decade failed to observe any significant stage-independent survival advantage for carriers of mutations in MMR genes (22).
5-Fluorouracil (5-FU) adjuvant therapy may also act as a confounding factor when evaluating the prognostic role of MSI in patients with colorectal cancer diagnosed and treated in different eras. Some authors reported a survival advantage or at least a very good survival in 5-FUtreated patients with MSI cancer (16, 17), whereas others claimed that only patients with MSS cancer benefit from 5-FU adjuvant therapy (19, 20, 23, 24). If the latter were true, the widespread chemotherapeutic approach of the last decade might have attenuated the overall prognostic difference between MSI and MSS tumors.
Finally, the wide spectrum of molecular changes determining or reflecting the genetic instability of MSI tumors may also have prognostic implications. The recognition of a more favorable outcome for HNPCC patients (13, 20) has recently challenged the concept that the clinical outcome of carriers of MMR gene germ-line mutations and that of patients with sporadic MSI cancer are equivalent (25). In addition, a better survival of patients with TGFßRII-mutated cancer (17, 26) and the absence of deaths in a small series of patients with MSI cancer negative for markers of widespread CpG island methylation (27) have been reported.
The aims of the study were to assess tumor microsatellite status and patient survival in a large, mono-institutional series of consecutive and unselected patients having their colorectal cancer diagnosed in the last decade and to search for prognostic molecular markers of MSI cancer.
| Patients and Methods |
|---|
|
|
|---|
A clinical database was prepared by investigators (D.G. and C.C.) blind to the results of cancer genetic testing. Pathologic tissue specimens were reviewed by a single pathologist (R.M.) who was also unaware of molecular data. Tumor pathologic staging, histopathologic typing, tumor grade, and presence or absence of extramural vein invasion were assessed (28, 29). Tumor clinico-pathologic staging was finally assessed by combining histopathologic findings, surgical records (including intraoperative liver ultrasonography), and perioperative imaging (abdominal computerized tomography and chest X-rays in all patients). Demographics and complete clinical data at diagnosis were made available at hospital Intranet resources. An accurate family history, aimed at recognizing the Amsterdam clinical criteria for HNPCC (AC-II; ref. 30), was obtained from all the patients. Information on postoperative therapy of patients followed elsewhere was available in all cases. Chemotherapy was always administered on clinical grounds and not in the context of prospective trials.
The overall survival was calculated from diagnosis until death, or until data were censored, as of September 30, 2006. At this date, each patient was confirmed to be alive by direct phone call or by formal inquiry at the local registry of vital statistics.
To maximize any possible association between biological variables and colorectal cancer prognosis, the disease-specific survival was also assessed. For this analysis, we considered as disease-related events only deaths of patients who had imaging-documented colorectal cancer progression and no other obvious cause of death. Cardiovascular accidents, trauma, infectious disease, or progression of cancer other than colorectal cancer were always excluded by reviewing the hospital records or by interviewing the reference physician or a family member. Data from patients deemed to have died from causes other than colorectal cancer as well as data from 10 patients (1.1%) whose in-hospital death was due to post-surgical complications were censored at the time of death.
Assessment of MSI and molecular subtyping of MSI cancers. Coded sections of paraffin-embedded colorectal cancer tissue were sent from the pathologist to the Research Laboratory. If tumor cells did not account for at least 50% of the cells present in the section, tumor microdissection was done. MSI assignment was based on the analysis of repeats in mononucleotides. Differently from protocols including dinucleotide markers (11, 31), this method has been specifically validated for identification of tumors with high levels of MSI (3234). After DNA extraction by proteinase-K digestion and phenol-chloroform purification, amplification of the BAT26 locus with fluoresceinated primers (2, 35) was followed by capillary-gel electrophoresis (ABI PRISM 310 DNA Sequencer, Perkin-Elmer). To check for MSI possibly due to homozygous deletions in hMSH2, tumors from patients fulfilling the AC-II criteria (n = 29) and those from patients ages
50 years (n = 90) were also tested for BAT25 instability (36). However, no BAT26-stable/BAT25-unstable tumor was found.
MSI tumors were investigated for MMR protein defects by immunohistochemistry. Nuclear expression of hMLH1 (G-168 monoclonal antibody, PharMingen) and of hMSH2 (clone FE 11, Oncogene Sciences) was initially tested. In tumors expressing both hMLH1 and hMSH2, the expression of hMSH6 (clone 44, Transduction Laboratories) was also done according to previously described methods (37). Immunohistochemical staining was visualized by the avidin-biotin method (Vectastain, Vector Laboratories). Eight MSS tumors from AC-IIpositive patients were also tested for protein expression but showed no MMR defect.
In MSI tumors, the absence or the presence of frameshift mutations at coding mononucleotide repeats of TGFßRII, BAX, hMSH3, hMSH6, TCF4, MBD4, and CASP-5 was assessed by PCR and capillary electrophoresis (35). Mutations of K-RAS codon 12 and 13 and of BRAF V600E were investigated by PCR-RFLP (38). The DNA methylation status of hMLH1 and p16 promoters was determined by methylation-sensitive PCR based upon DNA treatment with sodium bisulfite and amplification with primers specific for methylated and unmethylated DNA (39).
Sequencing of hMSH2 or of hMLH1, according to the tumor MMR protein defect, was done in all patients with MSI cancer. Exons and intron/exon boundaries of hMSH2 and hMLH1 were amplified according to previously described techniques (40). Mutation-negative patients were further tested by multiplex ligation-dependent probe amplification (MLPA kit: Medical Research Council-Holland, Amsterdam, the Netherlands), but no MMR germ-line large deletion was found.
Statistical analysis. The association between clinico-pathologic features and MSI cancers, hereditary or sporadic, was analyzed with a Fisher's exact test for categorical variables and with an unpaired Student's test for age. The association of microsatellite status with metastases to regional lymph nodes or distant organs was evaluated with a multivariate logistic regression including all pathologic variables. The univariate association of metastases with subgroups of MSI cancers with distinct molecular features was assessed by the Fisher's test. Survival curves were drawn according to the Kaplan-Meyer method, and univariate survival distributions were compared using the log-rank test. To test the microsatellite status as a predictor of cancer-specific risk of death, we did a multivariate analysis according to the Cox proportional-hazards model. All candidate prognostic factors were initially entered into the model, but nonsignificant (P > 0.1) variables other than microsatellite status were subsequently rejected (step-down variable selection). In addition, a model in which tumor stage had been arbitrarily excluded from analysis was created. Two-sided P < 0.05 was considered statistically significant.
| Results |
|---|
|
|
|---|
|
Likelihood of metastases at diagnosis. Multivariate logistic regression analysis showed a decreased likelihood of lymph node [odds ratio (OR), 0.31; 95% confidence interval (95% CI), 0.17-0.56; P < 0.001] and distant organ (OR, 0.13; 95% CI, 0.05-0.33, P < 0.001) metastases in patients with MSI cancer versus those with MSS tumor, which was independent of any pathologic feature (Table 2 ).
|
|
Also at Kaplan-Meier analysis, the overall survival of patients with MSS was not significantly different from that of patients with MSI cancer (P = 0.35), unless older (>75 years) patients were excluded (P = 0.05). Differently, the disease-specific survival of all patients with MSI colorectal cancer was significantly (P = 0.02) better than that of all patients with MSS cancer (Fig. 1 ).
|
|
|
|
| Discussion |
|---|
|
|
|---|
The analysis of survival conducted in our colorectal cancer patients according to the presence or the absence of tumor MSI has provided important findings. First, the overall survival advantage of patients with MSI tumor can be obscured by the fact that many patients develop a sporadic MSI colorectal cancer at a very old age when several competing risks of death are present. Second, the clear advantage in disease-specific survival of patients with MSI cancer is dependent on the earlier stage at which these cancers are diagnosed. Finally, subsets of MSI cancers with different molecular changes may have different biological behavior and prognosis.
Previous population-based studies, although recognizing the lower staging of MSI cancers, have proposed MSI as a stage-independent predictor of better survival (15, 18, 20). In contrast, we found that tumor MSI can predict a lower risk of cancer-related death regardless of standard prognostic factors including tumor local invasion (pT) but not independently of the whole tumor-node-metastasis classification, which takes into account the nodal status and the absence/presence of distant organ metastases. Given that patients with MSI tumor have a decreased likelihood of metastases at diagnosis, these findings clearly indicate that the reduced metastatic potential of the primary tumor is the key mechanism for the survival advantage of patients with unstable colorectal cancer.
The stage-adjusted survival of our patients with MSI colorectal cancer was in the range of those reported by single discordant studies, whereas the cancer-specific 5-year survival rate of patients with stage II (89.8 ± 2.6%) and stage III (73.5 ± 3.5%) MSS colorectal cancer was considerably higher than that reported in older series (stage II,
80%; stage III,
60%, refs. 18, 20). The somewhat shorter follow-up period of our study, due to the recruitment of patients diagnosed in the last decade, is not likely to account for such a difference. If one accepts that MSS tumors respond better than MSI cancers to 5-FU therapy (19, 24), the extensive use of adjuvant treatment might have selectively improved the survival of patients with MSS localized colorectal cancer. Our study was not designed, nor was it powered, for evaluating the effects of 5-FU therapy according to the tumor microsatellite status, but 5-FU treatment was included in the multivariate models of survival (Table 4). This argues against the possibility that MSI has not been recognized as a stage-independent predictor of survival because of a more aggressive use of 5-FU adjuvant therapy. We rather believe that the enforcement of current recommendations for sampling and pathologic assessment of lymph nodes (a mean of more than 20 nodes analyzed in patients with N0 tumors; see footnote to Table 1), together with the routine use of newer imaging techniques, has provided a more accurate clinico-pathologic staging of the disease. Consistently, our series had a lower prevalence of non-metastatic cancer (43% versus 52% in ref. 18 and versus 48% in ref. 20) and a much higher prevalence of stage IV patients (27% versus 18% in ref. 18 and versus 14% in ref. 20). If metastases remained undetected at initial diagnosis, this more likely occurred among MSS patients who do have a much greater likelihood of metastases. Therefore, the previous recognition of MSI as a stage-independent predictor of survival might simply reflect an inadvertent down-staging of MSS cancers.
Once the lower metastatic risk of MSI cancers was established to be the main determinant of their prognostic advantage, we wanted to see whether the prevalence of metastases was different for molecular subsets of unstable tumor. Confirming previous data (17, 26), we found no difference in lymph node or distant organ metastases and in survival between MSS cancers and MSI tumors with wild-type TGFßRII. As entirely novel findings, we observed that MMR protein defect (hMLH1, hMSH2, or hMSH6) and p16 methylation of sporadic tumors affected the presentation stage of MSI cancers and, in turn, their prognosis.
It has been a long-standing matter of controversy whether survival expectancy of patients with HNPCC should be considered equivalent to that of patients with MSI sporadic colorectal cancer. Benatti et al. recently found a better outcome for HNPCC patients, which was associated with a less advanced tumor stage (20), but no conclusive data are available. The findings of the present study are novel in indicating that only germ-line mutations in hMSH2 may determine a lower metastatic potential and a better prognosis of HNPCC compared with MSI sporadic cancers.
As to patients with hMLH1-deficient sporadic cancer, only a minority of them (i.e., those with p16-unmethylated cancer) had a decreased likelihood of metastases and a prognostic advantage versus patients with MSS cancer. This finding is particularly intriguing because p16-promoter methylation is a marker of CpG islands methylation, the molecular phenotype that underlies hMLH1 methylation and leads to MSI. On the other hand, the association of p16 methylation with lymph node metastases from colorectal cancer has been reported, regardless of MSI status (27). Therefore, selective hMLH1 methylation, which more frequently occurs in cancers from older females (42, 43), seems to identify a subset of MSI cancers with a more favorable prognosis.
In conclusion, the appropriate clinical application of MSI testing in colorectal cancer is to select patients who may carry MMR gene germ-line mutations. Conversely, the assessment of microsatellite status cannot refine the prognostic value of a state-of-the-art clinico-pathologic staging. In particular, the administration of adjuvant chemotherapy should not be withheld by assuming a more favorable outcome in patients with MSI cancer. At the investigational level, MSI testing is warranted in patients entering prospective chemotherapeutic trials to look for possible differential responses, whereas preclinical research should focus on the specific molecular changes, both genetic and epigenetic, that determine the low metastatic potential of MSI cancers.
| Footnotes |
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Note: Supplementary data for this article are available at Clinical Cancer Research Online (http://clincancerres.aacrjournals.org/).
Received 2/13/07; revised 3/19/07; accepted 3/30/07.
| References |
|---|
|
|
|---|
This article has been cited by other articles:
![]() |
I. Zlobec, K. Baker, L. M. Terracciano, and A. Lugli RHAMM, p21 Combined Phenotype Identifies Microsatellite Instability-High Colorectal Cancers with a Highly Adverse Prognosis Clin. Cancer Res., June 15, 2008; 14(12): 3798 - 3806. [Abstract] [Full Text] [PDF] |
||||
![]() |
I Zlobec and A Lugli Prognostic and predictive factors in colorectal cancer J. Clin. Pathol., May 1, 2008; 61(5): 561 - 569. [Abstract] [Full Text] [PDF] |
||||
![]() |
T. Watanabe, Y. Yamamoto, H. Yamada, T. Hayama, Y. Aoyagi, K. Nakamura, H. Shibuya, and T. Kobunai Survival in Microsatellite-Unstable Colorectal Cancer Clin. Cancer Res., April 15, 2008; 14(8): 2516 - 2516. [Full Text] [PDF] |
||||
![]() |
A. Malesci, L. Laghi, and P. Bianchi Reply to the Letter to the Editor from Watanabe et al Clin. Cancer Res., April 15, 2008; 14(8): 2516 - 2516. [Full Text] [PDF] |
||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |
| Cancer Research | Clinical Cancer Research |
| Cancer Epidemiology Biomarkers & Prevention | Molecular Cancer Therapeutics |
| Molecular Cancer Research | Cancer Prevention Research |
| Cancer Prevention Journals Portal | Cancer Reviews Online |
| Annual Meeting Education Book | Cell Growth & Differentiation |