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Imaging, Diagnosis, Prognosis |
Authors' Affiliation: 1 The University of Texas M. D. Anderson Cancer Center, Houston, Texas; 2 Eastern Cooperative Oncology Group Statistical Center, Department of Biostatistics and Computational Biology, Dana-Farber Cancer Institute, Boston, Massachusetts; 3 Northwestern University Feinberg School of Medicine, Chicago, Illinois; and 4 University of Pennsylvania Cancer Center, Philadelphia, Pennsylvania
Requests for reprints: Jean-Pierre Issa, Department of Leukemia, M. D. Anderson Cancer Center, Unit 428, 1515 Holcombe Blvd., Houston, TX 77030. Phone: 713-745-2260; Fax: 713-794-4297; E-mail: jpissa{at}mdanderson.org.
| Abstract |
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Experimental Design: We studied 188 patients enrolled on protocol E2290, a five-arm trial comparing 5-FU, 5-FU in combination with N-phosphonoacetyl-L-aspartic acid, oral leucovorin, i.v. leucovorin, or IFN
-2a in patients with advanced colorectal cancer. Methylation of MINT1, MINT31, hMLH1, p14ARF, and p16INK4a in DNA extracted from formalin-fixed paraffin-embedded specimens was evaluated by combined bisulfite restriction analysis, and methylation of MINT2 was studied by methylation-specific PCR.
Results: Methylation frequencies were 21% for MINT1, 23% for MINT2, 24% for MINT31, 4% for hMLH1, 11% for p14ARF, and 17% for p16INK4a. Methylation of MINT1, MINT31, p14ARF, and p16INK4a were correlated, as expected. There was no association between methylation and clinicopathologic factors or response to therapy. Methylation of MINT1, MINT31, p14ARF, or p16INK4a was associated individually with shortened overall survival. Hazard ratios were 1.51 (P = 0.05) for MINT1, 1.70 (P = 0.006) for MINT31, 2.22 (P = 0.001) for p14ARF, and 1.51 (P = 0.05) for p16INK4a. Concurrent methylation of two or more genes of the CIMP-associated subset (MINT1, MINT31, p14ARF and p16INK4a) defined a group of cases with markedly reduced overall survival and hazard ratio was 3.22 (P < 0.0001 in multivariate analyses).
Conclusions: CIMP is associated with poor survival in advanced colorectal cancer patients.
A substantial number of genetic changes have been described in colorectal cancer of various stages (3, 4). Some of these are clearly associated with natural history and survival. For example, microsatellite instability (MSI) is associated with a more favorable outcome, and chromosome 18q deletions are associated with shortened survival in stage II and III colorectal cancer (5, 6). However, there are no known genomic markers of survival in patients with advanced colorectal cancer, where MSI is rare and chromosome 18 deletion is very frequent.
DNA methylation of promoter-associated CpG dinucleotide–rich regions, termed CpG islands, is associated with permanent loss of gene expression (epigenetic regulation) in mammalian cells (7). Aberrant hypermethylation of DNA is common in human cancers and has been associated with silencing of important tumor-suppressor genes (8). Methylation of many genes has now been described in colorectal cancer (9). Significantly, methylation of many of these genes is concurrent in a subset of cancers, a phenomenon that has been termed the CpG island methylator phenotype (CIMP; ref. 10). CIMP cancers seem to have distinct clinical characteristics (more common in proximal tumors, in women, and in older patients), a distinct histology (mucinous and poorly differentiated tumors), and distinctive genetic changes (high rate of MSI and mutations of the KRAS and BRAF genes and low rate of p53 mutations; ref. 11).
DNA methylation/CIMP has been reported to have variable prognostic significance in colorectal cancer in different studies (12–17). This issue is considerably complicated by the described associations between methylation and factors known to affect prognosis in colorectal cancer, such as high levels of microsatellite instability (MSI-H) that occur as a result of hypermethylation and silencing of the hMLH1 mismatch repair gene (18). Recurrent and/or metastatic colorectal cancers represent a potentially more uniform group of cancers to study, with rare MSI-H and very frequent chromosome 18 deletions. The Eastern Cooperative Oncology Group has conducted a clinical trial (E2290) of various 5-FU–based combinations in patients with advanced colorectal cancer (19). Using pathology specimens from individuals enrolled on E2290, we studied DNA methylation in this setting. We now report that CIMP is associated with a very poor prognosis in advanced colorectal cancer treated with 5-FU chemotherapy, findings that have implications for selection of therapy.
| Materials and Methods |
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DNA methylation analysis. We used bisulfite-based approaches to study the methylation status on MINT1, MINT2, MINT31, hMLH1, P14ARF, and p16INK4a. These loci and genes were selected based on our previous studies showing that they often have concurrent methylation and therefore are excellent markers of CIMP (10, 22). Bisulfite treatment of DNA was done as previously described (23). We used combined bisulfite restriction analysis (COBRA) as a quantitative assay to study methylation of all genes (24). For MINT2, we were unable to develop an assay that was reliable for routine formalin-fixed paraffin-embedded tissues. Consequently, for MINT2 we used methylation-specific PCR (MSP), which is a sensitive, but not quantitative, assay (25). Primers, PCR conditions, and restriction enzymes used for COBRA are listed in Table 1 . All PCR products were visualized by 6% PAGE followed by staining with ethidium bromide and imaging and quantitation with a Bio-Rad Geldoc 2000 imager (Bio-Rad).
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Statistical analysis. In addition to usual descriptive statistics of counts and frequencies, standard statistical methods for survival analysis (time to event end points) were used in the analysis. These included log-rank tests to determine univariate differences between groups, Kaplan-Meier analysis for calculation and display of survival curves, and the proportional hazards regression model for time to event regression models with continuous and multiple predictor variables. To analyze the effect of methylation of multiple genes on overall survival, we used a linear model that assumed equal weight for methylation of each gene, built CIMP sum of all genes or a set of genes by calculating the sum of methylated markers among all genes or four genes (MINT1, MINT31, P14ARF, and p16INK4a) for each patient, and included CIMP sums in survival analysis. Statistical significance was determined when P < 0.05 and all statistical tests were two sided.
| Results |
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We analyzed methylation of a panel of six genes chosen because they detect CIMP with precision as reported by multiple groups (10, 26, 27). Methylation was studied by the quantitative method COBRA (24) for all genes except MINT2, for which we were unable to design a COBRA assay and used MSP instead. Representative examples of methylation for each gene are shown in Fig. 1 . Methylation frequencies in the 188 patients were 21% for MINT1, 23% for MINT2, 24% for MINT31, 4% for hMLH1, 11% for P14ARF, and 17% for p16INK4a. There were significant positive associations among methylation of MINT1, MINT31, p16INK4a, and p14ARF as reported in our previous studies (10, 22), indicating the presence of a hypermethylator phenotype (CIMP) in a subset of cases (see Supplementary Table S2 for correlations between each gene analyzed by Spearman correlation analysis). Methylation of MINT2 was not associated with the other genes, perhaps because it was the only gene studied with a nonquantitative method. hMLH1 methylation was rare (4%), as expected in patients with advanced disease.
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| Discussion |
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The mechanism by which DNA methylation confers a poor prognosis is unclear. The methylation markers studied here have distinct functions. All the MINT markers correspond to the promoters of unique genes except MINT2; MINT1 corresponds to synaptic vesicle glycoprotein 2C gene (SV2C) located on Chr5q13; MINT31 corresponds to a CpG island upstream of the calcium channel CACNA1G gene located on Chr17q21; p14ARF is a upstream regulator of p53 function; p16INK4a is an important cell cycle regulatory gene; and hMLH1 is a mismatch repair gene. Because each of MINT1, MINT31, p14ARF, and p16INK4a had similar effects on prognosis, they may be simply markers for a hypermethylator phenotype associated with a poor prognosis. The association between increasing levels of DNA methylation and poor prognosis is a recurrent theme in oncology, consistent across multiple tumor types that include liver cancers, esophageal cancers, lung cancers, and various leukemias (30). A plausible hypothesis is that tumors with high degrees of methylation are more likely to inactivate genes critical for tumor progression and response to chemotherapy.
CIMP was originally defined in colon cancer by seven cancer-specific MINT makers, which were identified by a genome-wide technique, called methylated CpG island amplification, in combination with representational differential analysis (MCA/RDA), and the CIMP-positive group was defined by high level of methylation at two or more loci simultaneously (10). The existence of CIMP has been confirmed by several independent groups (26, 27, 31). Based on our previous results and studies from other groups, we used six genes as CIMP markers in this study. They are three MINT markers (MINT1, MINT2, and MINT31) from the classic CIMP panel, p14ARF, p16INK4a, and hMLH1. All these genes have been reported to correlate well with CIMP and did well to define CIMP in colon cancer (26, 27) as well as multiple other cancers (32–35). A recent study by Weisenberger et al. (31) suggested that a new panel of genes outperforms the classic panel in defining CIMP. However, by using very strict criteria to define CIMP, that study likely focused on a fraction of the CIMP group (the frequency of CIMP by Weisenberger et al. was 14%, in contrast to 46% in the original work). In fact, a recent study comparing the new panel of genes with original CIMP markers does not support the notion that the new panel performs better than the classic panel (36). Therefore, the most reliable panel of CIMP markers remains to be determined, and future studies are needed perhaps by using prognosis as a landmark to identify these makers.
The proportion of CIMP cases here is lower than previously reported. This is probably because many CIMP cases (those with hMLH1 methylation and MSI) rarely progress to the advanced stage. Consistent with this, in this study, the frequency of hMLH1 methylation that leads to MSI in sporadic colon cancer is only 4%, as opposed to the 15% to 20% usually reported in sporadic colorectal cancers. Several previous studies have found variable prognostic effect for methylation in colorectal cancer (12–17). For instance, one study examined CIMP in stage III colorectal cancers and found that methylation predicts better prognosis (16); however, the CIMP cases in that study were largely from patients with hypermethylation of hMLH1 and MSI. By comparing single marker such as MSI-low, methylation of ID4, methylation of MINT31, or methylation of p16INK4a with clinical outcomes in stage III colorectal cancer patients, other studies have shown that MSI-low or methylation of each individual genes was associated with poor prognosis in these patients (12–15). One study by Ward et al. (17) examined the prognostic significance of DNA methylation in colorectal cancer patients, mainly stages I to III. By analyzing methylation of MINT1, MINT2, MINT12, MINT31, p16INK4a, and hMLH1, they found that none of these makers were independently predictive of prognosis when analyzed with stage and grade. However, when they divided tumors into microsatellite-stable or microsatellite-unstable groups, they found that individuals with heavily methylated but microsatellite-stable tumors had a significantly worse outcome than those with nonmethylated microsatellite-stable tumors. Very recently, in a study of 30 metastatic microsatellite-stable colon cancers, CIMP was also found to be associated with poor survival (14). Here, by focusing on stage IV cancers in a relatively large sample size, we essentially minimized the contribution of MSI to the results and reached conclusions similar to that of Ward et al., with statistical significance for individual markers. In our study, we showed that not only individual gene methylation but also concordant methylation of multiple genes predicts and likely confers a poor prognosis in advanced colorectal cancer. Interestingly, these findings point out a dichotomous situation where CIMP cases with early-stage disease may have a good prognosis (via hypermethylation of hMLH1 and MSI) and those with microsatellite-stable advanced disease may have a poor prognosis. This result also raises the distinct possibility that there could be more than one type of hypermethylator phenotype in colorectal cancer.
To apply our current results to clinical oncology, technical aspects of methylation measurement must be considered. As we discussed earlier, there is no consensus definition for CIMP at present, although the four genes described here (MINT1, MINT31, p14ARF, and p16INK4a) provide an attractive simplified classification method. However, it is important to note that a quantitative approach to methylation measurement is important in defining the phenotype. Thus, of the five commonly methylated genes, the only one studied by a nonquantitative method (MINT2, studied by MSP) was neither well correlated with the others nor associated with prognosis. Among the quantitative methods, COBRA as used here is accurate but somewhat cumbersome because of restriction digestion and gel analysis. Recently described alternate quantitative approaches (37, 38) to methylation analysis may be more appropriate for clinical laboratories.
The clinical implications of our data are clear. Patients with advanced colorectal cancer and hypermethylation of multiple genes have such a poor outcome following standard 5-FU–based chemotherapy that alternate approaches seem to be indicated. Indeed, it may be useful to stratify patients by methylation status in future clinical trials in advanced colorectal cancer, and possibly assign alternate treatments to patients with high levels of methylation. It will also be important to determine whether methylation remains a prognostic factor in patients treated with recently approved drugs for colorectal cancer (2), such as irinotecan, oxaliplatin, cetuximab, and bevacizumab. Ultimately, patients with high levels of methylation may be best treated from the outset with drugs that affect epigenetic processes (39), perhaps to be followed by standard chemotherapy approaches.
| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Note: Supplementary data for this article are available at Clinical Cancer Research Online (http://clincancerres.aacrjournals.org/).
Received 4/27/07; revised 7/15/07; accepted 8/ 9/07.
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