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Cancer Therapy: Clinical |
Authors' Affiliations: 1 Weill Medical College of Cornell University and New York Presbyterian Hospital, New York, New York; 2 University of Iowa, Iowa City, Iowa; 3 University of California at Los Angeles Medical Center, Los Angeles, California; 4 Rush-Presbyterian-St. Luke's Medical Center, Chicago, Illinois; 5 University of Minnesota, Minneapolis, Minnesota; 6 Scripps Clinic, La Jolla, California; 7 Sarah Cannon Cancer Center, Nashville, Tennessee; 8 Montefiore-Einstein Cancer Center, Albert Einstein College of Medicine, Bronx, New York; 9 University of Pennsylvania Medical Center, Philadelphia, Pennsylvania; 10 Stanford University Medical Center, Palo Alto, California; and 11 Coley Pharmaceutical Group, Inc., Wellesley, Massachusetts
Requests for reprints: George J. Weiner, Holden Comprehensive Cancer Center at the University of Iowa, 5970Z JPP, 200 Hawkins Drive, University of Iowa, Iowa City, IA 52242. Phone: 319-353-8620; Fax: 319-353-8988; E-mail: george-weiner{at}uiowa.edu.
| Abstract |
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Experimental Design: Patients with relapsed/refractory CD20+ B cell non–Hodgkin's lymphoma received i.v. rituximab (375 mg/m2/week for 4 weeks) and PF-3512676 weekly for 4 weeks either i.v. (0.04, 0.16, 0.32, or 0.48 mg/kg) or s.c. (0.01, 0.04, 0.08, or 0.16 mg/kg). An additional extended-treatment cohort received 4 weeks of 0.24 mg/kg s.c. PF-3512676 in combination with rituximab followed by s.c. PF-3512676 alone weekly for 20 weeks.
Results: Patients (N = 50) had received a median of three prior therapies (range, 1-11) including rituximab in 80% of patients. Treatment-related adverse events occurred in 11 of 19 (58%) i.v. patients, 15 of 19 (79%) s.c. patients, and all 12 patients in the extended-treatment cohort. Most common adverse events were mild to moderate systemic flu-like symptoms and injection-site reactions (s.c. cohorts only). Grade 3/4 neutropenia occurred in four patients. Objective responses occurred in 12 of 50 (24%) patients overall and in 6 of 12 (50%) patients in the extended-treatment cohort, including 2 patients with rituximab-refractory disease.
Conclusion: Brief or extended-duration PF-3512676 can be safely administered in combination with rituximab in patients with relapsed/refractory non–Hodgkin's lymphoma.
CpG ODN have a variety of effects on B cells that may be relevant in the treatment of B cell malignancies. Most of these effects seem to be due to interaction with TLR9. Activation of normal B cells through TLR9 causes them to produce higher levels of proinflammatory cytokines and costimulatory molecules and to show decreased spontaneous apoptosis (2). TLR9 activation of primary malignant B cells, including those involved in non–Hodgkin's lymphoma (NHL) and chronic lymphocytic leukemia (CLL), up-regulates expression of MHC class I and class II molecules, CD20, CD40, CD80, and CD86 (6–8) and induces apoptosis in CLL cells (9). CpG ODN–stimulated malignant B cells are more effective than unstimulated cells at activating T cells in allogeneic mixed lymphocyte cultures, suggesting the possibility of inducing an antitumor T cell response. CpG ODN–treated CLL cells are also sensitized to other immunotherapies without enhancing toxicity to normal cells (10). In particular, up-regulation of CD20 may sensitize malignant B cells to the cytotoxic effects of rituximab (anti-CD20).
CpG ODN activation of plasmacytoid dendritic cells causes increased expression of costimulatory molecules and secretion of type I IFN and chemokines; activation of immune effector cells including monocytes, natural killer (NK) cells, NKT cells, and neutrophils; and enhanced induction of adaptive, antigen-specific cytotoxic T cell responses.
In a murine lymphoma model, treatment with CpG ODN enhanced cytotoxicity of an antitumor monoclonal antibody (MAb; ref. 11), suggesting that the combination of CpG ODN with an MAb may be effective in human cancer. Together, these effects of CpG ODN activation result in both direct and indirect antitumor activities.
Rituximab (Rituxan) is a MAb directed against human CD20 (12), which is expressed on normal pre-B and mature B cells and on malignant B cells in 95% of patients with B cell NHL (13, 14). Rituximab has been shown to be effective when given as monotherapy (15) or when combined with chemotherapy (16). Unfortunately, the effects of treatment can be limited; some patients have either a short-term response or do not respond at all (17, 18). PF-3512676 is a TLR9-activating CpG oligonucleotide that has shown antitumor effects both in animal models and in human clinical trials (19–23). The single-agent activity of PF-3512676 has been observed in human clinical trials in NHL, melanoma (24), renal cell carcinoma (25), cutaneous T cell lymphoma (26), and basal cell carcinoma (27). Because TLR9 agonists such as PF-3512676 induce the up-regulation of costimulatory markers and CD20 expression on malignant B cells, one consideration for combination therapy would be that the infusion-related toxicity and/or antitumor activity of rituximab might be potentiated by concurrent treatment with PF-3512676 (7, 28).
The goal of this open-label, phase I study was to investigate the safety, tolerability, and preliminary antitumor activity of brief or extended duration therapy with PF-3512676 in combination with rituximab (375 mg/m2) in patients with relapsed or refractory B cell NHL. Herein, we report the final analysis of this trial.
| Materials and Methods |
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18 years; Eastern Cooperative Oncology Group (ECOG) performance status
2; life expectancy >3 months; no serologic evidence of hepatitis virus B or C or HIV; no history of allergic reactions to rituximab, PF-3512676, or similar agents; no other significant preexisting medical conditions such as cardiovascular or pulmonary disease; and adequate hematologic and organ function determined as absolute neutrophil count
1,000/µL, platelets
50,000/µL, serum creatinine <2 mg/dL, bilirubin <2 mg/dL, and transaminase activity less than twice the upper limit of normal. Patients were excluded from the study if they had a history of allogeneic transplants or autoimmune or antibody-mediated diseases (e.g., systemic lupus erythematosus, Sjögren's syndrome). Confounding therapies (e.g., cytotoxic chemotherapy, immunosuppressants, corticosteroids, or hematopoietic growth factors) within 30 days were not allowed. This study was done according to Good Clinical Practice guidelines of the International Council on Harmonization and followed the principles of the Declaration of Helsinki. The protocol and informed consent forms were reviewed and approved by the institutional review boards of each participating institution before study initiation. All patients provided signed informed consent.
Study design
This was a multicenter, open-label, phase I trial with two treatment arms (i.v. or s.c.) designed to assess the safety and preliminary antitumor activity of PF-3512676 in combination with rituximab. The primary objective for this study was to determine the safety and tolerability of repeated dose levels of s.c. and i.v. CpG 7909 in patients receiving rituximab for relapsed or refractory B cell NHL. The secondary objective was to evaluate the overall tumor response rate at day 50 ± 3 days in all cohorts and at completion of therapy in an extended dosing cohort. All patients received four weekly i.v. infusions of standard-dose rituximab (375 mg/m2), each followed within 24 h by either a 2-h i.v. infusion or an s.c. injection of PF-3512676, a 24-mer tricosasodium salt phosphorothioate ODN (sequence 5'-TCGTCGTTTTGTCGTTTTGTCGTT-3') supplied by the Coley Pharmaceutical Group (Wellesly, MA).
The doses of PF-3512676 were assigned to sequential cohorts with three patients per cohort. Cohorts were expanded to
6 patients if a single patient experienced dose-limiting toxicity (DLT), and escalation to the next dosing cohort continued if no more than one DLT was observed in the cohort. The maximum tolerated dose (MTD) would be considered exceeded if more than one DLT was observed in any cohort before reaching the target dose (defined as the highest of the four dose levels within each route of administration). Four dose levels were evaluated for each route of administration: i.v. cohorts received 0.04, 0.16, 0.32, or 0.48 mg/kg, and s.c. cohorts received 0.01, 0.04, 0.08, or 0.16 mg/kg. The target dose of 0.32 mg/kg for i.v. cohorts was determined based on data establishing NK cell activity at that level in a prior single-agent phase I study in previously treated NHL patients (21) and target level of 0.24 mg/kg in s.c. cohort based on tolerance studies in normal volunteers (29). Criteria for DLTs included any nonhematologic grade 4 adverse event (AE), any hematologic grade 4 AE (excluding anemia) with a duration of >7 days or febrile neutropenia, and any grade 3 AE (excluding lymphopenia, flu-like symptoms, nausea, or vomiting) >2 weeks in duration. The study was expanded to include a third cohort of extended s.c. dosing after preliminary findings suggested that low doses of PF-3512676 with rituximab were well tolerated. This cohort evaluated a higher dose of PF-3512676 (0.24 mg/kg) administered via an s.c. injection in combination with rituximab for 4 weeks and then as monotherapy for an additional 20 weeks.
Clinical assessments
Safety assessment. At screening, patients were questioned about medical and treatment history, including specific therapies for NHL and preexisting symptoms. Serum samples were analyzed for antinuclear antibody, rheumatoid factor, anti–double-stranded DNA, antithyroid, and human antimouse antibodies, but patients were not excluded from enrollment on the basis of these results. At screening, on each day of treatment, and 6 to 8 days after the last treatment, patients were examined, vital signs were recorded, ECOG performance status was assessed, and blood samples were taken for routine hematology. In addition, a urinalysis for all patients and urine pregnancy test for all women of childbearing age were done. On the first day of treatment, coagulation was evaluated first by measurement of prothrombin times and activated partial thromboplastin times (aPTT) before rituximab infusion and then by aPTT immediately before (i.v. arm only) and 1 h after (i.v. and s.c. arms) PF-3512676 infusion. Additional assessments included routine hematology at 3 to 5 days and serum chemistries and urinalyses at 2 weeks from the start of treatment. Except for assessment of coagulation, all safety evaluations done at screening were repeated at the end of the study (
4 weeks after the last treatment) or at the time of patient withdrawal.
Patients in the extended s.c. dosing cohort had similar evaluations during the 4 weeks of combined therapy. During the 20 weeks of PF-3512676 monotherapy, these patients continued with weekly injections and concurrent assessments of ECOG performance status, vital signs, and routine hematology. Serum chemistries and urinalyses were done on the first day of monotherapy and every 4 weeks thereafter until the end of study. Final safety assessment was done as above.
Adverse events were recorded at each visit, categorized for association with study treatment (unrelated, unlikely, possibly, probably, or definitely), and graded according to the National Cancer Institute Common Toxicity Criteria (CTC) version 2.0.
Disease assessment. The extent of disease was assessed at screening and following end of treatment by measurement of lesions on radiographs, computed axial tomography, or magnetic resonance imaging. Response to therapy was classified according to the International Workshop for NHL response criteria (30). The overall tumor response rate was based on the number of patients whose best response during the study was complete response, complete response unconfirmed, or partial response. Duration of response or extended evaluation for delayed or improved response beyond the official study period was not assessed in this phase I trial.
Statistical considerations
Sample size for each cohort was determined by frequency of DLTs. The dose escalation scheme, described previously, ensured that no more than 16.7% of patients (one of six) experienced DLT at the target doses. A total of 12 evaluable patients were subsequently enrolled to the extended s.c. dosing cohort so that margins of error associated with 90% confidence intervals for tumor response would not exceed 25%. Descriptive statistics were used to summarize the study patients. Toxicity was graded by Common Terminology Criteria for Adverse Events Version 3.0, and tumor response was defined by National Cancer Institute lymphoma workshop consensus response criteria (30). Distinct patient populations were used for analysis of efficacy and safety. The safety population was comprised of all patients who received treatment on day 1. The intent-to-treat (ITT) population consisted of those patients enrolled into the study who received at least one dose of CpG 7909. The ITT population was used for all efficacy analyses. All statistical analyses were done using the SAS software program.
| Results |
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50% each), and all but one had been previously treated with chemotherapy. Most subjects had received prior anti-CD20 therapy, including 18 of 19 with follicular histology. The small number of patients in each treatment cohort limits comparisons of different subgroups with respect to baseline characteristics.
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1 treatment-related AE. Overall, fewer patients in 4-week i.v. cohorts [11 of 19 (58%) patients] had treatment-related AEs than did patients in 4-week s.c. cohorts [15 of 19 (79%) patients], although differences were not statistically significant. All 12 patients (100%) in the extended s.c. dosing cohort had treatment-related AEs. Increased and extended dosing with PF-3512676 was associated with mild to moderate flu-like symptoms. However, there were no other consistent trends in AEs; grade 3/4 AEs rarely occurred in more than one patient or at >1 dose level. No tumor flare reactions were observed. Treatment-emergent AEs in patients in the 4-week i.v. arm. Among patients in the i.v. arm, treatment-related AEs were manageable, and there were no grade 4 AEs. The most common AEs were mild to moderate systemic flu-like symptoms (e.g., fever, fatigue, headache). Although no AEs developed in the low-dose group (0.04 mg/kg), there was no clear relationship between the dose of PF-3512676 and the incidence or severity of the treatment-related AEs at higher doses. One patient in the 0.16-mg/kg dose group had a serious AE (Table 3 ); this patient developed severe (grade 3) vomiting and diarrhea 11 days after receiving the last infusions of rituximab and PF-3512676. The patient recovered but later developed renal vein thrombosis deemed unrelated to study drug and withdrew from the study. Treatment was also discontinued in one patient (0.32 mg/kg cohort) who experienced a reaction (flushing and pain in the back, limb, and abdomen) during the second rituximab infusion.
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80 days), and grade 3 neutropenia lasting
11 days. The patient treated with 0.48 mg/kg PF-3512676 developed grade 3 neutropenia lasting for 9 days. Treatment-emergent AEs in patients in the 4-week s.c. arm. The spectrum of observed AEs in the s.c. arm was similar to that observed in the i.v. arm with the addition of injection-site reactions. The most frequent AEs were mild or moderate systemic flu-like symptoms (e.g., fatigue, pyrexia, headache, malaise) and injection-site reactions. A dose-dependent trend was seen in the incidence of systemic flu-like symptoms and injection-site reactions. Flu-like illness, fatigue, and pyrexia were observed more frequently in the highest dose cohort (0.16 mg/kg). In addition, one of three (33%) patients in the low-dose group (0.01 mg/kg) had mild erythema at the injection site, and three of six (50%) patients in the high-dose group (0.16 mg/kg) had mild to moderate erythematous injection-site reactions.
As in the i.v. arm, hematologic AEs occurred; one patient in the s.c. arm (0.08-mg/kg dose group) developed moderate to severe hematologic changes (Table 4
). Grade 4 neutropenia lasted
1 week, after which the neutropenia improved to grade 3 but persisted. Although the patient had no fever or sequelae from the persistent neutropenia, this finding was considered a possible dose-limiting toxicity, and the number of patients in the cohort was increased to seven. No patients in the s.c. cohorts developed serious AEs related to the study drug. All patients completed 4 weeks of treatment, but two patients (one each treated at 0.01 and 0.08 mg/kg) withdrew from the study 1 to 2 weeks after completing the last injection because of progressive disease. No grade 3 or 4 autoimmune events were noted.
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In this cohort, all 12 patients received the initial 4 weeks of combination rituximab and PF-3512676 treatment, and 7 patients completed the extended PF-3512676 dosing. Five patients were withdrawn before completing extended dosing (two because of disease progression and three because of treatment-related AEs). Among the three patients who withdrew due to treatment-related AEs, one requested to withdraw because of grade 1/2 flu-like symptoms, injection site reactions, and generalized pruritus; one developed a peripheral neuropathy (plantar pain); and the third developed a Sjögren's-like syndrome, which was the only serious AE observed in the s.c. arm. This patient reported both conjunctivitis and oral mucositis. Histologic examination of a minor salivary gland showed atrophy, fibrosis, and a T cell infiltrate predominantly composed of CD8 T cells, which was reported as a Sjögren's-like syndrome. PF-3512676 therapy was discontinued, and low-dose corticosteroid therapy was initiated, which led to the improvement of both the oral and conjunctival symptoms.
Antitumor activity
In this heterogenous group of patients with NHL, 12 of 50 (24%) patients had a complete or partial response (Table 5
). Among patients enrolled in the 4-week dosing cohorts, 4 of 19 (21%) in the i.v. arm and 2 of 19 (10.5%) in the s.c. arm had a complete or partial response, and there were 11 (57.9%) and 10 (52.6%) patients, respectively, with stable disease as best response. No dose-response relationship was apparent in either group. A total of 6 of 12 (50%) patients in the extended s.c. dosing cohort had a complete or partial response, and there were three (25%) patients with stable disease. Five of the six responding patients in this cohort met criteria for response at the day 50 evaluation. Overall, when patients were assessed according to indolent or aggressive histology, the objective response rate was similar in both subgroups (24%; Table 6
). A total of 7 of 19 patients with follicular lymphoma entered the study with a history of rituximab-refractory disease (no response or response <6 months to previous rituximab), and two of these subjects responded to rituximab plus PF-3512676 (one partial response in the 0.16-mg/kg s.c. cohort and one complete response in the extending s.c. dosing cohort). Twelve FL patients across all cohorts were not rituximab resistant. Eleven had received one prior course of ant-CD20 therapy, and one was anti-CD20 naive. Two of those twelve FL patients responded to rituximab plus PF-3512676.
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| Discussion |
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The most common AEs were mild to moderate systemic flu-like symptoms and, in patients receiving s.c. injections of PF-3512676, mild to moderate injection-site reactions. Treatment-related hematologic changes were infrequent and mostly mild to moderate in severity. Four patients developed severe neutropenia, which lasted 8 to 11 days in three patients and was prolonged in the fourth patient, without evidence of neutropenic infection. Peripheral neutropenia may reflect a transient redistribution of neutrophils out of the peripheral blood without myelosuppression. Neutropenia to a similar degree was seen in the phase I study of i.v. PF-3512676 in NHL patients and is not commented on in the report of s.c. 1018 ISIS in combination with rituximab (33). It was anticipated that infusion reactions associated with rituximab might be increased with the addition of PF-351676 because in vitro studies show that this agent can up-regulate the expression of CD20 by lymphoma cells, and CpG ODN itself can enhance production of a variety of cytokines that might contribute to such reactions. However, such reactions were seen at the rate and intensity that would be expected with rituximab alone, with only one patient withdrawing due to rituximab intolerance. Treatment-related AEs were more common in the patients receiving extended s.c. dosing at 0.24 mg/kg, leading to 25% discontinuation of therapy.
One patient with CLL/small lymphocytic lymphoma/PLL and normal baseline DS DNA titers developed Sjögren's-like inflammation of the salivary gland and keratoconjunctivitis sicca during the study. Induction of such autoimmune reactions is a potential toxicity that needs to be monitored closely when using immunostimulatory agents therapeutically. A causal relationship in this instance is possible but speculative. Sjögren's syndrome has not been reported in previous studies of PF-3512676. Additionally, paraneoplastic autoimmune diseases can develop spontaneously in patients with B cell neoplasms (34, 35). Recent retrospective epidemiologic studies have shown an association between NHL and several autoimmune diseases, of which Sjögren's syndrome is the most common (36).
The 24% objective response rate observed with this combination regimen in the overall patient population was lower than that previously reported in indolent NHL patients who were treated with single-agent rituximab (15, 37). In contrast to these earlier studies, our trial included patients with aggressive histologies, rituximab-refractory disease, and subjects who had previously received radioimmunotherapy. Subset analysis revealed that the rate of response in previous rituximab responders was 18%, lower than previously reported for this population (38, 39). However, long-term response assessments were not conducted in the study reported here; thus, late responses might have been missed. Higher rates of response were seen in patients with extended dosing; however, many of these responses occurred early in the course of therapy, suggesting that conclusions that can be reached from this study are limited related to the value of prolonged therapy on response. There were two responses in patients with a history of rituximab-refractory disease. Similar response rates were seen in a heterogeneous population of NHL patients treated with rituximab and s.c. 1018 ISIS (33). Overall, the heterogeneous nature of the patient population in this phase I trial; the small number of patients in each subgroup; and the design of the trial, which did not include monitoring for late responses or duration of response, precludes any meaningful assessment of the potential efficacy benefit from the addition of PF-3512676 to rituximab.
Immunologic assays of NK function, antibody-dependent cellular toxicity, and evaluation of changes in lymphocyte phenotype were not done as part of this study due to its multicenter design and associated difficulties with assay integrity due to specimen transport issues. Additionally, the principal goal of the study was to determine the safety and toxicity of the investigational agent under evaluation. However, such correlative information of CpG effects was previously reported in a study of single-agent i.v. PF-3512676 in NHL patients and in normal subjects treated with s.c. therapy (21, 29).
In summary, the current study was designed to assess the safety of combining PF-3512676, administered using three different delivery methods, with rituximab in patients with NHL. The theoretical concerns for tumor flare or intolerable rituximab infusion reactions were not realized. Although both i.v. and s.c. routes of administration for PF-3512676 were safe, there was a higher frequency of symptomatic adverse events with s.c. delivery, which, at high doses, challenged patient tolerability over time. Given the demonstration in previous studies that administration route and duration of therapy can impact on the biological activity of immunostimulatory CpG ODN, dedicated study of the various schedules in trials of focused disease populations powered to determine clinical efficacy will be required.
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 4/ 9/07; revised 7/10/07; accepted 8/22/07.
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/ß-inducible gene expression, without significant toxicity. Blood 2005;105:489–95.This article has been cited by other articles:
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S. Klaschik, D. Tross, and D. M. Klinman Inductive and suppressive networks regulate TLR9-dependent gene expression in vivo J. Leukoc. Biol., May 1, 2009; 85(5): 788 - 795. [Abstract] [Full Text] [PDF] |
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