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Cancer Susceptibility and Prevention |
Authors' Affiliations: 1 Duke University Medical Center, Durham, North Carolina; 2 The Ohio State University Medical Center, Columbus, Ohio; 3 University of Kansas Medical Center, Kansas City, Kansas; 4 Yale-New Haven Medical Center, New Haven, Connecticut; and 5 University of California at San Francisco Medical Center, San Francisco, California
Requests for reprints: Victoria L. Seewaldt, Box 2628, Duke University Medical Center, Durham, NC 27710. Phone: 919-668-2455; Fax: 919-668-2458; E-mail: seewa001{at}mc.duke.edu.
| Abstract |
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Experimental Design: To test this hypothesis, the frequencies of INK4a/ARF promoter hypermethylation, as well as four additional selected loci, were tested in the initial random periareolar fine needle aspiration samples from 86 asymptomatic women at high risk for development of breast cancer, stratified using the Masood cytology index.
Results: INK4a/ARF promoter hypermethylation was observed throughout all early stages of intraepithelial neoplasia and, importantly, in morphologically normal-appearing mammary epithelial cells; 29 of 86 subjects showed INK4a/ARF promoter hypermethylation in at least one breast. Importantly, INK4a/ARF promoter hypermethylation was not associated with atypia, and the frequency of hypermethylation did not increase with increasing Masood cytology score. The frequency of INK4a/ARF promoter hypermethylation was associated with the combined frequency of promoter hypermethylation of retinoic acid receptor-ß2, estrogen receptor-
, and breast cancer-associated 1 genes (P = 0.001).
Conclusions: Because INK4a/ARF promoter hypermethylation does not increase with age but increases with the frequency of other methylation events, we predict that INK4a/ARF promoter hypermethylation may serve as a marker of global methylation dysregulation.
Loss of p16(INK4a) function has been identified to be the result of both genetic and epigenetic events. Multiple mechanisms exist, including point mutation, loss of heterozygosity (LOH), small homozygous deletion (<200 kb), and promoter hypermethylation. LOH at the INK4a/ARF locus (9p21) has been reported in a number of neoplasias, including breast (9, 10). Small homozygous deletion of INK4a/ARF is frequently observed in human breast cancer cell lines (29%, 4 of 14; refs. 5, 11), but reports are conflicting on its frequency in primary breast carcinomas (9, 10, 12). Promoter hypermethylation of INK4a/ARF has been observed in many cancer types. Hypermethylation of the promoter sequence is accompanied by suppression of gene expression, which is lifted after treatment with the demethylating agent 5-deoxyazacytidine (5). INK4a/ARF promoter hypermethylation has been observed in breast cancer specimens at rates varying from 4% to 55%, with the majority reporting a rate of 18% to 20% (9, 13–15).
Unlike many other loci reported to be hypermethylated in cancer, INK4a/ARF promoter hypermethylation has often been observed in focal patches of morphologically normal-appearing breast tissue obtained from reduction mammoplasty (15, 16). Human mammary epithelial cells lacking p16(INK4a) activity exhibit telomeric dysfunction (17), centrosomal dysfunction which generates aneuploidy, increased invasion and stimulation of angiogenesis, decreased apoptosis (18), and activation of a program for targeted DNA hypermethylation (19). Based on these observations, we and other investigators hypothesize that INK4a/ARF promoter hypermethylation might play an early role in breast cancer initiation.
If INK4a/ARF promoter hypermethylation is involved in cancer initiation and progression, one would expect its frequency to increase with increasing atypia. To test this hypothesis, the frequency of INK4a/ARF promoter hypermethylation was tested in random periareolar fine needle aspiration (RPFNA) samples obtained from 86 asymptomatic women at high risk for development of breast cancer and stratified using the Masood cytology index. RPFNA is a research technique developed to repeatedly sample mammary cells from the whole breast of asymptomatic women at high risk for development of breast cancer so as to assess both (a) breast cancer risk and (b) response to chemoprevention (20–22). RPFNA can be done successfully in a majority of high-risk women (82-89% cell yield; refs. 20–22). RPFNA samples were stratified using the Masood cytology index to indicate the level of cellular atypia. In this study, we show in high-risk women that INK4a/ARF promoter hypermethylation is observed in normal nonproliferating cells, epithelial hyperplasia, and hyperplasia with atypia; the latter two are often considered as the early stages of breast precancer or intraepithelial neoplasia (23). The frequency of INK4a/ARF promoter hypermethylation was associated with an increased combined frequency of promoter hypermethylation of retinoic acid receptor-ß2 (RARB), estrogen receptor-
(ESR1), and breast cancer associated-1 (BRCA1) genes (P = 0.001). In this study, we did not observe an association between INK4a/ARF promoter hypermethylation and atypia in high-risk women. However, because INK4a/ARF promoter hypermethylation does not increase with age, but instead increases with the frequency of other methylation events, we predict that INK4a/ARF promoter hypermethylation may serve as a marker of methylation dysregulation in high-risk women.
The phenomenon of a CpG island methylator phenotype has been well described in colorectal cancer (24–26). However, there is little evidence for CpG island methylator phenotype in breast cancer (27, 28). By examining a panel of methylation markers, we tested for CpG island methylator phenotype in early mammary carcinogenesis. This study provides a potential link between INK4a/ARF promoter hypermethylation and CpG island methylator phenotype in breast cancer.
| Materials and Methods |
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Eligibility. To be eligible for RPFNA, women were required to have at least one of the following major risk factors for breast cancer: (a) 5-year Gail risk calculation of
1.7%, (b) prior biopsy exhibiting atypical hyperplasia, lobular carcinoma in situ, or ductal carcinoma in situ, (c) known BRCA1/BRCA2 mutation carrier, or (d) contralateral breast cancer (25).
Mathematical assessment of breast cancer risk. Gail model and BRCAPRO score assessments were done using the Breast Cancer Risk Assessment Tool6 and CancerGene7 software (29, 30). The 5-year breast cancer risk calculated by the Gail model identifies women who are at increased risk compared with their age-matched and race-matched peers (31). Women under age of 35 years are not appropriate for Gail risk calculation. We did not perform Gail risk calculation for African-American women because we were concerned about the potential underestimation of risk in this population. The BRCAPRO model calculates the probability of an individual carrying a mutation in the BRCA1 or BRCA2 genes using Bayesian methods to incorporate relevant family history, including second-degree relatives, of breast and/or ovarian cancers (32).
RPFNA. RPFNA was done as previously published (20–22). A minimum of one epithelial cell cluster with at least 10 epithelial cells was required to sufficiently determine pathology; the most atypical cell cluster was examined and scored (20, 21). Cells were classified qualitatively as nonproliferative, hyperplasia, or hyperplasia with atypia (33). Cytology preparations were also given a semiquantitative index score through evaluation by the Masood cytology index (34). As previously described, cells were given a score of 1 to 4 points for each of six morphologic characteristics that include cell arrangement, pleomorphism, number of myoepithelial cells, anisonucleosis, nucleoli, and chromatin clumping; the sum of these points computed the Masood score:
10, nonproliferative (normal); 11 to 13, hyperplasia; 14 to 17, atypia; >17, suspicious cytology (20, 34; see Table 1
). The number of epithelial cells was quantified and classified as <10 cells (insufficient quantity for cytologic analysis), 10 to 100 cells, 100 to 500 cells, 500 to 1,000 cells, 1,000 to 5,000 cells, and >5,000 cells. Morphologic assessment, Masood cytology index scores, and cell count were assigned by a blinded, single, dedicated pathologist (C.M.Z.; refs. 20–22).
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MEM (Life Technologies; ref. 35). DNA extraction and bisulfite treatment. DNA was extracted from breast cancer cell lines and RPFNA as previously published; bisulfite treatment was as previously published (22).
LOH. We tested for LOH at the INK4a/ARF locus 9p21 in 23 of 41 atypical (Masood score, 15-17) RPFNA specimens. Testing was not done in the remaining 18 atypical specimens due to either the subject's refusal of blood draw or an inability to cannulate the subject's vein on three successive attempts as per protocol. In addition, LOH analysis was done on 10 hyperplastic samples (Masood score, 11-13). Three microsatellite markers that map to 9p21 were used (see Fig. 2D): D9S916, D9S974, and D9S942. Primer sequences are as previously published (36). All PCR reactions consisted of 50 ng genomic DNA, 13 PCR buffer (Qiagen), 250 µmol/L of each deoxynucleotide triphosphate, 200 nmol/L of each primer, and 2.5 units of HotStar Taq polymerase (Qiagen) in 30 µL of total volume. Patient RPFNA sample and matched blood sample were tested in triplicate for each microsatellite locus. For each microsatellite locus, the marker was determined to be uninformative, informative with LOH, or informative without LOH. If the marker locus was informative (heterogeneous), the height of each peak representing an allele was obtained. The ratios of the two alleles from the whole blood and RPFNA DNA samples were determined, and the average of these ratios from the triplicate PCR was obtained. The ratio of the two alleles was determined by densitometry. The ratio for chromosomal loss was chosen at 0.70 (loss of 30% or greater; refs. 36, 37).
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of the INK4a/ARF promoter (38–40). Primer sequences are as previously published (38). All PCR reactions consisted of 50 ng bisulfite-treated DNA, 1x PCR buffer, 250 µmol/L of each deoxynucleotide triphosphate, 200 nmol/L of each primer, and 2.5 units of HotStar Taq polymerase (Qiagen) in 30 µL total volume. To estimate PCR sensitivity, titrated experiments were done using known amounts of methylated, genomic positive control DNA (1 µg to 100 pg) spiked in unmethylated MDA-MB-453 genomic DNA for a total of 1 µg. Four other MSP promoter hypermethylation targets were tested, including RARB at M3 (nt –51 to nt +162) and M4 (nt +104 to nt +251; ref. 27), BRCA1 (nt –150 to nt +32; ref. 41), and ESR1 (nt +367 to nt +494; ref. 42). MSP conditions and primers for RARB (M3 and M4) were as previously published (22). MSP primers for BRCA1 were as published (41), except an annealing temperature of 63°C was used in both the M and U programs. MSP primers for ESR1 were as published (primer pair 5; ref. 42), except annealing temperatures of 56°C and 52°C were used in the M and U programs. The full cohort was not tested in this analysis due to insufficient sample.
Statistical methods. The Wilcoxon rank-sums test was used to compare median age, Gail score, BRCAPRO score, Masood cytology index score, RPFNA cell count, family history of cancer, and hypermethylation of four additional sites in the promoters of the RARB, ESR1, and BRCA1 genes with INK4a/ARF promoter hypermethylation. The Spearman correlation coefficient was used to determine the association between cell count and Masood cytology index score. INK4a/ARF promoter hypermethylation was also compared with age.
| Results |
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(38) and uses cytosines whose methylation indicates transcriptional repression. MSP control assays detected 0.1% methylation (1 ng of positive control supplemented with unmethylated cell line for a total of 1 µg genomic DNA; Fig. 2B). At this level of sensitivity, MSP analysis showed INK4a/ARF promoter hypermethylation in 28% (36 of 120) of RPFNA samples. Of the 43 of 86 subjects who underwent bilateral RPFNA, 16% (7 of 43) exhibited bilateral INK4a/ARF promoter hypermethylation, 28% (12 of 43) exhibited unilateral INK4a/ARF promoter hypermethylation, and 56% (24 of 43) did not exhibit INK4a/ARF promoter hypermethylation in either breast. Strong unmethylated bands were detected in all included samples, confirming both the presence of DNA and the promoter sequence itself (Fig. 2C).
INK4a/ARF promoter hypermethylation versus Masood cytology index. RPFNA samples were stratified using the Masood cytology index. One hundred twenty RPFNA samples were tested from 86 women. For the purpose of this analysis, RPFNA samples obtained from different breasts in the same individual were counted as separate samples. The distribution of INK4a/ARF promoter hypermethylation was reported as a function of increased cytologic abnormality (Fig. 3A
). INK4a/ARF promoter hypermethylation was observed in 24% (4 of 17) of nonproliferative (normal; Masood score,
10), 26% (16 of 62) of hyperplastic (Masood score, 11-13), and 39% (16 of 41) of atypical cytology. Of the 7 of 43 cases that exhibited bilateral INK4a/ARF promoter hypermethylation, six of the seven cases contained at least one RPFNA sample that showed atypical cytology (Masood score, 14-17). The Masood score did not differ between INK4a/ARF methylated and unmethylated samples (P = 0.24); both groups had a median Masood score of 13. INK4a/ARF promoter hypermethylation was compared with RPFNA cell count (Fig. 3B). The group of 93 unmethylated and 36 methylated samples had a median cell count category of 100 versus 500 cells, respectively; these two groups were significantly different from each other (P = 0.038). These combined observations show that the incidence of INK4a/ARF promoter hypermethylation is observed throughout early intraepithelial neoplasia, and the presence of INK4a/ARF promoter hypermethylation does not predict increased Masood cytology index score or the presence of cytologic atypia.
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Frequency of INK4a/ARF promoter hypermethylation in RPFNA does not increase with age. The presence of INK4a/ARF promoter hypermethylation was tested as a function of family history of cancer, Gail model risk score, and age. The association was tested for individual women and not for individual RPFNA samples. To perform this analysis, subjects were considered hypermethylated for INK4a/ARF if promoter hypermethylation has detected RPFNA cytologic samples from either (a) one breast (unilateral hypermethylation) or (b) both breast (bilateral hypermethylation). No associations were found between INK4a/ARF promoter hypermethylation and family history of breast cancer (P = 0.78), premenopausal breast cancer (P = 0.91), or ovarian cancer (P = 0.23). Due to the limitations of the Gail model, only 57% (49/86) of subjects could be assessed. We did not calculate a Gail Model score in 43% of individuals because of a prior history of contralateral breast cancer, ductal carcinoma in situ, the subject was <35 years of age, or due to the Gail model underestimating risk in African-American subjects. There was no significant correlation between the frequency of INK4a/ARF promoter hypermethylation and the 5-year Gail model risk score (P = 0.94). No association was found between INK4a/ARF promoter hypermethylation and age (P = 0.78; Fig. 4 ).
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INK4a/ARF promoter hypermethylation predicts increased frequency of additional methylation events. The association between INK4a/ARF promoter hypermethylation and hypermethylation of four additional MSP markers was tested in 71 RPFNA samples from 54 subjects. The four other MSP promoter hypermethylation targets were RARB at M3 and M4 (27), BRCA1 (41), and ESR1 (42). These markers were evaluated in addition to INK4a/ARF. INK4a/ARF promoter hypermethylation was associated with a high frequency of methylation of other markers (P = 0.002; Fig. 3C). The distribution of all markers is shown as a function of Masood cytology (71 RPFNA samples) and age (54 subjects; Tables 3 and 4 ). In 100% of the samples (10 of 10 samples), wherein INK4a/ARF promoter hypermethylation was detected, at least one of the other four loci was also hypermethylated. In 2 of 10 cases, one of the other four loci were hypermethylated; in 5 of 10 cases, two of the other four loci were hypermethylated; in 2 of 10 cases, three of the other loci four loci were hypermethylated; and in one case, 1 of 10, all four loci were hypermethylated in addition to INK4a/ARF. In contrast, in the 61 samples that did not contain INK4a/ARF promoter hypermethylation, 0 of 61 samples were methylated at all four other loci, 3 of 61 samples were methylated at three loci, 16 of 61 samples were methylated at two loci, 28 of 61 samples were methylated at one locus, and 14 of 61 samples exhibited no methylation at any of the other four loci. These observations show that INK4a/ARF promoter hypermethylation is tightly associated with an increased frequency of RARB, ESR1, and BRCA1 promoter hypermethylation.
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| Discussion |
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Here, we observe that INK4a/ARF promoter hypermethylation occurs frequently in mammary epithelial cells obtained from high-risk women. INK4a/ARF promoter hypermethylation is observed in specimens of all Masood scores, including nonproliferative (normal) and hyperplastic mammary epithelial cells. We do not see an association between INK4a/ARF promoter hypermethylation and increased Masood cytology index. In contrast with many methylation markers, for example BRCA1 (43), the frequency of INK4a/ARF promoter hypermethylation does not increase with increasing age. LOH, which is found relatively frequent in invasive breast cancer (44, 45), is rare in RPFNA specimens and supports the idea that promoter hypermethylation occurs before genomic rearrangements.
Here, we tested in RPFNA samples obtained from high-risk women in our cohort for the association between INK4a/ARF promoter hypermethylation and hypermethylation of three genes that play key roles in breast cancer, including (a) RARB (RARß2), (b) ESR1 (ER
), and (c) BRCA1. We tested for RARB promoter hypermethylation because RARß2 is a key regulator of proliferation and apoptosis and is a tumor suppressor in breast cancer (35, 46, 47). Whereas LOH is a late event, hypermethylation of the RARß2 P2 promoter at the M3 and M4 sites is observed during early mammary carcinogenesis, and the frequency of RARß2 P2 promoter hypermethylation increases strikingly with the frequency of cytologic atypia (22). Likewise, estrogen signaling plays an important role in mammary carcinogenesis, and ER
exhibits cross-talk with RARß2, as well as other steroid thyroid receptors. The ESR1 (ER
) promoter and first exon contain a CpG island, in which aberrant hypermethylation occurs in breast, endometrial, prostate, and lung cancer. In breast cancer cell lines, ESR1 promoter hypermethylation exhibits a tight inverse relationship with ER
expression (42), and there is evidence that ESR1 promoter hypermethylation predicts clinical response to tamoxifen. Finally, we also chose to examine the BRCA1 promoter because hypermethylation of this important tumor suppressor locus is hypothesized to be a second mechanism for BRCA1 inactivation (44).
In this study, we did not observe an association between INK4a/ARF promoter hypermethylation and atypia in high-risk women. We observed that INK4a/ARF promoter hypermethylation in RPFNA cytology is associated with an increased frequency of RARB, ESR1, and BRCA1 promoter hypermethylation (P = 0.001). Because INK4a/ARF promoter hypermethylation increases with the frequency of other methylation events but not age, we hypothesize that INK4a/ARF promoter hypermethylation may serve as a marker of global methylation dysregulation. The role of INK4a/ARF in methylation dysregulation in low-risk women cannot be determined by this study. The combination of INK4a/ARF promoter hypermethylation and increased promoter hypermethylation of RARB, ESR1, and BRCA1 in high-risk women would be predicted to set the stage for further tumor progression.
| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
7 http://www3.utsouthwestern.edu/cancergene/ ![]()
Received 2/15/07; revised 7/30/07; accepted 8/17/07.
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