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Cancer Therapy: Clinical |
Authors' Affiliations: Departments of 1 Genitourinary Medical Oncology, 2 Pathology, 3 Biostatistics and Applied Mathematics, 4 Urology, and 5 Molecular Pathology, The University of Texas M. D. Anderson Cancer Center, Houston, Texas
Requests for reprints: Christopher J. Logothetis, Department of Genitourinary Medical Oncology, Unit 1374, The University of Texas M. D. Anderson Cancer Center, Houston, TX 77030. Phone: 713-792-2830; Fax: 713-745-1625; E-mail: clogothe{at}mdanderson.org.
| Abstract |
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Experimental Design: Eighteen men with high-risk prostate cancer were given thalidomide at doses escalated to 600 mg for 12 weeks, followed by radical prostatectomy. We constructed tissue microarrays from prostatectomy specimens from 15 treated patients and 15 matched untreated control subjects to assess effects of thalidomide on the tumor microenvironment. We compared the immunohistochemical expression of three groups of markers linked to angiogenesis, stromal-epithelial interactions, or the epithelial compartment. Levels of circulating basic fibroblast growth factor, interleukin-6, tumor necrosis factor-
, and vascular endothelial growth factor were also assessed.
Results: Thalidomide was well tolerated and induced a median reduction in prostate-specific antigen of 41% without affecting testosterone. Tissue microarray analyses indicated modulation of vascular marker expression accompanied by a reduction in microvessel density in the treated group. Comparison of broader stromal-epithelial interaction markers between treated and control groups suggested a transition to a less aggressive phenotype as a result of thalidomide treatment. Hedgehog signaling was attenuated and the ratio of matrix metalloproteinases to E-cadherin shifted to favor E-cadherin. No differences were noted in proliferation or apoptosis in the epithelial compartment.
Conclusions: These findings are the first clinical evidence to support the hypothesis that the reported thalidomide clinical efficacy is attributable to early modulation of the tumor microenvironment and suggest that stromal-targeting therapies will be effective against prostate cancer.
Stromal-epithelial interactions have been identified as a potential driver of prostate cancer progression and metastasis (1). Drugs that disrupt the crosstalk between "host" stroma and tumor may reverse the lethal phenotype of the disease. Thalidomide may be one such drug; it is known to have antiangiogenic activity and is suspected of affecting the bone marrow microenvironment (2, 3). Moreover, in the context of prostate cancer, although in vitro studies have been discouraging, thalidomide has exhibited clinical efficacy in metastatic disease and may potentially offer a survival benefit in combination with docetaxel (46). Most investigators have attributed these observations to an initial effect on the tumor microenvironment, although alternative explanations have been proposed (7, 8).
We used the high-risk preoperative model to test whether thalidomide modulates the prostate cancer microenvironment in a manner that results in a less aggressive malignant phenotype. Candidate pathways of interest include those that regulate tumor-associated angiogenesis and pathways inherent in prostate development and associated with carcinogenesis (915).
| Patients and Methods |
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7 on initial biopsy or clinical stage T3. All subjects gave informed consent to participate in this phase II study, which is approved by the institutional review board of The University of Texas M.D. Anderson Cancer Center. Thalidomide was given once daily in the evening at a starting dose of 200 mg/d. This dose was escalated by 200 mg/d weekly to a maximum of 600 mg/d if no grade 3-4 toxicity ensued. At 6 and 12 weeks, patients underwent digital rectal examination, transrectal sonography, and serum prostate-specific antigen (PSA) testing. Treatment was continued for a maximum of 12 weeks unless there was evidence of progression. PSA progression was defined as an increase in serum PSA of >25% over the baseline value. Progression of measurable intraprostatic lesions was defined as an increase of >25% in two dimensions. Radical prostatectomy followed treatment.
The statistical design of Thall et al. (16) was used, and a success probability of
0.20 was considered clinically promising. Clinical success was defined as stable disease at 6 weeks followed by a decline in serum PSA of
50% at 12 weeks.
Tissue microarrays. A tissue microarray was constructed from radical prostatectomy specimens from 15 thalidomide-treated patients who underwent prostatectomy. A control tissue microarray was constructed from 15 prostatectomy specimens matched for pathologic stage and Gleason score at surgery. Areas representative of all histologic tumor patterns of the Gleason grades present were selected from the individual specimens. Each case was represented by a median of thirty 0.6-mm-diameter cores (range, 18-53). The treated microarray consisted of 453 cores, and the control of 523. Expression of 18 biomarkers (described below) was assessed by immunohistochemical staining. Antibodies and staining methods are shown in Supplementary Table S1. A DAKO autostainer (Carpinteria, CA) and standard 3,3-diaminobenzidine were used.
Biomarker analyses. Images of each biomarker in each core of the tissue microarray were acquired using a BLISS imaging system (Bacus Laboratories, Inc., Lombard, IL; refs. 1719). A four-point system was used for assessing involvement (percentage of tumor cells exhibiting detectable staining): 0, no staining; 1, up to 33% of cells stained; 2, 34% to 66% of cells stained; or 3, >67% of cells stained. The intensity of staining was scored as 0, low, or high. Subcellular localization of biomarker staining and the predominant histologic type of tumor in each core were noted.
Statistical methods and analyses. Biomarker characteristics in the samples were summarized by using standard descriptive statistics for continuous variables or tabulations for categorical variables. Heat maps of biomarker expression using hierarchical clustering were plotted to assess homogeneity of biomarker expression in the cores selected for analysis. Univariate analyses to compare differences in biomarker expression between the control and the treated groups were done by using Fisher's exact tests for categorical and t tests for continuous variables. Use of recursive partitioning procedures and Fisher's discriminant analysis allowed biomarkers that differed between the two groups to be identified and the optimal cut points for those biomarkers to be determined. To incorporate multiple observations (cores) from an individual patient, mixed-effects models were fitted to allow estimates of variability within and between patients.
The primary analysis was based on the involvement score (extent of staining) alone, which was treated as a continuous variable. We also defined a new score combining involvement and intensity, resulting in an ordered categorical variable; these scores were analyzed by using Fisher's exact test or logistic regression for ordered categorical variables.
All reported P values are two sided at a significance level of 5%. Analyses were done with SAS for Windows (1999-2000; SAS Institute, Inc., Cary, NC, Release 8.1) and S-PLUS 2000 (1988-2000; Data Analysis Products Division, Insightful Corporation, Seattle, WA, Professional Release 3).
Circulating factor measurements. Plasma levels of vascular endothelial growth factor (VEGF) and tumor necrosis factor (TNF)-
and serum levels of interleukin (IL)-6 and basic fibroblast growth factor (bFGF) were determined at baseline and at 12 weeks of treatment by ELISA with commercially available reagents (R&D Systems, Inc., Minneapolis, MN). Measurements, done in duplicate, were analyzed with the Wilcoxon signed rank test for paired data.
| Results |
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8 at biopsy (Supplementary Table S2). Seven patients had baseline PSA of >20 ng/mL. Baseline PSA levels ranged from 3.0 to 190 ng/mL.
Thalidomide and PSA level. Reductions in serum PSA became quickly evident in all but one patient. At 6 weeks of treatment, PSA levels were a median 38% lower than at baseline (range, 12% to 49%). At 12 weeks, the median PSA reduction was 42% (range, 19% to 71%), and six patients (33%; 95% confidence interval, 16-56%) achieved a PSA reduction of
50%. Testosterone concentrations remained unaffected with medians of 308.85 ng/dL (range, 186.71-595) at baseline and 341.29 ng/dL (range, 208.88-923.97) at 12 weeks.
Toxicity. All patients were evaluable for toxicity. Dose was escalated to 600 mg daily in all patients. Seventeen (95%) completed treatment as scheduled. A total of 126 adverse events were reported and their incidence ranged from 5% to 61%. Toxicity consisted mostly of grade 1 somnolence, fatigue, neurotoxicity, and constipation. Two grade 3 neurotoxicity-related events and one grade 3 asthenia occurred. Twenty-one grade 2 events occurred, 10 of which were neurologic (Supplementary Table S3).
Radical prostatectomy. Fifteen of 18 patients underwent radical prostatectomy on completion of treatment. Surgery was aborted because of macroscopic lymph node infiltration in two cases and an aortic aneurysm in a third. Thalidomide treatment did not delay surgery. Median time to surgery from treatment completion was 5 days (range, 2-18 days). Prostatectomies were uneventful except for three involving difficulties in apical dissection, dissection from the rectum, or both. Median estimated blood loss was 575 mL (range, 200-1,300 mL). No postoperative complications were reported and patients were hospitalized for a median of 3 days (range, 2-3 days).
Pathology. Pathologic features of radical prostatectomy specimens are listed (Table 1 ).
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Molecular effects
To efficiently investigate the molecular effects of thalidomide in prostate cancer, we compared the immunohistochemical expression of markers strongly implicated in prostate cancer progression with regard to angiogenesis, broader stromal-epithelial interactions, or markers of epithelial proliferation, survival, and apoptosis (Fig. 1
) between the thalidomide-treated and control tissue microarrays, which were constructed from 15 prostatectomy specimens of thalidomide-treated patients and 15 untreated matched controls, respectively.
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expression was higher in the thalidomide-treated group. No significant differences were detected in ß-catenin or transforming growth factor (TGF)-ß expression (Table 3). Markers of the epithelial compartment. The apoptotic index of tumors, assessed with an antibody to active caspase-3, was low in both groups, although slightly higher in the treated (mean ± SD, 1.9 ± 2.6%; range, 0-3%) than in the control (mean ± SD, 0.64 ± 0.75%; range, 0-3%; P = 0.064; Table 4 ).
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Circulating factors
Plasma levels of TNF-
, measured in 16 thalidomide-treated patients, were higher after treatment (Supplementary Table S12). Serum bFGF and IL-6 measured in 14 patients remained unchanged. Viewed in terms of PSA drop, bFGF was slightly reduced in patients whose PSA dropped
50% (P = 0.09). Interestingly, baseline plasma VEGF levels were lower in patients with a PSA drop of
50% than in the others (P = 0.055) and did not change after treatment, contrary to those with a PSA drop of <50% (Fig. 5
).
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| Discussion |
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We found that angiogenic signaling was profoundly affected by thalidomide treatment, both in the epithelium and the stroma. Guided by the significant decrease in microvessel density after 12 weeks of thalidomide treatment, we conclude that reduction of VEGF and IL-6 expression in the tumor microenvironment accounts for the antiangiogenic activity of thalidomide in prostate cancer. The observed increase in bFGF and IL-8 resembles a stress-related response that could be compensating for microvessel density decrease, as suggested in other contexts (23).
Our observations about hedgehog signaling and the MMP/E-cadherin ratio provide the first translational evidence to support the idea that thalidomide effects in the tumor microenvironment are not restricted to antiangiogenesis. Shh signaling governs epithelial-mesenchymal crosstalk during organogenesis, including prostate development, and tissue repair (14, 24, 25). Hedgehog signaling reciprocates with pathways and molecules acknowledged as crucial in this crosstalk, including members of the TGF-ß superfamily, MMPs, epidermal growth factor, vascular markers, and the wnt pathway (2629). The implication of hedgehog signaling in the pathogenesis of various malignancies such as prostate cancer is in keeping with the belief that carcinogenesis results from perturbations of the homeostatic equilibrium controlled by the microenvironment (11).
Activation of the hedgehog pathway by overexpression of the transcription factor gli has been shown to confer invasiveness and increased metastatic potential to prostate tumor cells, probably by down-regulating E-cadherin (12). Our work provides evidence of active hedgehog signaling in high-grade, locally advanced prostate cancer that is attenuated after treatment with thalidomide. The strikingly lower expression of Smo after thalidomide treatment most probably accounts for this effect. This central signaling intermediate has been designated the key determinant of aberrant hedgehog activation in advanced prostate cancer (12, 14, 21).
The MMP/E-cadherin ratio has been proposed as an independent predictor of prostate cancer aggressiveness (10, 11). Logically, this ratio should represent a biologically meaningful readout, as consistent E-cadherin expression indicates increased cell-to-cell adhesion whereas lower MMP expression has been linked to decreased invasiveness. In this light, the discrepancy in MMP/E-cadherin ratios between the control and thalidomide-treated groups should speak to a transition to a less aggressive disease phenotype in the treated group.
Survival and proliferation of the epithelial compartment were not significantly affected after 12 weeks of thalidomide treatment. Although a more prolonged treatment period may well reveal epithelium growth arrest, it could limit or obscure observations of the initial biological effects.
The reason for the decrease in PSA levels that we observed is unclear. We may speculate a correlation between this finding and the observed antiangiogenic effect. Furthermore, we cannot totally exclude the possibility that the decline in serum PSA was attributed to direct modulation of the epithelial compartment although no detectable modulations of cell death or androgen receptor expression were observed.
The preoperative high-risk model we used ensures that these findings are relevant to the lethal variety of prostate cancer and provide a potential molecular level explanation for the reported efficacy of thalidomide in metastatic disease (4, 5).
In conclusion, our observations suggest that thalidomide affects the tumor microenvironment in a manner that may transform the tumor phenotype to less invasive. The components of the microenvironment that seem to be modulated by thalidomide at the time of analysis include both angiogenesis and the broader stromal-epithelial cell interaction, as reflected by changes in Shh signaling and MMP/E-cadherin ratio. The observations we report suggest that targeting the microenvironment as a component of a rational cotargeting strategy may enhance the efficacy of more traditional epithelial targeting strategies in prostate cancer.
| Acknowledgments |
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| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Note: Supplementary data for this article are available at Clinical Cancer Research Online (http://clincancerres.aacrjournals.org/).
Presented in part at the 2006 Inter-Prostate Specialized Program of Research Excellence Meeting, Houston, TX, February 4, 2006.
Received 8/ 3/06; revised 9/26/06; accepted 10/26/06.
| References |
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-deficient colon cancer cells. Nat Med 2005;11:9927.[Medline]This article has been cited by other articles:
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C. J. Logothetis, N. M. Navone, and S.-H. Lin Understanding the Biology of Bone Metastases: Key to the Effective Treatment of Prostate Cancer Clin. Cancer Res., March 15, 2008; 14(6): 1599 - 1602. [Abstract] [Full Text] [PDF] |
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W. Arap, M. Trepel, B. R. Zetter, and R. Pasqualini Meeting Report: Innovations in Prostate Cancer Research Cancer Res., February 1, 2008; 68(3): 635 - 638. [Full Text] [PDF] |
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