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Cancer Therapy: Clinical |
Authors' Affiliations: 1 Section of Medical Oncology, Department "Giorgio Segre" of Pharmacology, 2 Rheumatology Unit, Department of Clinical Medicine and Immunological Sciences, 3 Pathology Section, Department of Human Pathology and Oncology, and 4 Section of Microbiology, Department of Molecular Biology, Siena University School of Medicine, Siena, Italy; and 5 Medical Oncology Unit, "Campus Salvatore Venuta," "Magna Graecia University, School of Medicine," Catanzaro, Italy
Requests for reprints: Guido Francini, Section of Medical Oncology, Division of Medical Oncology, Siena University School of Medicine, Viale Bracci 11, 53100 Siena, Italy. Phone: 39-0577-586369; Fax: 39-0577-586133; E-mail: correale{at}unisi.it.
| Abstract |
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Experimental Design: This clinical and immunologic study involved 46 patients, 27 males and 19 females, enrolled in the GOLFIG-1 phase II trial who received gemcitabine (1,000 mg/m2 on days 1 and 15), oxaliplatin (85 mg/m2 on days 2 and 16), levofolinic acid (100 mg/m2 on days 1, 2, 15, and 16), and 5-fluorouracil (400 mg/m2 as a bolus, and 800 mg/m2 as a 24-hour infusion on days 1, 2, 15, and 16) followed by s.c. granulocyte macrophage colony-stimulating factor (100 µg, on days 3-7) and interleukin 2 (0.5 x 106 IU twice a day on days 8-14 and 17-29).
Results: The regimen was confirmed to be safe and very active in pretreated patients with metastatic colorectal cancer. A subgroup analysis of these patients revealed a prolonged time to progression and survival in six patients who developed late signs of autoimmunity. A multivariate analysis validated the occurrence of autoimmunity signs as an independent predictor of favorable outcome. A parallel immunologic study detected in the peripheral blood mononuclear cells of these patients a progressive increase in lymphocyte and eosinophil counts, amplification in central memory, a marked depletion of immunosuppressive regulatory T cells, and activation of colon cancer–specific cytotoxic T cells.
Conclusions: Our results suggest that immunity feedback to GOLFIG regimen and its antitumor activity are tightly correlated.
This was attempted by designing the GOLFIG-1 regimen that combines the GOLF polychemotherapy, aimed to induce cytotoxic effects, tumor cell antigen remodeling and antigen release, and the cytokine-based IG-1 immunoadjuvant regimen based on a sequential combination of s.c. granulocyte macrophage colony-stimulating factor and metronomic ultra-low-dose aldesleukin (interleukin-2) and aimed to improve antigen presentation, thus generating an efficient antigen-specific CTL response. Either regimen has been tested in previous phase Ib-II trials whose results showed a significant antitumor activity of the GOLF regimen in colorectal carcinoma patients (17), a limited toxicity for both GOLF and IG-1 treatments (17, 18), and the biological effects of the IG-1 immunoadjuvant regimen of enhancing and activating peripheral dendritic cells and inducing an efficient antigen-specific T-cell response (18).
We have previously described preliminary biological and clinical results of GOLFIG regimen in a first cohort of 29 colon cancer patients (19). In the present study, we evaluated the immunobiological feedback to the treatment and its possible correlation with the clinical outcome of the patients enrolled in this study.
| Patients and Methods |
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This phase II study was planned on the basis of the Simon's two-stage optimal design.
We selected a target activity of 40% to 50% response rate with a 0.05
error and a 0.20 β error. The treatment should have been considered nonactive if it led to less than seven responses among the 16 consecutive patients (43%) in the first series, and less than 23 responses among the overall total of 46 patients (50%).
Patient characteristics. The inclusion criteria were as follows: a histologic diagnosis of colorectal carcinoma, an Eastern Cooperative Oncology Group performance status of 0 to 3, normal renal and hepatic functions, WBC count
2,500/mm3, hemoglobin levels
9 g/dL, platelet cell count
100,000/mm3, and normal cardiac function. The exclusion criteria were as follows: any major organ failure, central nervous system involvement, second malignancies, active infectious disease, major autoimmune diseases, and acquired immunosuppression (AIDS or major immunosuppressive agents).
Treatment schedule. All patients signed an informed consent and received biweekly chemotherapy with gemcitabine (1,000 mg/m2 on days 1 and 15), oxaliplatin (85 mg/m2 on days 2 and 16), levofolinic acid (100 mg/m2 on days 1, 2, 15, and 16), and 5-FU (400 mg/m2 as a bolus and 800 mg/m2 as a 24-h infusion on days 1, 2, 15, and 16), followed by s.c. granulocyte macrophage colony-stimulating factor (100 µg, on days 3-7) and ultra-low-dose s.c. interleukin-2 (0.5 x 106 IU twice a day on days 8-14 and 17-29; ref. 19).
Treatment evaluation. Standard assessments (clinical history, physical examination, hematochemical analysis, carcinoembryonic antigen and CA19.9 assays, chest X-ray, and ultrasound scans) were made at baseline and repeated every 4 to 6 wk. High-definition, multislice computed tomography scans with contrast medium were recorded every 3 mo. All patients were evaluated for TTP, OS, overall response, and toxicity, assessed according to the standard WHO criteria. An independent radiology evaluation was carried out to confirm the objective responses.
Patient monitoring, CTL assay, and cell cultures. Peripheral blood samples for patient monitoring were drawn at baseline and at the beginning of each treatment cycle and managed as described previously (19). The CTL lines and dendritic cells were generated from the peripheral blood mononuclear cells (PBMC) of these patients and characterized as previously described (12). Colon carcinoma WiDr cells were cultured as described in previous studies (12).
Flow cytometry. The procedure for single-color, double-color, and triple-color flow cytometry analysis has been described previously (12, 18, 19). Anti-CD3, anti-CD4, anti-CD8, anti-CD56, and anti-CD27 monoclonal antibodies were purchased from Exbio Praha; anti-FoxP3, anti-CD25, anti-CD62L, and anti-CD45Ro monoclonal antibodies were purchased from Ancell Corporation Bayport; polyclonal antibody to CCR7 was purchased from Alexis Biochemicals; anti-HLA class I was from Scra (W6/32); and MOPC-21 was from Cappel/Organon Tecknica Corp. The samples were analyzed immediately using a Becton Dickinson FACScan equipped with a blue laser with an excitation level of 15 nW at 488 nm. The data gathered from 10,000 alive cells were used to evaluate the results.
Pathology study. Portions of tumor mass derived from biopsy or radical surgery were fixed in 10% buffered neutral formalin and paraffin embedded for histology and immunohistochemistry. Sections of each specimen were stained with H&E and histologically examined by an expert pathologist.
Immunohistochemistry. Immunohistochemical staining was done on 3-µm-thick sections of each block using the streptoavidin-biotin method. After being dewaxed and rehydrated, sections were incubated with 3% H2O2 in TBS to inhibit endogenous peroxidase and processed with different methods for each antibody. To show CD4+ T cells, the sections were unmasked with Wcap buffer (pH 6.0 for 40 min at 98°C; Bio-Optica) and incubated with antihuman monoclonal antibody CD4 (clone 4B12; 1:50; Menarini). For CD8+ T cells, to improve the detection of the antigen, we first used a pretreatment with a microwave oven in citrate buffer (0.01 mol/L; pH 6.0) at 750 W for 5 min, three cycles, and then incubated with antihuman monoclonal antibody CD8 (clone CD8-144B; 1:50; Dako). For FoxP3 (CD4+CD25+ T cells), we did a pretreatment with a microwave oven in EDTA (0.05 mol/L; pH 8.0) at 750 W for 5 min at three cycles and then incubated with antihuman monoclonal antibody FoxP3 (clone 22510; 1:50; 60 min; Abcam). The epitopes were detected with the Ultravision Detection System and revealed with the diaminobenzidine for 5 min (Dako); sections were counterstained with hematoxylin. Negative controls were obtained by replacing the specific antibody with nonimmune serum immunoglobulins at the same concentration as the primary antibody. Chemokine receptor CCR7 was detected by immunofluorescence. Tissue sections were dewaxed and rehydrated, incubated in TBS (pH 7.6) for 1 h at 37°C, pretreated with trypsin at 37°C for 30 min, again placed in TBS at 4°C for 30 min, and finally incubated with antibody CCR7 (1:20; Alexis Biochemicals) for 30 min. Immunostaining was examined with a Zeiss Axioplan 2 microscope (Carl Zeiss Microscopy).
Quantitative evaluation of T lymphocytes subtypes. Sections stained for CD4, CD8, FoxP3, and (CCR7) were scored in coded slides by one observer (C.G.). The number of positive cells for each marker was recorded in five randomly chosen HGPF in the stroma adjacent to neoplastic glands. Positive cells were scored as follows: 0 = 1 to 10; 1 = 11 to 15; 2 = 16 to 30; 3 = 31 to 50; 4 = 51 to 70; 5 = >70.
Cytotoxic assays. Chromium-51 release assays and inhibition of HLA-restricted CTL activity by anti-HLA monoclonal antibodies were done as described in previous studies (12). To be used as targets, WiDr target cells were transfected with the HLA-A2.1 gene (A2-WiDr) before being tested in CTL assays (12). Specific lysis was calculated as follows:
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Spontaneous release was determined from the wells to which 100 µL of medium were added instead of effector cells. Total releasable radioactivity was obtained after treating the target with 2.5% Triton X-100.
Statistical analysis. Survival plots were constructed using the Kaplan-Meier method, and the survival data were analyzed by using the GraphPad Instat 3.2 statistical software.
| Results |
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Toxicity. The regimen proved to be quite safe and the occurrence of adverse events were similar to those described in the previous report (19). Fever during interleukin-2 administration was confirmed as the most frequent adverse event as it was present in 60% of the patients. Moderate (grade 1-2) asthenia and fatigue were observed in 25% of the cases. Grade 1 to 2 hematologic toxicity was a common event with anemia, neutropenia, and thrombocytopenia, occurring in 6 (13%), 5 (10.8%), and 5 (10.8%) cases, respectively. Reversible episodes of grade 3 to 4 anemia and thrombocytopenia also occurred in 2 (4.3%) and 5 (10.8%) patients, respectively. Grade 1 to 2 nausea/vomiting episodes occurred in 2 patients (6.5%), whereas grade 1 to 2 diarrhea and mucositis episodes were recorded in 9 cases (17.1%). These episodes occurred 7 to 10 days after the chemotherapy and lasted a few days and were not suggestive of an immune-mediated event. Grade 3 to 4 diarrhea and mucositis were conversely observed in two patients who subsequently showed a marked deficit in the dihydropyrimidine dehydrogenase, an enzyme that is involved in fluoropyrimidine catabolism. These patients continued the treatment using a 75% reduced dose of 5-FU.
Five patients showed hypersensitivity to oxaliplatin with hypotension, erythema, dyspnea, and fever occurring between the 7th and 11th treatment cycle. Granulocyte macrophage colony-stimulating factor–related bone pain and oxaliplatin-related neurologic toxicity were also recorded at lesser extents.
Clinical signs of autoimmunity were observed in six cases. One of the patients developed cutaneous lesions; the histologic analysis of this patient suggested a diagnosis of discoid lupus erythematosus. Before being enrolled in the trial, this patient had undergone preoperative radiotherapy and left colectomy. The other 5 patients showed mono/oligo-articular arthritis accompanied by fever and increase of inflammatory markers, localized at the knees, and/or elbows, shoulders, wrists, and/or hands. Clinical diagnosis was formulated when patients presented clear signs and symptoms of arthritis, including pain, swelling, and severe malfunctions of involved joints. In these patients, ultrasound scan and magnetic resonance showed the presence of synovial effusion, synovitis, and tenosynovitis. These patients had received a previous chemotherapy line and before starting the GOLFIG regimen had never suffered of demonstrable autoimmunity and/or other rheumatic or cutaneous pathologies. Autoimmune symptoms appeared 4 to 9 months after the beginning of the treatment, were self-limiting, and were controlled with nonsteroidal anti-inflammatory drugs.
In these patients, anti-dsDNA, anti-nuclear antibodies, and anti-cyclic citrullined peptide antibodies were always in the reference range, although a significant increase in circulating immune complexes was observed in two of them. During the acute manifestation of arthritis, there was a significant increase of nonspecific inflammatory markers (C-reactive protein, erythrocyte sedimentation rate, and fibrinogen) whose level were significantly greater when compared with the ones recorded in those patients who did not show this kind of symptoms. An immunocytofluorimetric analysis showed in these patients a significant decrease in regulatory T cells whose average percentage in their PBMCs resulted 12.5% (±3.75) at baseline and 2.5% (±4.25) after 12 cycles of treatment.
Treatment response. This phase II study was planned on the basis of the Simon's two-stage optimal design and the progression from the step I to the step II was granted by the finding of 13 of 16 responses in the first step series of patients. The overall response (see below) fulfilled the target activity of 43%.
At the formal end of the study, 10 patients achieved a complete response, 16 achieved a partial response, and 16 showed stable disease. The overall response rate (complete response + partial response) was 56.5% [95% confidence interval (95% CI), 42.1-69.8%], and the disease control rate (complete response + partial response + stable disease) was 91.3% (95% CI, 79.6-96.4%). Complete responses were observed in five chemotherapy-naive patients with liver, lung, and peritoneum metastases, and in six patients with liver and peritoneum metastases who had received previous lines of chemotherapy. Four patients experienced disease progression, all of whom had received at least one previous line of chemotherapy, had a poor performance status (Eastern Cooperative Oncology Group >2), and showed a bulky metastatic liver involvement. The mean TTP was 12.26 (95% CI, 9.2-15.2) and the mean OS was 18.76 months (95% CI, 15.2-22.3; Fig. 1A and B ). Previous patient treatment did not result as a negative prognostic variable (data not shown).
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All of the control patients who underwent FOLFOX chemotherapy had a histologic diagnosis of colon carcinoma and showed metastatic disease (mainly liver and lung), whereas five of them were in second-line chemotherapy. All of the patients who underwent GOLF chemotherapy had a histologic diagnosis of colorectal carcinoma and metastatic disease. They all received a previous line of chemotherapy, except for three patients who received two lines.
Analysis of peripheral lymphocyte subsets. The results of an immunocytofluorimetric study suggested that the lymphocyte increase mainly regarded the T-cell compartment (either CD3+CD4+ and CD3+CD8+) and led to a complete restoration of CD3+CD4+/CD3+CD8+ cell ratio (19), a functional marker that strongly reflects the immunocompetent status of advanced cancer patients. A significant increase in the number of T cells expressing CD197 (CCR-7), CD27, and CD45Ro, a particular T-lymphocyte subset recognized as responsible for central memory (20–22), was also observed. This event was accompanied by a progressive increase in T cells expressing CD62L, an adhesion molecule present on activated T lymphocytes (Fig. 2C and D; ref. 23).
Effects of GOLFIG chemoimmunotherapy on immunoregulatory T-cell subset. Preclinical results suggest that gemcitabine, 5-FU, and oxaliplatin may empower the cytotoxic activity of antigen-specific CTLs in vitro and in vivo models by distressing T-cell response–associated T-regulatory (Treg) lymphocytes (24) with a CD4+CD25+ CD45Ro+FoxP3+-immunosuppressive phenotype (25–28). In line with those results, we found in our patients a rapid Treg decline that remained stable for several months and became similar to the values normally observed in healthy individuals (Fig. 3 ). This effect was not observed in patients administered with FOLFOX chemotherapy.
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Immunohistochemical study. An immunohistochemical analysis of lymphocyte infiltration in the tumor tissue was done in four patients who achieved a partial response after 12 cycles of treatment and underwent liver or lung metastasectomy. Two patients who underwent surgery after standard FOLFOX chemotherapy were used as control. In these six patients, we also examined pretreatment samples of the same tumor tissue that had been previously taken for diagnostic purpose. A moderate reduction of FoxP3+ T cells and a marked increase of CCR7+ lymphocytes were detected in the tumor samples of those patients who had completed the GOLFIG regimen. These events were not observed in the tumor tissue of those patients who had received FOLFOX chemotherapy and did not show a significant change in FoxP3+ cells and CCR7+ lymphocytes (Fig. 4 ).
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| Discussion |
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We additionally report the results of a multivariate analysis that validated the occurrence of autoimmunity as the most relevant independent predictive variable of prolonged TTP and OS. The same analysis recognized a poor performance status at baseline as an independent predictive variable for poor outcome in terms of OS whereas it did not assign any predictive value to the chemo-naive status. These results seem to be of particular interest considering that the most common multidrug combinations are poorly effective in colorectal carcinoma patients when used in second or third line of treatment (15-30% of overall response rate and 3-4 months of TTP), and that the majority of them contained 5-FU and oxaliplatin, which are also included in the GOLF chemotherapy (5–10). This finding suggests that the antitumor effect of GOLFIG is not simply related to the additive cytotoxic effect of the drugs and it supports the hypothesis of a possible immunologic involvement. In this context, the immunologic results of our study could explain the occurrence of both immune response and autoimmunity. In fact, we detected an increased number of peripheral lymphocytes and eosinophils and an increased number of activated and central memory T lymphocytes. These events occurred in synchrony with a progressive depletion of immunosuppressive Treg subsets. Previously, we detected a treatment-related increase in the frequency of colon cancer antigen (carcinoembryonic antigen and thymidylate synthase peptide)–specific CTL precursors in patients with the HLA-A2.1 haplotype (19). In this study, we found that CTL lines generated from the PBMCs of the same patients after they had received the GOLFIG regimen also showed an augmented antitumor ex vivo activity against class I HLA matching colon cancer cells (A2-WiDr). This empowering effect of GOLFIG regimen on the CTLs is in line with the above-reported increase in the frequency of T-cell precursors and central memory-T lymphocytes. This particular subset has been recognized as the one responsible in driving the immune response into the tumor site and lymphoid organs where the immune attack takes place (20–23). These T cells in fact express CCR7, a receptor able to bind different ligands produced by activated dendritic cells and other inflammatory cells (21, 22). Once engaged by its ligands during the immune attack, CCR7 primes an intracellular process in the T cells that guides their chemotactic homing to lymph nodes, tumor/infected tissues, and target cells. These T cells also express CD62L, an adhesion molecule that plays a primary role in T-cell homing by mediating initial leukocyte interaction with activated vascular endothelium (23). An increase in the number of T cells expressing these receptors means a greater amount of mobilized effector cells available to sustain an antigen-specific T cell–mediated immune response.
The increase of central memory T cells and the empowered CTL activity are also in line with the progressive decline in Treg cells, a lymphocyte subset that has the specific task of attenuating a potentially dangerous overreactive immune response (24–33). Treg cells are strictly dependent on interleukin-2 levels in the blood, and their number is increased as consequence of a specific immune response, multiple vaccinations, or diseases that like cancer are often accompanied by a chronic state of inflammation and immune attack (32–34). We hypothesized that the Treg depletion observed in these patients may be due to a specific cytotoxic activity of 5-FU, gemcitabine, and oxaliplatin on this kind of lymphocytes especially when they are proliferating in response to the GOLFIG-induced CTL response. Mature CTLs proved to be much more resistant to these drugs, a phenomenon that is considered mainly a consequence of the fact that their proliferative activity only occurs close to the antigen presentation and progressively declines a few days later. This hypothesis has been challenged in preclinical models where the decline/inactivation and enhanced cytolytic activity of Treg cells was observed in virus- and tumor antigen–specific T-cell lines exposed to gemcitabine, oxaliplatin, and/or 5-FU late after (14 days) each in vitro stimulation with antigen-pulsed dendritic cells (24). Analogous results were obtained in HLA-A(*)02.01 transgenic mice inoculated with autologous tumor cells, in which the immunologic and therapeutic effect of a thymidylate synthase–directed cancer vaccine (TS/PP) was significantly augmented when used in combination with GOLF polychemotherapy only when the latter was administered late after mouse vaccination. This effect was completely lost when chemotherapy and antigen stimulation or vaccination were administered simultaneously (24).
The occurrence of autoimmunity and its possible correlation with a good outcome in patients receiving the GOLFIG regimen are also in line with the hypothesis of a chemotherapy-induced distress of Treg cells and with an overstimulation of T cell–mediated immune response. In this context, the pathogenesis of either arthritis, discoid lupus erythematosus (which is a chronic cutaneous manifestation of systemic lupus erythematosus), and other immune diseases have been related to a specific Treg malfunctioning (25–35).
A tight correlation between treatment efficacy and long survival with autoimmunity in cancer patients was also reported by other authors in different studies testing completely different immunologic agents (32–43). All these results suggest that autoantigens are critical partners in driving the autoimmune response, and those unique changes in antigen expression and conformation in the immunizing tumor and the target tissue may play a role in antigen selection and ongoing damage (39).
In conclusion, the results of this study suggest that the antitumor activity and immunobiological effects of GOLFIG chemoimmunotherapy regimen are tightly correlated and that it is an attractive strategy to challenge in randomized trials.
| Disclosure of Potential Conflicts of Interest |
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| Acknowledgments |
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| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 12/29/07; revised 2/29/08; accepted 3/13/08.
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chain knock-out mice to ultraviolet B light and fluorouracil: a novel model for drug-induced cutaneous lupus erythematosus. Clin Exp Immunol 2004;136:245–54.[CrossRef][Medline]This article has been cited by other articles:
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F. M. Speetjens, P. J.K. Kuppen, M. J.P. Welters, F. Essahsah, A. M. E.G. Voet van den Brink, M. G. K. Lantrua, A. R. P.M. Valentijn, J. Oostendorp, L. M. Fathers, H. W. Nijman, et al. Induction of p53-Specific Immunity by a p53 Synthetic Long Peptide Vaccine in Patients Treated for Metastatic Colorectal Cancer Clin. Cancer Res., February 1, 2009; 15(3): 1086 - 1095. [Abstract] [Full Text] [PDF] |
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