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Cancer Therapy: Preclinical |
Authors' Affiliations: 1 Laboratory of Tumor Immunology and Biology, Center for Cancer Research, National Cancer Institute, NIH, Bethesda, Maryland; and 2 GlobeImmune, Inc., Louisville, Colorado
Requests for reprints: Jeffrey Schlom, Laboratory of Tumor Immunology and Biology, Center for Cancer Research, National Cancer Institute, NIH, 10 Center Drive, Room 8B09, Bethesda, MD 20892. Phone: 301-496-4343; Fax: 301-496-2756; E-mail: js141c{at}nih.gov.
| Abstract |
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Experimental Design: CEA-Tg mice were vaccinated with yeast-CEA, and CD4+ and CD8+ T-cell responses were assessed after one and multiple administrations or vaccinations at multiple sites per administration. Antitumor activity was determined by tumor growth and overall survival in both pulmonary metastasis and s.c. pancreatic tumor models.
Results: These studies demonstrate that recombinant yeast can break tolerance and that (a) yeast-CEA constructs elicit both CEA-specific CD4+ and CD8+ T-cell responses; (b) repeated yeast-CEA administration causes increased antigen-specific T-cell responses after each vaccination; (c) vaccination with yeast-CEA at multiple sites induces a greater T-cell response than the same dose given at a single site; and (d) tumor-bearing mice vaccinated with yeast-CEA show a reduction in tumor burden and increased overall survival compared to mock-treated or control yeast-vaccinated mice in both pulmonary metastasis and s.c. pancreatic tumor models.
Conclusions: Vaccination with a heat-killed recombinant yeast expressing the tumor-associated antigen CEA induces CEA-specific immune responses, reduces tumor burden, and extends overall survival in CEA-Tg mice. These studies thus form the rationale for the incorporation of recombinant yeast-CEA and other recombinant yeast constructs in cancer immunotherapy protocols.
It has been shown that S. cerevisiae and other yeast species initiate immune responses by inducing maturation of dendritic cells. In addition to the expected presentation of yeast-expressed antigen via MHC class II, antigen is delivered to MHC class I pathways by cross-presentation (6–10). Because of this ability to induce robust immune responses, several studies have been conducted using S. cerevisiae as a vaccine vehicle. Studies with recombinant S. cerevisiae expressing several different antigens have shown that vaccination with this construct induces antigen-specific T-cell responses both in vitro and in vivo (7, 11–13).
Recently, recombinant S. cerevisiae constructs expressing tumor-associated antigens (TAA) have been engineered for cancer immunotherapy (1, 4, 7). In tumor prevention studies, vaccination with S. cerevisiae expressing TAA has been shown to protect against tumor challenge (1, 7). Additionally, tumor therapy studies have shown that when tumor-bearing mice are vaccinated with S. cerevisiae constructs expressing the appropriate point-mutated Ras protein, tumor growth is slowed (11, 14).
Because of the potential of recombinant S. cerevisiae for use in cancer therapy, we sought to determine whether a recombinant S. cerevisiae construct expressing carcinoembryonic antigen (CEA) would induce CEA-specific T-cell responses and show antitumor activity against CEA+ tumors in CEA-transgenic (CEA-Tg) mice. CEA is a human self-TAA expressed on a large percentage of human carcinomas, including carcinomas of the colon, rectum, stomach, breast, and lung. Because of this, it has frequently been used as a target for immunotherapy (15). In these studies, we used a CEA-Tg mouse model where CEA is expressed as a self-antigen in fetal tissues and various parts of the gut (16), more accurately mimicking its expression in humans. CEA-Tg mice have been shown previously to be tolerant to CEA (17). To our knowledge, this is the first study conducted where yeast vehicles are employed to break tolerance in mice transgenic for the TAA found in the vaccine.
These studies show for the first time that (a) vaccination of CEA-Tg mice with yeast-CEA constructs induces CEA-specific CD4+ and CD8+ T-cell responses, (b) multiple yeast-CEA vaccinations can be given with an increase in T-cell responses seen after each administration, (c) single-site vaccination of tumor-bearing mice with yeast-CEA significantly decreases tumor volume and increases overall survival, and (d) vaccinating in multiple injection sites produces greater increases in T-cell responses and greater decreases in tumor volume than single-site vaccination.
| Materials and Methods |
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Yeast constructs. A recombinant S. cerevisiae construct expressing full-length CEA was generated by methods similar to those described previously (14). Control yeast (also termed YVEC for vector-transfected yeast) was constructed as described previously (ref. 7; GlobeImmune), except that a constitutive rather than copper-inducible promoter was employed to drive antigen expression. To express CEA, S. cerevisiae was engineered to express full-length glycosylated CEA protein under the control of the yeast constitutive translation elongation factor 1
(TEF2) promoter. Yeast high copy 2 µmol/L expression plasmid pGI-100 was used as the backbone vector as described previously (14). Forward primer 5'-CGGAATTCATGGAGTCTCCCTCGGCCCC-3' and reverse primer 5'-ATAAGAATGCGGCCGCTAAACTAGTGATGGTGATGGTGATGTATCAGAGCAACCCCAACC-3' were used to amplify the full-length CEA cDNA and inserted into plasmid pGI-172 to generate plasmid pGI-162, which was individually transfected into W303
S. cerevisiae yeast to create yeast-CEA. Expression of the full-length CEA protein was confirmed by immunoblot analysis of lysates from heat-inactivated yeast-CEA using monoclonal antibodies against human CEA (Fitzgerald Industries). The results revealed a
71-kDa polypeptide plus an additional
130-kDa protein. The 130-kDa polypeptide apparently harbors complex N-linked glycosylation and the GPI lipid anchor, whereas the 70 kDa polypeptide apparently represents a core glycosylated, non-GPI-anchored polypeptide.
Yeast constructs were produced and heat-killed for these studies as described previously (11). Mice were injected with the indicated number of yeast unit (YU; 1 YU = 107 yeast particles) of control yeast or yeast-CEA s.c. in the right flank unless otherwise noted.
Poxvirus constructs. Recombinant vaccinia and recombinant fowlpox viruses containing murine B7-1, ICAM-1, and LFA-3 genes in combination with human CEA (CEA/TRICOM) have been described previously (19). The recombinant fowlpox virus containing the gene for murine GM-CSF has also been described previously (20). Therion Biologics kindly provided all of the orthopoxviruses as part of a Collaborative Research and Development Agreement with the National Cancer Institute/NIH.
Tumor cells. Murine colon carcinoma MC38 cells (H-2b) expressing human CEA (designated MC38-CEA+) were generated by retroviral transduction with CEA cDNA (21). For cytotoxicity assays, the target tumor cell line EL-4 (H-2b, thymoma) was obtained from American Type Culture Collection. The murine ductal adenocarcinoma cell line Panc02 was generously provided by Dr. Michael A. Hollingsworth (University of Nebraska Medical Center). The parental Panc02 cell line was established through the induction of pancreatic tumors with 3-methylcholanthrene and serial s.c. transplantation in C57BL/6 mice (22). Panc02 cells with stable expression of human CEA (designated Panc02.CEA) were generated by retroviral transduction with human CEA cDNA using methods described previously (21). Panc02.CEA cells were cultured in McCoy's 5A medium supplemented with 1 mmol/L sodium pyruvate, 1x nonessential amino acids, 2 mmol/L L-glutamine, 10 mmol/L HEPES, 300 µg/mL G418 sulfate, and 10% heat-inactivated fetal bovine serum. Unless otherwise indicated, all media and their components were purchased from Mediatech.
Lymphocyte proliferation assays. To evaluate T-cell immune responses to CEA, splenic T cells were tested for cell proliferation in response to CEA protein. Splenic cells were dispersed into single-cell suspensions in 10% FCS/RPMI 1640 followed by removal of RBC. Lymphocytes were then separated by centrifugation through a Ficoll-Hypaque gradient. Cells at the interface were collected and washed in 10% FCS/RPMI 1640. CD4+ or CD8+ cells were isolated by negative selection and found to be >90% pure (Miltenyi Biotec). Purified T cells (2 x 105 per well) were cultured for 5 days (restimulation) in 96-well flat-bottomed plates with naive syngeneic splenocytes irradiated with 2,000 rads as antigen-presenting cells (5 x 105 per well) and with CEA protein in 10% FCS/RPMI 1640. T cells and antigen-presenting cells were cultured in medium only as a control. [3H]thymidine (1 µCi/well) was added to the wells for the last 24 h and harvested using a Tomtec cell harvester (Wallac). The incorporated radioactivity was measured using a liquid scintillation counter (Wallac 1205 Betaplate; Wallac).
CEA-specific CD8+T-cell immune response. To evaluate CEA-specific CD8+ T-cell immune responses, spleens were pooled and dispersed into single-cell suspensions and stimulated with 1 µg/mL H-2Db-restricted CEA peptide CEA572-579 (GIQNSVSA; CPC Scientific; ref. 23). Six days later, bulk splenocytes were separated by centrifugation through a Ficoll-Hypaque gradient. For the assay of tumor-killing activity, the recovered lymphocytes and 51Cr-labeled target cells (EL-4; 5 x 103 per well) pulsed with the CEA572-579 peptide or vesicular stomatitis virus nucleoprotein VSV-NP52-59 (RGYVYQGL) control peptide (CPC Scientific) were incubated for 5 h in 96-well U-bottomed plates, and radioactivity in supernatants was measured using a gamma counter (Corba Autogamma; Packard Instruments). The percentage of tumor lysis was calculated as follows: % tumor lysis = [(experimental counts/min - spontaneous counts/min) / (maximum counts/min - spontaneous counts/min)] x 100.
Tumor therapy studies. For tumor therapy studies involving the MC38-CEA+ cell line, 6-week-old female CEA-Tg mice were injected i.v. in the tail with 1 x 106 MC38-CEA+ cells in a volume of 100 µL. Four days following tumor implantation, mice receiving single-site vaccination were injected s.c. in the right flank with PBS, control yeast, or yeast-CEA at 7-day intervals (as indicated in the figure legends). Mice vaccinated in four sites were injected s.c. in both inner thighs and above each shoulder blade to target the inguinal, axillary, and subclavicular lymph node beds. For studies involving the Panc02.CEA cell line, mice were injected s.c. on the lower back with 1 x 106 Panc02.CEA cells in a volume of 100 µL. In the first of two studies evaluating the antitumor efficacy of the yeast-CEA vaccine against Panc02.CEA tumors, mice received s.c. injections of either PBS or 1 YU yeast-CEA in the left inner thigh 7 days post-tumor challenge followed by six weekly booster vaccinations (1 YU/vaccination) at the same site. The second study was designed to evaluate escalating doses of yeast-CEA by administering 1 YU per site at one, two, four, or six vaccination sites chosen to target bilateral regional lymph node beds, including the axillary, subclavicular, inguinal, and mesenteric lymph nodes. As in the first study, mice received a primary vaccination followed by six booster vaccinations. Tumors were measured twice weekly by digital caliper in two dimensions, and volumes were calculated as described previously (19). In all experiments, mice were sacrificed when they exhibited signs of respiratory distress and/or appeared moribund or cachectic.
Regulatory T-cell assay. To determine the effects of yeast-CEA on regulatory T cells, spleens were pooled from untreated CEA-Tg mice or mice that were vaccinated in one site with 1 YU every 7 days for 4 weeks. Splenocyte single-cell suspensions were prepared in 10% FCS/RPMI 1640, RBC were removed, and lymphocytes were isolated on a Ficoll-Hypaque gradient. The lymphocytes were collected and washed in 10% FCS/RPMI 1640. A mouse regulatory T-cell staining kit (eBioscience) was used to identify cells staining CD4+CD25+FoxP3+ as regulatory T cells according to the manufacturer's instructions. Cells were washed and fluorescence was measured with a FACScan cytometer (Becton Dickinson). The data were analyzed using Lysis II software (Becton Dickinson).
Memory T-cell staining. To investigate if yeast-CEA vaccinated animals develop central memory T cells, spleens from mice vaccinated in one site every 7 days for 4 weeks with 1 YU at one site were harvested, splenocyte single-cell suspensions were prepared, and lymphocytes were collected as above. Lymphocytes were washed in PBS/5% bovine serum albumin and preincubated with anti-mouse CD16/CD32 (2.4G2) monoclonal antibody (BD Biosciences) on ice for 15 min to block FcR. Cells were incubated for 30 min at 4°C in the following antibodies: FITC rat anti-mouse CCR7 (Abcam), PECy5 rat anti-mouse CD8 (BD Biosciences), or isotype controls. The cells were washed twice with PBS/5% bovine serum albumin and twice with PBS. The stained lymphocytes were resuspended in PBS and fixed using Cytofix Buffer (BD Biosciences). Cell fluorescence was analyzed and compared with that of the appropriate isotype controls (BD Biosciences) with a FACScan cytometer using Lysis II software (Becton Dickinson).
Serum cytokine analysis. Mice were bled and serum isolated 96 h after vaccination. A Th1/Th2 and proinflammatory cytokine panel was used for serum cytokine analysis by Linco Diagnostic Services.
Toxicology. Antibody levels to SM, histone, SCL-70 (DNA topoisomerase I), dsDNA, ssDNA, and circulating immune complexes were determined in a qualitative or semiquantitative manner (Alpha Diagnostic International) according to the manufacturer's instructions.
Statistical analysis. Statistical significance was calculated using ANOVA, with repeated measures using Statview 4.1 (Abacus Concepts). Results of tests of significance were derived from Student's t test using a two-tailed distribution and reported as P values (calculated at 95% confidence intervals). In graphic representations of data, y axis error bars indicate the SD for each point on the graph. In some cases, the variation is such that the plot symbol obscures the error bars. Evaluation of survival patterns in mice bearing lung metastases was done by the Kaplan-Meier method and ranked according to the Mantel-Cox log-rank test using Statview 4.1. Evaluation of trend in tumor volumes with multiple vaccination sites was done by linear least-squares analysis.
| Results |
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, interleukin (IL)-1β, IL-2, IL-4, IL-5, IL-6, IL-10, IL-12p70, tumor necrosis factor-
, and IL-13], only levels of IL-1β (Ptrend = 0.029) and IL-6 (P = 0.0003) increased, whereas levels of IL-10 decreased (Ptrend = 0.043) in the serum of mice treated with either yeast-CEA or control yeast compared with the serum of untreated mice (data not shown). Next, studies were conducted to examine the effect of yeast-CEA on the level of regulatory T cells. CEA-Tg mice were vaccinated three times with yeast-CEA and after CD4+/FoxP3+ cells were quantitated from splenocytes 14 days after the last vaccination. Mice vaccinated with yeast-CEA showed 0.57% of the CD4+ T-cell population were FoxP3+, whereas mice that received PBS (vehicle control) showed 0.46% of the CD4+ T-cell population were FoxP3+. This suggests that vaccination with yeast-CEA does not mediate a exaggerated induction of regulatory T cells in CEA-Tg mice. Finally, the phenotype of CD8+ T cells was examined for surface markers associated with memory T cells. CEA-Tg mice vaccinated with yeast-CEA showed 0.76% of the whole spleen population stained CD8+/CCR7+, whereas mice receiving PBS showed 0.67% of the whole spleen population stained CD8+/CCR7+. Vaccination with yeast-CEA decreases tumor growth and increases survival in tumor-bearing mice. Because the studies described above showed that vaccinating CEA-Tg mice with yeast-CEA induced both CD4+ and CD8+ T-cell responses, studies were then conducted to determine whether these effects would translate to antitumor efficacy. We analyzed yeast-CEA vaccination in two different CEA+ tumor therapy models. In the first model, an experimental pulmonary metastasis model, mice were injected with 1 x 106 MC38-CEA+ cells i.v. in the tail. Four days post-tumor transplant, mice (n = 7 per group) were treated with 1 YU control yeast or yeast-CEA weekly for a total of four vaccinations, and their survival was observed and recorded (Fig. 4A ). Mice receiving no treatment (open squares) and mice vaccinated with control yeast (open triangles) all died by day 49 post-tumor transplant. However, mice vaccinated with yeast-CEA (filled circles) survived 63 days post-tumor transplant. As there were only seven mice per group, this difference was not significant (P = 0.186 versus mice receiving no treatment or control yeast), but the trend suggested that vaccination with yeast-CEA increased survival. To extend these findings in the same model (Fig. 4B), the number of mice per group was increased to 14 and mice were now vaccinated weekly for the duration of the experiment. Mice receiving no treatment all died by day 50 (Fig. 4B) as in the previous experiment (Fig. 4A). However, by day 70, 35% of mice receiving yeast-CEA were still alive. This effect on survival was significant compared with the no treatment group (P = 0.039). These data show that vaccination with yeast-CEA significantly extends survival in a CEA+ experimental pulmonary metastasis model when continued to be administered weekly.
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Multiple-site vaccination is more effective than single-site vaccination. In the experiments described above, mice were vaccinated in a single site. However, previous studies using whole tumor cell vaccines have suggested that vaccinating in multiple sites, thereby targeting multiple draining lymph nodes, could induce a more effective immune response (24, 25). Mice vaccinated on days 0 and 7 in four sites received vaccine s.c. in both inner thighs and above each shoulder blade to target the inguinal, axillary, and subclavicular lymph node beds. Fourteen days later, mice were sacrificed, spleens were harvested, and splenocytes were analyzed in a CEA-specific CD4+ T-cell proliferation assay. Mice injected with 1 YU in a single site (as in previous studies described above) showed a significant increase in CD4+ T-cell proliferation versus mice receiving no treatment (Fig. 5, left ; P = 0.001). CD4+ T-cell proliferation was then tested in mice vaccinated with 16 total YU (Fig. 5, right), either in a single site (left column) or distributed over four sites, with 4 YU/site (right column). CD4+ T-cell proliferation increased significantly in mice vaccinated with 16 YU distributed over multiple sites compared with mice receiving either 1 YU (P = 0.0001) or 16 YU (P < 0.0001) in a single site. These data show that whereas vaccinating in a single site effectively induces CD4+ T-cell responses, spreading the same dose out over multiple sites improves the magnitude of this response.
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| Discussion |
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It has been shown that yeast species such as S. cerevisiae initiate immune responses by inducing maturation of dendritic cells (6–10, 26). In this process, the yeast is phagocytized by immature dendritic cells and their proteins are degraded into peptides and presented on the cell surface via MHC class I and II receptors. The dendritic cells mature and migrate to lymphoid organs, where they prime T-cell responses to yeast antigens (1, 7, 27). Studies with recombinant S. cerevisiae expressing the HIV-1 Gag protein showed that when blood myeloid dendritic cells were exposed to the recombinant yeast, the dendritic cells stimulated the expansion of Gag-specific CD8+ memory T cells in vitro (12). In a separate study, CD8+ T cells from mice vaccinated with a yeast construct expressing a hepatitis C virus (HCV) NS3-core fusion protein killed target cells expressing HCV NS3 (11). Additionally, CTLs from mice vaccinated with recombinant S. cerevisiae expressing the HIV-1SF2-gp160 envelope protein (13) killed target cells expressing gp160-SF2. HIV-1-gp120-specific helper T cells were also induced after vaccination, showing that yeast vehicles can deliver antigens to both MHC class I and II pathways (7). The study reported here extends these data, as vaccination with yeast-CEA elicited robust antigen-specific CD4+ T-cell proliferation (Figs. 1, 2, and 5) and CD8+ T-cell lysis (Figs. 1-3) of target cells; results were made even more significant by the demonstrated breaking of immune tolerance to a self-antigen. These T-cell responses were functionally significant as evidenced by therapeutic control of tumor proliferation and improved survival in these CEA-Tg mice.
Because therapeutic control of preexisting cancers is likely to require repeated administration of yeast-CEA to effectively activate tumor-specific immune responses, especially to self-antigens, we explored whether host immune responses to the first yeast-CEA vaccination would decrease or neutralize the efficacy of further boosts. Lu et al. reported previously that vaccinating 10 times with a S. cerevisiae construct expressing Ras showed increased antitumor efficacy over that seen when six vaccinations were used (55% versus 28% reduction in tumor volume, respectively; ref. 28). Additionally, splenocytes from mice vaccinated up to three times with a yeast construct expressing a HCV NS3-core fusion protein showed cell killing that increased after each vaccination (11). To our knowledge, however, no one has studied the effect of multiple vaccinations on the induction of T-cell responses in a transgenic mouse model. The studies reported here show that CD4+ and CD8+ T-cell responses increase after each of four vaccinations (Fig. 2), extending the previous observations suggesting that neutralization of the yeast construct by potential immune responses would not reduce the effectiveness of continued administrations.
Recently, several studies have examined the effect of recombinant S. cerevisiae vehicles expressing TAAs in tumor-bearing mice in nonself systems (1, 4, 7). In several prevention studies, mice vaccinated with a yeast construct expressing a TAA were protected against tumor challenge, whereas mock-treated mice developed tumor (1, 7). In a spontaneous lung carcinoma model, tumor volume was reduced 28% to 55% in mice vaccinated with yeast constructs expressing mutated Ras (14). These data, taken together, show that S. cerevisiae constructs can be used for antigen-specific tumor therapy as well as tumor prevention.
An interesting study by Bos et al. describes a potential mechanism for tolerance in the CEA-Tg mouse. In this study, they suggest that expression of CEA on medullary thymic epithelial cells of CEA-Tg mice is involved in restricting CEA-specific CD4+ T cells (29). Whereas they found that CD4+ T cells were essential for tumor eradication in mice vaccinated with a poxvirus expressing CEA, our previous studies show that both CD4 and CD8 cells have a role in antitumor immunity in MC38-CEA tumors in CEA-Tg mice (30). These observations are notable in that the yeast-CEA vaccine used here induces both CD4 (Figs. 1, 2, and 5) and CD8 (Figs. 1-3) responses in CEA-Tg mice and mediates antitumor activity (Figs. 4 and 6), thus providing further evidence that tolerance was broken in this system.
We examined here antitumor efficacy in two different tumor models where CEA is a self-antigen. The first was a lung metastasis model where colon carcinoma cells were given i.v. in the tail, forming lung metastases. In this model, mice receiving yeast-CEA had a distinct survival advantage over mice receiving no treatment or control yeast (Fig. 4A). When the number of mice per group was increased and vaccinations were given weekly for the duration of the experiment, survival in yeast-CEA-vaccinated mice was statistically significantly extended compared with mice receiving no treatment (Fig. 4B). To further evaluate antitumor efficacy, we used an s.c. CEA+ pancreatic tumor model to measure tumor volume; mice vaccinated with yeast-CEA had a significantly lower tumor volume at day 35 post-tumor transplant than mice receiving no treatment (Fig. 4C), confirming the antitumor effect of vaccination with yeast-CEA seen in the lung metastasis model. Reduced tumor volume in this model also correlated with increased survival (data not shown).
Here, it was observed that there was a bell-shaped response curve associated with the dose of yeast-CEA with the optimal dose for induction of T-cell responses (Fig. 3). This dose relationship has also been observed in another preclinical model targeting a self-tumor antigen (28). There, Lu et al. examined recombinant yeast delivering rat epidermal growth factor receptor as the tumor antigen as an intranasal vaccine for intracranial rat glioma. Three dose levels of yeast-epidermal growth factor receptor were examined: 0.7, 4, and 8 YU. It was observed that all dose levels improved survival over that of PBS treatment; the most striking survival benefit was seen at the 0.7 YU dose (45 over 28 days for PBS), whereas rats administered 4 and 8 YU had a survival of 42 and 38 days, respectively. It is not clear why there is an optimal dose level for induction of immune responses in the observations of Lu et al. and our own studies here (Figs. 2 and 5), although one could hypothesize that in a self-antigen system T cells might be more susceptible to antigen induced T-cell anergy. Future studies will examine this possibility.
Data from previous studies employing other types of vaccine vehicles suggest that vaccination at the sites of multiple draining lymph nodes elicits a more effective antitumor response than vaccination at a single site (24, 25). In one study, mice were vaccinated with a whole tumor cell vaccine expressing granulocyte-macrophage colony-stimulating factor before challenge with a squamous cell carcinoma cell line. Three of nine mice vaccinated in multiple sites developed tumors by day 15 post-tumor challenge, whereas four of five mice receiving a single-site vaccination developed tumors (25). One hypothesis for this effect is that a greater number of precursor T cells are exposed to antigen when mice are vaccinated in multiple sites than when they are vaccinated in a single site, resulting in a subsequent increase in antigen-specific effector T cells (31). Data presented here further suggest that there is a maximum effective dose of yeast-CEA that can be given at one site, as CD8+ T-cell lysis was significantly decreased in mice vaccinated with 10 YU versus mice vaccinated with 1 YU (Fig. 3). Because of this, we conducted immune and antitumor experiments comparing vaccination in four sites versus a single site, targeting the inguinal, subclavicular, and axial lymph node beds. Our data show that vaccination in four sites induces a greater antigen-specific T-cell response than the same total dose given in a single site (Fig. 5). Vaccination in multiple sites had the same effect in tumor-bearing CEA-Tg mice, as vaccination in four or six sites resulted in lower tumor volume than vaccination in a single site (Fig. 6).
In several clinical trials, recombinant S. cerevisiae vehicles have been found to be safe in both cancer and infectious disease settings. In a phase Ib trial, a yeast construct expressing the HCV NS3-core fusion protein was administered to patients with chronic HCV. Interim analysis from this trial suggests that the yeast construct is safe for use in humans, as no therapy-related serious adverse events or dose-limiting toxicities have been reported (2). Additionally, at the time of the report, 12 of 29 patients (41%) had generated cellular immune responses to HCV (2). In a cancer setting, a phase I clinical trial with a S. cerevisiae construct expressing mutated Ras was conducted in patients with Ras+ cancers. Again, no treatment-related serious adverse events were observed, indicating a platform-wide safety profile for administration of heat-killed recombinant yeast to treat chronic diseases. In addition, 19 of 21 vaccinated patients showed >2-fold antigen-specific responses (3). As a result, a placebo-controlled adjuvant phase II trial in patients with mutated Ras+ fully resected pancreatic cancer is under way.
The transgenic mice used in this study have been shown to overexpress CEA in many fetal tissues and in various parts of the gut, including the stomach, small intestine, cecum, and colon (16). Because CEA has a similar expression pattern in transgenic mice and in humans, these mice are a useful model for studying potential autoimmune phenomena. We performed 24 tests on age-matched mice receiving either no treatment or yeast-CEA. For the vaccinated mice, weight, complete blood count, serum enzyme levels, and autoimmune assays were all within the normal range and were similar to the age-matched controls, indicating no toxicity or autoimmunity related to yeast-CEA (Table 1). These data thus have implications for potential use of the yeast-CEA vehicle in humans. A potential translational path to test these findings would be to vaccinate patients who have CEA-positive carcinomas with yeast-CEA and measure CEA-specific immune responses. Based on the findings presented here, the patients could be vaccinated in multiple sites, targeting different lymph node beds to maximize the immune response to the yeast-CEA vector. We could envision future studies that would focus on patients with CEA-positive non-small cell lung carcinoma. Patients could receive yeast-CEA in combination with standard of care chemotherapy, and CEA-specific immune responses as well as time to progression could be monitored.
The data reported here show that vaccination with yeast-CEA can break tolerance and induce CEA-specific CD4+ and CD8+ T-cell responses, effectively reduces tumor burden, and extends overall survival in tumor-bearing mice without adverse effects. These results thus form the rationale for the potential use of yeast-CEA in immunotherapy protocols for carcinoma patients with CEA+ tumors.
| Disclosure of Potential Conflicts of Interest |
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| Acknowledgments |
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| Footnotes |
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
Received 2/13/08; accepted 3/ 6/08.
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