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Advances in Brief |
Division of Hematologic Malignancies, Dana-Farber Cancer Institute, Boston, Massachusetts 02115 [M. J. R., C. C., J. R.]; Tupper Research Institute and Division of Hematology/Oncology, Tufts-New England Medical Center, Boston, Massachusetts 02111 [M. B. A.]; Division of Hematology/Oncology, Indiana University Medical Center, Indianapolis, Indiana 46202 [M. S. G.]; Division of Surgical Oncology, Pittsburgh Cancer Institute, Pittsburgh, Pennsylvania 15261 [M. T. L.]; and Genetics Institute, Cambridge, Massachusetts 02140 [M. L. S.]
| ABSTRACT |
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levels were seen during rhIL-12 therapy. Significant lymphopenia was observed 24 h after single i.v. injections of rhIL-12 at each dose level. The degree of lymphopenia was dose dependent, and a plateau effect was seen with rhIL-12 doses of 100 ng/kg and higher. Lymphocyte counts reached nadir levels at approximately 10 h after rhIL-12 injection and returned to baseline within 14 days postinjection. Rebound lymphocytosis, as seen after interleukin 2 therapy, was not observed after recovery from rhIL-12-induced lymphopenia. rhIL-12-induced lymphopenia involved all major lymphocyte subsets, although natural killer (NK) cell numbers were the most profoundly affected, and CD4 T-cell numbers were the least affected. CD2, LFA-1, and CD56 were transiently up-regulated on the surface of NK cells exposed to rhIL-12 in vivo. Peripheral blood mononuclear cells obtained from cancer patients before rhIL-12 therapy exhibited defective NK cell cytotoxicity and T-cell-proliferative responses. Peripheral blood mononuclear cells obtained after lymphocyte recovery following the administration of a single 500 ng/kg dose of rhIL-12 displayed augmented NK cell cytolytic activity in four of four patients tested and enhanced T-cell proliferation in three of four patients tested. These studies confirm that doses of rhIL-12 resulting in significant immunological activity can be administered with acceptable toxicity to cancer patients. Furthermore, rhIL-12 therapy can reverse defects in NK cell and T-cell function that are associated with advanced cancer in humans. | Introduction |
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by T cells and NK cells is potently induced by IL-12 (7
, 8)
. Moreover, IL-12 augments NK cell cytotoxicity against tumor cells, virus-infected cells, and antibody-coated target cells (3
, 9, 10, 11, 12)
. By virtue of its effects on CD4 T cells, CD8 T cells, and NK cells, IL-12 seems to be a key cytokine that regulates cell-mediated immune responses. There is currently substantial interest in the potential therapeutic applications of IL-12 in human infectious, atopic, and malignant diseases (13, 14, 15)
. IL-12 administration has potent antitumor effects in several murine models (16, 17, 18, 19) . IL-12 also stimulates the antitumor activity of PBMCs from patients with advanced solid tumors and patients with hematological malignancies who are undergoing allogeneic bone marrow transplantation (20 , 21) . Moreover, IL-12 enhances the killing of autologous tumor cells by tumor-infiltrating lymphocytes from patients with melanoma and ovarian cancer (22 , 23) . IL-12 can augment graft-versus-leukemia activity without promoting graft-versus-host disease after allogeneic bone marrow transplantation (24 , 25) . Furthermore, the injection of tumor cells transduced with the IL-12 genes can induce potent, specific, and durable antitumor immune responses (26, 27, 28) . Thus, preclinical investigation has provided ample justification for clinical trials of IL-12 in malignant disease. The present studies were undertaken in conjunction with the first published Phase I trial of rhIL-12 in patients with cancer (29) . rhIL-12 was found to have substantial biological effects when administered in doses that were generally tolerable in an outpatient setting.
| Materials and Methods |
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MoAbs, Cytokines, and Medium.
Fluorochrome-conjugated murine MoAbs obtained from Coulter Immunology (Hialeah, FL) included T11 (CD2), IL-2R1 (CD25), NKH1 (CD56), and isotype-matched control MoAb. FITC-conjugated anti-intercellular adhesion molecule 1 (CD54) was purchased from AMAC (Westbrook, ME). OKT3 (CD3; IgG2a) was used as a dilution of ascites. IL-2 (specific activity, 1.05 x 107 units/mg) was kindly provided by Amgen (Thousand Oaks, CA), and IL-12 (specific activity, 5.2 x 106 units/mg) was kindly provided by Genetics Institute. Culture medium for functional assays was formulated as described previously (30)
, except that 15% human AB serum or 15% FCS was used.
Immunofluorescence Studies.
Samples of PBMCs were stained directly with fluorochrome-conjugated MoAbs, washed, fixed in 1% formaldehyde, and analyzed by flow cytometry as described previously (30)
or using an EPICS Elite instrument from Coulter Immunology.
Cytotoxicity Assays.
Cryopreserved PBMCs were thawed, incubated overnight at 37°C in medium alone or in medium containing cytokines, and plated as effector cells in standard 4-h chromium release assays as described previously (9)
. The percentage of specific cytotoxicity was calculated from raw data from triplicate wells using a published formula (31)
.
K562 (a NK-sensitive human myeloid leukemia cell line) and COLO205 (a NK-resistant human colon adenocarcinoma cell line) were obtained from the American Type Culture Collection (Rockville, MD) and maintained in continuous suspension cultures as described previously (30) .
Proliferation Assays.
Cryopreserved PBMCs were thawed and plated at 30,000 cells/well in 96-well U-bottomed microtiter plates in medium alone or in medium containing a 1:200 final dilution of OKT3 ascites. After 3 days of culture at 37°C, 1 µCi of tritiated thymidine was added to each well; assays were harvested 18 h later, and tritiated thymidine incorporation was determined using a liquid scintillation counter as described previously (9)
.
Statistical Analysis.
Calculations of the means, SDs, SEs, and Ps from the paired Students t test were performed on a Macintosh Duo Dock computer (Apple, Cupertino, CA) using the StatView software program (Brainpower, Calabasas, CA) according to the manufacturers instructions.
| Results |
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610 h after rhIL-12 injection, and lymphocyte counts remained near the nadir level 24 h after injection. Lymphocyte numbers returned to baseline 35 days after a single injection of rhIL-12, with no evidence of a significant rebound lymphocytosis.
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secretion (29
, 32)
, lymphopenia did not seem to be attenuated in patients receiving multiple 5-day cycles of rhIL-12 (data not shown).
Up-Regulation of NK Cell Adhesion Molecules in Vivo during IL-12 Therapy.
IL-12 has been shown to up-regulate several cell surface adhesion molecules on human NK cells in vitro, including CD2, CD11a/CD18 (LFA-1), CD54 (intercellular adhesion molecule 1), and CD56 (NCAM; Refs. 9
, 10
, and 33
). The expression of these adhesion molecules by NK cells during rhIL-12 therapy was examined in four patients treated with 500 ng/kg rhIL-12. Peripheral blood NK cells obtained 34 days after single i.v. injections of rhIL-12 at 500 ng/kg exhibited 1.4 ± 0.1-fold increases in the surface density of CD2 (P
0.05), 1.8 ± 0.1-fold increases in CD11a (P
0.005), and 2.6 ± 0.5-fold increases in CD56 (P
0.025) compared to NK cells obtained before rhIL-12 therapy (Fig. 2)
. It should be noted that the up-regulation of NK cell adhesion molecules during rhIL-12 treatment was transient: CD2, CD11a, and CD56 levels on PBMCs obtained 714 days after rhIL-12 injections were not significantly different (P
0.05) from those seen before rhIL-12 therapy. Significant up-regulation of CD25 (IL-2R
) or CD54 on NK cells obtained from patients treated with rhIL-12 was not detected in these studies (data not shown).
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0.025 for all three comparisons). Preincubation of IL-12-activated normal NK cells with CD2 or CD11a MoAb partially inhibited the lysis of K562 cells; a combination of CD2 and CD11a MoAbs strongly inhibited K562 lysis (data not shown). In contrast, CD56 MoAb had no significant effect on NK cell cytolytic activity. These data are very similar to the results of MoAb blocking studies using IL-2-activated NK cells (30) and suggest that up-regulation of CD2 and LFA-1 on NK cells in vivo during IL-12 therapy may well have functional consequences.
Effect of rhIL-12 Therapy on the Cytolytic Activity of NK Cells.
The absolute number of NK cells in the peripheral blood of most patients before rhIL-12 treatment was normal. Nevertheless, PBMCs obtained before rhIL-12 therapy exhibited very poor cytolytic activity toward the NK-sensitive cell line K562 (Fig. 3)
. The level of K562 lysis mediated by patient PBMCs was significantly less (P
0.05) than that mediated by control PBMCs from eight healthy donors. Despite relatively normal numbers of peripheral blood NK cells, defective NK cytolytic activity is commonly seen in patients with advanced cancer (20
, 34
, 35)
. As expected, NK cytolytic activity could be augmented by the in vitro incubation of patient PBMCs with nanomolar concentrations of IL-2 or picomolar concentrations of IL-12 (Fig. 4)
. Moreover, PBMCs obtained 37 days after single injections of rhIL-12 at 500 ng/kg demonstrated enhanced cytotoxicity toward K562 (Figs. 3
and 4
). NK cytotoxicity mediated by PBMCs obtained after rhIL-12 administration was significantly greater (P
0.05) than that mediated by PBMCs collected before rhIL-12 therapy and was indistinguishable (P > 0.1) from that mediated by unstimulated PBMCs from healthy donors (Fig. 4)
. As was seen with the up-regulation of NK cell adhesion molecules, augmented NK cytotoxicity was evident during the early recovery phase after rhIL-12-induced lymphopenia (about 35 days after rhIL-12 injection) and had returned to baseline by day 14 postinjection (Fig. 3)
. At the relatively low E:T ratios used in these studies (due to the limited number of PBMCs available), significant killing of NK-resistant COLO205 targets was not detected before or after rhIL-12 therapy (data not shown).
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Effects of rhIL-12 Therapy on the Proliferation of PBMCs in Response to CD3 Ligation.
Incubation with IL-12 in vitro enhances the proliferation of activated normal T lymphocytes (9
, 36
, 37)
. PBMCs obtained from patients before rhIL-12 therapy exhibited poor proliferation in response to CD3 triggering (Fig. 5)
. In 3 of 4 patients tested, however, PBMCs obtained after a single injection of rhIL-12 at 500 ng/kg demonstrated markedly higher proliferative responses to CD3 MoAb (Fig. 5)
. When data from all four patients were analyzed, the increase in CD3-induced PBMC proliferation seen after rhIL-12 administration remained statistically significant (P
0.05). In contrast to the NK cell responses described above, enhanced T-cell proliferation was not consistently seen during the early recovery phase after rhIL-12-induced lymphopenia (data not shown) but was observed
714 days after rhIL-12 injection (Fig. 5)
.
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in patients with advanced cancer (29
, 32)
. Increased serum IFN-
levels were readily detected 24 h after single i.v. bolus injections of rhIL-12 at doses of 30 ng/kg and higher (Table 3)
levels achieved during rhIL-12 therapy seemed to be rhIL-12 dose dependent. As reported previously (29)
, peak IFN-
levels in the serum tended to diminish with repetitive 5-day multiple-dose cycles of rhIL-12. Moreover, during the 5-day treatment cycles, IFN-
levels tended to peak on day 3 of therapy and began to decline on days 4 and 5, despite the continued administration of rhIL-12 (data not shown). At the time points assayed in this study, TNF was not detected in the serum of any patient treated with rhIL-12 (data not shown).
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| Discussion |
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Biological effects, including fever and mild lymphopenia, were seen in some patients treated with the lowest doses (3 and 10 ng/kg) of rhIL-12, although IL-12 was not detectable in the serum of these patients (29)
. Transient lymphopenia has also been observed in cancer patients receiving rhIL-12 by s.c. injection (38)
. Substantial lymphopenia and serum IFN-
levels in excess of 300 pg/ml were seen in patients treated with rhIL-12 doses of 30 ng/kg and higher. Such doses resulted in peak serum IL-12 concentrations between
744 pg/ml or
11 pM (in the 30 ng/kg cohort) and 19,575 pg/ml or
280 pM (in the 1,000 ng/kg cohort) (29)
. These results are in good agreement with preclinical data indicating that IL-12 concentrations of
10100 pM can induce potent in vitro activation of human lymphocytes (7
, 9
, 37)
.
Mean IFN-
levels in the serum of patients treated with rhIL-12 doses of 250 ng/kg and higher were similar to the serum IFN-
levels observed in normal or tumor-bearing mice receiving IL-12 doses that are associated with substantial antitumor efficacy (16
, 17)
. In several murine tumor models, it has been shown that the induction of IFN-
production is necessary but not sufficient for the antitumor activity of IL-12 (17
, 18
, 39)
. TNF was not detected in the serum of patients treated with rhIL-12 in this study. IL-12 by itself has been shown to be a poor inducer of TNF production by human lymphocytes in vitro (10
, 40)
. Nevertheless, we cannot exclude the possibility that rhIL-12 injections induced a transient production of TNF in vivo. It is noteworthy that fever and chills generally occurred 812 h after rhIL-12 injections, and that serum samples for cytokine levels were not routinely obtained during this time period.
The lymphopenia observed during rhIL-12 therapy is likely to reflect the in vivo activation of lymphocytes, with their subsequent margination and/or extravasation into tissues. The tissue compartments into which activated PBLs putatively redistribute after rhIL-12 administration to humans are currently unknown. Increased numbers of mononuclear cells were found in the spleen, liver, and lungs of normal mice given multiple IL-12 injections i.p. (4) . Although new splenomegaly or hepatomegaly were not noted during the frequent physical examinations of patients in this study, it is possible that the liver function test abnormalities commonly found after IL-12 treatment (29) were due in part to hepatic infiltration by activated lymphocytes. Further study will be required to determine whether the presence of activated lymphocytes correlates with the observed rhIL-12-induced effects on the liver, oral mucosa, or gut. Moreover, because tumor biopsies were not obtained during rhIL-12 therapy in this study, it is not known whether rhIL-12 causes the infiltration of activated lymphocytes into human tumors.
rhIL-12-induced lymphopenia involved all of the major lymphocyte subsets, although NK cells seemed to be the most profoundly affected. NK cells were virtually absent from the peripheral blood 24 h after single injections of rhIL-12 at doses exceeding 100 ng/kg. CD4 T cells declined the least after rhIL-12 injections, and the decline in CD8 T cells and B cells was intermediate between that of NK cells and CD4 T cells. Our results are in agreement with those of Bajetta et al. (38) , who observed a relative sparing of CD4 T cells in the lymphopenia induced by s.c. injections of rhIL-12. These consistent differences in the effects of IL-12 therapy on particular lymphocyte subsets could be due to differential redistribution of the latter from peripheral blood to extravascular tissues. Administration of IL-12 to normal mice resulted in significantly increased numbers of NK cells and CD8 T cells in the liver and NK cells and B cells in the spleen, whereas the number of CD4 T cells in these sites remained essentially unchanged (4) .
It is currently not clear whether this selective redistribution of lymphocyte subsets is due to differences in expression of IL-12 receptor subunits, signaling events after the interaction of IL-12 with its receptor, responses to secondary cytokines induced by IL-12 administration, or other factors.
There are several notable differences between the lymphopenia associated with high-dose bolus IL-2 therapy and the lymphopenia observed after rhIL-12 injections in this study. After high-dose i.v. bolus injections of IL-2, marked lymphopenia occurs within 1 h, nadir lymphocyte counts occur at
4 h, partial recovery is evident by 24 h, and striking rebound lymphocytosis occurs 12 days postinjection (41)
. In contrast, lymphocyte counts after rhIL-12 injections did not reach their nadir until
10 h, remained at nadir levels at 24 h, and did not recover to baseline until several days postinjection. Furthermore, rebound lymphocytosis during recovery from rhIL-12-induced lymphopenia was not observed. The latter was anticipated, based on preclinical in vitro studies; IL-2 supports the proliferation of resting human NK cells and some T-cell subsets (42
, 43)
, whereas IL-12 does not induce the proliferation of resting T cells and is a very poor mitogen for most human NK cells (7
, 9
, 37)
. Pharmacokinetics may explain the differences in duration of lymphopenia caused by the two cytokines. The half-life of IL-2 after i.v. bolus injection is less than 10 min, and >95% of the cytokine is predicted to be cleared within 30 min of injection (41)
. In contrast, the half-life of rhIL-12 after i.v. bolus injection is 510 h, and significant IL-12 levels can be detected in the serum more than 24 h after a single 500 ng/kg rhIL-12 dose (29)
. The reason for the delayed onset of lymphopenia after rhIL-12 bolus injections is less clear. It is possible that the lymphopenia is not due to a direct stimulation of lymphocytes by rhIL-12 itself but is rather the result of secondary cytokines produced in vivo in response to rhIL-12. Alternatively, the kinetics of lymphocyte activation may differ after the administration of IL-2 as compared to rhIL-12.
Up-regulation of several cell surface molecules has been described after stimulating human NK cells with IL-2 or IL-12 in vitro (9
, 10
, 33
, 44)
. Up-regulation of CD2, CD11a, and CD56 in NK cells was also seen in patients treated with rhIL-12. It is important to note that such up-regulation was detected only during the early recovery phase,
34 days after IL-12-induced lymphopenia; the expression of these adhesion molecules in NK cells had returned to baseline levels by 714 days postinjection. It is therefore possible that even higher levels of some adhesion molecules were expressed in NK cells during the nadir phase after rhIL-12 injection. Nevertheless, the relatively modest (
1.52.5-fold) increases in adhesion molecules seen in recovery phase NK cells are likely to be functionally important (45)
. As has been described previously for IL-2-activated NK cells (9
, 44)
, we found that adhesive and/or signaling interactions mediated through CD2 and LFA-1 contributed to the lysis of malignant target cells by IL-12-activated normal NK cells.4
Although CD56 is also up-regulated in NK cells stimulated in vitro or in vivo with IL-12, the role of CD56 in NK cell function remains unclear. In accordance with the results of most other studies (46)
, we have not detected any effect of CD56 MoAb on the NK cell lysis of target cells (30)
. Preliminary data suggest that CD56 may contribute to the adhesion of lymphocytes to subendothelial matrix proteins (47)
. Thus, up-regulation of CD56 in NK cells could participate in NK cell extravasation and/or trafficking in tissues during rhIL-12 therapy.
IL-12 can augment the cytolytic activity of human NK cells in vitro and murine NK cells in vivo (3 , 4 , 7 , 9 , 10) . In the present study, we have demonstrated that the systemic administration of IL-12 can also stimulate the cytolytic activity of human NK cells in vivo. Single i.v. injections of rhIL-12 at 500 ng/kg can augment the lysis of NK-sensitive targets (natural killing); the lysis of NK-resistant targets (lymphokine-activated killer activity) was not detected during rhIL-12 therapy. However, the number of PBMCs available for these studies was quite limited, and the use of relatively low E:T ratios may have precluded our ability to detect lymphokine-activated killer activity. Moreover, informative cytotoxicity assays could not be performed using PBMCs obtained within the first few days after rhIL-12 injections due to the absence of NK cells in the peripheral blood. Thus, the results of assays using PBMCs obtained several days after rhIL-12 administration may underestimate the level of NK cell cytotoxicity achieved in vivo during rhIL-12 therapy. Paucity of NK cells in the peripheral blood due to rhIL-12-induced lymphopenia may account for the diminished natural killing and antibody-dependent cellular cytotoxicity exhibited by PBMCs obtained from HIV-infected patients after s.c. injections of rhIL-12 (48) .
Exposure to nanomolar concentrations of IL-2 in vitro further enhanced the NK cytolytic activity of PBMCs obtained from patients on rhIL-12 therapy. Similarly, picomolar concentrations of IL-12 strongly augment the NK cytotoxicity of PBMCs from cancer patients receiving low-dose continuous infusions of IL-2 (20) . Moreover, in murine models of primary and metastatic renal cell carcinoma, combined therapy with IL-2 and IL-12 was more efficacious than treatment with either cytokine alone (49) . Thus, it is rational to consider using IL-2 and rhIL-12 together during cancer immunotherapy in attempts to optimize tumor killing.
PBLs and tumor-infiltrating lymphocytes obtained from patients with advanced cancer often exhibit subnormal proliferation in response to T-cell mitogens (50, 51, 52)
. Defective T-cell function in cancer patients seems to be due in part to a diminished expression of signal-transducing
chains in the T-cell receptor complex (53
, 54)
. It is therefore not surprising that PBMCs obtained from cancer patients before IL-12 therapy demonstrated poor proliferation in response to CD3 triggering. Nevertheless, PBMCs from three of four patients tested after rhIL-12 treatment exhibited substantially higher proliferative responses to CD3 MoAb. These data suggest that exposure to rhIL-12 in vivo can reverse defects in T-cell as well as NK cell function that are associated with advanced cancer in humans. We did not examine whether rhIL-12 therapy altered the expression of
chains in the T cells of these patients. Future studies should also investigate the effects of rhIL-12 treatment on the differentiation of Th1 and Th2 helper effector cells and on the function of CTLs.
Due to pragmatic considerations, NK cell and T-cell functional assays were performed only with PBMCs obtained from patients treated with the maximum tolerated dose (500 ng/kg) of rhIL-12 in this clinical study. Therefore, the minimum dose of rhIL-12 that can be administered to achieve in vivo activation of human T cells and NK cells has not been defined. Significant lymphopenia and increases in serum IFN-
levels were seen in patients treated with 30 or 100 ng/kg rhIL-12, doses that were associated with only minimal toxicity (29)
. Our studies have thus established that the administration of relatively low, nontoxic doses of rhIL-12 can produce significant biological effects in humans. This is relevant for the potential use of rhIL-12 in the treatment of nonmalignant conditions, for which even moderately toxic therapies may be considered unacceptable.
The schedule and route of rhIL-12 administration that will produce optimal biological effects are currently unknown. The toxicity of rhIL-12 has been shown to be highly dependent on its schedule of administration. Pretreatment with a single dose of IL-12 can protect mice, nonhuman primates, and humans from severe toxicities associated with multiple daily doses of the cytokine (32 , 55) . The precise mechanisms of this protective effect have not been determined, nor has it been established whether the desirable biological effects of rhIL-12 are comparably schedule dependent. Further investigation is required to elucidate the dose, route, and schedule of rhIL-12 administration that are optimal for the treatment of human cancer and nonmalignant diseases.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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1 Supported in part by NIH Grants CA41619 (to J. R.), CA01730 (to M. J. R.), and AI27314 and by Genetics Institute. ![]()
2 To whom requests for reprints should be addressed, at Bone Marrow Transplant Program and Division of Hematology/Oncology, Department of Medicine, Indiana University School of Medicine, 1044 West Walnut Street, Room R4-202, Indianapolis, IN 46202. Phone: (317) 278-3126; Fax: (317) 278-2262. ![]()
3 The abbreviations used are: IL, interleukin; rhIL, recombinant human IL; NK, natural killer; PBMC, peripheral blood mononuclear cell; MoAb, monoclonal antibody; PBL, peripheral blood lymphocyte; TNF, tumor necrosis factor; MFI, mean fluorescence intensity. ![]()
Received 6/15/98; revised 10/ 9/98; accepted 10/29/98.
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