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Clinical Trials |
Department of Medicine, Brown University School of Medicine, Providence, Rhode Island 02860 [M. J. G.]; Department of Neuro-Oncology, M. D. Anderson Cancer Center, Houston, Texas 77030 [K. A. J.]; Department of Neurology, University of California at San Diego Medical Center, San Diego, California 92103 [M. C. C., S. B. H.]; Department of Neurology, H. Lee Moffitt Cancer Center, Tampa, Florida 33612 [S. P.]; Department of Neurology, University of Massachusetts Medical School, Worcester, Massachusetts 01655 [L. R.]; Departments of Hematology and Oncology, Loyola University Chicago, Maywood, Illinois 60153 [L. J. S.]; Department of Pediatrics, University of Florida College of Medicine, Gainesville, Florida 32610 [B. M.]; Rush Cancer Institute, Chicago, Illinois 60612 [S. L.]; DIANON Systems, Stratford, Connecticut 06611 [G. B. S.]; and Section of Biostatistics and Epidemiology, Dartmouth Medical School, Lebanon, New Hampshire 05055 [B. F. C.]
| ABSTRACT |
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| INTRODUCTION |
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DepoCyt is a sustained-release formulation of cytarabine capable of maintaining therapeutic drug concentrations in the CSF for prolonged periods after IT injection (16
, 26)
. A previous Phase I/II study established an appropriate dose and administration schedule for DepoCyt (27
, 28)
and demonstrated that cytotoxic CSF cytarabine levels are maintained in both the lumbar and ventricular fluid (regardless of the site of drug administration) for
14 days when this dose and schedule are used. Because the effectiveness of cytarabine is a function of both the concentration and duration of exposure, DepoCyt has the potential to more effectively kill tumor cells in the meninges and CSF than standard cytarabine formulations. For this reason, we conducted a prospective, randomized study comparing DepoCyt to methotrexate in patients with neoplastic meningitis originating from a variety of solid tumors.
| PATIENTS AND METHODS |
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Study Design and Patient Eligibility.
This was a multicenter, prospective, randomized, open label study designed to obtain estimates of the response rate to either IT DepoCyt or conventional IT methotrexate in patients with solid tumor neoplastic meningitis. A minimum of 20 evaluable patients were to be randomized to each arm. The primary end points were response rate and time to relapse as measured by time to neurological progression; secondary end points included quality of life and overall survival. Due to the small number of patients eligible for participation, this study was not powered to detect prespecified differences in the end points unless they were very large. Anticipating possible differences in drug sensitivity, patients were stratified based on primary tumor histology into two groups: (a) breast cancer and small cell lung cancer; and (b) all other histologies. Randomization within each stratum was then accomplished using a computer-generated table of random numbers. The study was terminated after accrual of 61 patients, a number estimated to assure that 20 patients on each arm would be evaluable. This protocol was approved by the institutional review boards of all 19 medical centers participating in this trial.
All patients with histologically proven, nonlymphomatous solid tumors and cytologically demonstrated malignant cells in the CSF were eligible for participation if they were
18 years of age and had a KPS > 50%; no prior IT methotrexate (prior use of other IT drugs was allowed); an expected survival of at least 2 months; no other serious medical or psychiatric illness; and acceptable baseline hematological, hepatic, and renal function (platelets
80,000/mm3, WBC count
3,000/mm3, serum glucose
150 mg/dl, serum creatinine
2 times the upper limit of normal, and aspartate aminotransferase, lactate dehydrogenase, and alkaline phosphatase
3 times the upper limit of normal) and were able to give informed consent. Obstruction to normal CSF flow despite focal radiotherapy, the presence of a functioning ventriculoperitoneal shunt, or treatment with investigational chemotherapy within 14 days of study entry were prohibited. Concurrent systemic chemotherapy or radiotherapy for malignant disease outside of the nervous system, supportive therapy (including oral and i.v. corticosteroids), and limited field (but not whole brain or craniospinal) irradiation were permitted. Concurrent IT chemotherapy other than with the assigned study drug, other investigational therapy, or high-dose systemic chemotherapy was not allowed.
Before study enrollment, a complete history and physical examination and standardized neurological examination were performed, and KPS, Mini-Mental Status Exam, and FACT-CNS (29) scores were recorded. A radioisotope CSF flow study and a contrast-enhancing computerized tomographic or MRI scan of the head were performed in all patients. Spinal MRI or computerized tomographic myelography were also obtained if clinically indicated. Patients were recorded as having visible disease if subarachnoid nodules, subependymal tumor spread, enhancement and clumping of nerve roots, intraparenchymal brain or spinal cord lesions, or an epidural mass were identified on neuroimaging studies. The qualifying CSF cytology was evaluated by the participating cytopathologist at each of the study centers and was subsequently reviewed by the blinded central neurocytopathologist (G. B. S.).
Treatment Plan.
Fig. 1
presents a schematic of the study design and indicates that treatment was organized into two phases that included 1 month of induction and 3 months of consolidation. Patients who attained a response (conversion of their CSF cytology from positive to negative in the absence of neurological progression) at the end of the induction phase were eligible to enter the consolidation phase. During the induction phase, patients received either DepoCyt (50 mg once every 2 weeks) or methotrexate (10 mg twice a week) by either lumbar puncture or Ommaya reservoir. During the consolidation phase, DepoCyt was administered every 2 weeks for 1 month and then every 4 weeks for 2 months, whereas methotrexate was given every week for 1 month, and then every 2 weeks for 2 months.
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Drug treatment was delayed in patients whose WBC count fell below 1,500/mm3 or whose platelet count fell below 30,000/mm3. In patients who developed bacterial meningitis, treatment was suspended until the meningitis was cured. At that point, patients with a negative CSF cytology resumed treatment.
Evaluation of Response, Safety, and Quality of Life.
Follow-up physical and standardized neurological examinations and CSF cytological examinations were performed every 14 days during the induction period and first month of consolidation in both treatment arms, every 28 days during the last 2 months of consolidation, and monthly thereafter until CSF relapse or death. The primary study end point was "response" at the end of the induction period. Response was defined as a negative CSF cytology from all sites (lumbar and ventricular) that were known to be positive at study entry, plus a stable or improved neurological examination. Patients who met the criteria for cytological conversion, irrespective of whether they had progressed neurologically, were termed "cytological responders." Patients were declared nonresponders if they had a single positive CSF cytology at the end of induction, had two consecutive suspicious CSF cytologies, or had evidence of leptomeningeal disease progression on neurological examination. Patients responding to treatment at the end of the induction period proceeded to consolidation therapy; nonresponders were withdrawn from the study and were free to receive alternative treatment. Treatment decisions were based on the interpretation of the cytopathologist at each study site. However, the final determination of response for purposes of analysis was based on an independent central review of all CSF cytologies by the study neurocytopathologist (G. B. S.), who was blinded to drug assignment and the chronology of CSF samples. All patients were followed until death.
At the end of each treatment cycle, each principal investigator determined whether his or her patients had suffered neurological progression based on a global assessment of neurological signs and symptoms and CSF cytology. Time to neurological progression was defined as time from the start of treatment until neurological progression or death, whichever occurred first. Neoplastic meningitis-specific survival was defined as time from the start of treatment until death due to the meningeal component of the patients disease. Patients dying from other causes (including progression of their systemic disease) were censored in this analysis.
Treatment-related toxicity was recorded using CALGB expanded Common Toxicity Criteria. Complete physical and neurological examinations, complete blood counts, serum chemistries, liver enzymes, creatinine, urinalysis, and CSF examinations for WBCs and RBCs, glucose, protein, and malignant cells were performed before each cycle of therapy, monthly after the conclusion of treatment, and at additional points when clinically indicated. Drug-related meningitis, a non-CALGB toxicity category, was evaluated as a distinct entity. Drug-related meningitis was defined as the abrupt appearance, within 4 days of IT drug administration, of neck or back pain, neck stiffness, or any two of the following signs or symptoms: (a) headache; (b) nausea; (c) vomiting; (d) fever; (e) lethargy; or (f) culture-negative CSF pleocytosis. Drug-related meningitis was graded as mild (grade 1), moderate (grade 2), severe (grade 3), or life-threatening (grade 4), based on the severity of the worst component symptom or sign.
Quality of life was evaluated by administering the FACT-CNS scale at both study entry and the end of the induction period. The FACT-CNS scale consists of the Functional Assessment of Cancer Therapy-General Scale plus an "additional concerns" scale containing 12 supplementary items designed specifically for use in patients with neoplastic meningitis (29) . The trial prospectively documented adequate internal consistency of this instrument and its sensitivity to the response attained by the patient.
Statistical Procedures.
The primary analyses were performed on all 61 randomized patients using an intent-to-treat model. All study end points, analyses, and statistical tests used were prospectively defined. Proportions of responders in the two treatment arms were compared using Fisher exact test. Survival, neoplastic meningitis-specific survival, duration of cytological response, and time to neurological progression were estimated using Kaplan-Meier methods and compared with a log-rank test. A log-rank test was also used to compare survival times of responders and nonresponders. Changes in FACT-CNS scores from baseline to the end of the induction period were analyzed using an ANOVA model. Evaluation of patient characteristics for potential influence on progression-free survival was performed using proportional hazards regression analysis. First, a univariate analysis was performed for each of the potential predictors recorded in Table 1
. A stepwise analysis procedure was then used to develop a multivariate model for evaluating the predictors jointly. Treatment variables (randomization group, concurrent systemic chemotherapy, and concurrent radiation) were forced into the multivariate model. For all analyses, P
0.05 was considered statistically significant.
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| RESULTS |
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The mean number of cycles administered was 3.9 (median, 3.0) in the DepoCyt group and 2.3 (median, 2.3) in the methotrexate group. Nine DepoCyt-treated patients received all six planned cycles of therapy; no methotrexate-treated patients completed all six planned cycles of therapy. All 61 patients are included in the intent-to-treat analyses. Only the 59 patients who actually received at least one dose of IT chemotherapy are included in the toxicity analyses.
Response.
Response rates, which were calculated on an intent-to-treat basis, were 26% (8 of 31) for patients in the DepoCyt arm (95% confidence interval, 1450%) and 20% (6 of 30) for patients in the methotrexate arm (95% confidence interval, 634%; P = 0.76). Cytological responses (without regard to neurological status) occurred in 26% (8 of 31) of DepoCyt-treated and 23% (7 of 30) of methotrexate-treated patients (P = 1.00). Table 2
shows response as a function of the histological type of the primary tumor. Median survival from the time of randomization was 105 days in the DepoCyt group and 78 days in the methotrexate group (P = 0.16; Fig. 2
). Thirteen DepoCyt-treated patients (41%) survived for >6 months, and five (16%) survived for >1 year. Among methotrexate-treated patients, five (17%) survived for >6 months, and two (7%) survived for >1 year (P = 0.15 at 6 months and 0.43 at 1 year; Fishers exact test). Time to neurological progression differed significantly between the two groups (log-rank P = 0.007); median time to neurological progression was 58 days in the DepoCyt group and 30 days in the methotrexate group (Fig. 3)
. Duration of response was longer in the DepoCyt group, but not to a statistically significant degree (log-rank P = 0.31). Neoplastic meningitis was more frequently the sole cause or a major contributing cause of death in patients receiving methotrexate (16 of 26 patients, 62%) than in those treated with DepoCyt (13 of 28 patients, 46%). Neoplastic meningitis-specific survival also differed appreciably between the DepoCyt and methotrexate arms (log-rank P = 0.074; median meningitis-specific survival, 343 versus 98 days). These results are summarized in Table 3
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When a univariate Cox proportional hazards regression model was applied to the baseline patient characteristics listed in Table 1
, two variables were found to be associated with significantly improved progression-free survival: (a) treatment with DepoCyt (RR, 0.44; P = 0.006); and (b) longer pretreatment duration of CSF disease (RR, 0.79; P = 0.02). In the multivariate model, treatment with DepoCyt remained significant (RR, 0.34; P = 0.002). Longer pretreatment duration of CSF disease (RR, 0.64; P < 0.001), presence of visible central nervous system disease at diagnosis (RR, 4.87; P < 0.001), and a history of intraparenchymal tumor (RR, 0.14; P < 0.001) were also significant in this analysis.
Three patients received intralumbar chemotherapy. One DepoCyt-treated patient with breast cancer responded to therapy and survived for 465 days. A second DepoCyt-treated patient with non-small cell lung cancer did not respond and survived for 36 days. One patient with melanoma received intralumbar methotrexate, responded to therapy, and survived for 90 days.
There were no significant differences in any response measure between the tumor types listed in Table 1
or between breast or small-cell lung cancer versus those with other tumor types. There were also no differences in FACT-CNS results between the DepoCyt and methotrexate treatment arms between study entry and the end of induction therapy. Patients in either arm who responded to IT therapy did report an improved quality of life (mean change/SD = +2.0/10.1) compared with patients who did not achieve a response (mean change/SD = -4.8/21.7; P = 0.30), although complete data were available for only 10 responders and 15 nonresponders (14 DepoCyt- and 11 methotrexate-treated patients). Neither the Mini-Mental Status Exam score nor KPS changed significantly between the baseline and the end of the induction period in either treatment arm, nor was there a significant change in either measure when looked at separately for responders and nonresponders, regardless of treatment assignment.
Toxicity.
All patients who received at least one dose of their assigned drug were evaluated for toxicity. Of these 59 patients, 29 received at least one dose of DepoCyt, and 30 received at least one dose of methotrexate. Six patients (four in the DepoCyt arm and two in the methotrexate arm) died before completing induction therapy. Leptomeningeal disease progression was the primary cause of death in two patients (one in each treatment group) and was an important contributing cause in the deaths of the remaining four.
The frequency of CALGB grades 3 and 4 adverse events, by patient and by treatment cycle, are recorded for each treatment arm in Table 4
. When examined either by patient or by treatment cycle, only the frequencies of sensory/motor dysfunction (P = 0.021) and of visual impairment (P = 0.066) differed appreciably between treatment groups. Chemical meningitis of any grade was common and occurred with slightly greater frequency in the DepoCyt treatment arm (23% of treatment cycles) than in the methotrexate arm (19% of cycles; P = 0.57). In both treatment arms, the incidence of drug-related meningitis was dramatically higher when dexamethasone prophylaxis was omitted (Table 5)
. Irrespective of dexamethasone administration, grade 3 or 4 drug-related meningitis was seen in only 5% of DepoCyt cycles and only 3% of methotrexate cycles. There were no drug-related hypersensitivity reactions, hepatic or renal toxicity, or cardiac adverse events, and no adverse events unique to IT DepoCyt. Grade 3 or 4 neutropenia and thrombocytopenia were uncommon occurrencesin either treatment group and were attributed to systemic chemotherapy by the individual investigators in all cases. There were four deaths associated with febrile neutropenia (two in DepoCyt-treated patients and two in methotrexate-treated patients). In three of these cases, an underlying pneumonia was diagnosed. In one patient, no clear source of infection was identified. Four patients (three receiving DepoCyt and one receiving methotrexate) developed bacterial meningitis. In one of the DepoCyt group patients, the bacterial meningitis was diagnosed before the first dose of DepoCyt was given. Overall, no patient in either group had to delay therapy because of treatment-related toxicity. One DepoCyt-treated patient and one methotrexate-treated patient discontinued therapy because of drug toxicity (drug-related meningitis in the DepoCyt arm and neutropenia due to concurrent systemic chemotherapy in the methotrexate arm).
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| DISCUSSION |
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Although progressive systemic disease is sometimes the cause of death in patients with neoplastic meningitis, progressive leptomeningeal cancer is the primary cause in most patients and almost always results in devastating morbidity (11 , 22 , 30 , 34, 35, 36) . An important explanation for the failure of conventional therapy to improve survival or prevent clinical progression may be the difficulty in maintaining cytotoxic levels of chemotherapeutic agents in the CSF with standard doses and schedules. Whereas pharmacologically derived dosing regimens demanding multiple IT injections each week do provide prolonged cytotoxic drug levels in the CSF, these regimens are costly and logistically difficult for patients and physicians (17 , 24 , 25) .
In the current study, standard therapy for patients with solid tumor neoplastic meningitis, biweekly IT methotrexate, was compared with bimonthly DepoCyt during the induction phase in the largest prospective, randomized trial yet reported in this disease. Both treatment groups were comparable with regard to important prognostic factors cited in the literature (30, 31, 32, 33, 34, 35) . Response, duration of response, cytological response, overall survival, and percentage of long-term survivors were all similar between treatment arms. DepoCyt treatment was associated with a significantly improved time to neurological progression and increased neoplastic meningitis-specific survival.
Toxicity was also similar between treatment arms. Drug-related meningitis is a common (at least 20% of patients) and self-limited toxicity associated with both IT methotrexate (41 , 42) and standard IT cytarabine (43 , 44) . In the absence of dexamethasone prophylaxis, there was a high incidence of drug-related meningitis in both treatment groups, but the incidence was markedly reduced by concurrent oral dexamethasone administration. When symptoms did occur, they were easily controlled in both treatment arms by dexamethasone administration.
The frequency of visual toxicity was higher in the methotrexate group (4 of 30 patients) than in the DepoCyt group (0 of 29 patients). IT methotrexate alone has been associated with visual loss in patients with neoplastic meningitis (45) and may increase the frequency of radiation-related optic neuropathy in patients who have previously received cranial irradiation (46 , 47) . In this study, the difference between the two treatment groups is probably explained by the more rapid disease progression in the methotrexate group, because visual loss is a common symptom of progressive neoplastic meningitis (11 , 22) . The development of sensory and motor deficits was significantly more common with methotrexate treatment (10 of 30 patients) than with DepoCyt treatment (4 of 29 patients), but again, this finding probably reflects more rapid CSF disease progression in the methotrexate group rather than direct drug toxicity. More rapid CSF disease progression also accounts for the smaller number of treatment cycles given to patients in the methotrexate arm compared with the DepoCyt arm.
Interestingly, survival was significantly longer in responding patients in both treatment groups compared with nonresponders, regardless of whether overall response or just cytological clearing was considered. Similarly, improved quality of life, as registered by the FACT-CNS questionnaire, was seen in responding patients, but not in nonresponders. Both these findings must be interpreted with caution. Whereas "response" is associated with improved survival, causality cannot be proven. Similarly, changes in the FACT-CNS data are based on a subset of responding (10 of 14) and nonresponding (15 of 47) patients. Nonresponders in particular were often too ill to complete the FACT-CNS questionnaire. Nevertheless, these two findings suggest that "response" and "cytological response," as defined in this study, are valid study end points. These findings also imply that effective treatment can provide meaningful benefit to a subgroup of patients with neoplastic meningitis.
There were no differences in posttreatment FACT-CNS scores between treatment arms, but the FACT-CNS does not record information about the convenience of or patient preferences for different treatment regimens and was therefore insensitive to a potentially important advantage of DepoCyt over methotrexate. In addition, complete data were available for only a relatively small number of patients.
Knowledge of prognostically important variables in neoplastic meningitis is critical to optimally use effective therapies, provide reliable prognoses, and design valid clinical trials. Multivariate regression analysis of our patients, which included concurrent treatment with systemic chemotherapy, identified three variables predictive of longer progression-free survival: (a) treatment with DepoCyt; (b) longer duration of CSF cancer before starting IT therapy; and (c) a history of intraparenchymal tumor. Presence of visible central nervous system tumor on pretreatment neuroimaging studies was predictive of shorter progression-free survival; however, some patients with normal CSF flow studies and no spinal symptoms did not undergo spinal MRI scanning. As a result, some patients with asymptomatic but potentially imageable spinal leptomeningeal disease may have been missed. Similar findings have been reported by others in both prospective (30) and retrospective (31, 32, 33, 34, 35) studies.
Several important aspects of this study require elaboration. First, cytarabine, the active drug in DepoCyt, has not generally shown significant activity against advanced solid tumors when administered i.v. However, cytarabine is effective against a wide spectrum of solid tumors, in both the laboratory and the clinic, when prolonged administration schedules, such as that provided in the current study, are used (48, 49, 50, 51, 52) . In fact, cytological responses were seen in a variety of tumor types, including small cell lung cancer, non-small cell lung cancer, breast cancer, colon cancer, melanoma, and glioblastoma, both in this study and in an earlier Phase I/II study (28) . Second, only patients with malignant cells in the CSF were eligible for this study. In practice, patients with compelling clinical, radiographic, and CSF chemistry evidence of neoplastic meningitis are sometimes diagnosed and treated despite a negative CSF cytology (11 , 53 , 54) . In this trial, however, a positive CSF cytology was required to provide a diagnostically homogeneous patient population and an objective treatment outcome measure. We were similarly stringent with regard to the definition of response, insisting on a primary end point that required both clearing of malignant cells from the CSF and stable or improved neurological status. In this regard, we followed the lead of nearly all recent clinical trials in neoplastic meningitis (5 , 6 , 30 , 34 , 37 , 55, 56, 57, 58) . Furthermore, in concert with other trials (11 , 34 , 59, 60, 61) , we required that all CSF sites (i.e., lumbar and ventricular) that were known to be cytologically positive at the time of study entry be devoid of malignant cells at the time of response evaluation. We also based all assessments of response on the reading of a blinded central neurocytopathologist. Third, we required the radiographic demonstration of normal CSF flow using a 99technetium or 111indium CSF flow study before patients could be randomized. In practice, CSF flow studies are not always performed before initiating treatment in patients with neoplastic meningitis. However, there is compelling evidence to support this approach (13 , 15 , 62) , regardless of the type of IT chemotherapy used. Finally, extremely ill patients (those with KPS < 60% and expected survival < 2 months) were excluded from this study. Whereas this exclusion is common practice in oncology clinical trials and in the largest previous prospective trial in neoplastic meningitis (33) , our results may, as a consequence, not be generalizable to patients with very poor performance scores.
Neoplastic meningitis remains a devastating and ultimately fatal disease. Even in the DepoCyt group, median survival was only 15 weeks. Nevertheless, DepoCyt provides longer progression-free survival, comparable safety, and a more convenient dosing schedule than conventional therapy. Because this was an open-label trial and therefore subject to potential investigator bias, caution is advised in interpreting the prolongation of time to neurological progression. However, the fact that the DepoCyt treatment schedule allows 75% fewer trips to the outpatient clinic, resulting in less "down time" spent in actual therapy, is a clear advantage . The reduced number of treatments also makes intralumbar administration of drug feasible for the physician and more palatable for the patient. Pharmacokinetic data suggest that sustained cytotoxic CSF levels are maintained even in ventricular CSF after lumbar administration of DepoCyt (16 , 27 , 28) , in contrast to the situation with nonsustained release agents (12 , 21 , 63 , 64) . Consequently, patients who are poor surgical candidates for or refuse the placement of a ventricular reservoir can still be treated in a pharmacologically rational way. The availability of an effective sustained-release drug also makes it possible to treat patients whose inability to travel to the clinic or office twice a week precludes adequate conventional therapy. Finally, the possibility of more convenient prophylactic therapy for high-risk patients (for example, those with acute lymphoblastic leukemia and possibly selected patients with lymphomas, small cell lung cancer, and certain primary brain tumors) can be considered. Studies to evaluate these possibilities are planned.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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1 Supported in part by SkyePharma Inc. (San Diego, CA). ![]()
2 To whom requests for reprints should be addressed. Present address: University of Massachusetts Berkshire Medical Center, Department of Medicine, 725 North Street, Pittsfield, MA 01201. Phone: (413) 655-9906; Fax: (413) 655-0233; E-mail: mjg{at}massmed.org ![]()
3 The abbreviations used are: CSF, cerebrospinal fluid; IT, intrathecal; KPS, Karnofsky performance score; FACT-CNS, Functional Assessment of Cancer Therapy-CNS; MRI, magnetic resonance imaging; CALGB, Cancer and Leukemia Group B; RR, relative risk. ![]()
Received 3/31/99; revised 6/22/99; accepted 7/ 1/99.
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