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Clinical Trials |
Departments of Obstetrics and Gynecology, Division of Gynecologic Oncology [D. L. T., S. R-F.], Cell Biology [P. S. O., A. R. H., J. T. H.], and Pathology [J. T. H.], Vanderbilt University, Nashville, Tennessee 37232-6838
| ABSTRACT |
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| INTRODUCTION |
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The overexpression of tumor suppressor genes is a genetic strategy for cancer gene therapy and includes gene transfer protocols involving vectors expressing p53 and BRCA1. Although the molecular function of BRCA1 is controversial and may include DNA repair or transcriptional functions (4) , overexpression of BRCA1 into sporadic breast or ovarian cancer cells that usually show low BRCA1 expression (5 , 6) results in growth inhibition and tumor suppression (2 , 5 , 7 , 8) . Growth inhibition by BRCA1 has itself been controversial, leading some to question the rationale for BRCA1 gene therapy (9) , but subsequent studies have shown growth inhibition or tumor suppression by BRCA1 in vitro (2 , 4 , 8, 9, 10, 11, 12, 13, 14, 15) or in vivo (2 , 7 , 8 , 11) . The mechanism of growth inhibition by BRCA1 is unknown and may involve interactions with p21 (10) or p53 (11) or induction of apoptosis (12) . Our prior Phase I study of 12 patients with extensive ovarian cancer treated with a retroviral vector expressing the BRCA1 splice variant LXSN-BRCA1sv demonstrated vector stability, minimal immune response, gene transfer and expression, and tumor reduction in some patients (2) .
Because initial Phase I gene therapy trials have necessarily been focused on treatment of patients with extensive metastatic disease, few or no data are available regarding vector stability or immune response in patients with less extensive disease. This is an important gap in our current understanding of patient responses to vector gene therapy, because patients with localized small-volume disease may represent the best target population for present-generation viral vectors.
| MATERIALS AND METHODS |
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Retroviral Vector Production, Administration, and Characterization.
The structure and sequence of the retroviral vector are as reported previously in the Phase I trial (2)
. The LXSN-BRCA1sv retroviral vector used incorporates a BRCA1 splice variant (GenBank accession no. AF005068) originally used to demonstrate growth inhibition and tumor suppression (7
, 8)
. Vector structure, production, and testing were as previously described (2)
. Briefly, PA317 producer cells were grown in a Corning Costar Cell Cube System (Corning Incorporated, Acton, MA) perfused with Aim V (serum-free medium approved by the FDA for injection into patients; Life Technologies, Inc., Gaithersburg, MD), and LXSN-BRCA1sv retrovirus-containing supernatant was collected sterilely under optimal cGMP conditions. Polybrene (Sigma Chemical Co., St. Louis, MO) was added to 8 µg/ml final concentration before aliquots were frozen at -70°C. Extensive cGMP testing was done on aliquots of vector taken before, during, and after production, and the vector was found to be negative for endotoxin, bacterial, mycoplasm, and viral contamination; and replication-competent retroviruses (by PG4 assay after amplification on Mus dunni). Aliquots of vector were thawed and transported to the patient on wet ice. Infusions of vector were always initiated within 1 h of thawing the vector aliquot. Either 100 ml (patients 13) or 33 ml (patients 46) of vector were administered with 1.5 liters of saline i.p. daily for 4 days. The patients received three courses of treatment in 3 months before second-look laparoscopy was performed.
The biological activity of the vector lot used in the Phase II trial was characterized using the lot-release criteria established with the FDA and compared with the biological efficacy of the vector used in the Phase I trial. The Phase II vector lot was shown to produce a titer transforming G418 resistance to NIH 3T3 fibroblasts, which was directly comparable with that of the Phase I vector lot. It also showed greater than 90% reduction of colony formation of MCF-7 cells, thereby demonstrating similar growth inhibition in vitro as recorded for the Phase I lot. Most importantly, both Phase I and Phase II vector lots were used in animal tumor suppression studies and showed an identical reduction in tumor volume and increased survival in both ovarian cancer and breast cancer models (data not shown; data on file with the FDA).
Patient Selection and Eligibility Criteria.
Patients with recurrent or persistent epithelial ovarian cancer were considered for study. All patients had to have been treated previously with standard debulking surgery and platinum/paclitaxel first-line chemotherapy. Written informed consent was obtained from all patients before investigations to determine eligibility were performed. Inclusion criteria for the Phase II study included minimal recurrent or persistent epithelial ovarian cancer with no tumor dimension greater than 3 cm confined to the peritoneal cavity; age >18 and <75 years; Gynecologic Oncology Group performance status <2; life expectancy >3 months; 4-week interval since previous surgery and/or cancer therapy; and adequate hematological (WBC count >4000 mm3), hepatic (bilirubin <2 mg/dl; aspartate aminotransferase <2 x normal level), and renal (creatinine < 1.5 mg/dl) functions. Exclusion criteria included active bacterial infections; other concomitant cancer therapies; heart failure (New York Heart Association class 4); respiratory, renal, hepatic, or hematological dysfunction; and anticoagulant or antiplatelet therapy. Stages at diagnosis were III (five patients) and IV (one patient). Mean number of previous chemotherapy regimes was two, compared with more than three for the Phase I trial (Table 1)
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Vector Stability and Immune Studies.
Presence of retroviral vector recoverable from patient fluids was determined by PCR as previously described (2)
. Briefly, samples of patient fluids (blood and peritoneal fluid) were taken before the first infusion of vector and immediately before subsequent infusions. This gave an approximately 24-h survival test of the vector in vivo. Peritoneal fluid was centrifuged and separated into a fluid sample and a cell pellet sample. Leukocytes and plasma were isolated from the blood sample. PCR was then done on all samples with primers used in the prior Phase I study as described (2)
. Because PCR fluid determinations were performed on 5 µl of peritoneal supernatant and PCR cell pellet determinations were performed on cells from as much as 10 ml of peritoneal fluid, the PCR cell pellet assay had greater sensitivity (i.e., it could detect smaller quantities of vector). Patient plasmas and peritoneal fluids were frozen and then used for measurements of CH50 or Western blotting for envelope antibodies. CH50 was performed following the manufacturers instructions on plasma and peritoneal samples, using antibody-sensitized sheep erythrocytes (Sigma Chemical Co.). Basically, patient peritoneal fluid or plasma was incubated with antibody-sensitized sheep erythrocytes in sodium barbital buffer for 30 min at 37°C. The extent of antibody-dependent lysis was then determined by pelleting unlysed red cells and measuring hemolysis in the supernatant by spectrophotometry against a standard curve. Standard complement serum (Sigma Chemical Co.) was used as a control standard. Western blotting for envelope antibodies was performed by electrophoresis of purified retroviral particles derived from murine leukemia virus-Moloney Spleen, (Quality Biotech, Inc., Camden, NJ) on SDS-PAGE gels followed by electrotransfer to nylon membranes and then incubation of nylon membranes with patient antibodies at dilutions (titers) between 22 and 740. Antibodies were visualized by incubation with a 1:10,000 dilution of peroxidase-conjugated secondary antibody directed against IgG heavy and light chains (Pierce Chemical Co., Rockford, IL). Positive controls for the Western blots included primary antibodies directed against Mr 70,000 and 30,00002 envelope proteins (Quality Biotech, Inc.).
Neutralizing antibodies were detected by incubating 50 µl of patient plasma or peritoneal fluid with LXSN-BRCA1sv retroviral vector for 60 min and then adding this to NIH3T3 target cells for 1 h in the presence of 8 µg/ml Polybrene. The following day, 1 mg/ml G418 was added to the medium, and colony counts were performed 7 days later. Control plasma or peritoneal fluid did not decrease the titer of G418 resistance, and pretreatment samples of Phase I and Phase II patients did not neutralize virus in this assay (neutralization was defined as a greater than 80% reduction of G418-resistant colonies).
Statistical Analysis.
The primary goal of this Phase II clinical trial was to estimate the overall response rate (complete and partial recovery) of BRCA1 gene therapy in patients with ovarian cancer. Thirty to 40 patients would be enrolled in the study. A two-stage accrual design described by Simon (16)
would ensure that the number of patients exposed to this therapy was minimized. With evidence that the true underlying overall response rate is at least 20%, consideration would be given for further testing of this trial. However, if BRCA1 gene therapy is inactive in patients, the study should be terminated early. Initially, 15 eligible patients were planned to be entered into the study. If there was no response in these 15 patients, the trial would be terminated with the conclusion that there was little evidence to suggest that the overall response rate would reach 20%. Although six patients without a clinical response did not satisfy this early stopping rule, the complete lack of vector stability and marked difference in immune response compared with the Phase I trial led us to stop the trial after consultation with the FDA.
| RESULTS |
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Patients received four daily doses of gene therapy with saline (i.p.) monthly for 3 months before second-look laparoscopy and photography. If disease stability or regression were observed, then the patient would be treated for another 3 months. Six female patients, median age 49 years (range, 3967; Table 1
) with epithelial ovarian carcinoma were entered into the Phase II study and treated with i.p. injection of the retroviral vector LXSN-BRCA1sv, a splice variant of BRCA1 (7
, 8)
. The extent of disease of patients was quantitated by laparoscopy and photography (Fig. 1a)
and thus differed greatly from the extensive disease found in the Phase I patients (Fig. 1b)
. All Phase II patients had tumor nodules smaller than 3 cm in diameter. These eligibility criteria were created in consultation with the FDA and were based on observations in the Phase I trial, which indicated that retroviral vector treatment was ineffective against large bulky tumors and more effective in reduction of small, miliary tumors less than 2 cm in diameter (2)
. Patients 13 were treated with 3.3 x 109 viral particles per day, and patients 46 had their dose reduced to 1.1 x 109 viral particles per day after we consulted with the FDA because of development of anti-retroviral vector antibodies. Nutritional status and immunocompetence were evaluated with serum albumin levels and complete blood counts. The mean albumin level was 3.92 g/dl compared with 3.24 g/dl in Phase I patients (P = 0.003, paired t test). Total WBC counts were statistically different between Phase II and Phase I patients, but no difference was noted in hematocrits or absolute lymphocyte counts (Table 1)
. Graphing WBC counts versus albumin illustrates the marked distinction between the immunoresponsive, relatively healthy Phase II patients and the Phase I patients (Fig. 1c)
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Clinical analysis of the Phase II trial included measures of toxicity and clinical responses. Preclinical studies of i.p. LXSN-BRCA1sv injection produced toxicity in immunocompetent mice that developed peritonitis (2) . A Phase I trial of BRCA1 gene therapy in patients with ovarian cancer resulted in 25% incidence of self-limiting sterile peritonitis. Of six Phase II patients treated, three developed sterile peritonitis characterized by abdominal discomfort, elevated peritoneal fluid neutrophil count, and fever. In all patients, this was self-limiting and did not cause a delay in treatment schedule. All Phase II patients developed progressive disease after no more than three cycles of therapy and were consequently scored as having no objective response to this therapy. Three patients developed metastatic disease outside the treatment field. Although six patients without a clinical response did not satisfy the planned early-stopping rule, the complete lack of vector stability and marked difference in immune response compared with the Phase I trial led us to stop the trial after consultation with the FDA.
| DISCUSSION |
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An important finding from our previous Phase I study of BRCA1 gene therapy for ovarian cancer was low antibody response (25%) and high stability of vector (66%) (2)
. This is contrasted by 100% antibody response and 0% stability of vector in this Phase II trial. This may be explained by significant differences in immunocompetence between the Phase I and II patients such as differences in tumor, number of previous chemotherapy cycles, and nutritional status. Tumor burden has been shown to affect anergy status possibly by production of growth factors, such as transforming growth factor (17
, 18)
. All patients in the Phase I trial had large tumor masses and extensive carcinomatosis typical for patients with end-stage ovarian cancer. Phase II patients tumor burden was much smaller, with no measurable tumor greater than 3 cm. Nutritional status, measured by serum albumin, which directly affects immune status, was significantly different between Phase I and Phase II patients. Correlation between serum albumin levels and anergy has been well described (19)
. Albumin has also been used as a predictor of survival in patients with ovarian cancer (20)
. Using the independent significant variables of albumin and WBC count, a scatter plot diagram illustrates the distinct difference in the Phase I and Phase II populations of patients (Fig. 1c)
. These results suggest distinct differences in patient response to i.p. vector injection based on extent of disease and immune response. Greater immunocompetence in Phase II patients is indicated by development of neutralizing antibodies to viral envelope proteins, higher albumin levels, and higher CH50 levels. Because these results were not anticipated, we did not include extensive immunological testing. Future protocols will include multiple assays for humoral and cell-mediated immunity, including anergy skin testing in all patients.
Healthier patients with less extensive disease were treated in the Phase II trial, because Phase I studies showed that i.p. retroviral vector was ineffective against large-volume, bulky disease. Our Phase II results showing that healthier patients with smaller tumors rapidly degrade vector clearly presents a therapeutic quagmire, because the theoretically treatable small-volume disease is apparently associated with vector degradation. Possible strategies for dealing with this dilemma include the development of less immunogenic vectors or coadministration of immunosuppressive agents with retroviral gene therapy in Phase II patients with small-volume disease (21) .
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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1 This work was funded by National Cancer Institute Grant CA77134 (to D. L. T); the Vanderbilt General Clinical Research Center Core Grant 5M01RR00095; the Frances Williams Preston Laboratories of the T. J. Martell Foundation (to D. L. T and J. T. H); and the Robert J. Kleberg, Jr., and Helen C. Kleberg Foundation (to J. T. H). ![]()
2 Present address: Division of Gynecologic Oncology, Department of Obstetrics and Gynecology, East Carolina University School of Medicine, Greenville, NC. ![]()
3 To whom requests for reprints should be addressed, at Vanderbilt University, 2220 Pierce Avenue South, MRB II 659, Nashville, TN 37232-6838. Phone: (615) 936-3114; Fax: (615) 936-1790; E-mail: jeff.holt{at}mcmail.vanderbilt.edu ![]()
Received 12/22/98; revised 3/ 4/99; accepted 4/ 1/99.
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