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Experimental Therapeutics, Preclinical Pharmacology |
Department of Medical Sciences [A. E. H., I. D. K., D. M. V.] and Surgical Sciences [L. J. F., C. A. B.], School of Veterinary Medicine, and The Comprehensive Cancer Center [D. M. V.], University of Wisconsin-Madison, Madison, Wisconsin 53706, and Battelle Memorial Institute, Columbus, Ohio 43201 [M. S., M. E. P., A. R. I.]
| ABSTRACT |
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| INTRODUCTION |
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The outcome for the treatment of primary and metastatic lung cancer in humans has not changed dramatically despite the availability of new chemotherapeutic agents. The reasons for treatment failure are diverse, but one possibility may be the inability to deliver adequate drug concentrations to the tumor site with systemic administration. Pulmonary delivery of antineoplastic drugs offers the theoretical advantage of achieving high local pulmonary concentrations of a drug while minimizing systemic exposure. Thus the possibility exists of optimizing local action of chemotherapeutics with significantly lower overall dose and fewer systemic side effects. The efficacy of locoregional application of chemotherapy has been demonstrated in a variety of cancers including liver, bladder, and ovarian cancer. Isolated lung perfusion has been used with limited success in a small number of patients (19) but is unlikely to be widely used because it requires surgery.
Few studies exist documenting the feasibility of delivering antineoplastic agents by inhalation. Tatsumura et al. (20) evaluated inhaled administration of 5-FU2 in dogs and achieved high concentrations of the drug in the trachea, hilar bronchi, and regional lymph nodes within 2 h of treatment. He also reported responses in 6 of 10 patients with non-small cell lung cancer given aerosolized 5-FU. The biological activity and safety of aerosolized liposomal interleukin 2 has been demonstrated in normal dogs, and, when administered to dogs with spontaneously occurring lung tumors, objective regressions were observed (21, 22, 23) .
There is no documented clinical experience to date of DOX or PTX locoregional delivery to the lungs via inhalation for lung tumors. Preclinical studies, performed by the authors in normal rodents and dogs, have demonstrated the feasibility of delivering chemotherapeutic compounds by the inhalation route without serious toxicity.3 This study represents part of an effort to determine the safety and efficacy of pulmonary-delivered antineoplastic drugs, using pet dogs with spontaneously arising primary and metastatic lung cancers as a model.
| SUBJECTS AND METHODS |
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Treatment.
Dogs received newly developed inhalation solutions of either PTX or DOX by inhalation once every 2 weeks. DOX HCl was purchased from Alfa Aesar (Ward Hill, MA), and was dissolved in 20% ethanol at a concentration of 16 mg/ml. PTX was purchased from Hande Tech, (Houston, TX) and was dissolved in a mixture of polyethylene glycol 200 and ethanol at 75 mg/ml. An aerosol device especially designed to capture all of the exhaled and fugitive drug was used (Fig. 1)
. The device consists of a Pari LC Jet nebulizer, an aerosol plenum, an intake and an exhaust filter contained within a sealed ABS/polycarbonate box maintained under negative pressure to prevent escape of fugitive aerosol. Additionally, all of the exhaled air is routed through the exhaust filter. It has been demonstrated in laboratory studies that no detectable drug passed through the filter during the operation of the device. Further verification of the trapping efficiency of the filter was performed by nebulizing Tc 99m-spiked vehicles. Initially, the study was conceived to involve randomization into one of the two treatment groups with cross-over to the alternate compound, should treatment fail. However, because of the initial unavailability of PTX, the majority of dogs were started on DOX therapy. Dogs were anesthetized with an i.v. bolus of propofol and were maintained on a continuous rate infusion. The goal was to maintain a light plane of anesthesia that allowed for spontaneous respirations. Inhalation compounds were delivered to the patient by use of an endotracheal tube. Oxygen was supplemented at 100% to all of the dogs with each event. The targeted dose delivery to the pulmonary tree was 3 mg of DOX and 40 mg of PTX per inhalation therapy event. The doses used in this study were selected on the basis of results obtained in normal beagle dogs.3
In those studies, inhalational DOX was given to groups of six dogs per sex at doses ranging from 1 to 10 mg/m2 BSA (total deposited dose) and of PTX ranging from 10 to 90 mg/m2. Doses of DOX greater than 3 mg/m2 deposited in the respiratory tract caused severe local toxicity. By contrast, inhaled PTX caused little or no local toxicity but, at the highest dose, did cause about a 50% decrease in the WBC count. Thus, pulmonary deposition of 3 mg and 40 mg, DOX and PTX, respectively, assuming a BSA of one square meter, were selected for the present study. The amount of each drug delivered was controlled by the duration (in minutes) of inhalation exposure. This was calculated based on the dogs stabilized minute-volume of respiration under light anesthesia and ranged from 5 to 21 min. Heart rate, respiratory rate, and oxygen saturation were monitored during each event. When possible, a sample of blood was collected from either the lateral saphenous or the jugular vein before, and up to 20 min after, exposure, for an assay of plasma drug levels.
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Response.
Thoracic radiographs were performed before each treatment event to assess the response. Radiographic interpretation included quantitative measurements of tumor nodule number and volume (V = 4/3
r3) of discrete pulmonary nodules performed by a single, board-certified veterinary radiologist. The end point of study was response to therapy. Response to therapy was categorized as CR (complete regression of all of the measurable tumors); PR (greater than 50% decrease in volume of all of the measurable tumors); stable disease (less than a 50% decrease or no more than a 25% increase in the volume of all of the measurable tumors); or progressive disease (a 25% or more increase in tumor volume or the appearance of new lesions). CR and PR were the only responses considered.
Toxicity.
At each evaluation and treatment, dogs received a complete physical examination, complete blood cell count, biochemistry profile, and urinalysis and were assigned a modified Karnofsky Performance Score. Any changes in hematological or serum biochemical parameters or performance status compared with pretreatment evaluation, as well as any clinical adverse effects, were noted.
| RESULTS |
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Plasma Drug Levels.
Pre- and posttreatment blood samples were obtained from 18 dogs exposed to DOX and 16 dogs exposed to PTX. Both drugs were present in plasma samples taken within 1 min after inhalation of the drug, with concentrations falling rapidly over the next several minutes. Because serial blood samples were not collected from each dog and because the dogs were not dosed on the basis of body weight or body surface area, no pharmacokinetic analyses were possible. The concentrations of drug in plasma ranged from 0.5 to 10 ng/ml for DOX and from 175 to 1245 ng/ml for PTX. These levels are less than one-tenth of the maximum concentrations of these drugs in plasma from normal dogs after i.v. administration of 20 mg/m2 and 160 mg/m2 DOX and PTX, respectively, doses in the therapeutic range for these drugs in dogs (25)
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Response.
Evaluation of response was available in 24 cases. A total of six responsesfive PR and one CRwere observed for an overall response rate of 25%. This included 4 (22.2%) of 18 evaluated DOX-treated dogs (all PR) and 2 (13.3%) of 15 evaluated PTX-treated dogs (1 PR, 1 CR). Figs. 2
and 3
represent examples of tumor responses to inhalation therapy. Tumor types experiencing responses include OSA (n = 3) and one each of liposarcoma, hemangiosarcoma, and undifferentiated sarcoma. One dog with mammary carcinoma experienced a 47% reduction in volume after PTX inhalation, just shy of PR criteria. Durations of response ranged from 14 to
324 days (median, 28 days). Additionally, one dog with widespread metastatic liposarcoma is presently experiencing a long-term stabilization of disease on PTX inhalation (>495 days) after initially failing DOX inhalation therapy.
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| DISCUSSION |
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Three of the six responders were dogs with pulmonary metastatic OSA. Two dogs achieved partial remissions with DOX inhalation, and one dog demonstrated partial regression of metastatic hilar lymphadenopathy, which suggested uptake of the inhaled drug into regional lymph nodes. Similar observations have been made by Tatsumura et al. (20) , who demonstrated high concentrations of 5-FU in hilar lymph nodes in dogs undergoing inhaled administration of the drug. Similarly, exposure of the lung to DOX by isolated perfusion was capable of achieving significantly higher drug levels in lymph nodes and lung (19 , 26) .
The CR occurred in a dog with a solitary OSA metastasis. This dog demonstrated complete regression of tumor after three PTX inhalation treatments. Four additional treatments were administered after the CR, and the dog remains disease-free at the time of writing (>325 days). These responses in dogs with OSA are particularly noteworthy for two reasons: (a) systemic chemotherapy is virtually ineffective for canine OSA once gross pulmonary metastases develop (27) . Only 1 PR, lasting 21 days, occurred in 45 dogs undergoing single-agent systemic chemotherapy for pulmonary metastatic disease (27) ; and (b) all of the three dogs with OSA that exhibited responses to inhaled drug had received prior systemic chemotherapy. Two of thom demonstrated responses to inhaled DOX after having received systemic DOX before the development of their pulmonary metastases.
Of eight evaluable dogs with a carcinoma, only one (mammary) achieved a near response (47% reduction in volume). Most dogs undergoing inhalation therapy for carcinomas had advanced primary lung or metastatic mammary cancers. Although, historically, carcinomas respond more favorably to systemic chemotherapy than sarcomas, the lack of response of carcinomas in this study may be by virtue of extensive tumor burden rather than tumor type. This may reflect an inability to achieve adequate drug penetration into larger tumors. This is supported by the observation in several of our dogs that within the same patient, small nodules often regressed, whereas larger nodules remained static or progressed. We currently are completing a study in dogs with spontaneous primary lung carcinomas after lobectomy to resect gross parenchymal disease whose hilar regional nodes are determined to be positive histologically for metastasis. These dogs are receiving inhalation chemotherapy after cytoreductive lobectomy and will represent a model for efficacy in the micrometastatic setting rather than the macroscopic setting used in the present study.
No dog that achieved an initial response with one drug achieved a response when crossed-over to the alternate compound. However, one dog with liposarcoma metastases that progressed on DOX has had a long-term stabilization of disease (>495 days) with PTX inhalation therapy. It appears that the inhaled PTX has resulted in the inhibition of tumor growth, perhaps by the known antiangiogenic effects of PTX. Remarkably, this dog has a considerable tumor burden but remains asymptomatic and leads a normal life.
Administered doses of drugs were sufficient to result in regression of tumors without associated toxicity. The acute side effects of myelosuppression, nausea, and vomiting frequently associated with i.v. administration of PTX and DOX were not observed in any dog. Cardiotoxicity, a cumulative dose-limiting effect of i.v. administration of DOX, was not observed in any dog receiving DOX inhalation alone. These findings are consistent with the results of distribution of 14C-DOX after i.v. or inhalation administration in normal beagle dogs (28) . Levels of 14C in lung were demonstrated to be 1520 times higher after inhalation during the first 24 h after dosing. By contrast, the uptake of 14C in systemic circulation and heart was significantly lower after inhalation administration.
Acute local pulmonary effects of DOX were observed in nearly 50% of the dogs and consisted of an intermittent, nonproductive cough. These side effects were not dose-limiting in any animal and only rarely required antitussive therapy. This side effect is likely related to the direct effect of DOX on pulmonary tissues and was consistent with the mild-to-moderate histological pulmonary pathology observed in several of the dogs receiving DOX, although the primary cancer and irritation from the endotracheal tube may be contributing factors.
Although not part of the study presented here, we have observed chronic pulmonary changes in three dogs undergoing DOX inhalation treatment in an ongoing parallel micrometastatic inhalation chemotherapy trial. In these three dogs, radiographic changes consistent with toxin-induced pneumonitis and fibrosis were observed. Two dogs received four treatments concurrent with systemic DOX as specified by the trial; and one dog received six inhalation treatments of DOX adjuvantly for a resected primary lung tumor. Only one dog exhibited clinical signs that included tachypnea, hypoxia, and hypercapnia. Wedge biopsy of the lung confirmed the presence of pulmonary fibrosis. Supportive treatment with corticosteroids, bronchodilators, and antitussives resulted in significant clinical improvement. Importantly, all of the three dogs were toy breeds, weighing less than 8 kg. Because the dose of nebulized DOX in this study was not adjusted for body weight, smaller dogs received a higher exposure of drug to the airways compared with larger dogs on the basis of m2 lung surface area, which is about one-third less in small dogs (<8 kg) than in large dogs (>30 kg). Indeed, extrapolation of plasma drug levels from results in normal beagles revealed that all of the three dogs received more than 5 mg/m2 deposited dose, well above the maximum tolerated dose for single exposure of DOX of 1.3 mg/m2 for chronic pulmonary changes in normal beagle dogs (data not shown).
No attempt was made in this trial to optimize the dosing procedure. The alternate-week dosing schedule was based on the cyclic dosing of cytotoxic drugs given i.v. in which myelosuppression is generally dose-limiting. However, for inhalational chemotherapy, in which local or regional responses are desired and local toxicity may be dose-limiting, a schedule based on nonpulmonary drug effects may not be appropriate. Studies to determine the most effective dose and schedule for each drug, together with a pharmacokinetic evaluation, will be important for the future development of this treatment modality. Although there was no indication of bronchospasm in these dogs, it is conceivable that pretreatment with a bronchodilator may improve the distribution of the aerosolized drug within the lung and improve its efficacy in some dogs. Thus, although there seem to be ways by which the effectiveness of inhaled chemotherapy can be enhanced, the results of this trial support the role of inhalational chemotherapy as targeted local therapy in the treatment of primary and metastatic lung cancers. Responses were achieved in several animals that had previously undergone and failed standard systemic chemotherapy protocols. The doses of inhaled agents that resulted in responses were well tolerated in all of the animals, with minimal-to-no side effects. This trial also demonstrates the utitlity of spontaneous tumors in animals as translational models for the evaluation of these and other novel anticancer therapies.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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1 To whom requests for reprints should be addressed, at School of Veterinary Medicine, University of Wisconsin-Madison, 2015 Linden Drive West, Madison, WI, 53706. Phone: (608) 263-9804; Fax: (608) 265-8020; E-mail: vaild{at}svm.vetmed.wisc.edu ![]()
2 The abbreviations used are: 5-FU, 5-fluorouracil; DOX, doxorubicin; PTX, paclitaxel; CR, complete response; PR, partial response; OSA, osteosarcoma. ![]()
3 M. Stonerook, M. E. Placke, and A. R. Imondi, unpublished data. ![]()
Received 3/31/99; revised 6/ 4/99; accepted 6/ 4/99.
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