
Clinical Cancer Research Vol. 6, 11-16, January 2000
© 2000 American Association for Cancer Research
Cyclin E Expression, a Potential Prognostic Marker for Non-Small Cell Lung Cancers
Takayuki Mishina1,
Hirotoshi Dosaka-Akita1, 2,
Fumihiro Hommura,
Motoi Nishi,
Tetsuya Kojima,
Shigeaki Ogura,
Michio Shimizu,
Hiroyuki Katoh and
Yoshikazu Kawakami
First Department of Medicine [T. M., H. D-A., F. H., T. K., S. O., Y. K.] and Second Department of Surgery [H. K.], Hokkaido University School of Medicine, Department of Surgical Pathology, Hokkaido University Medical Hospital [M. S.], and Department of Public Health, Sapporo Medical University School of Medicine [M. N.], Sapporo 060-8638, Japan
 |
ABSTRACT
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Cyclin
E is a G1 cyclin that has been shown to be one of the key regulators of
the G1-S transition and could consequently be a deregulated
molecule in tumors. In the present study, we have characterized cyclin
E expression by immunohistochemistry in 217 resected non-small cell
lung cancers (NSCLCs) and found large variations in cyclin E expression
among tumors. High-level cyclin E expression (a cyclin E-labeling index
30%), observed in 115 (53%) of 217 NSCLCs, was more frequently
found in tumors from smokers than from nonsmokers
(P = 0.001), in squamous cell carcinomas than in
nonsquamous cell carcinomas (P = 0.0002), and in
pT24 tumors than in pT1 tumors
(P = 0.04) by the
2 test.
Multivariate logistic regression analysis for the correlation between
cyclin E expression and various characteristics showed a significant
association of high-level cyclin E expression with squamous cell
carcinomas (P = 0.005). Patients with tumors having
high-level cyclin E expression survived a significantly shorter time
than patients with tumors having low-level expression, both among the
151 patients with potentially curatively resected NSCLCs (5-year
survival rates, 48 and 63%, respectively; P =
0.03) and the 103 patients with p stage I NSCLCs (5-year survival
rates, 57 and 81%, respectively; P = 0.007).
High-level cyclin E expression was also a significant and independent
unfavorable prognostic factor in both patients with potentially
curatively resected NSCLCs (P = 0.01) and in those
with p stage I NSCLCs (P = 0.03) by Coxs
proportional hazards model analysis. These findings indicate that
cyclin E may play a pivotal role for the biological behavior of NSCLCs,
and that a high level of cyclin E expression may be a new prognostic
marker for NSCLCs.
 |
Introduction
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Lung cancer is one of the leading causes of cancer death
throughout the world. Despite major advances in cancer treatment in the
past two decades, the prognosis of patients with lung cancer has
improved only minimally, and the overall 5-year survival rate remains
<15% (1)
. The possibility that adjuvant chemotherapy
might improve the survival of patients with resected
NSCLCs3
has
encouraged efforts at identification of prognostic features of these
tumors (2, 3, 4)
. On the other hand, recent progress in the
study of the molecular biology of cancer has contributed to a better
understanding of its molecular pathogenesis, including that of lung
cancer (5)
. Under such circumstances, it may be possible
to identify patients with a good or poor prognosis using molecular
biological alterations as clinical biomarkers, including alterations of
cell cycle regulators.
Altered regulation of the cell cycle is a hallmark of human cancers
(6
, 7)
. The cell cycle is governed by cdks, the activity
of which is regulated by the binding of positive effectors, the cyclins
(8
, 9)
, and by negative regulators, the cdk inhibitors
(10
, 11) . The cdks integrate mitogenic and
growth-inhibitory signals and coordinate cell cycle transitions
(8
, 9)
. Progression through the G1
phase of the cell cycle is dependent upon the activity of G1 cyclins,
which include the D-type cyclins and cyclin E. The D-type cyclins reach
maximal levels of expression and form functional kinase complexes with
cdk4 or cdk6 during the mid-G1 phase
(12, 13, 14, 15, 16, 17)
, whereas cyclin E is expressed and associated
with cdk2 in an active complex near the G1-S
boundary (18
, 19)
. High-level cyclin E expression seems to
be specific for tumor cells, to represent a true tumor-associated
abnormality, and to be a potential prognostic marker of breast cancer
(20, 21, 22)
. However, little is known about cyclin E in lung
cancer, and there are no studies where the potential prognostic
importance of cyclin E expression has been analyzed in NSCLCs.
We have reported previously alterations of regulator molecules of the
G1-S transition, including p53, RB, and
p16INK4A, and their biological and clinical
importance in resected NSCLCs (23, 24, 25, 26)
. Moreover, we have
demonstrated recently by immunohistochemistry that cyclin D1 is
expressed in a subset of resected NSCLCs, and that patients with NSCLCs
expressing cyclin D1 survive longer than those with NSCLCs not
expressing cyclin D1 (27)
.
The present study underlines the considerable heterogeneity in cyclin E
expression of individual NSCLCs, a heterogeneity likely to be reflected
in the biological behavior of the tumors. We herein show that staining
for cyclin E will reliably predict the prognosis of patients with
NSCLCs and thereby help select patents who may benefit from adjuvant
therapy.
 |
Materials and Methods
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Tumor Specimens and Survival Data.
Primary tumor specimens from 217 NSCLCs were consecutively obtained by
surgery from the Hokkaido University Medical Hospital during 1976 and
1994. The patients with NSCLCs consisted of 147 men and 70 women
(average age at diagnosis, 63.3 years). The histological classification
of the tumor specimens was based on WHO criteria (28)
, and
the specimens included 92 squamous cell carcinomas, 107
adenocarcinomas, 9 large cell carcinomas, and 9 adenosquamous cell
carcinomas. They represented 119 stage I, 18 stage II, 72 stage IIIa, 1
stage IIIb, and 7 stage IV tumors. The postsurgical pathological
Tumor-Node-Metastasis stage was determined according to the guidelines
of the American Joint Committee on Cancer (29)
. A total of
176 tumors were potentially curatively resected. Of the 176 patients,
survival was analyzed for the 151 patients who met the following
criteria: (a) survived for >3 months after surgery;
(b) did not die of causes other than lung cancer within 5
years after surgery; and (c) were followed for >3 years
after surgery (for patients who remained alive). Fourteen patients who
did not meet the above criteria (six died within 3 months after
surgery, and eight died of causes other than lung cancer within 5
years) were excluded from the survival analysis. Eleven patients for
whom no survival records after surgery were obtained were also excluded
from the survival analysis. One hundred ten patients received
combination chemotherapy as postsurgical treatment. Radiation therapy
was not performed before or after surgery for any patients. Because all
of the patients were coded, they could not be individually identified.
Immunohistochemistry for Cyclin E.
Cyclin E expression was analyzed by immunohistochemistry. The labeled
streptavidin-biotin method was used on 4-µm sections of formalin
fixed, paraffin-embedded tissues after deparaffinization. Briefly,
deparaffinized tissue sections were treated with microwaves in 10
mM citrate buffer (pH 6.0) for 10 min three times to
retrieve the antigenicity. The sections were then immersed in methanol
containing 1.5% hydrogen peroxide for 20 min to block the endogenous
peroxidase activity and were incubated with normal rabbit serum to
block the nonspecific antibody binding sites. The sections were
consecutively reacted with a mouse monoclonal antihuman cyclin E
antibody, HE12 (Refs. 30
and 31
; PharMingen,
San Diego, CA) at the dilution of 1:200 or with control mouse
isotype-specific immunoglobulin at 4°C overnight. Immunostaining was
performed by the biotin-streptavidin immunoperoxidase method with
3,3'-diaminobenzidine as a chromogen (SAB-PO kit; Nichirei, Tokyo,
Japan). Methyl green was used for counterstain. A colon cancer specimen
with cyclin E expression (courteously provided by Dr. Wataru Yasui of
the First Department of Pathology, Hiroshima University School of
Medicine, Hiroshima, Japan) was used as a positive control. Nuclear
staining of tumor cells with monoclonal antibody HE12 was blocked by
preincubation of antibody with bacterially expressed glutathione
S-transferase-cyclin E but not with glutathione
S-transferase, as was reported previously (31)
.
The cyclin E labeling index (%) was defined as the percentage of tumor
cells displaying nuclear immunoreactivity and was calculated by
counting cyclin E-nuclear stained tumor cells in 1000 tumor cells in
each section. A single representative tissue section from each tumor
was surveyed microscopically at x100 for at least two or three areas,
with highest cyclin E intensity of positive tumor cells. Cell counts
were performed at x400 in at least five fields in these areas, using a
Videomicrometer (Model VM-30; Olympus, Tokyo, Japan) equipped with a
light microscope. The cyclin E labeling index was reliably and
reproducibly obtained using this Videomicrometer system.
Statistical Analysis.
The associations between cyclin E expression and categorical variables
were analyzed by the
2 test or Fishers exact
test as appropriate. The associations between cyclin E expression and
age were analyzed by Students t test. The survival curves
were estimated using the Kaplan-Meier method, and differences in
survival distributions were evaluated by the generalized Wilcoxon test.
Coxs proportional hazards modeling of factors potentially related to
survival was performed to identify which factors might have a
significant influence on survival. The significance level chosen was
P < 0.05, and all tests were two-sided.
 |
Results
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Typical immunohistochemistry patterns for cyclin E in NSCLCs are
shown in Fig. 1
. Cyclin E expression was
consistently found in the nuclei of tumor cells in the present study.
No nuclear staining was observed in any concomitant interstitial cells
or lymphoid cells of tumors, or in normal ciliated bronchial epithelial
cells, peribronchial gland cells, or alveolar pneumocytes. Occasional
cytoplasmic staining was found in endothelial cells of tumor-associated
blood vessels, as has been reported previously (31)
.

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Fig. 1. Immunohistochemical staining patterns for cyclin
E in NSCLCs. A, a squamous cell carcinoma with a cyclin
E labeling index of 87%; B, an adenocarcinoma with a
cyclin E labeling index of 83%; C, an adenocarcinoma
with a cyclin E labeling index of 0%. Bar, 20 µm.
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To define an appropriate cutoff level for cyclin E labeling indices in
the subsequent statistical analysis, we looked at their distribution
among NSCLCs. Fig. 2
shows a histogram
for the distribution of cyclin E labeling indices in the 217 NSCLCs
studied in the present study. The cyclin E labeling indices were
considerably skewed and consisted of two populations with a cutoff
level of 30%: one population with low-level cyclin E expression
showing small variations; and the other population with high-level
expression showing large variations. The tumors were accordingly
divided into a group with cyclin E labeling indices <30%, and the
other group with cyclin E labeling indices
30%, subsequently said to
have "low" or "high" cyclin E expression, respectively.

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Fig. 2. Distribution of cyclin E labeling indices in
NSCLCs. A histogram for the distribution of cyclin E labeling indices
in 217 NSCLCs studied in the present study is shown.
Arrow, proposed cutoff level at the cyclin E labeling
index of 30%.
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High cyclin E expression was observed in 115 (53%) of the 217 NSCLCs.
Low cyclin E expression was observed in 102 tumors (47%; Table 1
). High cyclin E expression was
significantly more prevalently found in tumors from men than in those
from women (P = 0.005), in tumors from smokers compared
with nonsmokers (P = 0.001), and in squamous cell
carcinomas compared with nonsquamous cell carcinomas (P = 0.0002) by the
2 test. It tended to be found
more frequent in moderately and poorly differentiated tumors than in
well-differentiated tumors (P = 0.07). High cyclin E
expression was more frequently found in pT24
tumors compared with pT1 tumors
(P = 0.04) but was not associated with pN and pM
classifications and p stage. Multivariate logistic regression analysis
for the correlation between cyclin E expression and various
characteristics showed a significant association of high-level cyclin E
expression with squamous cell carcinomas (P = 0.005;
Table 2
).
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Table 1 Relationship between cyclin E expression and
clinical and clinicopathological characteristics in 217 surgically
resected NSCLCs
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Table 2 Multivariate logistic regression analysis for
the correlation between cyclin E expression and clinical and
clinicopathological characteristics
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We next analyzed the relationship between high or low cyclin E
expression and patient survival (Fig. 3)
.
In 151 patients with potentially curatively resected NSCLCs, patients
with tumors having high cyclin E expression survived a significantly
shorter time than patients with tumors having low expression (5-year
survival rates, 48 and 63%, respectively, by the Kaplan-Meier method;
P = 0.03 by the generalized Wilcoxon test; Fig. 3A)
. Even in the 103 patients with p stage I NSCLCs,
patients with tumors having high cyclin E expression survived a
significantly shorter time than patients with tumors having low
expression (5-year survival rates, 57 and 81%, respectively, by the
Kaplan-Meier method; P = 0.007 by the generalized
Wilcoxon test; Fig. 3B)
.

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Fig. 3. Kaplan-Meier survival curves of patients with
NSCLCs. Survival curves of potentially curatively resected patients
(A) and of patients with p stage I tumors
(B) are stratified by the cyclin E labeling index
(LI). cyclin E LI <30%, low cyclin E
expression; cyclin E LI 30%, high cyclin E
expression.
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The importance of cyclin E as a prognostic factor was next analyzed by
the Coxs proportional hazards model analysis in patients with
potentially curatively resected NSCLCs (Table 3)
. In univariate analysis of potential
prognostic factors, high cyclin E expression as well as advanced pT
classification, pN classification, and p stage were significant
unfavorable prognostic factors (Table 3A)
. In multivariate analysis of
prognostic factors, high cyclin E expression was a significant and
independent unfavorable prognostic factor (P = 0.01),
as were advanced pT classification, pN classification, and p stage
(Table 3B)
. In patients with p stage I NSCLCs, high cyclin E expression
was also a significant and independent unfavorable prognostic factor
(P = 0.03) by Coxs proportional hazards model
analysis (Table 4)
.
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Table 3 Coxs proportional hazards model analysis of
prognostic factors in patients with potentially curatively resected
NSCLCs
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Discussion
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The present study demonstrated large variations in cyclin E
expression among surgically resected NSCLCs. This is, to our knowledge,
the first study to show the prognostic importance of cyclin E
expression in NSCLCs. High cyclin E expression was a significant and
independent unfavorable prognostic factor in patients with p stage I
NSCLCs as well as potentially curatively resected NSCLCs, all of which
were resected at a single institute and had observation periods after
surgery long enough for survival analysis.
Our observation that there was scant nuclear staining with an
anti-cyclin E antibody in normal cells, while such staining was easily
detected in tumor cells, indicated that the elevated staining index of
cyclin E was specific for tumor cells and represented a true
tumor-associated abnormality (31)
. In vitro
studies using carcinogen-induced transformation of immortalized human
bronchial epithelial cells suggest that cyclin E plays a key role in
the transformation of bronchial epithelial cells (32)
.
Lonardo et al. (33)
have reported recently that
cyclin E is frequently expressed in bronchial preneoplasia and precedes
squamous cell carcinoma development, suggesting that cyclin E
expression may be an important part of the multistep process in the
development of NSCLCs, especially of squamous cell carcinomas. In fact,
in the present study, high cyclin E expression was found more
frequently in squamous cell carcinomas than in nonsquamous cell
carcinomas. The association between cyclin E expression and gender or
tobacco smoking by the
2 test may have been
attributable to the fact that cyclin E expression was found frequently
in squamous cell carcinomas, which were prevalently seen in men with
smoking habits. Alternatively, the smoking habit, which was more
frequently found in men than in women in this cohort (data not shown),
might cause high cyclin E expression via still unknown mechanisms,
because heavier smoking (more pack-years of smoking) was dose
responsively associated with an increased frequency of high cyclin E
expression (Table 1)
. Consequently, high cyclin E expression could play
a role in the development of NSCLCs, especially of squamous cell
carcinomas.
Several lines of evidence indicate that cyclin E overexpression may be
important in the development of breast cancer (20
, 31
, 34 , 35)
. Normal cell cycle regulation by cyclin E has also been
shown to be defective in breast cancer cells, where cyclin E is
expressed constitutively in an active complex with cdk2 throughout the
cell cycle (36)
. In particular, cyclin E overexpression
has been demonstrated in association with advanced tumor stage,
increasing grade, and unfavorable prognosis in breast cancer
(20, 21, 22)
. These findings in breast cancer are consistent
with the results of the present study of NSCLCs. Furthermore, cyclin E
is also altered in other types of solid tumors as well as leukemias and
lymphomas (37, 38, 39, 40)
. Collectively, these observations
suggest that the high cyclin E expression in NSCLCs found in this study
are not a mere consequence of cell proliferation but represent a
significant difference between normal and cancer cells, and that cyclin
E plays a pivotal role for the biological behavior of NSCLCs and, as
such, represents a potential new prognostic marker for NSCLCs.
High cyclin E expression was a unfavorable prognostic factor in
patients with NSCLCs in this study, whereas patients having NSCLCs
expressing cyclin D1 survived longer than those having NSCLCs not
expressing cyclin D1 in another cohort of our group (27)
.
Both cyclin E and cyclin D1 are involved in the regulation of the
G1-S transition of the cell cycle (8
, 9)
. However, high expression of these proteins can cause
different molecular and cellular biological phenotypes of cancer cells.
Cyclin E can induce chromosome instability (41)
, which is
involved in the development and progression of tumors, and cyclin D1
plays a role in the control of apoptosis (42)
and growth
suppression (43)
. Such different and multifunctional
properties of these cyclins may contribute to their different effects
on clinical outcome of NSCLC patients. However, cyclin E and cyclin D1
expression in relation to proliferative activity and prognostic impact
of these cyclins remain to be determined in a single cohort of NSCLCs.
In summary, we have demonstrated the considerable heterogeneity in
cyclin E expression of individual NSCLCs, a heterogeneity likely to be
reflected in the biological behavior of the tumors, and then identified
cyclin E as a potential new prognostic factor of NSCLCs. Cyclin E
expression may have great value in identifying NSCLC patients at high
risk of early disease recurrence after surgery and, thus, in selecting
patients who will benefit from intensive adjuvant therapy.
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ACKNOWLEDGMENTS
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We thank Dr. Wataru Yasui of the First Department of Pathology,
Hiroshima University School of Medicine, Hiroshima, Japan, for
providing a colon cancer specimen with cyclin E expression as a
positive control.
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FOOTNOTES
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 These two authors contributed equally to this
work. 
2 To whom requests for reprints should be
addressed, at First Department of Medicine, Hokkaido University School
of Medicine, North 15, West 7, Kita-ku, Sapporo, 060-8638, Japan.
Phone: 81-11-716-1161; Fax: 81-11-706-7899; E-mail: hdakita{at}med.hokudai.ac.jp 
3 The abbreviations used are: NSCLC, non-small
cell lung cancer; cdk, cyclin-dependent kinase; CI, confidence
interval. 
Received 7/21/99;
revised 10/17/99;
accepted 10/20/99.
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