
Clinical Cancer Research Vol. 6, 250-259, January 2000
© 2000 American Association for Cancer Research
Experimental Therapeutics, Preclinical Pharmacology |
E1A-mediated Paclitaxel Sensitization in HER-2/neu-overexpressing Ovarian Cancer SKOV3.ip1 through Apoptosis Involving the Caspase-3 Pathway1
Naoto T. Ueno,
Chandra Bartholomeusz,
John L. Herrmann,
Zeev Estrov,
Ruping Shao,
Michael Andreeff,
Janet Price,
Ralph W. Paul,
Pervin Anklesaria,
Dihua Yu and
Mien-Chie Hung2
Departments of Blood and Marrow Transplantation [N. T. U., C. B., M. A.], Leukemia [Z. E.], Genitourinary Medical Oncology [J. L. H.], Surgical Oncology [D. Y., M-C. H.], and Cancer Biology [N. T. U., C. B., R. S., J. P., M-C. H.] and Breast Cancer Basic Research Program [N. T. U., C. B., R. S., M-C. H.], The University of Texas M. D. Anderson Cancer Center, Houston, Texas 77030, and Targeted Genetics Co., Seattle, Washington 98101 [R. W. P., P. A.]
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ABSTRACT
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HER-2/neu-overexpressing
breast cancer cells are more resistant to the chemotherapeutic agent
paclitaxel (Taxol) than low-HER-2/neu-expressing breast
cancer cells, and the adenoviral type 5 E1A can
down-regulate HER-2/neu overexpression. Therefore, in
this study, we asked (a) whether E1A
might sensitize response to paclitaxel in human
HER-2/neu-overexpressing ovarian cancer cells, and, if
so, what is the mechanism responsible; and (b) whether this enhanced
chemosensitivity would translate into a therapeutic effect in an
ovarian cancer xenograft model. Consequently, we demonstrated that:
(a) adenovirus type 5 E1A could enhance
the sensitivity of paclitaxel in paclitaxel-resistant
HER-2/neu-overexpressing human ovarian cancer cells
in vitro by inducing apoptosis, (b) this
induction was heavily dependent on activation of the caspase-3 pathway,
and (c) nude mice bearing i.p.
HER-2/neu-overexpressing human ovarian cancer cells and
treated with both paclitaxel and E1A gene therapy
survived significantly longer than did mice treated only with
paclitaxel or E1A gene therapy. Thus, we concluded that
the E1A gene enhanced both the in vitro
and in vivo sensitivity of paclitaxel in
paclitaxel-resistant HER-2/neu-overexpressing ovarian
cancer SKOV3.ip1 cells. Because a Phase I clinical trial using
E1A gene targeted to HER-2/neu
down-regulation has recently been completed, the current study also
provided a scientific basis to further develop a novel therapy that
combines paclitaxel and E1A gene therapy and its testing
in a Phase II trial.
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INTRODUCTION
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The HER-2/neu gene, which encodes a
Mr 185,000 transmembrane growth
factor receptor with tyrosine kinase activity (1, 2, 3, 4, 5, 6)
, is
amplified or overexpressed in approximately 2030% of human ovarian
cancers (7
, 8)
. It is also well known that the long-term
overall survival and disease-free survival rates for patients with
HER-2/neu-overexpressing ovarian cancers are significantly
lower than those for patients with cancers that do not overexpress
HER-2/neu, thus indicating that HER-2/neu
overexpression is a poor prognostic factor (7
, 8)
.
Additionally, it has recently been suggested that HER-2/neu
overexpression may predict a poor response to chemotherapeutic agents
(9
, 10)
.
In a previously reported experimental model, enhanced expression of the
HER-2/neu gene could increase tumorigenicity and
experimental metastasis in mouse embryo fibroblasts and human cancer
cells (11, 12, 13, 14, 15)
. HER-2/neu overexpression can
also confer resistance to chemotherapeutic agents in non-small cell
lung cancer and breast cancer cell lines (16, 17, 18, 19, 20)
. We have
previously shown that HER-2/neu-overexpressing human breast
cancer cell lines are highly resistant to the taxane chemotherapeutic
agents paclitaxel and docetaxel (18, 19, 20)
.
Collectively, all of the above data may explain, at least, in part, the
poor clinical outcome for patients with
HER-2/neu-overexpressing cancers.
Interestingly, HER-2/neu overexpression can be inhibited in
both rodent cells and human breast and ovarian cancer cells by
repressing the HER-2/neu promoter via the adenovirus type 5
E1A gene (21
, 22) , which encodes a well-known
transcription factor (23)
. This inhibition abolishes the
tumorigenicity and metastatic capability induced by the
HER-2/neu oncogene (14
, 24, 25, 26, 27, 28)
. Based on this
preclinical finding, we recently completed a Phase I trial of
E1A gene therapy in patients with advanced
HER-2/neu-overexpressing breast and ovarian cancer cells.
On the basis of this information, it has been shown that E1A
can sensitize HER-2/neu-overexpressing human breast cancer
cells to the chemotherapeutic agent paclitaxel by down-regulating the
expression of HER-2/neu in tissue culture (18)
.
Other investigators have shown that E1A can enhance
sensitivity to other chemotherapeutic agents in different types of cell
lines, regardless of the HER-2/neu expression level, at
least partially by induction of apoptosis through stabilization of p53
expression by E1A (29
, 30)
. However, there is
no preclinical animal data to show that E1A
chemosensitization can translate to a therapeutic benefit, which would
allow development of a novel therapeutic modality as a Phase II trial.
Given these findings, we examined (a) whether E1A
might sensitize response to paclitaxel in human
HER-2/neu-overexpressing ovarian cancer cells and, if so,
what mechanism is responsible, and (b) whether this enhanced
chemosensitivity might be translated into a therapeutic effect in a
human ovarian cancer xenograft animal model.
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MATERIALS AND METHODS
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Cell Lines and Culture Conditions.
All human ovarian cancer cell lines used were obtained from the
American Type Culture Collection (Rockville, MD). SKOV3.ip1 cells
(25)
express high levels of HER-2/neu, whereas
2774-c-10 (2774) cells express only basal levels of
HER-2/neu (31)
. All cell lines were grown in
DMEM/F123
(Life
Technologies, Inc., Grand Island, NY), supplemented with 10% fetal
bovine serum and penicillin/streptomycin. A humidified incubator was
set at 37°C; the air contained 5% CO2.
Western Blot Analysis.
Cells were washed three times with PBS and then lysed in lysis buffer
[20 mM Na2PO4,
(pH 7.4), 150 mM NaCl, 1% Triton X-100, 1% aprotinin, 1
mM phenylmethylsulfonyl fluoride, 100 mM NaF,
and 2 mM
Na3VO4] as described
previously (32
, 33)
. Protein content was determined
against a standardized control using the Bio-Rad protein assay kit
(Bio-Rad Laboratories, Hercules, CA). A total of 50 µg of protein was
separated by 812% SDS-PAGE and transferred to nitrocellulose filter
paper (Schleicher & Schuell, Inc., Keene, NH). Nonspecific binding on
the nitrocellulose filter paper was minimized with a blocking buffer
containing 5% nonfat dry milk and 0.1% v/v Tween 20 in PBS. The
treated filter paper was then incubated, first with the primary
antibody [anti-HER-2/neu antibody c-neu (Ab-3;
Oncogene Science, Uniondale, NY) or anti-adenovirus type 5
E1A antibody m58 (PharMingen, San Diego, CA)] and then with
the secondary antibody HRP-conjugated-goat antimouse antibody
(1:5,000 dilution; Jackson ImmunoResearch, Westgrove, PA). Other
primary and secondary antibodies used in the research reported here
include anti-Bcl-2 antibody (1:500 dilution; PharMingen) with secondary
antibody HRP-conjugated goat anti-Syrian hamster (1:1,000 dilution;
Jackson ImmunoResearch), anti-Bax antibody (1:500 dilution; Upstate
Biotechnology, Lake Placid, NY) with secondary antibody HRP-conjugated
goat antirabbit antibody (1:5,000 dilution), anti-PARP antibody
(1:2,000 dilution; PharMingen) with secondary antibody HRP-conjugated
goat antimouse antibody (1:3,000 dilution; Jackson ImmunoResearch),
anti-caspase 3 antibody (1:1,000 dilution; PharMingen) with secondary
antibody HRP-conjugated goat antirabbit antibody (1:5,000 dilution),
anti-caspase-7 antibody (1:1,000 dilution; Transduction Laboratories,
Lexington, KY) with secondary antibody HRP-conjugated goat antimouse
antibody (1:5,000 dilution), anti-Bad antibody (1:500 dilution;
Transduction Laboratories) with secondary antibody HRP-conjugated goat
antimouse antibody (1:5,000 dilution), and anti-Bcl-XS/L
antibody (1:1,000 dilution; Santa Cruz Biotechnology, Santa Cruz, CA)
with secondary antibody HRP-conjugated goat antirabbit antibody
(1:10,000 dilution).
Paclitaxel.
A stock solution of paclitaxel (Bristol-Myers Squibb Co., Wallingford,
CT) was stored at -80°C before use. At the time of use, paclitaxel
was diluted in either DMEM/F12 or PBS.
DC-Chol Cationic Liposome.
DC-Chol is a cationic derivative of cholesterol,
3ß[N-(N',N'-dimethylaminoethane)-carbamoyl]cholesterol,
and dioleoylphosphatidylethanolamine. A
DNA/DC-Chol-dioleoylphosphatidylethanolamine cationic liposome complex
was prepared by gently mixing 150 nmol of cationic liposome with 15
µg of plasmid.
Drug Sensitivity Assays.
Cells were detached by trypsinization, seeded at 1.02.0 x
103 cells/well in a 96-well microtiter plate
overnight, and treated with different concentrations of paclitaxel in
DMEM/F12 with 10% fetal bovine serum. The effects on cell growth were
examined by MTT assay. Finally, 20 µl of MTT solution (5 mg/ml in
PBS; Sigma Chemical Co.) were added to each well and incubated for
2 h at 37°C. The MTT-formazan formed by metabolically viable
cells was dissolved in 100 µl of cell lysis buffer, and fluorescence
was monitored by a microplate reader (Dynatech MR 5000 fluorescence;
Dynatech Corp., Burlington, MA) at a wavelength of 570 nm
(34)
.
Fluorescence-activated Cell Sorting Analysis.
Analysis of apoptotic cells by flow cytometry was performed as
described previously (35)
. Trypsinized cells were washed
with PBS and then fixed with 70% ethanol. The fixed cells were kept at
least overnight at -20°C. The cells were washed with PBS before
analysis, and then the fluorochrome solution (50 µg/ml
propidium iodide in 0.1% sodium citrate, 0.1% Triton X-100;
Sigma Chemical Co.; plus RNase, 820 µg/ml) was added.
DNA Fragmentation Analysis.
Cells were collected and resuspended in 300 µl of PBS to which 3 ml
of extraction buffer [10 mM Tris (pH 8.0), 0.1
M EDTA, 20 µg/ml RNase, and 0.5% SDS] were added. The
cells were then incubated at 37°C for 12 h. After incubation,
proteinase K was added to achieve a final concentration of 100 µg/ml.
The solution was placed in a 50°C water bath for at least 3 h.
DNA was extracted with an equal volume of phenol saturated with 0.5
M Tris (pH 8.0), and then extracted again with a
combination of phenol and chloroform. Precipitated DNA was analyzed on
a 1.8% agarose gel.
Hoechst Staining and Caspase Inhibitor.
For analysis of chromatin condensation, which is a sign of
apoptosis, 2000 cells were added to each well of the 96-well plates. A
cell-permeable caspase inhibitor [either Z-VAD-FMK (36)
or Z-DEVD-FMK (Ref. 37
; Enzyme System Products, Livermore,
CA)] was then added to achieve a final concentration of 20
µM. After 1 h, the cells were exposed to paclitaxel
(1 or 0.1 µM). Hoechst staining was performed 24 and
36 h later. Hoechst 73342 (Sigma Chemical Co.) was diluted in
distilled water (50 mg/ml), aliquoted, and stored as a stock solution
at -20°C until use; for use, the stock solution was diluted with 8%
(1:2500) formaldehyde (electron microscope grade) in PBS to a final
concentration of 1020 µg/ml. An equal volume of the diluted stock
solution was added to each well in which cells had been exposed to
either paclitaxel or caspase inhibitor or both. The cells were then
incubated for 10 min at room temperature. Finally, each well was
examined under a fluorescence microscope equipped with a DM455 filter
for chromatin condensation; four individual wells were randomly
selected and counted at high power. Three independent experiments were
conducted.
Animal Studies.
SKOV3.ip1 cells in log phase growth were trypsinized, washed twice with
PBS, and centrifuged at 250 x g. Viable cells were
counted. Two x 106 cells in 0.5 ml of PBS
were then injected i.p. under aseptic conditions into nude mice. After
5 days, tumor-bearing mice were randomly divided into four groups (five
mice/group) for treatment with paclitaxel and/or E1A gene
therapy: (a) group 1, untreated controls; (b)
group 2, mice were given i.p. injections of E1A/DC-Chol
complexes alone (15 µg of DNA and 200 nmol of liposome in a total
volume of 200 µl/injection); (c) group 3, mice were given
i.p. injections of paclitaxel alone (15 mg/kg in a total volume of 200
µl/injection) every 3 weeks; and (d) group 4, mice were given
injections of E1A/DC-Chol complexes (15 µg of DNA and 200
nmol of liposome in a total volume of 200 µl/injection) and were
given injections of paclitaxel 48 h later (15 mg/kg in a total
volume of 200 µl/injection) every 3 weeks. Survival data were
summarized and plotted using the method of Kaplan and Meier
(38)
. The resulting survival curves were compared using
log-rank tests.
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RESULTS
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Correlation between Enhanced Sensitivity to Paclitaxel and Low
HER-2/neu Expression Level.
To determine whether the E1A sensitization of human ovarian
cancer cell lines to paclitaxel is related to HER-2/neu, the
cytotoxicity of paclitaxel against human ovarian cancer cells
expressing different levels of E1A and HER-2/neu-encoded p185 proteins
was compared. To generate stable transfectants constitutively
expressing E1A, the genomic adenovirus type 5 E1A
gene was transfected into both HER-2/neu-overexpressing
SKOV3.ip1 cells and low-HER-2/neu-expressing 2774-c-10 cells
(Fig. 1A,
right panels).

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Fig. 1. Effects of paclitaxel on the growth of two human
ovarian cancer cell lines exhibiting different levels of
HER-2/neu and E1A
expression. Seventy-two h after paclitaxel treatment,
cells were analyzed by MTT assay. The percentage of cell growth was
calculated by defining the absorption of cells not treated with
paclitaxel as 100%. Error bars, SDs. All data points
have error bars within the SD range of 13%. Cell lysates of each
transfectant and parental cell lines were subjected to 12% SDS-PAGE
and blotted with anti-p185 and anti-E1A antibodies.
Equal loading was confirmed by probing the same SDS-PAGE gel with
anti-actin antibody. HER-2/neu expression signal
intensity was adjusted based on the original strength of the signal.
The SKOV3.ip1 and 2774-c-10 nitrocellulose membranes were exposed at
different time points. A, the effects of
E1A on the expression of HER-2/neu in a
human ovarian cancer cell line. B, enhanced growth
inhibition by paclitaxel was seen on the viable fractions of the
E1A-transfected HER-2/neu-overexpressing
SKOV3.ip1 cell lines, but not on those of the control cell lines.
C, no enhanced growth inhibition by paclitaxel was seen
on the viable fractions of either the E1A-transfected
low-HER-2/neu-expressing 2774-c-10 cell line or the
control cell lines.
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Two stably transfected SKOV3.ip1 lines in which HER-2/neu
expression was constitutively repressed by expression of the genomic
E1A gene [the previously established SKOV3.ip1-E1A2 cell
line (25)
and the newly established cell line
SKOV3.ip1-E1A16] were used. The cell line SKOV3.ip1-Efs was
established as a negative control of SKOV3.ip1-E1A transfectants by
transfecting SKOV3.ip1 cells with pE1Adl343, a plasmid containing a
2-bp frameshift deletion in the E1A coding sequence (Fig. 1A,
center panels).
Three stably transfected 2774-c-10 cell lines (2774-c-10-E1A3,
2774-c-10-E1A7, and 2774-c-10-E1A8) were also established. Because
E1A down-regulates HER-2/neu overexpression
through an indirect mechanism by inactivating a transcriptional
coactivator, p300 (39)
, HER-2/neu expression
may not be inhibited in a stable E1A transfection setting in
the low-HER-2/neu-expressing cell line (18
, 40)
. Consistent with previous reports (18
, 40)
, no
repression of HER-2/neu expression was observed in the
2774-c-10-E1A transfectants. By pooling 2774-c-10 cells transfected
with the neomycin resistance gene, the cell line 2774-c-10-NP was
established as a positive control (Fig. 1A,
left panels).
HER-2/neu overexpression is correlated with resistance
to paclitaxel, as shown in Fig. 1B.
Chemosensitivity was
monitored by MTT assay 72 h after paclitaxel exposure. Parental
low-HER-2/neu-expressing 2774-c-10 cells were more sensitive
to paclitaxel (0.0110 µM) than were parental
HER-2/neu-overexpressing SKOV3.ip1 cells. SKOV3.ip1-E1A2 and
SKOV3.ip1-E1A16 cells, in which HER-2/neu overexpression was
down-regulated by E1A, were more sensitive to paclitaxel
(0.1 or 10 µM) than were the parental SKOV3.ip1
cells or the SKOV3.ip1-Efs cells. In the 2774-c-10 cells in which the
HER-2/neu level was not affected by E1A, no
difference in sensitivity to paclitaxel was found, regardless of the
level of E1A expression (0.001 or 10 µM; Fig. 1C).
Because paclitaxel is a G2-M-phase-specific
inhibitor (41
, 42) , a faster cell growth rate might have
contributed to the paclitaxel-sensitive phenotype. However, all of the
cell lines studied but one showed similar growth rates; the
SKOV3.ip1-E1A cell line (SKOV3.ip1-E1A2 and SKOV3.ip1-E1A16) grew more
slowly. Thus, as found with breast cancer cell lines, growth rate does
not explain the enhanced sensitivity to paclitaxel in ovarian cancer
cell lines. These findings provide further support for the hypothesis
that the paclitaxel-resistant phenotype was probably caused by
HER-2/neu overexpression and that the down-regulation of
HER-2/neu expression by E1A converted a
chemoresistant phenotype into a sensitive one.
Enhancement of Paclitaxel-induced Apoptosis by Down-Regulation of
HER-2/neu Expression.
In addition to stabilizing microtubules (41)
, paclitaxel
induces apoptosis as part of a cytotoxic mechanism
(43, 44, 45)
. HER-2/neu overexpression confers the
ability to resist the induction of apoptosis on cells
(20)
. Therefore, we next examined the possibility that the
enhanced sensitivity to paclitaxel seen in paclitaxel-resistant
HER-2/neu-overexpressing SKOV3.ip1 cells was due to the
rapid induction of apoptosis by E1A-induced down-regulation
of HER-2/neu overexpression.
The series of SKOV3.ip1 cells were treated with paclitaxel (0.1 or 1
µM) for 33 h and then analyzed for DNA content by
flow cytometry. Increased sub-G0 fractions were
found in SKOV3.ip1-E1A cells, in which HER-2/neu
overexpression was repressed by E1A. In comparison, the
controls (parental SKOV3.ip1 and SKOV3.ip1-Efs cells) were arrested by
paclitaxel at G2-M phase (41
; Fig. 2
). Both E1A-transfected and
control low-HER-2/neu-expressing 2774-c-10 cells showed an
increased sub-G0 fraction after treatment with
paclitaxel (0.01 or 0.1 µM) for 2433 h,
regardless of E1A expression level (Fig. 2)
. This finding
was further confirmed with the finding that the
sub-G0 fraction correlated with the appearance of
internucleosomal DNA fragmentation on agarose gels (Fig. 3)
, a relationship that is highly
consistent with the induction of apoptosis. Together, these results
indicate that enhanced sensitivity to paclitaxel by E1A is
observed only in HER-2/neu-overexpressing cells.

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Fig. 2. Effects of paclitaxel on cell cycle progression
in human ovarian cancer cells. After treatment with paclitaxel, cells
exhibiting different levels of HER-2/neu and
E1A expression were stained with propidium iodide
and analyzed for DNA content by flow cytometry. The
brackets indicate sub-G0 fractions.
A, cells were treated with paclitaxel (0.1 or 1
µM) for 33 h. Increased sub-G0 fractions
were found in SKOV3.ip1 cells with HER-2/neu
overexpression down-regulated by E1A, SKOV3.ip1-E1A2
cells, and SKOV3.ip1-E1A16 cells. B, cells were treated
with paclitaxel (0.1 or 1 µM) for 2433 h. The series of
2774-c-10 cell lines all underwent apoptosis, regardless of the level
of E1A expression.
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Fig. 3. Effects of paclitaxel on internucleosomal DNA
fragmentation in human ovarian cancer cells. After treatment with
paclitaxel (0.1 µM) for 48 h, cells were collected
and analyzed for internucleosomal DNA fragmentation by agarose gel
electrophoresis. Internucleosomal DNA fragmentation was observed in
both cells with a low basal HER-2/neu expression level
(series of 2774-c-10 cell lines) and cells in which
HER-2/neu overexpression was down-regulated by
E1A (SKOV3.ip1-E1A2 and SKOV3.ip1-E1A16 cells).
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Once it had been determined that apoptosis was induced in SKOV3.ip1-E1A
cells in which HER-2/neu overexpression was down-regulated
by E1A, the effects of E1A on the expression
levels of two proapoptotic molecules, Bax and Bad, and two
antiapoptotic molecules, Bcl-2 and Bcl-XL, were
studied. Protein samples collected from the series of SKOV3.ip1 cell
lines before and after treatment with paclitaxel (0.1
µM) were subjected to Western blot analysis.
Analysis showed that the expression levels of these apoptotic
regulators were not affected by E1A or HER-2/neu
expression levels (Fig. 4)
. However, all
bands of treated Bcl-2 and Bcl-XL did migrate
more slowly than did the untreated bands; these bands probably
represented phosphorylation of the molecules by paclitaxel, as
described previously (45, 46, 47)
. Furthermore, there was an
overall decrease in Bad expression level after paclitaxel treatment.

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Fig. 4. Effects of E1A on proapoptotic
and antiapoptotic molecules. Cell lysates were subjected to 12%
SDS-PAGE and hybridized with anti-p185, anti-E1A, proapoptotic (Bax and
Bad), or antiapoptotic (Bcl-2 and Bcl-XL) molecules in
human HER-2/neu-overexpressing ovarian cancer SKOV3.ip1
cell lines. Down-regulation of HER-2/neu or
E1A did not affect the expression level of the
apoptosis-related molecules in human
HER-2/neu-overexpressing ovarian cancer cells. Equal
loading was confirmed by probing the same SDS-PAGE gel with anti-actin
antibody. Shifting of the original bands of Bcl-2 and
Bcl-XL as a result of phosphorylation is indicated by the
two arrowheads. There was an overall decrease in the Bad
expression level after paclitaxel treatment.
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Partial Requirement for Caspase-3 Activation in Paclitaxel-induced
Apoptosis in HER-2/neu-Down-Regulated Cells by
E1A.
Both caspase-3 and caspase-7 are known to be activated in
paclitaxel-induced apoptosis (48
, 49)
; therefore, we next
examined the relationship between caspase activity and
paclitaxel-induced apoptosis in HER-2/neu-down-regulated
ovarian cancer cells by the E1A gene. Caspase-3 and
caspase-7 cleave PARP (Mr 116,000) at
the time of their activation. To determine whether the cleaved
Mr 85,000 PARP fragment could be
detected in a series of SKOV3.ip1 cell lines after treatment with
paclitaxel (0.1 µM), protein samples were
collected every 6 h after paclitaxel treatment and subjected to
Western blot analysis. The cleaved PARP product appeared at 24 h
in paclitaxel-treated SKOV3.ip1-E1A cells, but not in the parental
SKOV3.ip1 cells or in the control SKOV3.ip1-Efs cells (Fig. 5A).

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Fig. 5. Activation of caspase-3 by paclitaxel-induced
apoptosis in HER-2/neu-overexpressing human ovarian
cancer cells. After treatment with paclitaxel (0.1 µM),
cell lysate samples were collected every 6 h, subjected to 12%
SDS-PAGE, and then hybridized with anti-PARP, anti-caspase-3, and
anti-caspase-7 antibodies. A, 24 h after treatment
the Mr 116,000 PARP was observed to be
cleaved into an Mr 85,000 form in
E1A-transfected cells but not in either the parental
cells or the control SKOV3.ip1-Efs cells. B, cleaved
caspase-3 (Mr 17,000) products were observed
only in SKOV3.ip1-E1A cells. No cleaved caspase-7
(Mr 20,000) products were detected.
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We then examined whether either pro-caspase-3 or pro-caspase-7 was
activated in this type of apoptosis by Western blot analysis.
Twenty-four h after treatment with paclitaxel (0.1 µM),
cleavage appeared with caspase-3, but not with caspase-7 (Fig. 5B).
These findings suggest that caspase-3 was the principal
type of caspase activated.
Finally, the possibility that caspase-3 is a prerequisite for
paclitaxel-induced apoptosis in HER-2/neu-overexpressing
cells was examined. The series of four SKOV3.ip1 cell lines was treated
with the caspase inhibitor Z-VAD-FMK, a potent cell-permeable
pan-caspase inhibitor, or Z-DEVD-FMK, which is also cell permeable and
effectively inhibits only caspase-3 activity. After exposure to
paclitaxel (0.1 µM), chromatin fragmentation
was evaluated by Hoechst staining of nuclei. Paclitaxel-treated
SKOV3.ip1-E1A cells, but not parental SKOV3.ip1 cells and control
SKOV3.ip1-Efs cells, displayed extensive fragmented nuclei. When the
SKOV3.ip1 series was pretreated with Z-VAD-FMK, nearly complete
inhibition of paclitaxel-induced apoptosis was observed; however, when
treated with Z-DEVD-FMK, only the SKOV3.ip1-E1A cell line showed
significant (but incomplete) inhibition of apoptosis (Fig. 6)
.

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Fig. 6. Partial inhibition of paclitaxel-induced
apoptosis by a cell-permeable caspase-3 inhibitor in
HER-2/neu-overexpressing ovarian cancer cells. Cells
were pretreated for 1 h with either the pan-caspase inhibitor
(Z-VAD-FMK) or the caspase-3 inhibitor (Z-DEVD-FMK). Paclitaxel (0.1
µM) was then applied, and after Hoechst staining, the
cells were examined for signs of apoptosis, that is, changes in cell
morphology and chromatin condensation. The number of total cells and
the number of apoptotic cells were counted in four areas under the
high-power field of a fluorescent microscope. Three independent
experiments were conducted. The percentage of apoptotic cells was
calculated in relation to the total number of untreated control
cells, which was set at 100%. Error bars,
SDs.
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From these experiments, it can be concluded that activation of
caspase-3 contributes to E1A-mediated sensitization to
paclitaxel-induced apoptosis in HER-2/neu-overexpressing
ovarian cancer cells.
Prolonging Survival of Nude Mice bearing
HER-2/neu-overexpressing Ovarian Cancer Cells after
Combined Paclitaxel and E1A Gene Therapy.
After establishing enhanced sensitivity to paclitaxel in
HER-2/neu-down-regulated human ovarian cancer cells by
E1A in vitro, the effects of the E1A
gene on paclitaxel sensitivity of HER-2/neu-overexpressing
human ovarian cancer cells was examined in vivo.
Female nude mice received i.p. injections of
HER-2/neu-overexpressing human ovarian cancer SKOV3.ip1
cells. Five days later, they received i.p. injections of E1A
plasmids complexed with E1A/DC-Chol complexes, and 48 h
later, they received i.p. injections of paclitaxel (15 mg/kg). As
controls, other nude mice received i.p. injections of either
E1A/DC-Chol complexes alone weekly or paclitaxel (15 mg/kg)
alone every third week for a period of 17 weeks or were not treated.
Each of the four groups included five mice.
The mice treated with both the E1A/DC-Chol complex and
paclitaxel survived significantly longer than those treated with either
E1A/DC-Chol alone or paclitaxel alone (P =
0.00217; Fig. 7
). There was no tumor
formation in three of the five mice. These findings indicate that the
E1A gene can, through the down-regulation of
HER-2/neu expression, enhance the sensitivity of
HER-2/neu-overexpressing human ovarian cancer cells to
paclitaxel and thus induce rapid apoptosis. In nude mice bearing
paclitaxel-resistant HER-2/neu-overexpressing ovarian cancer
cells, a therapeutic effect is produced that consequently improves
overall survival.

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|
Fig. 7. Prolonged survival of nude mice treated with
paclitaxel and E1A/DC-Chol complex. Each female nude
mouse received an injection of 2 x 106 viable
HER-2/neu-ovexpressing human cancer SKOV3.ip1 cells. The
survival curves are based on the total number of survival days for each
mouse in the different groups and were analyzed by the method of Kaplan
and Meier (38)
. Treated mice survived significantly longer
than mice left untreated (P = 0.00217), mice
treated with paclitaxel alone, or mice treated with E1A
alone.
|
|
 |
DISCUSSION
|
|---|
From this study of stable E1A transfectants of human
ovarian cancer that have the same genetic background but express
different levels of HER-2/neu and E1A, it can be
concluded that down-regulation of HER-2/neu by
E1A forces HER-2/neu-overexpressing human ovarian
cancer cells that were originally resistant to paclitaxel to become
paclitaxel sensitive. This finding is consistent with that from a
previous study of HER-2/neu-overexpressing breast cancer
cells (18)
. Moreover, studies of the paclitaxel-resistant
HER-2/neu-overexpressing ovarian cancer xenograft animal
model have revealed that combined treatment with both paclitaxel and
E1A gene therapy prolongs overall survival in nude mice.
E1A apparently enhances the sensitivity of both cancer and
noncancer cell lines to chemotherapeutic DNA-damaging agents such as
the alkylating agents cisplatin or Adriamycin (29
, 30
, 50, 51, 52)
and paclitaxel (18
, 52)
. This enhanced
sensitivity is partially caused by the induction of
p53-dependent apoptosis by E1A-induced
sensitization of the cells (29)
. Furthermore, this
apoptosis requires stabilization of p53 expression by
p19ARF (30
, 53)
or its human
homologue, p14ARF (54)
. Other groups
have reported sensitization to cisplatin via a
p53-independent mechanism (51)
. In the study
reported here, cell lines SKOV3.ip1 and 2774-c-10 were used; in both
cell lines, p53 is deleted or mutated.
It appears that HER-2/neu overexpression may be a dominant
factor in conferring paclitaxel resistance on the cells in the
experimental model used. This may agree with the previous study of
paclitaxel-treated stable transfectants of mouse embryo fibroblasts
having the same genetic background but expressing different levels of
HER-2/neu, suggesting that paclitaxel sensitivity is
HER-2/neu dependent (18)
. However, further
study is needed to determine whether this resistance is dependent on
HER-2/neu overexpression and whether other mechanisms may
also be involved.
The results from the studies conducted suggest that the enhancement of
chemosensitivity to paclitaxel by E1A-induced
down-regulation of HER-2/neu overexpression may allow the
development of novel therapeutic approaches for
HER-2/neu-overexpressing ovarian cancers, cancers known to
have poor prognosis. Other investigators have modulated the
HER-2/neu pathway by either targeting the extracellular
domain by the antibody (55)
or inhibiting the
intracellular tyrosine kinase domain by means of a tyrosine kinase
inhibitor (56
, 57)
, which can enhance the sensitivity of
cells to chemotherapeutic agents. A recent clinical trial in patients
with HER-2/neu-overexpressing breast cancer revealed that
the combination of paclitaxel and humanized anti-HER-2/neu
antibody (Herceptin), when compared with paclitaxel alone, produced a
significant increase in the tumor response rate (58)
.
In the recently completed Phase I trial of E1A gene therapy,
a trial whose rationale was based on E1A being a significant
tumor suppressor in HER-2/neu-overexpressing cancers
(26
, 27
, 59)
, the E1A gene was delivered into
either the thoracic or the peritoneal cavity of patients with
HER-2/neu-overexpressing breast or ovarian cancers via the
DC-Chol gene delivery system. In that trial, it was shown that the
E1A gene could be transfected into cancer cells and that
HER-2/neu is down-regulated in cancer cells after
E1A gene delivery. Therefore, after completing the Phase II
trial of E1A gene therapy alone, a Phase II trial for
combined E1A gene therapy and paclitaxel treatment is being
planned for the future.
Whereas rigorous testing of this new concept of combined E1A
gene therapy and paclitaxel treatment in animal models is still needed,
the findings reported strongly suggest that the concept may soon
provide therapeutic benefits to patients with
HER-2/neu-overexpressing ovarian cancers in the form of a
Phase II trial.
 |
ACKNOWLEDGMENTS
|
|---|
We thank Dr. Richard E. Champlin (Department of Blood and Marrow
Transplantation, The University of Texas M. D. Anderson Cancer Center,
Houston, TX) for his support and Jude Richard and Gail Baker for
editing the manuscript.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported in part by the Nelly Connelly Breast
Cancer Research Foundation and NIH Grants CA76450-1 (to N. T. U.),
CA58880, and CA77858 (to M-C. H.). 
2 To whom requests for reprints should be
addressed, at Section of Molecular Cell Biology, Department of Cancer
Biology, Box 79, The University of Texas M. D. Anderson Cancer Center,
1515 Holcombe Boulevard, Houston, TX 77030. 
3 The abbreviations used are: DMEM/F12,
DMEM/Hams F-12; DC-Chol;
3ß[N-(N',N'-dimethylaminoethane)-carbamoyl]
cholesterol, and dioleoylphosphatidyl ethanolamine; MTT,
(3-[4,5-dimethylthiazol-2-yl]-2,5-diphenyltetrazolium bromide; HRP,
horseradish peroxidase; PARP, poly(ADP)-ribosome polymerase. 
Received 5/28/99;
revised 9/29/99;
accepted 10/ 4/99.
 |
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