
Clinical Cancer Research Vol. 6, 260-270, January 2000
© 2000 American Association for Cancer Research
Experimental Therapeutics, Preclinical Pharmacology |
Anti-HER2 Antibody and Heregulin Suppress Growth of HER2-Overexpressing Human Breast Cancer Cells through Different Mechanisms1
Xiao-Feng Le,
Amanda McWatters,
Jon Wiener,
Ji-Yuan Wu,
Gordon B. Mills and
Robert C. Bast, Jr.2
Departments of Clinical Investigation [X-F. L., A. M., R. C. B.], Molecular Oncology [J. W., G. B. M.], and Bioimmunotherapy [J-Y. W.], Division of Medicine, The University of Texas M. D. Anderson Cancer Center, Houston, Texas 77030
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ABSTRACT
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Previous
reports have shown that certain anti-HER2 antibodies and heregulin can
inhibit clonogenic growth of breast and ovarian cancers that
overexpress HER2. Anti-HER2 antibodies bind to HER2 directly, whereas
heregulin does not bind to HER2 alone, but rather interacts with HER2
through the formation of heterodimers with HER3 or HER4. The purpose of
the present study was to elucidate the mechanisms by which anti-HER2
antibody and heregulin inhibit tumor growth. The anti-HER2 monoclonal
antibody (mAb) ID5 was found to block G1-S progression of
the cell cycle, whereas heregulin inhibited passage through
G2-M. Compatible with the effects on the cell cycle,
treatment with mAb ID5 decreased levels of cyclin-dependent kinase
(CDK) 2, cyclin E, and CDK6 proteins and reduced cyclin
E-CDK2-associated kinase activity; mAb ID5-treated cells had increased
p27Kip1 expression and an increased association of
p27Kip1 with CDK2. In contrast, treatment with heregulin
increased protein levels of CDK2, CDK6, CDC2, and cyclin B1. More
Retinoblastoma protein was found in the hypophosphorylated state in the
cells treated with mAb ID5, whereas more retinoblastoma protein was in
the hyperphosphorylated state in heregulin-treated cells. Heregulin was
able to induce cell differentiation as assessed by Oil Red O staining
and apoptosis as assessed by sub-G1 peak on flow cytometry
and the presence of DNA fragmentation in ApopTag histochemistry
staining. Neither differentiation nor apoptosis was observed in the
cells treated with mAb ID5. We conclude that anti-HER-2 mAb ID5 and
heregulin exert growth inhibition through different mechanisms. In
mammary cells overexpressing HER2, anti-HER2 mAb ID5 induces
G1 arrest, whereas heregulin induces G2-M
arrest, cell differentiation, and apoptosis.
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INTRODUCTION
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The human
EGFR3
(or HER)
family of tyrosine kinase receptors currently includes four members:
HER1 (EGFR, c-erbB1), HER2 (neu, c-erbB2), HER3 (c-erbB3), and HER4
(c-erbB4; Refs. 1, 2, 3, 4
). The protein tyrosine kinase
activity of HER2 can be induced by a number of growth factors, although
no HER2-specific ligand has been identified. EGF, transforming growth
factor
, and amphiregulin are all capable of stimulating HER2
activity by binding to HER1 and promoting its heterodimerization with
HER2 (1, 2, 3, 4)
. Similarly, heregulin binds to HER3 and HER4
and facilitates formation of heterodimers with HER2
(1, 2, 3, 4)
.
Amplification of the HER2 gene and overexpression of HER2
protein are found in
30% of breast and ovarian cancers. In many,
but not all reports, HER2 overexpression has been associated with an
unfavorable prognosis (1
, 2
, 5)
. Substantially greater
expression of HER2 on cancer cells than on normal epithelial tissues
permits selective targeting of malignant cells. HER2 is expressed on
the cell surface where it can interact with ligands and antibodies
(1
, 2) . A number of strategies have been evaluated for
inhibiting the growth of cells that overexpress HER2, including the use
of mAbs directed against the extracellular domain of the HER2 protein
(6, 7, 8, 9)
, recombinant single-chain antibodies specific for
HER2 (10)
, anti-HER2 antibodies conjugated with
immunotoxins, radioactive isotopes, or chemotherapy drugs
(11, 12, 13)
, anti-HER2 antibody with CTL activity
(14)
, intracellular antibodies (15
, 16)
,
antisense (17
, 18)
, transcriptional repression of
HER2 with adenovirus-5 E1A or mutant SV 40 large T antigen
genes (19)
, and anti-HER- protein vaccination
(20)
.
Our group and others have reported that anti-HER2 antibodies can
inhibit breast and ovarian cancer growth in vivo and
in vitro (6, 7, 8, 9
, 12
, 13
, 21, 22, 23)
. Antibodies
specific for HER2 promote formation of HER2 homodimers, but do not
interact with HER3 or HER4 (24)
. Heregulin can also
inhibit growth of breast and ovarian cancer cells that overexpress HER2
(21
, 25, 26, 27, 28)
. The heregulin family (also called
neuregulin, neu differentiation factor, glial growth factors, and
acetylcholine-receptor-inducing activity) includes a large group of
secreted and membrane-attached growth factors, expressed as
alternatively spliced isoforms from a single gene (29)
.
Unlike anti-HER2 antibodies, members of the heregulin family cannot
bind to HER-2 alone. Instead, the ligand interacts with homodimers of
HER3 or HER4 or with heterodimers formed from HER2 with HER3 or HER4
(30
, 31)
. Signaling through these receptors, heregulin can
regulate a variety of responses in cultured cells, including
proliferation, differentiation, and survival (29)
.
Although both anti-HER2 antibody and heregulin can inhibit growth
of cancer cells that overexpress HER2, antibody and ligand (heregulin)
interact with different configurations of receptors and might signal
through different pathways. In this study, we provide evidence that
anti-HER2 antibody and heregulin induced cell cycle arrest at different
phases of the cell cycle in the human breast cancer cell line SKBr3.
Heregulin induced cell differentiation and apoptosis, whereas anti-HER2
antibody primarily arrested cells at G1 phase
with negligible induction of differentiation and apoptosis.
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MATERIALS AND METHODS
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Cell Culture.
The human breast cancer cell line SKBr3, obtained from the American
Type Culture Collection (Manassas, VA), was grown in complete medium,
containing RPMI 1640 (Life Technologies, Inc., Grand Island, NY)
supplemented with 10% fetal bovine serum (Sigma Chemical Co., St.
Louis, MO), 2 mM L-glutamine, 100 units/ml
penicillin, and 100 µg/ml streptomycin in humidified air with 5%
CO2 at 37°C. For all experiments, cells were
detached with 0.25% trypsin-0.02% EDTA. For cell culture, 2 x
105 exponentially growing cells were plated into
10-cm tissue culture dishes or 1 x 104 into
24-well plates in complete medium. After culture for 24 h in
complete medium, cells were treated with antibodies (65 nM)
or heregulin (0.31 nM) in medium with 2% dialyzed fetal
bovine serum (Life Technologies, Inc.) at 37°C for the indicated time
intervals. In case of pretreatment with PI3-K inhibitors, the cells
were first incubated with LY294002 (10 µM) or wortmannin
(2 µM) overnight in complete medium and then subjected to
heregulin treatment.
Preparation and Purification of Anti-HER2 Antibodies.
Anti-HER2 murine mAb ID5 was obtained from Applied
BioTechnology/Oncogene Science (Cambridge, MA). Hybridoma cells
specific for ID5 were used to produce ascites fluid as reported
previously (21)
. mAb ID5 is of the IgG1/
subclass.
Murine mAb producing hybridoma MOPC21 (IgG1/
) was obtained from the
American Type Culture Collection and used as an isotype-matched control
that did not bind to HER2.
Reagents.
Antibodies reactive with p15Ink4B,
p16Ink4A, p19Ink4D,
p21Cip1, p27Kip1, cyclin
D1, and CDK2 were purchased from Oncogene Research Products (Cambridge,
MA). Antibodies to p27Kip1, CDK2, CDK4, CDK6, and
cyclin E were purchased from Santa Cruz Biotechnology, Inc. (Santa
Cruz, CA). Antibodies to Rb and p53 were obtained from Upstate
Biotechnology Incorporated (Lake Placid, NY). A mAb to actin was
purchased from Sigma Chemical Co. Recombinant human heregulin ß1 was
obtained from NeoMarkers, Inc. (Fremont, CA).
Anchorage-dependent Growth.
Cell growth was determined by a modified "Crystal Violet Mitogenic
Assay" (32)
. Briefly, SKBr3 cells were plated in
triplicate at a density of 1 x 104 cells in
24-well tissue culture plates. The cells were treated with antibodies
(65 nM) or heregulin (0.3 nM) and incubated up
to 4 days. At daily intervals, the cells were washed with PBS, fixed in
1% glutaraldehyde in PBS, and stained with 0.5% crystal violet (Sigma
Chemical Co.) in methanol. The dye was eluted with Sorenson buffer
(0.9% sodium citrate, 0.02 N HCl, and 45% ethanol), and the eluted
dye was measured by a microplater reader
Vmax (Molecular Devices, Sunnyvale, CA) at
lengthwave 560 nm.
Anchorage-independent Growth.
To determine the anchorage-independent cell growth of SKBr3 cells, the
soft agar colony-forming assay was used as reported in our previous
studies (21)
.
Cell Cycle Analysis.
Cell cycle distribution was analyzed by flow cytometry. Cells
treated with antibodies or heregulin for 24 h were trypsinized,
washed once with PBS, and fixed overnight in 70% ethanol. Fixed cells
were centrifuged at 300 x g for 10 min and washed with
PBS. Cell pellets were resuspended in PBS containing 50 µg/ml RNase A
and 50 µg/ml propidium iodide and incubated for 20 min at 37°C with
gentle shaking. Stained cells were filtered through nylon mesh (41
µM) and analyzed on a Coulter flow cytometer
XL-MCL (Coulter Corporation, Miami, FL) for relative DNA content based
on red fluorescence levels. Doublets and cell debris were excluded from
the DNA histograms. The percentages of sub-G1
cell population were determined based on relative DNA content. The
percentages of cells in different cell cycle compartments were
determined using the MULTICYCLE software program (Phoenix Flow Systems,
San Diego, CA).
Preparation of Total Cell Lysate and Western Immunoblot Analysis.
The procedures for preparation of total protein and Western immunoblot
analysis were performed as described previously (33)
.
Immunoprecipitation and Kinase Activity Assay.
Aliquots of total cell lysates containing equal amounts of protein in
lysis buffer [137 mM NaCl, 20 mM Tris-HCl (pH
7.4), 5 mM EDTA, 1 mM DTT, 1% NP40, 10%
glycerol, and protease inhibitors] were precleared with 2 µg of
normal mouse or rabbit IgG (Santa Cruz Biotechnology, Inc.) together
with 20 µl of protein A/G agarose conjugate. Lysates were then
immunoprecipitated overnight at 4°C with 3 µg each of antibodies
reactive with CDK2, CDK4, CDK6, cyclin D1, or cyclin E and 20 µl of
protein A/G agarose conjugate. CDK2 and cyclin E-associated kinase
activities were measured with a histone H1 kinase assay
(34)
. CDK4, CDK6, and cyclin D1 associated kinase
activities were measured using a glutathione S-transferase-Rb kinase
assay (34)
. After washing four times with lysis buffer and
twice with 1x kinase buffer [20 mM Tris-HCl (pH 7.4), 7.5
mM MgCl2, and 1 mM DTT],
the agarose pellets were resuspended in 30 µl of kinase buffer
containing 20 mM Tris-HCl (pH 7.4), 7.5 mM
MgCl2, 1 mM DTT, 20 µM
ATP, 6 µCi of [
-32P] ATP (6000 Ci/mmol;
Amersham Pharmacia Biotech, Arlington Heights, IL), protease
inhibitors, and 3 µg of histone H1 (Boehringer Mannheim,
Indianapolis, IN) or GST-Rb fusion protein (Santa Cruz Biotechnology).
The mixture was incubated at 30°C for 30 min for the histone H1
kinase assay and at 30°C for 60 min for the GST-Rb kinase assay. The
reaction was stopped by boiling the sample in Laemmli SDS loading
buffer for 5 min, and samples were resolved on a 612% SDS-PAGE. The
gel was then dried and subjected to autoradiography.
Oil Red O Staining.
A modified "Oil Red O in propylene glycol" method was used to
visualize neutral lipids, as reported previously (26)
.
Briefly, SKBr3 cells were cytospun to slides and fixed in 6%
paraformaldehyde in PBS. After dehydrating in absolute propylene glycol
for 5 min, the slides were stained with 0.5% Oil Red O in propylene
glycol for 1 h. The cells were then differentiated in 85%
propylene glycol for 2 min, rinsed in distilled water, counterstained
with Harris hematoxylin for 2 min, washed in PBS, and mounted in
glycerin.
Detection of Apoptosis.
Monolayers of SKBr3 cells were treated with antibodies or heregulin for
72 h, trypsinized, pooled with detached cells, and pelleted at
300 x g for 10 min at 4°C. Two methods were used to
assess possible apoptosis: one dependent on cell cycle analysis (see
above for detail), and the other measure DNA fragmentation by
histochemical staining. After cytospinning the SKBr3 cells to slides,
the ApopTag peroxidase in situ apoptosis assay (catalogue
#S7100) was performed as described by the manufacturer (Intergen,
Purchase, NY).
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RESULTS
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Rapid Suppression of Anchorage-independent Growth of SKBr3 Breast
Cancer Cells with mAb ID5 and Heregulin.
In previous studies, we have shown that the anti-HER2 mAb ID5
inhibited anchorage-independent growth in vitro (12
, 21)
. In the present study, we further confirmed that both mAb
ID5 and heregulin (Fig. 1)
inhibited
anchorage-independent growth of SKBr3 cells. Moreover, incubation of
SKBr3 cells with mAb ID5 for as little as 6 h inhibited
anchorage-independent growth in soft agar culture (Fig. 1B).
Incubation with mAb ID5 for 30 min failed to inhibit growth. If cells
were washed after 30 min and returned to medium with mAb ID5,
significant growth inhibition was observed
Comparable inhibition was observed if SKBr3 cells were incubated for
6 h and returned to medium without mAb ID5

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Fig. 1. Effect of anti-HER2 mAb ID5 and heregulin
on anchorage-independent growth. SKBr3 cells in exponential growth were
treated with mAb ID5 (65 nM), heregulin (0.3
nM), control mAb MOPC21 (65 nM), or diluent
alone, as described in "Materials and Methods." A,
growth in soft agar assay was measured to assess anchorage-independent
growth. Percent inhibition (%) was calculated as 100 times [1 -
(colony numbers from antibody- or heregulin-treated samples ÷
colony number from diluent-treated samples)]. Colony numbers were
counted after a 14-day incubation in soft agar in the continuous
presence of antibodies, ligand, or diluent. Data include mean ±
SD. The asterisk indicates a statistically significant
difference (P < 0.05) from controls (diluent or
MOPC21). B, percent inhibition of clonogenic growth in
soft agar after incubation with mAb ID5 for different intervals. The
cells were incubated with mAb ID5 for different intervals, then washed,
and subsequently incubated in medium with (add-back) or
without mAb ID5. Colony numbers were counted after a 14-day incubation
in soft agar. C, percent inhibition of clonogenic growth
in soft agar after incubation with heregulin for different intervals.
The cells were incubated with heregulin for different intervals, then
washed, and subsequently incubated in medium with
(add-back) or without heregulin. Colony numbers were
counted after a 14-day incubation in soft agar.
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Heregulin, a ligand that can bind to homodimers of HER3 or HER4 and to
heterodimers of HER2 with HER3 or HER4 (30
, 31)
, inhibited
anchorage-independent growth of SKBr3 cells (Fig. 1)
. Growth inhibition
was, however, less marked with heregulin than with mAb ID5 (Fig. 1)
.
Incubation with heregulin for different intervals indicated that growth
inhibition required 24 h, a longer interval than was required with
mAb ID5 (Fig. 1C).
These results suggest that both mAb ID5
and heregulin can suppress the anchorage-independent growth of SKBr3
breast cancer cells and that inhibition is determined within 624 h of
treatment.
Blockade of G1-S Progression by mAb ID5 and of
G2-M Progression by Heregulin.
Cell cycle analysis was used to explore the possible mechanisms
of mAb ID5- and heregulin-induced growth inhibition. SKBr3 cells, at
low cell density, were allowed to grow in complete medium for 24 h
before treatment for an additional 24 h with antibodies (mAb ID5
or MOPC21), heregulin, or diluent as described in "Material and
Methods." Among these treatments, anti-HER2 mAb ID5 increased the
percentage of SKBr3 cells in the G1 phase of the
cell cycle and heregulin increased the percentage of cells at the
G2-M interface (Fig. 2, A and B)
. After
mAb ID5 treatment, 74.4% of cells were in G1,
17.4% were in S phase, and only 8.3% were in
G2-M phase. In clear contrast, heregulin
treatment promoted the G1 to S phase transition
in SKBr3 cells with 42.9% of cells in G1, 31.8%
in S phase, and 25.4% in G2-M. Under the same
culture conditions, neither diluent nor MOPC21-treated cells displayed
G1 or G2-M arrest (Fig. 2B).
The sub-G1 fractions in diluent-,
MOPC21-, mAb ID5-, and heregulin-treated cells were 1.7%, 2.0%,
2.1%, and 3.2%, respectively, consistent with little apoptosis at
this early interval.

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Fig. 2. Effect of mAb ID5 and heregulin on cell cycle
distribution in SKBr3 cells. Subconfluent cultures of SKBr3 cells were
incubated with mAb ID5 (65 nM), heregulin (0.3
nM), diluent, or control mAb MOPC21 (65 nM) for
24 h. Cell cycle phases were determined by flow cytometry of
cellular DNA content. A, a representative cell cycle
distribution. B, the mean ± SD of cell cycle
distributions obtained from five experiments.
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Differential Effect of mAb ID5 and Heregulin on Cyclins and CDK
Proteins and Their Associated Kinase Activities.
Our data indicated that the anti-HER2 mAb ID5 inhibited the
G1-S transition in SKBr3 cells, whereas heregulin
promoted the G1-S transition, but induced
G2-M arrest. Consequently, we investigated the
effect of mAb ID5 and heregulin on proteins that regulate cell cycle
progression in SKBr3 cells.
In mammalian cells, the predominant cyclin-CDK complexes formed in the
G1 phase are cyclin E-CDK2 and cyclin
D-CDK4/CDK6, whereas the complex formed in
G2-M phase is cyclin B1-CDC2 (35)
.
Using Western blot analysis, we examined the effect of mAb ID5 and
heregulin on the expression of these cell cycle-related proteins in
subconfluent cultures. The protein expression of CDK2, CDK6, cyclin B1,
cyclin E, and CDC2 was found to decline after a 24-h incubation with
mAb ID5 treatment (Fig. 3A).
In contrast, expression of all of these proteins increased in
heregulin-treated cells. The protein expression of CDK4 (Fig. 3A)
and cyclin D1 (data not shown) did not change
appreciably after treatment with antibody or heregulin.

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Fig. 3. Effect of mAb ID5 and heregulin on cyclins and
CDKs and their associated kinase activities. Subconfluent cultures of
SKBr3 cells were incubated with mAb ID5 (65 nM), heregulin
(0.3 nM), control mAb MOPC21 (65 nM), or
diluent for 24 h. Total cell lysate was prepared and used for
Western blotting and immunoprecipitation, as described in "Materials
and Methods." A, Western blot analysis of CDK/cyclin
protein expression. B, CDK2-, cyclin E-, and cyclin
D1-associated kinase activities.
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We next examined the CDK activities in extracts of SKBr3 cells using
histone H1 and GST-Rb kinase assays. Levels of histone H1 kinase
activities associated with immunoprecipitable cyclin E and CDK2 (Fig. 3B)
were lower in mAb ID5-treated cells. In agreement with
levels of protein expression, CDK4 (data not shown) and cyclin D1
activities assessed by GST-Rb kinase activities were
unchanged. Thus, a decrease in protein expression of CDK2 and CDK6 and
the reduction of cyclin E-CDK2- associated kinase activities may
contribute to the G1 arrest produced by mAb ID5
in SKBr3 cells.
Effect of mAb ID5 and Heregulin on the Rb and CDK Inhibitory
Proteins.
Several proteins can regulate CDK activity. Two families of mammalian
CDK inhibitors have been identified. One includes
p21Cip1, p27Kip1, and p57
Kip2, which can inhibit G1 cyclin/CDK activity.
The other family of CDK inhibitors includes the INK4 CDK inhibitors
p15Ink4B, p16Ink4A,
p18Ink4C, and p19Ink4D,
that inhibit CDK4 and CDK6 kinase, but do not inhibit CDK2 activity
(34
, 35)
. As shown in Fig. 4, A and B
, the
protein expression of p27Kip1 increased in the
cells treated with mAb ID5, but did not increase in cells treated with
heregulin or MOPC21. The time course data showed that mAb ID5-induced
p27Kip1 increase occurred as early as 8 h
after antibody treatment (Fig. 4B).
To determine whether
increased p27Kip1 expression contributed to the
decreased kinase activity of CDK2 observed after treatment with mAb
ID5, the physical association of p27Kip1 with CDK
complex was analyzed by immunoprecipitation with an
anti-p27Kip1 antibody. As shown in Fig. 4D,
a significantly increased amount of
p27Kip1 associated with CDK2 was observed in mAb
ID5-treated cells. However, the amount of p27Kip1
that was associated with CDK4 or CDK6 did not change dramatically (Fig. 4D).
Western blotting could not detect
p21Cip1 in SKBr3 cells (data not shown). This
result was consistent with the fact that this cell line has a mutant
p53 gene (36)
. Expression of
p16Ink4A changed little after treatment with mAb
ID5 or heregulin (data not shown). The p15Ink4B
and p19Ink4D CDK inhibitors were undetectable in
SKBr3 cells (data not shown).

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Fig. 4. Effects of mAb ID5 and heregulin on Rb and
p27Kip1 proteins. Subconfluent cultures of SKBr3 cells were
incubated with mAb ID5 (65 nM), heregulin (0.3
nM), diluent, or control mAb MOPC21 (65 nM) for
24 h or indicated time points. Total cell lysates were prepared.
Western blotting and immunoprecipitation were performed.
A, Western blot analysis of p27Kip1 and Rb
proteins after a 24-h treatment. B, time course of
p27Kip1 expression by Western blot analysis.
C, time course of Rb expression by Western blot
analysis. D, association of p27Kip1 with
CDK2, CDK4, and CDK6. Equal amounts of lysates from diluent-,
heregulin-, mAb MOPC21-, and mAb ID5-treated cells were
immunoprecipitated with an anti-p27Kip1 antibody. The
precipitates were subjected to SDS-PAGE and immunoblotted with
antibodies against CDK2. The same filter probed with CDK2 antibody was
stripped and reprobed with anti-CDK4, or -CDK6 antibodies.
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One of the critical substrates of G1-related
cyclins and CDKs is the Rb protein (35)
. When Rb protein
is phosphorylated by the major cyclin-CDK complexes formed in
G1, such as cyclin D-CDK4 or -CDK6 and cyclin
E-CDK2, transcription factors such as E2F are released that promote
transition from G1 to S phase (35)
.
Conversely, when Rb protein is not phosphorylated, transcription
factors remain tightly bound and cell growth is arrested in the
G1 phase. As shown in Fig. 4, A and C
, more Rb protein became in the hypophosphorylated state in
SKBr3 cells treated with mAb ID5, whereas more Rb protein was in the
hyperphosphorylated state in cells treated with heregulin. These
observations are consistent with the ability of mAb ID5 to arrest SKBr3
cells in the G1 phase. The hyperphosphorylation
in heregulin-treated cells is compatible with increased entry into S
phase.
Induction of Cell Differentiation by Treatment with Heregulin.
To determine whether growth inhibition by heregulin or mAb ID5 was
associated with cell differentiation, we assessed synthesis and
secretion of neutral lipids defined by Oil Red O staining. SKBr3 cells
were treated with antibodies, diluent, or heregulin for 72 h, and
Oil Red O staining was performed as described in "Materials and
Methods." As shown in Fig. 5, A and B
, untreated cells displayed a small
fraction of Oil Red O-stained cells (
20%). Incubation of cells in
the presence of heregulin increased the fraction of cells containing
lipid droplets to 50% (Fig. 5B).
In contrast, no increase
of lipid droplets was observed in mAb ID5-treated SKBr3 cells and
MOPC21-treated cells. Thus, heregulin induced differentiation in SKBr3
cells, whereas mAb ID5 did not.

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Fig. 5. Induction of cell differentiation by
heregulin. SKBr3 cells were treated with antibodies (65 nM)
and heregulin (1 nM) for 3 days. Cytospins were prepared
and stained with Oil Red O to detect lipid droplets, as described in
"Materials and Methods." A, representative staining
of Oil Red O is shown. B, the percentage of positively
stained cells came from five different experiments. Data indicate
means ± SD. The asterisk indicates a statistically
significant difference from controls (diluent or MOPC21).
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Induction of Apoptosis by Treatment with Heregulin.
Two different assays were used to determine whether growth inhibition
produced by mAb ID5 or heregulin involved programmed cell death. SKBr3
cells were treated with antibodies, heregulin, or diluent for 72 h. After trypsinization, a portion of cells was analyzed by flow
cytometry to determine the sub-G1 population.
Another portion was cytospun on slides and stained with ApopTag. Flow
cytometric analysis (Fig. 6A)
showed that treatment with heregulin induced a significant fraction of
sub-G1 cells. In contrast, treatment with
diluent, MOPC21, or mAb ID5 failed to induce apoptosis. Consistent with
the flow cytometric analysis, the ApopTag assay confirmed that
heregulin induced apoptosis, but treatment with diluent, MOPC21, or mAb
ID5 did not (Fig. 6B).
Consequently, by both assays,
heregulin induced apoptosis, whereas mAb ID5 did not.

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Fig. 6. Induction of apoptosis (sub-G1
fraction) by heregulin. Subconfluent cultures of SKBr3 cells were
incubated with mAb ID5 (65 nM), heregulin (1
nM), control mAb MOPC21 (65 nM), or diluent for
72 h. Both floating and attached cells were harvested and
subjected to two different assays, as described in "Materials and
Methods." A, sub-G1 fractions representing
apoptotic cell population were determined by flow cytometric analysis.
A representative histogram is shown. The number shown above
bar came from five different experiments.
B, apoptotic cells were determined by ApopTag assay.
Data are means ± SD (from five experiments); the
asterisk indicates a statistically significant
difference from controls (diluent or MOPC21).
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Daly et al. (27)
have proposed that the
apoptotic cells in heregulin-treated cells arise from the
G2-M population of cells. However, data shown in
Fig. 7
do not support this hypothesis.
Heregulin could strongly stimulate PI3-K cascade
(37)
.4
Pretreatment of the cells with the PI3-K inhibitor LY294002 abolished
heregulin-induced G2-M blockade (0.9% of
G2-M fraction versus 25.7%) at
24 h after treatment (Fig. 7A),
but did not abolish
heregulin-induced apoptosis (7.1% versus 9.9%) at 72 h (Fig. 7B).
Another PI3-K inhibitor, wortmannin,
produced results similar to those obtained with LY294002 (Fig. 7)
.

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Fig. 7. Effect of PI3-K inhibitors on heregulin-induced
G2-M arrest and apoptosis (sub-G1 fraction).
Aliquots of 2 x 105 of SKBr3 cells were plated in
10-cm culture dishes and cultured for 24 h in complete medium.
After pretreatment with the PI3-K inhibitors LY294002 or wortmannin
overnight, cells were incubated with heregulin or diluent for 2472 h.
Both floating and attached cells were harvested and subjected to cell
cycle analysis, as described in "Materials and Methods."
A, G2-M fractions at 24 h after
heregulin treatment were determined by flow cytometric analysis. A
representative histogram is shown. The number shown is the mean
percentage ± SD from three replicate experiments.
B, sub-G1 fractions representing apoptotic
cell population at 72 h after heregulin treatment were determined
by flow cytometric analysis. A representative histogram is shown. The
number shown is the mean percentage ± SD from three replicate
experiments.
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 |
DISCUSSION
|
|---|
This study indicates that both the anti-HER2 antibody mAb ID5 and
the ligand heregulin inhibited growth of SKBr3 cells that overexpress
HER2. The antibody and heregulin appeared, however, to exert their
growth inhibitory action through different mechanisms. The mAb ID5
blocked the transition from G1 phase to S phase.
The mAb ID5 induced G1 arrest that was associated
with: (a) a reduction in the expression of CDK2, cyclin E,
and CDK6; (b) a reduction of cyclin E- and CDK2-associated
kinase activity; (c) an increase in the expression of
p27Kip1; (d) an increased association
of p27Kip1 with CDK2; and (e)
hypophosphorylation of Rb protein. Heregulin, in contrast, was capable
of promoting progression from G1 to S, with
subsequent increase in cells at G2-M associated
with hyperphosphorylation of the Rb protein. Possibly of greater
importance, heregulin induced both apoptosis and differentiation in
SKBr3 cells, whereas mAb ID5 did not.
At present, precise mechanisms by which anti-HER2 antibodies affect
tumor growth are poorly understood. Not all anti-HER2 antibodies
inhibit tumor growth, as different antibodies may signal through
different pathways (8)
. Several mechanisms for
antibody-induced growth inhibition have been proposed. Inhibition of
tumor growth may be associated with an intrinsic ability of anti-HER2
antibodies to induce endocytosis (38
, 39)
. Blocking
signaling by preventing the heterodimerization between HER family
members induced by growth factors such as heregulin or EGF might also
contribute to growth inhibition by anti-HER2 antibody
(39)
. Other studies have correlated the tumor inhibitory
potential of anti-HER2 antibodies with their capacity to induce
cellular differentiation (40
, 41)
. Bacus et al.
(41)
reported that the anti-HER2 antibodies with
tumor-inhibition specifically induced growth arrest at late S or early
G2 phase of the cell cycle and phenotypic
cellular differentiation. In this study, we showed that anti-HER2
antibody mAb ID5 primarily affected the G1 phase
of cell cycle and caused G1 arrest without
induction of differentiation and apoptosis, apparently differing from
the observations by Bacus et al. (41)
. The
cause for this discrepancy is unclear at present. Different anti-HER2
antibodies that recognize different epitopes on the extracellular
domain of HER2 molecule may exert different biological effects. Our
data did support the notion that anti-HER2 antibodies may exert growth
inhibition through cytostatic effects. Data from the anti-HER2 antibody
mAb 4D5 and its humanized 4D5 antibody (Herceptin) indicate that
effects of 4D5 antibody are cytostatic, not cytocidal because tumor
growth resumed on termination of antibody treatment (22)
.
Several studies have shown that certain anti-HER2 antibodies exhibit
apoptotic activity (42, 43, 44, 45)
. Interestingly, anti-HER2
antibodies that bind near the transmembrane region of the HER2
extracellular domain (such as 4D5) have potent cytostatic properties
and induce little apoptosis, whereas the antibodies that bind the
NH2 terminus of HER2 induce rapid apoptosis
(43)
. However, prolonged treatment with 4D5 could induce a
small amount of apoptosis (43)
. In our experiments,
treatment with mAb ID5 up to 72 h still failed to induce a
measurable increase in apoptosis (Fig. 6)
. Again, different properties
of anti-HER2 antibodies may be responsible for these discrepancies.
In this study, an increased amount of the p27kip1
CDK inhibitor was found in cells treated with anti-HER2 antibody mAb
ID5. This finding is similar to previous reports that treatment with
antibody against EGFR (HER1) stimulated the expression of the cell
cycle inhibitor p27kip1, but not
p21WAF1 (46
, 47)
.
p27kip1 protein expression is ordinarily constant
throughout the cell cycle in many cell types (48)
.
Recently, the anti-HER2 antibody mAb 4D5 has been shown to induce
p27kip1 in an ovarian cancer cell line OVCA420
(49)
. Mimosine, a drug that induces
G1 arrest by a different mechanism, was unable to
induce p27kip1 (46)
. Also recently,
Hynes et al. have presented similar observations with the
anti-HER2 antibody 4D5 in SKBr3 cells. Treatment with mAb 4D5 induced
G1 arrest, increased
p27kip1 protein expression, decreased cyclin
E/CDK2 kinase activity, and resulted in hypophosphorylated Rb
expression (50)
. It seems that blockade of receptor
tyrosine kinases of the HER family either by antibodies to HER1
(52)
or HER2 (Refs. 49
and 50
and this study) or a tyrosine kinase inhibitor, herbimycin
(46)
, can elicit increases in
p27kip1 expression. The SKBr3 cell line used in
this study expresses mutated p53 (36)
, and Western blot
analysis revealed a lack of induction of p53 (data not shown) or
p21Cip1 protein following mAb ID5 treatment.
These data suggest that mAb ID5-induced G1 arrest
is independent of p53-regulated mechanisms.
Heregulin has been reported to stimulate the growth of human normal
mammary epithelial cells (51
, 52)
and breast tumor cell
lines expressing low levels of HER2 (53)
. However, the
biological effects of heregulin on breast cancer cell lines expressing
high levels of HER2 are controversial. Both growth-stimulatory
(53
, 54) and growth-inhibitory effects (21
, 25, 26, 27, 28)
have been reported. Our data demonstrate that heregulin
ß1 can suppress the anchorage-dependent and anchorage-independent
growth of SKBr3 breast cancer cells that overexpress HER2 by inducing
G2-M arrest, followed by apoptosis and cell
differentiation. Bacus et al. (26)
reported
that heregulin was able to induce G2-M arrest and
cell differentiation in human breast cancer AU-565 cells that
overexpress HER2, but did not study apoptosis. Daly et al.
(27)
reported that heregulin could induce
G2-M arrest and apoptosis, but cell
differentiation was not studied. Recently, Weinstein et al.
(28)
also reported that heregulin was capable of mediating
apoptosis in human and murine mammary tumor cell lines and murine
tumors, but effects on the cell cycle were not determined. Daly
et al. proposed that the apoptotic cells in
heregulin-treated cells arise from the G2-M
population of cells (27)
. Our data suggest that this is
not the case with SKBR3 cells. Pretreatment of the cells with PI3-K
inhibitors LY294002 and wortmannin can abolish heregulin-induced
G2-M blockade at 24 h after treatment, but
cannot abolish heregulin-induced apoptosis at 72 h (Fig. 7)
.
Additional experiments need to address this issue. Most recently, Daly
et al. (37)
have reported that heregulin
induces G1 progression with an increase in cyclin
A, cyclin B, and Cdk1, and can also cause a G2
block from day 1 and apoptosis from days 23.
The mechanisms by which mAb ID5 and heregulin inhibited the growth of
SKBr3 cells were quite different. These differences presumably reflect
interaction with different HER family receptors and the subsequent
alterations in signaling pathways. Anti-HER2 antibodies specifically
bind to HER2 and produce HER2 homodimers (32)
. In contrast
to antibodies that interact with HER2 homodimers, heregulin does not
bind to HER2 alone. Instead, HER3 and HER4 function as the direct
receptors for heregulin (30
, 31)
. Via heterodimerization
with HER3 or HER4 and transphosphorylation, HER2 can be tyrosine
phosphorylated and activated by heregulin (31
, 55)
.
Several down-stream signaling pathways can be activated depending on
whether cells are activated with specific ligands or antibodies
(1, 2, 3, 4)
. In our own preliminary observations, heregulin
activated the PI3-K and JNK pathways, whereas mAb ID5 did
not.4
In summary, this study demonstrates that anti-HER2 antibody mAb
ID5-induced G1 arrest is associated with
increased p27kip1 expression, decreased CDK2 and
cyclin E expression, and declined CDK2- and cyclin E-associated kinase
activities. No significant apoptosis and cell differentiation was
observed during mAb ID5-induced growth inhibition. In contrast,
heregulin induced G2-M arrest, followed by
apoptosis and cell differentiation. Thus, antibody mAb ID5 and
heregulin exert their growth inhibition of human breast cancer cells
that overexpress HER2 through different mechanisms.
 |
ACKNOWLEDGMENTS
|
|---|
We thank Karen Ramirez, Flow Cytometry Core Laboratory, M. D.
Anderson Cancer Center, for her expert assistance with flow cytometric
analysis.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported in part by Grant CA39930 from the
National Cancer Institute. 
2 To whom requests for reprints should be
addressed, at Division of Medicine, Box 92, The University of Texas
M. D. Anderson Cancer Center, 1515 Holcombe Boulevard, Houston,
Texas 77030. Phone: (713) 792-7770; Fax: (713) 794-1807; E-mail: rbast{at}notes.mdacc.tmc.edu 
3 The abbreviations used are: EGFR, epidermal
growth factor receptor; HER, human epidermal growth factor receptor;
CDK, cyclin-dependent kinase; mAb, monoclonal antibody; Rb,
retinoblastoma; PI3-K, phosphatidylinositol 3-kinase. 
4 X-F. Le and R. C. Bast, unpublished data. 
Received 6/10/99;
revised 10/ 6/99;
accepted 10/ 6/99.
 |
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