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Clinical Cancer Research Vol. 6, 3944-3948, October 2000
© 2000 American Association for Cancer Research


Molecular Oncology, Markers, Clinical Correlates

Overexpression of Matrix Metalloproteinase 2 Predicts Unfavorable Outcome in Early-Stage Non-Small Cell Lung Cancer1

Bernward Passlick2, Wulf Sienel, Rita Seen-Hibler, Werner Wöckel, Olaf Thetter, Wolf Mutschler and Klaus Pantel

Department of Surgery, Chirurgische Klinik und Poliklinik Klinikum Innenstadt, Ludwig-Maximilians University, 80336 Munich [B. P., W. S., R. S-H., O. T., W. M.]; Departments of Thoracic Surgery [B. P., W. S., O. T.] and Pathology [W. W.], Asklepios Fachkliniken München-Gauting, 82131 Gauting; and Division of Molecular Oncology, University Hospital Eppendorf, 20246 Hamburg [K. P.], Germany


    ABSTRACT
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
This prospective study was performed to assess the impact of matrix metalloproteinase (MMP) 2 expression on the clinical course of patients with operable non-small cell lung cancer (NSCLC). Specimens of 193 consecutive patients with completely resected NSCLC were examined for MMP-2 expression by immunohistochemical staining with a polyclonal antibody. Homogeneous immunostaining of cancer cells was considered positive and heterogeneous, or no staining was considered negative concerning overexpression of MMP-2. Four specimens were excluded from further analyses because of unspecific staining. The median follow-up period was 71.5 months (range, 12–120 months). Overexpression of MMP-2 was observed in 64 (33.9%) of 189 patients and did not correlate with clinicopathological parameters. In patients without lymph node involvement (pN0 stage) MMP-2 overexpression was an independent prognostic parameter for unfavorable outcome: Log-rank analysis showed a significant association of MMP-2 overexpression with shortened cancer-related survival (P = 0.04) and disease-free survival (P = 0.03). Multivariate regression analysis confirmed MMP-2 overexpression as predictor of shortened cancer-related survival in NSCLC without lymph node involvement (P = 0.005, relative risk, 2.6). The present study revealed that MMP-2 overexpression predicts a poor prognosis in early-stage NSCLC. Therefore, it might be worth investigating the role of MMP inhibitors as adjuvant therapeutic agents in NSCLC.


    INTRODUCTION
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Lung cancer remains the most common cause of cancer-related death in Western industrialized countries (1 , 2) . NSCLC3 affects ~80% of all of the lung cancer patients (1 , 3) . The standard treatment for early-stage NSCLC is surgery, which results in a 5-year survival of only 50–60% in stages I and II (4 , 5) . Approximately 40% of stage I patients who are postoperatively staged as tumor free relapse within 24 months after surgery (6) . Better understanding of the molecular mechanisms of lung cancer progression might help to identify this group of patients, with potential consequences for adjuvant therapy.

Several steps of tissue destruction are considered essential for spread of tumor cells. Degradation of extracellular matrix and penetration of basement membranes is known to play an important role in tumor invasion and metastasis (7) . One group of proteolytic enzymes that has been associated with this ability is the MMP family (7 , 8) . Several recent reports confirmed involvement of MMPs in NSCLC (9, 10, 11) . Specific MMP inhibitors will soon be available for advanced clinical trials evaluating adjuvant therapy for NSCLC (12) . MMP-2 (also known as gelatinase A) has been implicated in lymphatic and vascular invasion of NSCLC (9) , but prognostic value of MMP-2 expression in NSCLC has thus far not been documented. Thus, this study was performed to assess the impact of MMP-2 expression on prognosis and outcome of operable NSCLC. The expression of MMP-2 in 193 specimens of primary surgery for NSCLC was examined by immunohistochemistry to analyze possible correlation with relapse and survival after long-term follow-up. This is the first report demonstrating that MMP-2 overexpression is an independent risk factor for poor prognosis in NSCLC.


    PATIENTS AND METHODS
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Patients.
The study was activated in September 1989 and the latest follow-up was updated in September 1999. Specimens of 193 consecutive patients with completely resected NSCLC were collected after written informed consent. Only patients with confirmed postoperative R0 stage were admitted to the study. The tumor stages were classified according to the international union against cancer’s Tumor-Node-Metastasis classification (13) . The preoperative staging of all of the patients had resulted in resectable tumors (T1–T4) without evident distant metastasis (M1) or contralateral or supraclavicular lymph node involvement (N3). The preoperative staging studies included chest X-ray, bronchoscopy with perbronchial or intraluminal biopsies, computerized tomography of thorax and upper abdomen, abdominal ultrasound, and bone scan. Only patients with enlarged mediastinal lymph nodes with a short axis diameter of >1 cm underwent a preoperative mediastinoscopy and biopsy. Patients’ functional operability was assessed by body plethysmography, capillary blood gas analysis, and bicycle ergonometry. In general, a lobectomy or pneumonectomy and systematic mediastinal lymphadenectomy was performed in the department of thoracic surgery. The median age at time of surgery was 60 years, with a range of 37 to 80 years. Patients whose primary tumors were classified as pT3 or pT4 received adjuvant percutaneous radiation therapy of the tumor bed, and patients with mediastinal lymph node involvement (pN2) received percutaneous radiation therapy of the entire mediastinum. For these adjuvant therapeutic regimens a cumulative dose of 50 Gy was administered by megaV equipment in fractionated technique.

The median follow-up duration was 71.5 months (range, 12–120 months). Follow-up studies included physical examination, chest X-ray, and blood tests at 3-month intervals and an additional thoracic CT scan, abdominal ultrasound, and bronchoscopy in 6-month intervals. Close follow-up was documented by contacting family practitioners with questionnaires concerning local relapse, distant metastasis, and death. If possible, a relapse was confirmed at our institution, and the patient was admitted for subsequent therapy.

Immunohistochemical Analysis.
The presence of MMP-2 was analyzed by immunohistochemical staining using the LSAB method. Briefly, paraffin sections were dewaxed, rehydrated, and subsequently incubated with 0.08% trypsin (Sigma, Taufkirchen, Germany) for 30 min at 25°C. Endogenous peroxidase activity was blocked by treating the specimens with 30% hydrogen peroxide for 10 min. Nonspecific antibody binding was prevented by commercial blocking agent (LSAB-kit, Dako, Hamburg, Germany). Excess blocking agent was drained, and the sections were incubated overnight at 4°C with anti-MMP-2 primary antibody AB809 (Chemicon Inc., Temecula, CA).

The polyclonal rabbit antibody recognizes the hinge region of both the latent 72-kDa proenzyme and the active 62-kDa form of MMP-2 as well as MMP-2 in complex with tissue inhibitor of metalloproteinase 2. No cross-reactivity against other MMP family members was observed. AB809 (1 mg/ml) was used in 1:200 dilution with background-reducing antibody diluent (Dako). For the negative controls the primary antibody was replaced with rabbit nonimmune IgG (Southern Biotechnology Associates Inc., Birmingham, AL). Immunohistological staining was continued by incubating the slides with biotinylated antimouse/antirabbit secondary antibody solution (LSAB kit, Dako) for 30 min at 25°C. Peroxidase was introduced using a streptavidin conjugate (LSAB kit, Dako). Between all of the stages of the procedure the specimens were thoroughly rinsed with 0.1 M Tris-HCl buffer (pH 8.2). Peroxidase reactivity was revealed using aminoethyl carbazole (Sigma) dissolved in dimethylformamide and 0.1 M acetate buffer (pH 5.2), creating a red-brown staining with 30% hydrogen peroxide. Finally, the sections were counterstained with hematoxylin and mounted in Kaiser’s glycerol gelatin.

Evaluation of the Specimens.
The slides were examined under a Leitz laborlux light-microscope (Leitz, Wetzlar, Germany) using objectives with x10 and x40 magnifications (Fig. 1)Citation . Macrophages in the sections served as positive controls. Staining intensity is unreliable because it varies between batches, and, therefore, it was not useful for analysis of MMP-2 expression. Immunostaining was analyzed semiquantitatively by verifying the distribution of stained cancer cells in the center of the tumor. The tumors were divided into three groups: +, homogeneous staining of cancer cells; +/-, heterogeneous staining of cancer cells; -, no staining of cancer cells. In further analyses homogeneous staining (+) was considered positive and heterogeneous (+/-) or no immunostaining (-) was considered negative concerning overexpression of MMP-2. Staining specificity was assessed by evaluation of the negative controls in which the primary antibody had been replaced with normal rabbit nonimmune IgG. This assessment of negative controls revealed unspecific staining in four cases that were excluded from further analyses. All slides were examined by two independent observers who were unaware of the clinical data. The slides with discrepant evaluations were reevaluated, and a consensus was reached.



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Fig. 1. Immunostaining of MMP-2 in primary squamous cell carcinoma of the lung. The tumor shows strong, homogenous and specific immunoreactivity of cancer cells and was, therefore, considered to overexpress MMP-2. x40.

 
Statistical Analysis.
Differences in the frequency of MMP-2-positive sections in subgroups of patients were analyzed by Pearson’s {chi}2 test. For analysis of follow-up data, life table curves were calculated with the Kaplan-Meier method, and survival distributions were compared by log-rank statistics. Relapse and death hazard rates were estimated by dividing the number of events by persons at risk and years of follow-up. The Cox proportional hazards model was applied for multivariate analysis using the SPSS software program (SPSS Inc., Chicago, IL). For this analysis all of the variables were dichotomized. Age as the only continuous variable was dichotomized at the median (60 years). The threshold for statistical significance was chosen as P = 0.05.


    RESULTS
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Patient Population.
As a result of the exclusion of 4 unspecifically stained specimens, clinicopathological parameters of 189 patients were examined for possible correlation with MMP-2 overexpression. For survival analyses, an additional exclusion of 14 patients with incomplete follow-up or cancer-unrelated death was necessary, resulting in a total of 175 eligible patients. The median follow-up duration was 71.5 months (range, 12–120 months). Within the observation period a total of 108 (61.2%) of the 175 eligible patients died of cancer-related causes. Postoperative staging showed that 96 patients had pN0 diseases. Exclusion of 6 patients with incomplete follow-up resulted in 90 eligible patients with no lymph node involvement. In this subset 40 patients (44.4%) died of cancer-related causes. Relapse was defined as diagnosis of distant metastasis or local recurrence and was observed in 43 (47.7%) patients of this subgroup.

Evaluation of Immunohistochemical Staining.
The majority of the 189 specimens exhibited either completely negative or highly homogenous staining of cancer cells. No staining of MMP-2 was observed in 81 specimens (42.9%), and staining of MMP-2 was homogenous in 64 tumors (33.9%). The remaining 44 specimens (23.2%) exhibited an intermediate pattern of MMP-2 staining. For further analyses homogenous staining of MMP-2 was considered positive, and intermediate or no staining of MMP-2 was considered negative concerning MMP-2 overexpression. Assessment of immunohistochemical MMP-2 detection in fibroblasts revealed a negative or weak, heterogeneous staining of fibroblasts in all of the specimens.

Analysis of Survival and Relapse.
In total, overexpression of MMP-2 was observed in 64 patients (33.9%). There was no significant correlation with clinicopathological parameters such as tumor extension, lymph node involvement, staging, grading, tumor histology, age, or sex. Counter to one’s expectations, MMP-2 overexpression was not associated with the presence of lymph node metastasis or tumor extension (Table 1)Citation . However, univariate analysis revealed a relationship between overexpression of MMP-2 and unfavorable outcome in operable NSCLC (Fig. 2)Citation . Among the 175 eligible patients there was a tendency toward an increased cancer-related death rate (0.070 versus 0.058; P = 0.06) and relapse rate (0.072 versus 0.058; P = 0.09) associated with MMP-2 overexpression. Subsequent stratification according to postoperative stage and lymph node status showed that in patients with no lymph node involvement MMP-2 overexpression predicted for both shortened disease-free and shortened cancer-related survival (Fig. 3)Citation . The log-rank test Ps for cancer-related and disease-free survival in N0 disease were 0.04 and 0.03, respectively.


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Table 1 %Patients’ characteristics and distribution of MMP-2 overexpression

 


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Fig. 2. Relationship between MMP-2 overexpression and cumulative cancer-related survival in NSCLC. Survival distributions were calculated with the Kaplan-Meier method and compared by log-rank analysis; P = 0.061. A total of 175 patients were eligible for survival analysis because of prior exclusion of 14 patients with incomplete follow-up or cancer-unrelated death.

 


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Fig. 3. Distribution of cancer-related survival of lymph node-negative patients. Survival distributions were calculated with the Kaplan-Meier method and compared by log-rank analysis; P = 0.041. A total of 90 patients were eligible for survival analysis because of prior exclusion of 6 patients with incomplete follow-up or cancer-unrelated death.

 
In this subgroup, a multivariate analysis was conducted to evaluate whether the correlation between MMP-2 overexpression and shortened cancer-related survival results from an association of MMP-2 with other prognostic factors or whether it could maintain its own prognostic value (Table 2)Citation . The Cox regression analysis was performed with a total of 90 eligible patients because of prior exclusion of 6 patients with cancer-unrelated death or incomplete follow-up. Overexpression of MMP-2, tumor size, age, and tumor histology were tested for independence of a possible prognostic value. It was unnecessary to consider therapy as an extra variable because it was already taken into account by tumor size, which considers pT3 patients who received adjuvant radiotherapy. The multivariate regression analysis demonstrated that MMP-2 overexpression was a significant (P = 0.005) independent prognostic predictor for shortened cancer-related survival in node-negative patients. The relative risk for cancer-related death in pN0 patients was 2.6-fold greater in case of MMP-2 overexpression (95% confidence interval, 1.3–5.1). Compared with other factors, the risk for cancer-related death in MMP-2-positive cases was approximately as high as that in patients who were >60 years old.


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Table 2 %Multivariate Cox regression analysis of cancer-related survival in patients with node-negative NSCLC

Cancer-unrelated death or incomplete follow-up resulted in exclusion of six patients. Finally, 90 pN0 cases were available for analysis of independent prognostic significance.

 

    DISCUSSION
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Controversy still exists about the site of MMP-2 production in NSCLC. Recently, in situ hybridization experiments detecting MMP-2 mRNA suggested that MMP-2 expression was mainly localized to fibroblasts in NSCLC (14) and in other carcinomas (15, 16, 17) . This observation could explain the immunohistochemical detection of MMP-2 in fibroblasts in the present study but not the strong homogenous detection in cancer cells. The detection of MMP-2 in malignant cells of NSCLC in this study confirms previous reports that revealed cytoplasm of NSCLC cells as the site of immunohistochemical staining of MMP-2 (10 , 14 , 18) . Weak staining of fibroblasts in the present study was not interpreted as unspecific antibody cross-reactivity but was considered as detection of few amounts of MMP-2. The disparity in the distribution of MMP-2 between in situ hybridization and immunohistochemistry may be explained by differences in the rates of mRNA translation and capacity of intracellular storage (17) . Another explanation is that the enzyme is predominantly expressed by fibroblasts and after secretion is bound on the surface of cancer cells. Previous investigations indicating that MMP-2 can interact with the surface of cancer cells by special receptors (19) favor the latter thesis. These findings emphasis that cancer cells and fibroblasts closely cooperate during the degradation of extracellular matrix by MMP-2.

Although immunohistochemical studies of MMP-2 expression in NSCLC have already been conducted (10 , 14 , 18) , no reports have thus far been published investigating the impact of MMP-2 expression on long-term survival in NSCLC (7) . In breast cancer (20) , gastric cancer (21) , and other carcinomas, overexpression of MMP-2 detected by immunohistochemistry has particularly been associated with an unfavorable outcome, suggesting for this study also to focus on overexpression of MMP-2. Tumors showing homogenous, immunohistochemical staining of cancer cells were considered positive, and specimens with intermediate staining or without staining were considered negative concerning overexpression of MMP-2. Therefore, the method for choosing the optimal cut point for differentiating between patients at high and low risk is based on previous results and knowledge of the measurement technique and not on the minimum P method, which inherits statistical danger in investigating possible prognostic factors (22) .

In this study cancer-related survival has been used as the end point to assess the prognostic value of MMP-2 expression. In contrast, other authors (20 , 23) analyzed the overall survival, which inherits the danger of misinterpretation resulting from influence of death caused by other diseases than cancer. Some other reports used the association of MMP expression with already established risk factors as indirect predictors for poor prognosis. By comparing live table curves of patients with high and low MMP-2 expression, this study revealed independent prognostic significance of MMP-2 in a direct manner. Considering all of the NSCLCs analyzed, MMP-2 overexpression was a parameter with borderline statistical significance. However, the analysis of early stages demonstrated that MMP-2 overexpression is a strong and independent predictor of poor clinical outcome in pN0 NSCLC. This observation is similar to breast cancer, in which subgroup analyses of MMP-2 expression and its prognostic value (20) showed that MMP-2 predicts poor prognosis particularly during the early cancer stages.

Even in stage I NSCLC, 40% of patients who are postoperatively staged as tumor free relapse within 24 months. Patients with early cancer stages are a potential subgroup for successful adjuvant therapeutic regimens because they have no overt tumor spread and low tumor burden. Several biological therapeutic approaches are currently being established for possible adjuvant regimens. The knowledge about correlation between expression of potential therapeutic targets and relapse or cancer-related death is a prerequisite for analysis of possible effects of adjuvant therapy in early-stage cancer. This study shows that MMP-2 overexpression correlates with early cancer-related death and indicates that MMP-2 should be considered as a potential target of MMP inhibitors in NSCLC. Because other MMP subclasses are also associated with aggressiveness of lung cancer (10) , even unspecific MMP inhibitors such as marimastat or batimastat (12 , 24) could be efficient in adjuvant therapy of NSCLC or in controlling metastatic NSCLC. Further, this type of study may provide a basis for the preselection of patients to be included in clinical trials to investigate the benefit of chemotherapy or MMP-inhibitor therapy.


    FOOTNOTES
 
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

1 Supported by grants from the Sonderforschungsbereich (SFB) 469 of the Ludwig-Maximilians University, Munich, Germany. Back

2 To whom requests for reprints should be addressed at: Department of Surgery, University of Munich, Klinikum Innenstadt, Nussbaumstraße 20, 80336 Munich, Germany. Phone: 49-89-5160-2511; Fax: 49-89-5160-3630; E-mail: Passlick{at}lrz.uni-muenchen.de Back

3 The abbreviations used are: NSCLC, non-small cell lung cancer; MMP, matrix metalloproteinase; LSAB, labeled streptavidin-biotin. Back

Received 2/15/00; revised 7/17/00; accepted 7/17/00.


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 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 

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Matrix Metalloproteinase-2 Status in Stromal Fibroblasts, Not in Tumor Cells, Is a Significant Prognostic Factor in Non-Small-Cell Lung Cancer
Clin. Cancer Res., October 1, 2004; 10(19): 6579 - 6585.
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Clin. Cancer Res.Home page
C. A. Pinto, P. E. d. O. Carvalho, L. Antonangelo, A. Garippo, A. G. P. da Silva, F. Soares, R. Younes, R. Beyruti, T. Takagaki, P. Saldiva, et al.
Morphometric Evaluation of Tumor Matrix Metalloproteinase 9 Predicts Survival after Surgical Resection of Adenocarcinoma of the Lung
Clin. Cancer Res., August 1, 2003; 9(8): 3098 - 3104.
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ThoraxHome page
Y Hakoda, Y Ito, A Nagate, K Minemura, K Utsumi, M Aoshima, and K Ohyashiki
Increased collagenase activity in macrophages from bronchial lavage as a diagnostic marker of non-small cell lung cancer
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ChestHome page
M. D. Brundage, D. Davies, and W. J. Mackillop
Prognostic Factors in Non-small Cell Lung Cancer* : A Decade of Progress
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J. Biol. Chem.Home page
M.-R. Pan and W.-C. Hung
Nonsteroidal Anti-inflammatory Drugs Inhibit Matrix Metalloproteinase-2 via Suppression of the ERK/Sp1-mediated Transcription
J. Biol. Chem., August 30, 2002; 277(36): 32775 - 32780.
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Clin. Cancer Res.Home page
M. Cai, K. Onoda, M. Takao, I.-Y. Kyoko, H. Shimpo, T. Yoshida, and I. Yada
Degradation of Tenascin-C and Activity of Matrix Metalloproteinase-2 Are Associated with Tumor Recurrence in Early Stage Non-Small Cell Lung Cancer
Clin. Cancer Res., April 1, 2002; 8(4): 1152 - 1156.
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