
Clinical Cancer Research Vol. 6, 4055-4063, October 2000
© 2000 American Association for Cancer Research
Molecular Oncology, Markers, Clinical Correlates |
Prognostic Significance of p53 Alterations in Patients with Non-Small Cell Lung Cancer: A Meta-Analysis1
T. Mitsudomi2,
N. Hamajima,
M. Ogawa and
T. Takahashi
Departments of Thoracic Surgery [T. M.] and Internal Medicine [M. O.], Aichi Cancer Center Hospital, and Divisions of Epidemiology [N. H.] and Prevention and Molecular Oncology [T. T.], Aichi Cancer Center Research Institute, Nagoya 464-8681, Japan
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ABSTRACT
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There
is great controversy as to whether alteration of the p53
gene adversely affects survival of non-small cell lung cancer
patients. The aim of this study was to qualitatively review the
association between p53 alterations and patient outcome by reviewing
published papers. Forty-three articles were used. Survival difference
was combined by use of the DerSimonian-Laird method. p53 alteration was
either detected as overexpression by the protein studies or as mutation
by the DNA studies. The incidence of p53 alteration in DNA
studies (381 of 1031; 37%) was lower than that in protein studies
(1725 of 3579; 48%; P < 0.0001,
2
test). The incidence of p53 overexpression and mutation in
adenocarcinoma (36 and 34%) was significantly lower than that in
squamous cell carcinoma (54 and 52%; P < 0.0001).
Combined survival differences at 5 years (survival in patients with
alteration minus that in patients without alteration) by protein and
DNA studies were -9.1% (P = 0.0091) and -22.0%
(P = 0.0026), respectively. The negative prognostic
effect of p53 alteration was highly significant in patients with
adenocarcinoma [-21.8% at 5 years (P =
0.0000039) by protein studies and -48.0% (P =
0.000031) by DNA studies] but not in patients with squamous cell
carcinoma [-15.6% (P = 0.4241) by protein
studies and 2.0% (P = 0.8864) by DNA studies]. In
the light of these results, p53 alteration was a significant marker of
poor prognosis in patients with pulmonary adenocarcinoma. Whether p53
alteration also provides information that can alter treatment decisions
should be asked in clinical trials.
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INTRODUCTION
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In many types of human cancers, including
NSCLC,3
the
p53 tumor suppressor gene is completely inactivated when one
copy of the gene is mutated and the remaining allele is subsequently
deleted (1)
. p53 protein is thought to act as a negative
regulator of cellular proliferation or as an inducer of apoptosis
through the transactivation of genes, including p21, BAX,
and GADD45 (1)
. Missense mutation of the
p53 gene usually but not always prolongs the half-life of
the protein from minutes to hours and results in nuclear
accumulation of the p53 protein, which can be detected by IHC
(1)
.
Lung cancer has been the leading cause of cancer death in North
America, and it also became so in Japan in 1998. Lung cancer is divided
into two morphological types, SCLC and NSCLC. About 30% of NSCLC
patients have localized disease, and successful surgical management
with long-term disease control is generally restricted to this group of
early-stage patients (2)
. Using existing prognostic tools,
however, it is often difficult to predict either which surgically
managed patients are at risk for an early disease relapse or which rare
advanced stage patients may experience a favorable survival
(2)
. Therefore, the search for the genetic lesions,
identified by recent advances in molecular biology of human cancers to
predict the prognosis of patients, are considered to be of great
importance in making clinical decisions regarding the optimum treatment
regimen.
The p53 gene is most extensively studied in this context
because its genetic alteration is common and usually present as a
qualitative alteration, i.e., point mutations. In addition,
the fact that immunohistochemical detection of nuclear accumulation of
p53 protein is usually indicative of missense mutation further
facilitated many researches into this field of study. As a result,
there have been >60 studies published dealing with the prognostic
impact of p53 alterations on prognosis of NSCLC. However, there is a
great controversy as to whether p53 adversely affects survival of NSCLC
patients. Several authors published extensive reviews on this issue
(3
, 4)
. However, no conclusion emerges in that respect,
unless quantitative evaluation is introduced.
In the present study, in an attempt to review those papers
quantitatively, we used meta-analysis to gain insights as to whether
p53 could be useful in the management of NSCLC patients.
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MATERIALS AND METHODS
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Articles Reviewed.
This meta-analysis was limited to studies dealing with the prognostic
implication of p53 alterations (overexpression by protein studies or
mutation by DNA studies) in patients with NSCLC who underwent surgical
resection of tumors, published in English in the periodical literature.
We excluded papers dealing with patients treated with modalities other
than surgery and papers that did not examine resected specimens but
cell lines because of possible artifacts caused by in vitro
selection. As a presentation of prognostic impact, the paper had to
show 3-year- and/or 5-year survival rates (not in the form of a hazard
ratio) for each group of patients with or without p53 alteration.
The search for the articles was primarily performed using the PubMed
database4
in April
1999. The bibliographies of any papers thus identified were also hand
searched. Sixty-five articles for p53 were initially found. Thirteen of
these articles were excluded because they did not show 3-year survival
rates, or the observation periods were <3 years. Four articles were
excluded because data that overlapped from the same study group were
published. In these cases, only one article that dealt with more
patients or that was more recent was included. Two papers dealt with
patients treated by modalities other than surgery. One paper concerned
only the type of p53 mutation (missense or null), and the
other paper analyzed cell lines. Thus, 22 papers were excluded (Table 1)
, and the remaining 43 papers were included in our
analysis.
Statistical Method.
To obtain a summary statistic for 3-year and 5-year survival rate
differences, a random effect model by DerSimonian and Laird
(5)
was applied. The method required proportions of
subjects who had experienced a given end point (i.e.,
survival rates) and denominators of the proportion (i.e.,
number of subjects for follow-up). Three-year and 5-year survival rates
were read on the published survival curves when the rates were not
provided in the text or tables of the collected articles. The subjects
censored before 3 or 5 years were subtracted from the denominators,
giving a conservative confidence interval for the summary statistic.
The censored cases were counted by tick marks on survival curves when
provided. A
2
test for homogeneity was
performed, as described by DerSimonian and Laird (5)
.
Publication bias was examined by a method described by Begg and
Mazumdar (6)
. All reported Ps were two-sided;
those <0.05 were considered statistically significant.
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RESULTS
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Incidence of p53 Alteration and Factors Affecting It.
Table 2
summarizes studies that examined
the effect of p53 overexpression on survival. Incidence ranged from
17.5 to 76.8%, and the overall incidence was 48.2% (1725 of 3579).
Eleven studies used DO7, 10 studies used PAb1801, and 3 studies used
CM1 as a primary antibody, but the incidence of p53 overexpression
appeared to be independent of antibodies used (45% for DO7, 49% for
PAb1801, and 47% for CM1). Neither did the incidence of p53
overexpression seem to be dependent on the cutoff value used. Table 3
shows similar information in
studies that detected p53 mutation as DNA sequence change.
Eight of 11 studies examined only exons 58. The incidence ranged from
25.8 to 50.7% with a mean of 37% (381 of 1031); this was
statistically lower that by protein studies shown above
(P < 0.0001). Tables 4
and 5
summarize studies used for
meta-analysis by histological types. In adenocarcinoma, the incidences
of p53 overexpression and mutation were 36 and 34%, respectively,
which were significantly lower than those of squamous cell carcinoma
(54 and 52%, respectively).
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Table 4 %Studies included for meta-analysis of patients
with adenocarcinoma
Seven of 12 studies in Table 4
are subset analyses by histological
types, and thus they are also in Table 2
.
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Table 5 %Studies included for meta-analysis of patients
with squamous cell carcinoma
All studies in Table 5
are subset analyses by histological types, and
thus they are also in Table 2
.
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Survival Impact of p53 Alterations.
Although missense mutation of the p53 gene usually results
in nuclear accumulation of the p53 protein, p53 overexpression is not
always equivalent to p53 mutation. Concordance between the
two assays in lung cancer is reported to be 6070% (7)
.
Therefore, in the present meta-analysis, we decided to analyze protein
overexpression studies and DNA studies separately. We calculated 3-year
and 5-year survival differences, i.e., the survival rates of
patients with p53 alterations minus those of patients without p53
alterations, and combined them by the DerSimonian-Laird method (Fig. 1)
. This method required the difference
of survival rate and number of patients "at risk" at a given time
point. However, not all studies showed censored cases on the
Kaplan-Meier curve. For example, only 12 of 28 authors listed in Table 1
showed censored cases or number of patients at risk. When tick marks
to indicate censored cases on the Kaplan-Meier curve were not shown, we
assumed that there was no censored case because of the following
observation. The combined survival difference did not differ
significantly between the one assuming that there were no patients lost
to follow-up and the one obtained assuming that 30% of cases were
censored (e.g., -11.411% versus -10.889% for
a 3-year survival difference in protein studies). However, the
confidence intervals were likely to be estimated smaller than were
actually the case, and this might result in relative overweighing of
reports that had more censored cases.

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Fig. 1. Meta-analysis of effects of p53
gene alteration on 3-year and 5-year survival rates in patients who
underwent pulmonary resections for NSCLC. Bars, 95% CI
of survival rates in patients with p53 alterations minus those in
patients without p53 alterations. Areas of squares are proportional to
weight used for combining data. Diamonds represent
overall survival differences for results of all studies combined.
Extremes of diamonds give 95% CI. Q statistics and
P for tests of homogeneity were as follows: protein
studies at 3 and 5 years (Q = 96.6, P <
0.0001; and Q = 88.4, P < 0.0001) and DNA
studies at 3 and 5 years (Q = 21.3, P = 0.019;
and Q = 23.5, P = 0.0014).
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There is a tendency that papers with positive results are more likely
to be published. Therefore, publication bias was examined by a method
described by Begg and Mazumdar (6)
for the studies in
Tables 2
3
4
5
, but no publication bias was detected; all of the
zs were <1.96 (not shown).
A
2
test for homogeneity as described by
DerSimonian and Laird (5)
revealed that in all cases
except for cases in combining data with adenocarcinoma, each study was
very heterogeneous (see legends to Figs. 1
and 2
). Combined 3- and 5-year survival
differences were -11.4% (95% CI, -18.6 to -4.1; P = 0.0021) and -9.1% (95% CI, -16.0 to -2.3; P =
0.0091) for protein studies, respectively. For DNA studies, they were
-18.7% (95% CI, -28.3 to -9.0; P = 0.0001) and
-22.0% (95% CI, -36.3 to -7.7; P = 0.0026),
respectively (Fig. 1)
. It seemed that the effect of p53 alterations
detected as p53 mutation was stronger than those detected as
protein overexpression.

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Fig. 2. Meta-analysis of effects of
p53 gene alteration on 3-year and 5-year survival rates
in patients who underwent pulmonary resections for adenocarcinoma
(A) and squamous cell carcinoma (B). For
details, see the legend to Fig. 1
. Q statistics and P
for tests of homogeneity were as follows: A,
adenocarcinoma protein studies at 3 and 5 years (Q = 2.54,
P = 0.77; and Q = 3.07; P = 0.546) and DNA studies at 3 and 5 years (Q = 11.9,
P = 0.036; and Q = 4.49, P = 0.106); and B, squamous cell carcinoma protein studies
at 3 and 5 years (Q = 25.8, P < 0.0001; and
Q = 17.6, P < 0.0001) and DNA studies at 3
and 5 years (Q = 36.9, P < 0.0001; and Q = 0, P = 0.886).
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Because we and others claimed that the prognostic impact of p53
alterations is stronger in patients with adenocarcinoma than in those
with squamous cell carcinomas (7
, 8)
, we asked whether
histological types have influence on the effect of p53 alteration on
prognosis of patients (Fig. 2)
. In patients with adenocarcinoma,
combined 3-year and 5-year survival differences were -21.8% (95% CI,
-29.4 to -14.1; P = 0.000000024) and -21.8% (95%
CI, -31.0 to -12.5; P = 0.0000039) for protein
studies; and -41.0% (95% CI, -57.2 to 24.7; P =
0.00000079) and -48.0% (95% CI, -70.6 to -25.4; P = 0.000031) for DNA studies, respectively. On the other hand, survival
impact of p53 alteration was not significant in patients with squamous
cell carcinoma. Combined 3-year and 5-year survival differences were
-10.0% (95% CI, -44.0 to 24.0; P = 0.5652) and
-15.6% (95% CI, -53.9 to 22.7; P = 0.4241) for
protein studies and -19.9% (95% CI, -54.6 to 14.8;
P = 0.2609) and 2.0% (95% CI, -25.4 to 29.4;
P = 0.8864) for DNA studies, respectively. This
observation might be relevant to the fact that cases with
adenocarcinoma were statistically homogeneous, whereas cases with
squamous cell carcinoma were heterogeneous.
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DISCUSSION
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There has been considerable controversy as to whether
p53 mutation or p53 overexpression is a poor prognostic
indicator in patients with NSCLC who underwent potentially curative
resection (9)
. This has been pointed out in several
reviews published to date, but the lack of quantitative evaluation
failed to give further insights (3
, 4)
. We showed, by an
extensive quantitative review of published reports, that p53 alteration
was more prevalent in squamous cell carcinoma of the lung than in
adenocarcinoma, and that p53 was a significant marker in patients with
poor prognoses who have adenocarcinoma but not in patients with
squamous cell carcinoma.
The ideal study of prognostic factor should have statistical power
consideration, avoidance of patient population bias, or methodological
validation with optimized cutoff points (10
, 11) . In light
of these criteria, none of the 65 studies were definitive, resulting in
the accumulation of many pilot studies. It is also true that it is very
difficult to perform a definitive study. Therefore, we attempted to
compile published data by use of meta-analysis. Because meta-analysis
was originally developed to combine published randomized control trials
(12)
, there are several problems in applying this
methodology to combining studies for prognosis. Meta-analysis has no
power to adjust methodological problems caused by variance in antibody,
cutoff value, or experimental conditions. Thus, we regard that
collecting all raw data by questionnaire, a method recently performed
by the RASCAL group for meta-analysis of prognostic impact of ras
mutations in colorectal cancer (13)
, is too tedious, yet
there remain unsolved methodological problems.
In particular, the fact that p53 alteration can be detected as either
protein overexpression or mutation makes the problem more complicated.
Furthermore, p53 overexpression might be influenced by the antibody
used or by the different cutoff point selected. However, in the present
meta-analysis, the incidence of p53 overexpression appeared to be
independent of antibody used or cutoff point. This point is relevant
with the fact that the incidence of stained nuclei does not distribute
equally from 0 to 100%; rather, the incidence tends to distribute
around two poles of 0 and >50% (7
, 8)
. There are other
methodological issues that should be kept in mind in interpreting data.
In studies dealing with p53 mutation, most of the authors examined
exons 58 or 59, where most of the mutations were thought to exist.
However, Casey et al. (14)
found that by
extensive sequence analysis of exons 211, 17% of mutations found in
lung cancers were outside exons 59. p53 IHC fails to detect 2030%
of mutations, especially in the form of nonsense, splice, or null
mutations (15)
. In the recent report by Ahrendt et
al. (16)
, it was reported that sensitivity of
dideoxynucleotide direct sequencing and GeneChip assay for
p53 mutation detection is 76 and 81%, respectively. In this
context, none of the assays are infallible at detection of p53
alteration, and it is possible that these factors also affect the
survival impact of p53 alterations.
Pharoah et al. (17)
claimed that three
important questions should be asked in interpreting the results of
meta-analysis, in their recent meta-analysis on significance of
p53 mutations on prognosis in breast cancer: (a)
whether all relevant studies were included for the analysis should be
asked, but it is difficult to assess. We made every effort to collect
papers that were sufficient to estimate survival impact of p53
alterations as of April 1999; (b) whether there is study
heterogeneity is also important. It is easy to imagine that differences
in study population, in methods to detect p53 alterations, and in
measurement of confounding factors and others may result in study
heterogeneity. Indeed, heterogeneous effects were observed in several
subsets in the present study. In addition, even if DerSimonian-
Lairds random-effect model was applied, null hypothesis on
homogeneity was rejected except for the adenocarcinoma subset (see
legends to Figs. 1
and 2
). However, there were no available methods to
separate studies further to obtain homogeneous groups because of lack
of information on confounding factors. LAbbe et al.
(12)
recommended the use of the DerSimonian-Laird method
when the homogeneity assumption is rejected; and (c)
publication bias is another source of heterogeneity. But in our cases,
no publication bias was detected, according to Begg and Mazumdar
(6)
, suggesting that the obtained summary statistic was
not far from the true average value. However, it should be kept in mind
that this methodology did not completely exclude biases, because there
might have been rejection or even nonsubmission of negative data. In
addition, the selection of only papers published in English likely
introduces bias.
The present meta-analysis indicated that p53 alteration was a
significant marker of poor prognosis in patients with adenocarcinoma
but not in patients with squamous cell carcinoma. This interesting
result may be relevant to the following observations. Kawasaki et
al. (18)
examined nuclear p53 accumulation in
small-sized adenocarcinoma of the lung and concluded that nuclear p53
overexpression occurs in the transition from the early to advanced
stage of replacement-type adenocarcinoma development. On the contrary,
p53 overexpression is present in dysplasias, preneoplastic lesions of
squamous cell carcinoma (19
, 20)
. These lines of evidence
suggest that p53 alteration may have different roles in adenocarcinoma
and in squamous cell carcinoma, i.e., p53 alteration is
required for squamous carcinogenesis, whereas it plays a significant
role in malignant progression of adenocarcinoma.
Recently, several authors claimed that functionally or topographically
different p53 mutations have a different effect on survival
of patients with cancer. de Anta et al. (21)
showed that p53 null mutation but not missense mutation is a
poor prognostic indicator in patients with NSCLC, whereas Huang
et al. (22)
claimed that p53
mutations occurring in exons 7 and 8 were more predictive of poor
prognosis. However, again on this point, there is a controversy. Vega
et al. (23)
claimed that mutation occurring in
exon 5 is predictive of poor prognosis. It has been shown that,
depending on the site of mutation or on substituted base, sequence
alteration may have different effects on p53 function
(24)
. A rapid p53 functional assay using a yeast system
has been developed recently (25)
. The prognostic effect of
the p53 alteration with functional defect detected by this assay would
certainly be of interest.
In conclusion, we showed that p53 mutation or overexpression
was an indicator or poor prognosis, especially in patients with
adenocarcinoma, by meta-analysis. Although standardization and
validation of the assay will still remain as a matter of future
studies, the next step will be to examine the capability of p53
alterations to predict the optimal treatment regimen for lung cancer
patients. If patients with altered p53 really have a poorer prognoses
than those without p53 alteration, patients with p53 alteration can be
a target for experimental therapeutic approach. Another concern is that
it is generally believed that tumors with p53 alterations are more
resistant to cancer chemotherapeutic agents than those without
p53 mutation, except those that act on microtubules
(26)
. Therefore, patients with lung cancer that retain
normal p53 function may benefit from adjuvant chemotherapy. To address
these issues, it may be necessary to use such a promising molecular
marker as p53 alteration for stratification in the setting of
prospective randomized clinical trials for patients with lung cancer,
especially those for adenocarcinoma. At the same time, an effort to
obtain more reliable prognostic indicators by analyzing multiple genes
should be made, because it may well be too naive to think that a single
gene mutation can predict various aspects of clinical courses of lung
cancer patients.
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ACKNOWLEDGMENTS
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We thank Kazuo Tajima for pertinent comments and Mitsuko Suzuki
for secretarial assistance.
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FOOTNOTES
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported in part by the Aichi Cancer Research
Foundation, the Bristol-Meyers Squibb Biomedical Research Grant
Program, and the Mitsui Life Social Welfare Foundation. 
2 To whom requests for reprints should be
addressed, at Department of Thoracic Surgery, Aichi Cancer Center
Hospital, 1-1 Kanokoden, Chikusa-ku, Nagoya 464-8681, Japan. Phone:
81-52-(762)-6111; Fax: 81-52-(764)-2963; E-mail: mitsudom{at}leo.bekkoame.ne.jp 
3 The abbreviations used are: NSCLC, non-small
cell lung cancer; SCLC, small cell lung cancer; CI, confidence
interval; IHC, immunohistochemistry. 
4 Internet address:
http://www.ncbi.nlm.nih.gov/Entrez/medline.html. 
Received 5/ 9/00;
revised 7/18/00;
accepted 7/19/00.
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