
Clinical Cancer Research Vol. 6, 526-530, February 2000
© 2000 American Association for Cancer Research
Molecular Oncology, Markers, Clinical Correlates |
p53 Gene Mutations Are Associated with Shortened Survival in Patients with Advanced Non-small Cell Lung Cancer: An Analysis of Medically Managed Patients1
Isao Murakami,
Keiko Hiyama,
Shinichi Ishioka,
Michio Yamakido,
Fumiyoshi Kasagi and
Yasuyuki Yokosaki2
Departments of Internal Medicine and Laboratory Medicine, National Hiroshima Hospital, Higashi-Hiroshima 739-0041 [I. M., Y. Y.]; Second Department of Internal Medicine, Hiroshima University, School of Medicine, Hiroshima 734-8551 [K. H., S. I., M. Y.]; and Department of Statistics, Radiation Effects Research Foundation, Hiroshima 732-0815 [F. K.], Japan
 |
ABSTRACT
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Mutations
in the p53 gene are common in many cancers.
Nevertheless, the relationship between mutations of this tumor
suppressor gene and patient survival in non-small cell lung cancer
(NSCLC) remains unclear. Interpretation of prior studies of patient
outcomes are complicated by the inclusion of both surgical and
nonsurgical patients. To better isolate the potential effects of
p53 gene mutations per se on tumor
progression, we chose to examine patients with advanced disease in whom
surgery was not performed (stages IIIA, IIIB, and IV). We have used
PCR-denaturing gradient gel electrophoresis, a sensitive and specific
method for the detection of a variety of p53 mutations
in cytology or biopsy specimens, to evaluate the prognostic
significance of p53 gene mutations in nonsurgical
patients with advanced NSCLC. In 70 consecutive medical patients,
p53 mutations were found in 29 cases (41%) at the time
of initial diagnosis. Followed prospectively, patients with
p53 mutations had a significantly reduced survival time
after diagnosis than those without mutations (median survival, 17
versus 39 weeks; P = 0.0003)
independent of other clinical factors. This abbreviated survival
occurred in both patients who received chemotherapy
(n = 39, P = 0.002) or best
supportive care (n = 31, P =
0.018). These results indicate that mutations of the p53
gene in patients with NSCLC who do not undergo surgical resection
portends a significantly worse prognosis.
 |
INTRODUCTION
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The p53 tumor suppresser gene is critically involved in
the regulation of cell proliferation and cell death. It is commonly
mutated in a variety of human tumors including breast, stomach,
colorectal, bladder, and
NSCLC3
(1, 2, 3)
. Although many alterations of p53
including deletions, splicing, and overexpressing mutants have been
identified in a variety of tumors, their value in predicting prognosis
has been variable (4, 5, 6, 7, 8)
. Previous detailed studies of
gene mutations or protein expression in tumor tissues have been
performed primarily on surgical specimens because technical limitations
precluded analyses of smaller biopsy and cytology specimens. As a
result, nearly all studies of p53 mutations were limited to
groups of patients who underwent surgical resection. This significant
bias may have partially or completely obscured important biological
effects of p53 mutations on the rate of tumor progression.
To prospectively examine the biological effects of p53
alterations in lung cancer in a nonbiased fashion, we chose to study
patients in whom surgery was not performed (stage
IIIA). We have
reported previously that p53 gene mutations could be
detected in diagnostic cytology or biopsy specimens by PCR-DGGE
(9)
. Using this method, we analyzed p53 gene
mutations in tumors from 70 patients with NSCLC at the time of
diagnosis and then prospectively followed their survival.
 |
MATERIALS AND METHODS
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Patients.
All patients with advanced-stage NSCLC (stage >IIIA) who did not
undergo surgical resection but had diagnostic tissue from either the
National Hiroshima Hospital or Hiroshima University Hospital from
February 1992 to December 1997 were enrolled in the study. All
specimens were obtained during diagnostic bronchoscopy, thoracentesis,
or percutaneous needle aspiration. Patients gave informed consent
before entering the study, and the research protocol was approved by
each Institutional Review Board. Tumor stage and progression were
classified according to the International Staging System
(10)
.
Tumor Samples and DNA Preparation.
All DNA preparation was performed from cytology-positive samples. For
specimens obtained by brushing or curetting, a sample of cells was
applied directly onto glass slides for diagnosis, and the brush or
curette was then placed in a microcentrifuge tube containing 1.5 ml of
saline and agitated manually to dislodge the residual cells into the
solution. The tube was then centrifuged at 7000 x g
for 5 min. The supernatant was discarded, and the cell pellet was
stored at -80°C until DNA extraction. Biopsy samples were pressed
onto glass slides for cytological examination (touch preparation), and
the remaining tissue sample was transferred into a 1.5-ml tube and
stored at -80°C until DNA extraction. Pleural effusions were
divided, with half sent for clinical cytopathological examination and
half for centrifugation and cell pellet analysis. Peripheral blood
samples (2 ml) were taken from each patient to obtain genomic DNA from
peripheral blood leukocytes. Genomic DNA was extracted from peripheral
blood leukocytes using proteinase K, followed by phenol/chloroform
extraction and ethanol precipitation.
PCR-DGGE Analysis for p53 Mutations in Exons 39.
We examined exons 39 in the p53 gene by the PCR-DGGE
method, because previous studies have shown that most of the mutations
occurring in NSCLC are found in this region (11
, 12)
. The
oligonucleotide primers used to amplify the p53 genes were
synthesized as described previously (9
, 13)
. The genomic
DNA (10100 ng) was amplified in a 50-µl reaction tube containing
200 mM each deoxynucleotide triphosphate, 1.5
mM MgCl2, 0.25
µM each primer, and 1 unit of Taq
DNA polymerase (Wako, Osaka, Japan). A programmable temperature control
system (TaKaRa, Ohtsu, Japan) was used to subject the DNA to 40 cycles
of amplification. DGGE analysis of the PCR-amplified genomic DNA
fragments was carried out, as described previously (9)
.
Corresponding peripheral blood obtained from each patient with abnormal
mobility shifts of the p53 gene in the tumor sample was also
examined by PCR-DGGE analysis to exclude the possibility of any genomic
polymorphism. PCR-DGGE analysis was repeated at least twice to exclude
amplification errors (false-positives).
Statistical Analysis.
The Fishers exact test was used to compare the association between
the incidence of any p53 mutation and several clinical and
pathological parameters. The Kaplan-Meier method (14)
was
used to estimate the probability of survival as a function of time
(starting from the date of diagnosis to that of death from cancer), and
the log-rank test (15)
was used to analyze survival
differences. The Cox proportional hazards modeling technique
(16)
was used to identify factors that significantly
influenced overall survival, either independently or together.
P < 0.05 was considered to be statistically
significant.
 |
RESULTS
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Patients.
A total of 70 consecutive patients were entered into the study, and all
patients were eligible for p53 gene mutation analysis.
Complete follow-up information was available on all patients. There
were 51 men and 19 women, with ages ranging from 37 to 91 years
(median, 66 years): 49 patients with adenocarcinoma, 19 with squamous
cell carcinoma, and 2 with large cell carcinoma; and 12 patients with
clinical stage IIIA, 18 with stage IIIB, and 40 with stage IV at the
time of diagnosis. Thirty-nine of the 70 patients received cisplatin-
or carboplatin-based chemotherapy, and the other 31 patients were
treated with supportive care only. No patient received nonpalliative
irradiation. At the time of this report, 67 patients had died of lung
cancer, and three patients were alive with survival periods of 98, 109,
and 140 weeks.
Tissue Analysis.
Diagnostic specimens consisted of 5 bronchial biopsies, 45 bronchial
brushings or curettetings, 17 pleural taps, and 3 percutaneous needle
aspiration biopsy samples. The amount of tissue obtained was sufficient
for analysis in all cases. As shown in the Fig. 1
, DNA was sufficiently extracted for PCR
from any type of samples including transbronchial brushing, pleural
effusion, or autopsy tissues as well as control blood cells.

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Fig. 1. DGGE analysis of the p53 gene of
clinical specimens. Consecutively obtained samples from a patient with
adenocarcinoma of lung were analyzed. The PCR-amplified exons 89 were
electrophoresed on a denaturing gradient gel and stained with ethidium
bromide. Extra bands are seen in Lanes 24. Lane
1, samples from peripheral blood leukocytes as a control.
Lane 2, transbronchial brushing cytology sample at first
diagnosis. Lane 3, samples from malignant pleural
effusion at recurrence after chemotherapy. Lane 4,
autopsy sample.
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Rate of p53 Gene Mutations.
p53 gene mutations were found in 29 of 70 (41%) cases with
NSCLC. The locations of the mutations in the gene did not show any
predilection among the exons that we studied. Three samples had the
mutations in exons 34, 6 in exon 5, 6 in exon 6, 6 in exon 7, and 8
in exons 89. According to histological typing, one or more
p53 mutations were observed in 18 of 49 (37%)
adenocarcinomas, 9 of 19 (47%) squamous cell carcinomas, and 2 of 2
(100%) large cell carcinomas. Four patients of 12 (33%) with stage
IIIA, 5 of 18 (28%) patients with stage IIIB, and 20 of 40 (50%)
patients with stage IV disease had one or more p53 mutations
in their tumors at the first diagnostic examination.
Association of p53 Mutations with Clinical Features.
We examined the relationship between the presence of any p53
mutation and several important clinical parameters to test whether
clinical features predict the presence of mutations (Table 1)
. By Fisher exact testing, there was no
significant relationship between p53 mutations and age at
diagnosis (>70 versus <70 years of age), sex (male
versus female), serum LDH level (normal versus
abnormal), Eastern Cooperative Oncology Group scale performance status
(01 versus 24), clinical stage (III versus
IV), histological type (adenocarcinoma plus large cell carcinoma
versus squamous cell carcinoma), body weight loss (5% or
over versus under), or smoking history (more
versus less than 50 pack-years).
Prognostic Value of p53 Mutations by Univariate
Analysis.
We analyzed differences in survival in the patients by the presence or
absence of any p53 mutations by univariate analysis. The
patients with p53 mutations survived for a significantly
shorter period after diagnosis than those without the mutations
(P = 0.0003, log rank test; Fig. 2
). MSTs were >2-fold longer in patients
without any mutation (17 versus 39 weeks in positive
versus negative patients; Table 2
). Both chemotherapy and supportive-care
cases with p53 mutations showed significantly worse survival
than those without p53 mutations (chemotherapy cases:
n = 39, MST = 28 versus 47 weeks,
P = 0.017; supportive care cases: n =
31, MST = 10 versus 21 weeks, P =
0.032; Fig. 3
).

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Fig. 2. Kaplan-Meier survival curve in all patients with
advanced stage NSCLC with p53 gene mutations
(dashed) and without mutations (solid
line). Bars, 95% CI at each year. The number of
patients at risk is shown below the graph.
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Fig. 3. Kaplan-Meier survival curve in patients with
advanced stage NSCLC by treatment. Dashed curves,
survival of patients with p53 gene mutation;
solid curves, without mutation. Bars,
95% CI at each year. The number of patients at risk is shown
below the graph.
|
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Cox Multivariate Regression Analysis.
To confirm that the prognostic value of p53 mutations was
independent of other clinical factors, we performed Cox multivariate
regression analysis using age, sex, serum LDH, performance status,
clinical stage, histological type, body weight loss, and p53
mutations as variables. The presence of any p53 mutation was
an independent prognostic factor with a HR of 3.43 (95% CI,
1.995.88, P < 0.001; Table 3
). The only other independent prognostic
factor was performance status (HR, 5.38; 95% CI, 2.7310.6;
P < 0.001). To exclude the possibility that the
survival disadvantage of p53 gene mutations in NSCLC simply
predicted a poor response to chemotherapy, we separately analyzed
treated and nontreated cases. The existence of any p53
mutations was again an independent poor prognostic factor in both the
chemotherapy cases (n = 39; HR, 3.25; 95% CI,
1.556.97; P = 0.002) and in patients who received
supportive care only (n = 31; HR, 4.24; 95% CI,
1.3615.5; P = 0.018; Table 3
).
 |
DISCUSSION
|
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We have reported previously that p53 gene mutations
could be detected in extremely small clinical samples, such as
cytopathology or biopsy specimens, after diagnostic procedures such as
flexible fiberoptic bronchoscopy, thoracentesis, and percutaneous
needle aspiration using PCR-DGGE (9)
. This approach allows
us to examine specimens obtained from nonsurgical patients. Little is
known about p53 gene mutations in advanced NSCLC, where
surgically resected specimens are not available. Our data from 70
patients with advanced NSCLC indicate that p53 gene
mutations at the time of diagnosis portend a poor prognosis after
adjustment for other clinical factors.
In this report, p53 gene mutations were detected in 41% of
the patients with NSCLC. This is consistent with previous reports of
prevalence rates of 3540% (6
, 17, 18, 19, 20)
. By histological
subtype, p53 mutations were detected in 37% of
adenocarcinomas, 47% of squamous cell carcinomas, and 100% of large
cell carcinomas. These frequencies are also comparable with previous
reports: 1845% in adenocarcinoma, 2958% in squamous cell
carcinoma; and 1785% in large cell carcinoma. These data confirm the
feasibility of detecting the p53 gene mutations in a
nonsurgical diagnostic setting using the PCR-DGGE assay.
Although p53 gene mutations are common in lung cancer, the
importance of these mutations in the clinical course of patients has
been unclear. Many authors have examined whether the prognosis of NSCLC
patients varies according to p53 status. Although studies
describing worse prognosis in patients with abnormal p53
predominate (4
, 6 , 17
, 21, 22, 23)
, others have reported the
opposite effect (7
, 24)
. Still other studies have noted no
effect of p53 mutations of prognosis (5
, 20
, 25
, 26)
.
In this study, we have used a gene mutation analysis technique,
PCR-DGGE, which we have shown works at high sensitivity in extremely
small diagnostic samples (9)
. We have chosen this method
over immunostaining of transbronchial biopsy samples (27)
,
because alterations in antibody binding are not perfectly concordant
with genetic alterations (28)
. Significant derangements
such as nonsense mutations, splicing mutations and gross deletions are
not detectable by immunostaining (29)
, making this
technique insensitive for mutational analysis. In contrast, PCR-DGGE is
sufficiently sensitive for detailed analysis of cytological as well as
biopsy samples. This sensitivity allowed us to study patients who did
not undergo surgery at any point during the course of their illness.
To our knowledge, there have been only two other reports from groups
describing p53 mutation in samples obtained in a nonsurgical
setting (30
, 31)
. Mitsudomi et al.
(30)
obtained bronchial biopsy samples (n = 4) using a fluorescent bronchoscope system and detected
p53 gene mutations using PCR/single-strand conformation
polymorphism assay. Fluorescent bronchoscopy, however, is applicable
only to patients with endobronchial lesions. Safran et al.
(31)
detected p53 mutations in
paraffin-embedded tumor tissues of advanced NSCLC patients (stages IIIA
and IIIB) by PCR/single-strand conformational polymorphism assay.
Samples from 30 patients (47%) were analyzed in this study. Both
studies are limited, however, by their retrospective design. In
contrast, the PCR-DGGE assay used in this study facilitates analysis of
either cytological or biopsy specimens from patients with NSCLC and
allowed prospective correlation with clinical outcomes.
We have also chosen patients with advanced stage NSCLC, who were
managed medically to avoid the biases of many previous studies in which
only surgical patients were studied. Survival periods of these patients
may be significantly and systematically altered by clinical management
masking a significant biological effect of p53 mutations.
Differences in patient selection, surgical approach, in addition to the
use of adjuvant and neoadjuvant radiation and chemotherapy, are
additional important potential confounding factors in many of these
studies (6
, 18)
. In this context, gene mutation analysis
on nonsurgical subjects is most likely to shed light on the true
biological importance of p53 mutations on the growth and
lethality of the primary tumor.
In summary, we have observed that a variety of p53 mutations
portend poor survival in patients with NSCLC who are medically managed.
Mutations were a negative prognostic factor in both univariate or
multivariate analysis. This effect was equivalent in patient who
received chemotherapy or supportive care alone. These results show that
evaluation of p53 mutations at the time of diagnosis is
feasible and carries important prognostic information. Thus, further
analysis of the effects of the p53 gene mutations on tumor
responses to chemotherapy could provide further insights into
individual tumor biology, allowing customization of the treatment of
advanced NSCLC.
 |
FOOTNOTES
|
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The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported in part by the Grant-in-Aid for Cancer
Research (10-3) from the Japanese Ministry of Health and Welfare and by
a grant from Tsuchiya Memorial Foundation for Medical Research. 
2 To whom requests for reprints should be
addressed, at Department of Internal Medicine, National Hiroshima
Hospital, 513 Jike, Saijoh, Higashi-Hiroshima, 739-0041, Japan. Phone:
81-824-23-2176; Fax: 81-824-22-4675; E-mail: yokosaki{at}hirosima.hosp.go.jp 
3 The abbreviations used are: NSCLC, non-small
cell lung cancer; DGGE, denaturing gradient gel electrophoresis; MST,
median survival time; HR, hazards ratio; CI, confidence interval; LDH,
lactate dehydrogenase. 
Received 8/25/99;
revised 11/17/99;
accepted 11/18/99.
 |
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