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Clinical Cancer Research Vol. 6, 1302-1313, April 2000
© 2000 American Association for Cancer Research


Clinical Trials

A Phase I Study of Combination Therapy with Immunotoxins IgG-HD37-Deglycosylated Ricin A Chain (dgA) and IgG-RFB4-dgA (Combotox) in Patients with Refractory CD19(+), CD22(+) B Cell Lymphoma1

Richard A. Messmann2, Ellen S. Vitetta, Donna Headlee, Adrian M. Senderowicz, William D. Figg, John Schindler, Dennis F. Michiel, Steven Creekmore, Seth M. Steinberg, David Kohler, Elaine S. Jaffe, Maryalice Stetler-Stevenson, Huachun Chen, Victor Ghetie and Edward A. Sausville

Developmental Therapeutics Program, Clinical Trials Unit, Medicine Branch [R. A. M., A. M. S., E. A. S.], Biostatistics and Data Management Section [S. M. S.], Pharmacy Department [D. K.], Medicine Branch [D. H., W. D. F., H. C.], Biologic Resources Branch [S. C.], and Laboratory of Pathology [E. S. J., M. S-S.], National Cancer Institute, Bethesda, Maryland 20892-1906; Cancer Immunobiology Center, University of Texas Southwestern Medical Center, Dallas, Texas 75235 [E. S. V., J. S., V. G.]; and Science Applications International Corporation-Frederick, National Cancer Institute-Frederick Cancer Research and Development Center, NIH, Frederick, Maryland 21702-1201 [D. F. M.]


    ABSTRACT
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
This study used an 8-day continuous infusion regimen of a 1:1 mixture of two immunotoxins (ITs) prepared from deglycosylated ricin A chain (dgA) conjugated to monoclonal antibodies directed against CD22 (RFB4-dgA) and CD19 (HD37-dgA; Combotox) in a Phase I trial involving 22 patients with refractory B cell lymphoma to determine the maximum tolerated dose, clinical pharmacology, and toxicity profile and to characterize any clinical responses.

Adult patients received a continuous infusion of Combotox at 10, 20, or 30 mg/m2/192 h. No intrapatient dose escalation was permitted.

Patients with >=50 circulating tumor cells (CTCs)/mm3 in peripheral blood tolerated all doses without major toxicity. The maximum level of serum IT (Cmax) achieved in this group was 345 ng/ml of RFB4-dgA and 660 ng/ml of HD37-dgA (1005 ng/ml of Combotox). In contrast, patients without CTCs (<50/mm3) had unpredictable clinical courses that included two deaths probably related to the IT. Additionally, patients exhibited a significant potential for association between mortality and a history of either autologous bone marrow or peripheral blood stem cell transplants (P2 = 0.003) and between mortality and a history of radiation therapy (P2 = 0.036). In patients with CTCs, prior therapies appeared to have little impact on toxicity.

Subsequent evaluation of the ITs revealed biochemical heterogeneity between two lots of HD37-dgA. In addition, HD37-dgA thawed at the study site tended to contain significant particulates, which were not apparent in matched controls stored at the originating site. This suggests that a tendency to aggregate may have resulted from shipping, storage, and handling of the IT that occurred prior to preparation for administration. It is not clear to what extent, if any, the aggregation of HD37-dgA IT was related to the encountered clinical toxicities; however, the potential to aggregate does suggest one possible basis for problems in our clinical experience with HD37-dgA and leads us to the conclusion that non-aggregate-forming formulations for these ITs should be pursued prior to future clinical trials.


    INTRODUCTION
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Combination chemotherapy is used as initial treatment for patients with intermediate or high-grade advanced NHL,3 as defined by the Working Formulation (1) , and these initial regimens are administered with curative intent. Individuals who relapse after initial therapy may obtain long-term benefits from higher doses of chemotherapy followed by bone marrow transplantation (1, 2, 3) . Unfortunately, individuals who do not have the option of a transplant or who relapse after previous transplant have a uniformly poor prognosis, with limited therapeutic options. Patients with low-grade refractory NHL may have a similar prognosis, but with a more protracted course.

ITs employ plant or bacterial toxins linked to targeting moieties derived from immunoglobulin or antibody fragments (4) . ITs were developed to minimize the nonspecific toxicity observed with more conventional chemotherapeutic agents, by maximizing drug delivery to tumors expressing epitopes specifically recognized by the ligands (5 , 6) . The RFB4 anti-CD22 and HD37 anti-CD19 MAbs were coupled to dgA via the heterobifunctional, thiol-containing cross-linker, N-succinimidyl-oxycarbonyl-{alpha}-methyl-{alpha}-(2-pyridyldithio)toluene. CD22 molecules expressing the RFB4 epitope and CD19 molecules expressing the HD37 epitope are present on 60–70% and >90% of NHL cells, respectively. Studies in SCID mice with human Daudi cell lymphomas have demonstrated that Combotox is more active than either IT alone in eliminating minimal disease (7) . The basis for this effect could relate to ability of combined toxins to kill cells negative for the antigenic determinate recognized by only one of the two ITs, to altered efficacy of processing one IT by the presence of the other, or to active propagation of death-promoting signals by the antibody-portion of one or both ITs that favorably influences the effect of the other IT.

A previous Phase I trial using CI of RFB4-dgA showed evidence of antitumor activity with 24% PRs and one long lasting CR (8) . The IT was administered over 192 h, and the MTD was 19.2 mg/m2/192 h, with a DLT at 28.8 mg/m2/192 h consisting of VLS, which manifested as a spectrum of clinical disorders ranging from mild edema to respiratory failure requiring ventilator support.

A previous Phase I trial using CI of HD37-dgA also showed evidence of antitumor activity (9) , albeit to a lesser degree than that observed with RFB4-dgA (8) , concordant with the less potent action of this IT in vitro (10) and in SCID mice with Daudi lymphoma (11) . Administered by either intermittent bolus infusion or CI, the MTD of HD37-dgA was 19.2 mg/m2/192 h, with DLTs consisting of VLS, expressive aphasia, and rhabdomyolysis (9) .

Combotox is a 1:1 mixture of these two ITs and has been proposed for the therapy of patients with minimal residual disease. The rationale for using Combotox in this setting is to avoid the emergence of antigen-negative variants. In addition, preclinical studies had demonstrated the supra-additive activity of a 1:1 mixture of RFB4-dgA and HD37-dgA in causing cell kill in the Daudi disseminated lymphoma in SCID mice (7) . This Phase I study used Combotox in patients with advanced or refractory B cell lymphomas expressing CD19 and CD22. The design of the study was to administer previously well tolerated doses of each IT by CI up to a total dose 30 mg/m2 over 192 h.


    PATIENTS AND METHODS
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Patients.
This Phase I trial was approved by the respective institutional review boards of the NCI and the UTSWMC, and all patients signed informed consent. Male and nonpregnant, nonlactating female patients over 18 years of age with an Eastern Cooperative Oncology Group performance status of 0–2 and a diagnosis of non-HIV-associated recurrent B cell lymphoma of low, intermediate, or high grade were eligible for this trial. Thirty % of tumor cells obtained from a lymph node biopsy, blood, or fluid collection were required to express CD19 and CD22, although not necessarily on the same cells. Patients were ineligible if they had clinically evident parenchymal or leptomeningeal central nervous system or pulmonary parenchymal disease. All patients had progression of disease despite at least one prior "standard" chemotherapy regimen and had objectively measurable sites of disease either outside a prior radiation port (if any) or with clear progression of disease within a prior radiation port. Patients did not desire or were not candidates for bone marrow transplantation, did not require radiation therapy to manage local complications at the time of study inclusion, and did not require new use of corticosteroids or an increase in maintenance corticosteroids. Each patient had a life expectancy of at least 3 months, a cardiac ejection fraction of greater than 35%, a creatinine clearance of greater than 60 ml/min, total bilirubin of less than 1.5 mg/dl, alanine aminotransferase of less than 2 times the upper limit of normal, and an albumin level greater than 75% of the lower limit of normal. Patients did not receive chemotherapy for at least 2 weeks prior to entry. Pretreatment levels of HAMA in sera were less than 1 µg/ml. Patients with prior total-body irradiation as part of a preparative regimen for bone marrow transplantation were excluded from this study.

Pathology and Eligibility.
Eligible patients had a histological diagnosis that included B cell NHL of any type except lymphoblastic lymphoma, B cell chronic lymphocytic leukemia, B cell or pre-B cell acute lymphocytic leukemia, or hairy cell leukemia. Histological diagnosis was confirmed at the Laboratory of Pathology, NCI. Biopsy specimens from open biopsy or fine needle aspiration were evaluated by immunohistochemical analysis for the expression of CD19 and CD22. When feasible, expression of CD19 and CD22 (both pre- and posttreatment) was evaluated using the HD37 and RFB4 MAbs on cell suspensions prepared for flow cytometry. Peripheral blood mononuclear cells, including tumor cells, where present, were stained within 24 h of collection with a panel of antibodies by a technique described previously (12) . Five-parameter, three-color flow cytometry was performed with a Becton Dickinson FACScan flow cytometer equipped with a 15-mW argon laser (excitation at 488 mm). At least 5000 lymphocytes were acquired per tube. For analysis, lymphocytes were gated by forward and side scatter, and the CD19-, CD20-, CD3-, and CD34-positive populations were back-gated to determine the appro-priateness of analysis gates. Identification of a monoclonal B cell population (13) expressing surface light chains identical to the patient’s original lymphoma was considered diagnostic for CTCs.

ITs.
The study was carried out under Investigational New Drug application 3539. The procedures used for the production of dgA, its coupling to RFB4 or HD37, and the production of IT have been described (14, 15, 16) . Patients received Combotox derived from UTSWMC lots VG-3 (HD37-dgA) and PT-8 (RFB4-dgA). IT from UTSWMC lot VG-1 (HD37-dgA) underwent biochemical analysis but was not administered to patients.

Dosage and Administration.
The ITs were transported overnight on dry ice from UTSWMC and stored separately in endotoxin-free glass vials at –70°C in the NCI pharmacy. After thawing stock IT solutions at 4°C, an amount of each IT sufficient for 2 days of the CI was removed and filtered through a 0.22 µm filter (the remaining stock IT solution was refrozen for research purposes but not for clinical use). The thawed IT stock solutions were then mixed to give the Combotox stock solution. The appropriate amount of Combotox stock was then diluted to a final volume of 480 ml with normal saline. The IT infusions for days 2, 4, 6, and 8 were prepared 1 day prior to use and were maintained at 4°C in the pharmacy until administered. Cytotoxic activity against Daudi cells was maintained for the 24-h period prior to use. Combotox was administered by CI over 192 h unless a cycle was curtailed due to toxicity. The three dose levels were 10, 20, and 30 mg/m2. In an attempt to minimize the risk of allergic reaction, each patient received a test dose on day 1 of each cycle. This test dose involved i.v. administration of 0.1 mg of IT Combotox over 1 min, with subsequent monitoring for 30 min for any allergic reactions. The test dose was not included as part of the patient’s total dose calculation, and none of the 22 patients had an allergic reaction to the test dose.

Pharmacokinetic Analysis.
Plasma samples were obtained for pharmacokinetic assessments at various times after the initiation of the 192 h CI and after its completion. To detect the two different ITs in the serum sample, a RIA as used. Ninety-six-well microtiter plates were coated with affinity purified rabbit antiricin A chain, washed, and blocked with BSA. Dilutions of the patient sera or a standard Combotox solution were added after washing the wells. The HD37-dgA was detected using an affinity purified rabbit anti-HD37 Id, and the RFB4-dgA was detected using an affinity purified rabbit anti-RFB4 Id. Each anti-Id had been prepared by absorbing the anti-RFB4 or anti-HD37 antibodies with mouse serum IgG and either RFB4 (for anti-HD37 Id) or HD37 (for anti-RFB4-Id). Cross-reactivities were <5%. The two anti-Ids were labeled with Na125I using the iodogen methods (17) . Plates were washed, and the wells were cut out and counted. IT concentrations were determined from the standard curve and expressed as ng/ml.

Pharmacokinetic parameters for each IT were calculated by weighted nonlinear least squares analysis fitting a one-compartment and two-compartment open linear model computed by ADAPT II (Biomedical Simulations Resource, University of Southern California, Los Angeles, CA). In addition, noncompartmental parameters were calculated using the area under the concentration curve as calculated by the trapezoidal rule. Model selection was determined based on Akaike’s Information Criterion and visual examination of the difference between the measured and fitted concentration. Pharmacokinetic parameters determined from previous trials were used for comparisons. In the present pharmacokinetic analysis, outlier points (+2 SDs outside the fitted line) were not disregarded, and all data points were included.

Assessment of Response.
Patients were evaluated for response between day 21 and day 28 of each cycle. Clinical responses were characterized using the following definitions (18) : a CR was defined as the disappearance of all known disease, determined by two observations not less than 28 days apart. A PR involved a 50% or more decrease in cross-sectional area of indicator lesions that were objectively evaluated by two observations not less than 28 days apart. A MR signified a clear biological effect of less than 50% reduction of tumor mass maintained for at least one month, or a greater than 50% reduction maintained for less than one month. Stable disease was defined as not meeting the criteria for CR, PR, or PD, whereas PD included the appearance of a new lesion, a 25% or greater increase in the sum of the areas of the lesions or an increase of at least 50% in the area of any existing lesion, (as long as that increase was at least 2 cm2). Patients were eligible for retreatment if they achieved a CR, PR, or MR and had less than 1 µg/ml of HAMA or HARA at the time of retreatment.

Assessment of Toxicity and HAMA/HARA.
The NCI Common Toxicity Criteria were used to assess toxicity (19) . In addition, VLS was characterized as follows: grade 1, asymptomatic, not requiring therapy; grade 2, symptomatic but not requiring fluid support; grade 3, respiratory compromise or requiring fluids; grade 4, life threatening, requiring pressor support and/or ventilatory support. MTD was defined as the dose at which <=3 of at least 6 evaluable patients experienced reversible DLT. The MTD was considered to have been exceeded if even one patient experienced a grade 4 toxicity clearly related to drug. DLT was defined as any reversible grade 3 toxicity or nonreversible grade 2 toxicity. Levels of HAMA and HARA were determined as described previously (20) .

Statistics.
Fisher’s exact test was used to test for potential of association between a variety of clinical parameters and encountered toxicities. t1/2 ß values were compared between patients with and without CTCs using the Wilcoxon rank sum test. All tests were two-sided.

Stability Testing of the ITs.
After filtration through a 0.22-µm filter, SEC-HPLC was performed on 7 IT samples derived from all lots obtained from the NIH pharmacy, as well as "never-thawed" controls stored at UTSWMC and shipped overnight on ice packs. Samples for SEC-HPLC analysis were chromatographed on a Waters HPLC system with Millennium software using a TosoHaas TSK guard column followed by a TSK G4000SWXL and a TSK G3000SWXL connected in series (both 7.8-mm internal diameter x 30-cm length).


    RESULTS
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Patient Demographics.
Twenty-two patients were entered into this study, and none were lost to follow-up (Table 1)Citation . The mean age was 50.8 years, and the study group included 13 males and 9 females. Eleven patients were originally diagnosed with a low-grade lymphoma, 10 patients with intermediate-grade lymphoma, and 1 with mantle cell lymphoma. Patients had received a mean of 3.7 prior chemotherapy regimens (range, 1–7) and eight had at least one prior course of radiation therapy. All patients expressed CD19 (HD37) and CD22 (RFB4) on at least 30% of their tumor cells.


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Table 1 Demographic data including patient number, age (yr), sex (M/F), histologic diagnosis, CTC status (see text), number of prior regimens of chemotherapy (Chemo), or radiation therapy (Rad) and number of prior ABMT or PBSC transplants (Tr)

 
Clinical Toxicity.
The first three patients to enter the study at dose level 1 (10 mg/m2) experienced minimal complications (Table 2)Citation . The protocol permitted dose escalation after a minimum of three patients at a given dose level had been followed for >28 days. Therefore, patient 4, who entered the study 14 days after patient 3, was also started at dose level 1. Patient 4, who had evidence of CTCs, developed hypoalbuminemia to 3.0 g/dl within 24 h of starting Combotox infusion. On day 3, the patient exhibited 1+ pretibial edema, pulmonary congestion, cough, and mild shortness of breath. Chest radiograph confirmed the presence of pulmonary edema that was characterized as a grade 3 VLS toxicity. Combotox administration was terminated, and a single 40-mg i.v. dose of furosemide was administered, resulting in diuresis with complete resolution of symptoms. The occurrence of this toxicity dictated that additional patients be accrued at dose level 1, and these patients tolerated level 1 without difficulty. All but one patient in this group of six had evidence of CTCs.


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Table 2 Dose level, toxicity, total dose of each immunotoxin, Cmax, and IT half-life during cycle 1 for each patient listed according to presence or absence of CTCs

Patients with early cycle 1 cessation due to toxicity are shown in Footnotes a–f. –, not interpretable.

 
Results from the initial trial with RFB4-dgA suggested that less toxicity occurred when patients had CTCs, even at low levels as detected by fluorescence-activated cell sorter (8) . Thus, the trial protocol was amended to stratify individuals, at dose level 2 (20 mg/m2) and above, according to the presence or absence of CTCs.

Subsequently, patients with CTCs (patients 7, 8, 9, 14, 15, and 21) tolerated dose levels 2 and 3 without major toxicity with the exception of patient 14, who experienced mild shortness of breath on the fourth day of IT therapy. Additional manifestations of this readily reversible grade 3 VLS toxicity included bilateral pulmonary edema observed on chest radiograph with a concomitant 2-kg weight gain and mild hypoalbuminemia to 3.1 g/dl After administration of furosemide, all symptoms resolved within 24 h. The Cmax of serum IT concentrations achieved in these patients ranged from 37 to 345 ng/ml RFB4-dgA and from 128 to 660 ng/ml HD37-dgA (165–1005 ng/ml Combotox), with patient 14 achieving the highest serum levels of Combotox (345 and 660 ng/ml of RFB4-dgA and HD37-dgA, respectively, or 1005 ng/ml Combotox).

In the group of patients lacking CTCs, patient 10 tolerated the IT without difficulty. Patient 11 developed grade 3 VLS, without evidence of thrombocytopenia, that failed to improve after cessation of IT therapy even after achieving only a modest Cmax of 293 ng/ml RFB4-dgA and 463 ng/ml HD37-dgA (756 ng/ml Combotox). Three days after the cessation of therapy, this patient developed increasing dyspnea and a pericardial rub, with subsequent development of adult respiratory distress syndrome and death. Autopsy revealed massive pericardial, pleural, and abdominal tumor, as well as marked pulmonary congestion and a dilated right cardiac ventricle. Additionally, microscopic sections of the lung showed the presence of lymphoma and Candida. Overt evidence of progression of disease and uncontrolled infection therefore suggested a grade 3 VLS toxicity with progression of disease complicating assessment of reversibility. Accordingly, this cohort of patients was expanded to six. Patients 12 and 13 achieved a Cmax of 109 ng/ml RFB4-dgA and 268 ng/ml HD37-dgA (377 ng/ml Combotox) and 264 ng/ml RFB4-dgA and 337 ng/ml HD37-dgA (601 ng/ml Combotox), respectively, without major toxicity. Patient 16 tolerated Combotox infusion without difficulty through the sixth day, when she was noted to have increased pulmonary vascular markings on chest radiograph in conjunction with a decrease in systolic blood pressure (from ~120 mm Hg baseline to ~100 mm Hg) and a 3-kg weight gain. Treatment consisted of blood pressure support with infusion of normal saline and concomitant furosemide administration to facilitate diuresis. This readily reversible grade 3 VLS toxicity at a Cmax of 304 ng/ml of RFB4-dgA and 320 ng/ml of HD37-dgA (624 ng/ml Combotox) defined the MTD for the patient cohort lacking CTCs. Patient 17 tolerated dose level 2 without major toxicity with a Cmax of 216 ng/ml RFB4-dgA and 336 ng/ml HD37-dgA (552 ng/ml Combotox). In contrast, patient 18 developed hypotension and dyspnea 3 days into Combotox administration. Shortly after discontinuing the infusion and ICU transfer, the patient’s clinical deterioration was characterized by development of oliguric renal failure and a progressively worsening anemia with presence of microangiopathic changes on peripheral blood smear. Thrombocytopenia, normal prothrombin, and partial thromboplastin times and an elevated lactate dehydrogenase level in conjunction with a normal neurological status and evidence of hemolytic anemia indicated a diagnosis of HUS. The patient’s clinical status continued to deteriorate until death occurred on the 15th day of the first cycle of infusional Combotox. Review of the patient’s pharmacology suggested that toxicity was probably related to the high Cmax of 389 ng/ml RFB4-dgA and 1317 ng/ml HD37-dgA (1706 ng/ml Combotox) and that this dose level therefore actually exceeded the MTD for patients lacking CTCs.

After the characterization of this DLT, additional patients lacking CTCs were accrued at the lowest dose level. Patient 19 tolerated the IT without difficulty, and patient 20 developed grade 2 VLS with a Cmax of 156 ng/ml RFB4-dgA and 387 ng/ml HD37-dgA (543 ng/ml Combotox). Patient 22 developed VLS 5 days after starting the IT the infusion and subsequently required transfer to the ICU for respiratory support and management of acute renal failure. While in the ICU, the patient also exhibited a HUS-like clinical picture that included microangiopathic hemolytic anemia, thrombocytopenia with relatively normal partial thromboplastin time and prothrombin level, an elevated lactate dehydrogenase level, and a maintained neurological status until progression to multiple organ failure, acute development of ventricular tachycardia, and death. This outcome occurred at serum concentrations of 206 ng/ml RFB4-dgA and 315 ng/ml HD37-dgA (521 ng/ml Combotox). This concentration had been well tolerated by other patients. The trial was terminated at this point without clear delineation of a safe dose level in patients without CTCs.

Pharmacokinetics.
Tables 2Citation and 3Citation summarize the pharmacokinetic parameters of the two ITs for cycle 1, separated according to presence or absence of CTCs. For patients with CTCs, the Cmax of RFB4-dgA achieved at the first dose level was consistent with that of patients lacking CTCs at 117 versus 126 ng/ml (Table 2)Citation . However, at the second dose level (20 mg/m2), the Cmax was considerably reduced in patients with CTCs (92 ng/ml) versus those without (293 ng/ml). For patients with CTCs, the elimination rate constant (Ke) was consistent between the two dose levels (median, 0.022 and 0.018 liters/h, respectively), but the volume of distribution increased from a median of 13.9 to 41.5 liters/m2 (Table 3)Citation . For the three patients with CTCs who received dose level 3, the Cmax was higher than the median Cmax for dose level 2 (195 versus 92 ng/ml). The t1/2ß for RFB4-dgA tended to be slightly longer for those patients with CTCs when compared to those without [median for dose level 1, 32.1 versus 24.4; dose level 2, 39.2 versus 21.6 (P2 = 0.25 and P2 = 0.29, respectively)]. In patients without CTCs, the Cmax for RFB4-dgA increased between dose levels 1 and 2 from 126 to 293 ng/ml, respectively. The volume of distribution and elimination rate constant were consistent between the two dose levels (median 9.4 versus 7.5 liters/h/m2 and 0.029 versus 0.032 1iters/h, respectively).


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Table 3 Steady state volume of distribution (Vdss) and elimination rate constant (Ke) listed for RBF4-dgA and HD37-dgA according to dose level and presence or absence of CTCs for each patient

 
With regard to the pharmacology of HD37-dgA, the median Cmax increased from 253 to 337 ng/ml in patients lacking CTCs, compared with an increase of 117 to 301 ng/ml for those with CTCs. The elimination rate constant was relatively consistent between the two populations. However, there was a difference in the Vd between patients without CTCs as compared with those with CTCs (4.7 versus 26.3 liters/m2, respectively, for dose level, 1 and 5.6 versus 19.4 liters/m2, respectively, for dose level 2).

The t1/2 ß of HD37-dgA was similar for patients with and without CTCs [median, 24.9 and 46.8 h versus 22.5 and 32.0 h, respectively, at dose levels 1 and 2 (P2 = 0.72 and P2 = 0.35)].

Pharmacodynamic Correlation with Cycle 1 Toxicity.
Patients with CTCs tolerated the complete cycle of IT infusion at all doses and AUC levels with minimal toxicity except for two occurrences of readily reversible grade 3 VLS (Fig. 1A).Citation Patients with grade 3 toxicity (patients 4 and 14) were excluded from Fig. 1ACitation attributable to an interruption of the first cycle of infusion preventing an accurate assessment of the AUC. In contrast, patients without CTCs experienced severe toxicity at variable AUCs and at both dose levels tested (Fig. 1B).Citation Patients 11 and 18, with toxicity grades of 3 and 5, respectively, were excluded from Fig. 1Citation due to interrupted C1 infusions preventing accurate definition of AUC.



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Fig. 1. AUC of HD37-dgA ({circ}) and RFB4-dgA ({square}) for individual patients with (A) and without (B) evidence of CTCs at each dose level. Numbers within the plotted symbols indicate the maximum cycle 1 toxicity (grades 1–5) experienced by each patient undergoing complete cycle 1 infusion at corresponding AUC and dose levels. The horizontally staggered symbols are used to facilitate reading the graph and do not indicate variations in the administered doses.

 
Table 4Citation summarizes the adverse events (> grade 2) overall cycles and dose levels in patients with and without CTCs. Any toxicity of clinical importance was ultimately related to the development of VLS or HUS, consistent with prior studies with the individual ITs (8) . Other adverse reactions were generally constitutional in nature, transient, and easily manageable with supportive care.


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Table 4 Adverse events (>=grade 2) over all cycles and dose levels

Shown are the total number of patients (pts) and courses of Combotox (crs) administered at a given dose level in patients with or without evidence of CTCs.

 
Pharmaceutical Analysis of HD37-dgA and RFB4-dgA.
Because the variable toxicity of Combotox in patients lacking CTCs did not correlate with serum concentrations of the ITs, we suspected that additional factors might account for the observed toxicity. In particular, we were concerned about the composition and stability of the two ITs. Both ITs consisted of dgA coupled to its respective MAb using the N-succinimidyl-oxycarbonyl-{alpha}-methyl-{alpha}-(2-pyridyldithio)toluene cross-linker. Typically these preparations contain >85% IT with one dgA molecule per MAb [IgG-(dgA)1] and ~15% IT with two [IgG-(dgA)2] or three [IgG-(dgA)3] dgAs per MAb. These ITs can exist as monomers (IgG-dgA), or they may associate to form dimers [(IgG-dgA)2], trimers [(IgG-dgA)3], or even higher order aggregates. To test the pharmaceutical stability of the ITs, vials from lots used in the trial and vials that had never previously been shipped were sent overnight from UTSWMC and were subjected to FT cycling; a process that may have inadvertently occurred as part of IT shipping and storage at the study site.

After thawing, NIH stock HD37-dgA (UTSWMC lots VG-3 and VG-1), underwent A280 determination and visual inspection. Vials were found to contain variable amounts of precipitate (Table 5)Citation . Samples with increased levels of precipitate displayed the largest decrease in A280 after further freezing and thawing, and some of the IT solutions were viscous; losses were observed after filtration by binding to vials and tubes. The FT cycle, which was precluded for ITs used in patients, was introduced into the stability testing to duplicate potential storage temperature variability that may have occurred at NCI. None of this FT-cycled IT was used in the clinical trial.


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Table 5 Level of precipitation and change in A280 absorbance of solution in NIH stock vials containing HD37-dgA (UTSWMC lots VG-1 and VG-3) and RFB4-dgA (lot PT-8) after initial thawing and FT repeat

 
SEC-HPLC analysis of HD37-dgA lot VG-3 and VG-1 (no FT) showed differences in the ratio of the (IgG-dgA)1, (IgG-dgA)2, and (IgG-dgA)3 species. In lot VG-1, the ratio of three molecular forms was 63/23/12%, whereas the ratio for lot VG-3 was 83/10/4%. The amount of IgG-(dgA)2 present could affect the formation of dimers, trimers, and aggregation because lot VG-1, which had more IgG-(dgA)2, had more dimers and other aggregates. Fig. 2, A and BCitation , is representative SEC chromatograms for samples taken from NIH stock HD37-dgA (lots VG-1 and VG-3, respectively) that illustrate interlot variability in the amount of monomeric, dimeric, and trimeric molecular species present in samples stored at NCI.



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Fig. 2. Representative SEC chromatographs of NIH stock HD37-dgA (A and B) and RFB4-dgA (C). Differences in chromatographs (A and B) illustrate interlot variation of HD37-dgA monomer (at 30.5 min), dimer (at 32 min) and trimer (+) (36 min).

 
Analysis by mass spectrophotometry and SDS-PAGE (data not shown) also demonstrated an interlot difference in the ratios of IgG-(dgA)1, IgG-(dgA)2, and IgG-(dgA)3 after filtration through a 0.22 µm filter. Samples from lot VG-1 and VG-3 had HD37-(dgA)1, HD37-(dgA)2, and HD37-(dgA)3 in ratios of 30/60/10 and 59/38/3%, respectively.

One lot (8 vials total) of RFB4-dgA (UTSWMC lot PT-8) was available for analysis, so interlot variation was not examined. No visible precipitate was seen before or after filtration. These findings were consistent with control samples from UTSWMC lot PT-8 and indicated no visible aggregation of RFB4-dgA as compared to HD37-dgA. SEC-HPLC analysis of RFB4-dgA showed that (IgG-dgA)1 was present at 84%, whereas dimers and higher molecular weight forms made up 15% of the material, as reported in previous trials using this agent. A representative SEC chromatogram for samples taken from RFB4-dgA UTSWMC Lot PT-8 is shown in Fig. 2C.Citation After filtration, RFB4-dgA was found to contain RFB4-(dgA)1, RFB4-(dgA)2, and RFB4-(dgA)3 species in a ratio of 59/33/8% (data not shown).

In summary, the analyses suggested that HD37-dgA but not RFB4-dgA had a propensity to form aggregates during thawing and that there were interlot variations. Aggregation of this material is now avoided by the addition of 0.1 mg/ml Tween 80 (Sigma).4

Statistical Analysis.
To better understand the relationship of patient characteristics, pharmacological values, and the toxicities encountered during this trial, a variety of factors were analyzed for potential of association in a univariate fashion using Fisher’s exact test. Table 6Citation lists the factors that were tested for association between toxicity grade >3 and death. Of the 10 sets of factors tested for independence, only 2 showed a potential association by having P2 < 0.05 for patients undergoing CI of Combotox. Specifically, a potential for association exists between either prior bone marrow transplant or PBSC transplant and death (P2 = 0.003, in a study in which 3 of 4 posttransplant patients died, compared to 0 of 18 patients without prior transplant) and a prior history of radiation therapy and death (P2 = 0.036, in a study in which 3 of 8 patients with a history of radiation therapy died compared to 0 of 14 without a history of radiation therapy). The Ps are unadjusted for the multiple factors examined. The remaining factors failed to exhibit significant evidence of association.


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Table 6 Results of 2 x 2 table analysis testing for potential of association using Fisher’s exact test

Of the factors tested, a history of either transplant or radiation therapy led to a potentially significant association with fatal outcome during this trial of Combotox.

 
HAMA and HARA Responses.
As shown in Table 7Citation , HAMA/HARA levels of greater than 1 µg/ml ultimately occurred in 6 of 22 (27%) patients, in accord with results from previous trials with the individual ITs. Repeat treatments of patients with HAMA/HARA levels of >1 µg/ml were delayed so that 7 of 8 responding patients could eventually be retreated. In one patient (patient 12), the presence of 315 µg/ml HAMA prior to the third infusion cycle precluded retreatment despite evidence of a clinical response.


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Table 7 Total number of combination IT cycles administered for each patient, date of HAMA/HARA conversion (C, cycle; D, day), and measured concentration of HAMA/HARA

 
Clinical Response to Treatment.
Table 7Citation lists the clinical response of the 22 patients entered into the study. Two patients (9%) had a PR (95% confidence interval, 1–29%) lasting 1 and 5 months, respectively, prior to progression of disease, whereas five patients had minimal response to therapy. Disease progression occurred in 12 patients (including one death attributed to progression of disease). Only one patient was removed from the trial after developing HAMA/HARA antibodies, and two deaths were directly attributable to administration of the IT. These values compare with 22% of patients with PRs and 17% with MRs when RFB4-dgA alone was administered by CI and 11% PRs when HD37-dgA was administered alone by CI.


    DISCUSSION
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The major findings to emerge from the study are as follows: (a) patients with even small numbers of CTCs (>=50/mm3) tolerated all three dose levels of Combotox (10, 20, and 30 mg/m2/192 h). In contrast, in patients lacking CTCs (<50/mm3), there was a disparity between toxicity grade and total IT concentration with observed VLS and HUS at both administered dose levels. (b) Prior irradiation or bone marrow transplantation showed a potential for association with severe toxicities and may predispose patients to the most severe toxicities. (c) There was evidence of HD37-dgA multimerization, which may have contributed to patient toxicity.

One of the purposes of this study was to establish safe dose levels of Combotox in a Phase I trial in heavily pretreated patients with bulky disease, prior to using Combotox in the setting of minimal residual disease. The safe dose of Combotox in patients with CTCs was possibly as high as 30 mg/m2/192 h, although additional patients would be needed at that dose level to establish this point. In contrast, we were unable to establish a safe dose level of Combotox in patients without CTCs. Three deaths occurred during the trial, and none of these patients had CTCs as determined by flow cytometric analysis. The first death (patient 11) appeared to have been related to progression of disease, as confirmed by the findings at postmortem examination. The second death occurred in patient 18, a 54-year-old male with a history of follicular large cell lymphoma who had previously undergone three separate regimens of chemotherapy and three courses of radiation therapy in addition to a splenectomy and an ABMT. During the trial, the patient achieved high plasma concentrations of Combotox (at 1707 ng/ml, the highest in the trial) shortly before the development of HUS and death. The third death occurred in patient 22, a 43-year-old male with a history of diffuse large cell lymphoma who had received six prior regimens of chemotherapy and one course of radiation therapy and had previously received a peripheral-blood stem cell transplant. This patient developed a HUS-like clinical picture shortly before multisystem organ failure and death. Interestingly, the patient had achieved only average serum concentrations of Combotox (521 ng/ml), which had been generally well tolerated by other patients irrespective of the presence of CTCs.

The lack of association between toxicity grade and serum IT concentration led us to evaluate the pharmaceutical properties of the NIH stock ITs used in the trial and to review patient demographic and clinical features to identify any factors that may have been associated with poor clinical outcome after administration of Combotox.

Variables encountered in this analysis included the fact that both lots of HD37-dgA tested, of which only one was used in the trial, had a tendency to aggregate after thawing. Hence, pharmaceutical stability was affected, as the amount of drug lost to precipitation after thawing and filtering the IT could have led to differences in the dosage received from day to day. Despite the lack of clear evidence that an association exists between the severity of toxicity and the level of precipitation prior to filtration, variation in HD37-dgA could have led to toxicity at the previously well tolerated level I (10 mg/m2/192 h). RFB4-dgA was stable after thawing and showed no signs of visible aggregation.

Toxicities in this trial, including VLS and HUS, were similar to those reported in previous trials using other types of ITs. VLS, characterized by increased vascular permeability, can result in life-threatening edema and organ failure (21 , 22) and has been a DLT in trials using IL-2-DAB as well as ITs prepared with blocked ricin and PE (8 , 9 , 19 , 23, 24, 25, 26, 27, 28, 29, 30, 31) . The etiology for VLS is unknown and could include direct, nontargeted ricin dgA chain-mediated toxicity to endothelial cells, targeted (by low-level antigen expression) toxicity to endothelial cells, and cytokine-mediated mechanisms related to the release of cytokines from macrophages and/or endothelial cells. In the case of PE-ITs, VLS may have been due to cross-reaction of the MAb with vascular endothelial cells. Although the causes of VLS are poorly understood, a recent study has shown that an amino acid structural motif that is common to IL-2, dgA, and Pseudomonas exotoxin and diphtheria toxins may be responsible for the binding of ITs to endothelial cells followed by endothelial cell damage (32) . Preliminary studies in animals using ITs with a mutated version of this motif indicate a lack of VLS.5

Previous studies with dgA ITs have failed to document increase in several cytokines in patients developing VLS after treatment with RFB4-dgA (8) . However, improperly timed sampling errors that might miss a "burst" of circulating cytokines or that might not sample the correct compartment, e.g., in the damaged endothelium, do not exclude a potential contribution of cytokines to the development of VLS.

In prior studies with dgA-based ITs, we have attempted to define the factors that predict the development of severe VLS. A previous Phase I study using RFB4-dgA identified serum IT concentrations greater than 1 µg/ml as predictive of the severity of VLS symptoms (8) . In this trial, three patients (patients 10, 14, and 18) achieved this level of serum IT, resulting in toxicity grade levels of 1, 3, and 5, respectively. In addition, two of these patients (patients 10 and 18) lacked CTCs. A previous Phase I trial using RFB4-dgA showed that the presence of lymphoma cells in the blood at levels >1010 cells/liter was associated with reduced toxicity (23) , and another trial (8) suggested that the absence of CTCs was predictive of severe VLS toxicity. In this trial, several of the patients without CTCs experienced toxicities that were unrelated to the total concentrations of IT in sera. Additional reservoirs of tumor could include marrow and spleen. It is noteworthy that two of the deaths occurred in marrow negative or unknown patients, and grade 3 VLS (patient 16) also occurred in a marrow-negative patient without CTCs.

Although the etiology of HUS is unclear, it has been demonstrated that ricin holotoxin (containing both A and B chains) induces HUS in rats (33) . Previous human trials with other ITs have also resulted in HUS as a clinical toxicity. One such trial used the fusion toxin DAB486IL-2, which consists of two Diphtheria toxin domains spliced to the IL-2 gene (34) . The initial trials of this fusion protein toxin in patients with lymphoma demonstrated a DLT of elevated hepatic transaminase levels and a HUS-like constellation of symptoms, including renal insufficiency, anemia, and thrombocytopenia (35 , 36) . A subsequent trial used the modified toxin DAB386IL-2 (which differed in IL-2 receptor affinity and had greater in vivo stability) did not generate HUS (29) . It is tempting to speculate that the HUS observed during trials involving these ITs may reflect, in part, endothelial damage followed by shear stress fragmentation of RBCs and that this may be within the range of toxicities expected from endothelial cell binding of these ITs.

Importantly, the analysis of this trial showed evidence of a potential association between prior ABMT or PBSC transplant and death (P2 = 0.003), as well as between prior radiation therapy and death (P2 = 0.036). Although these findings should be considered tentative due to the exploratory nature of these analyses in a limited numbers of patients, one can speculate that prior radiation therapy and/or high-dose chemotherapy may damage a vascular bed and promote binding of IT aggregates, RBC damage, and hemolysis. Both radiation therapy and high-dose chemotherapy can damage endothelium (37 , 38) , predisposing patients to IT-mediated VLS (22 , 28 , 31) , which could result in consumption of platelets and the appearance of a thrombotic thrombocytopenic purpura-like state. In addition, the tendency of HD37-dgA to form higher molecular weight aggregates must be avoided, and a new formulation appears to circumvent this aggregation.4

Unlike HD37-dgA used in this trial, RFB4-dgA did not aggregate upon thawing. Nevertheless, a previously unreported female patient who had no CTCs and total body radiation therapy was treated with a RFB4-dgA regimen and had an unexpected and fatal occurrence of HUS at levels of IT well tolerated by other patients.6 Additionally, acrocyanosis and distal digital skin necrosis have been reported in three patients undergoing infusion of the HD37-dgA (9) , and evidence from angiographic studies has suggested that unlike RFB4-dgA, HD37-dgA caused occlusion of the distal limb vasculature (9) . It has also been noted that the unconjugated HD37 MAb has a tendency to form dimers and trimers, whereas the RFB4 MAb does not (39) . These clinical phenomena parallel other experiences with the pharmaceutical properties of the ITs, in which aggregation detected by HPLC after FT cycles was readily apparent. Both HD37-dgA and RFB4-dgA can react with {alpha}2-macroglobulin or albumin to form covalent adducts of higher molecular mass (40 , 41) . To what extent this was related to toxicity in vivo is unclear. Detailed toxicological analysis with IT preparations that differed in the amount of aggregates will be necessary to understand the relationship between aggregation or multitimer formation and toxicity. However, to the extent that further preparation of ITs can control for this variable prospectively, its emergence as a confounding factor in interpretation of clinical data would be mitigated.

Combotox appears to be safe in patients with even minimal numbers of CTCs, and the MTD was potentially as high as 30 mg/m2/192 h, although further evaluation of more patients would be necessary to establish this point. Evidence of transient responses observed in this trial, albeit modest, coupled with more impressive responses reported in other trials with individual ITs (8 , 9 , 42) , argues for continued clinical evaluation of these ITs under more-defined pharmaceutical and clinical conditions. The potential for association between either a prior history of radiation therapy or ABMT/PBSC transplant and severe toxicity should be considered in future trial design and informed consent. Additional characterization of the factors that are predictive of the clinical toxicities observed in patients undergoing administration of ITs would further define safe dosing parameters for these biologically targeted agents.


    ACKNOWLEDGMENTS
 
We acknowledge the indispensable contribution of the NCI Medicine Branch clinical associates and oncology nursing staff in the management of patients involved in this trial. We also thank Carla Hemp for help in preparing the manuscript for publication. We also thank Y. Chinn, L. Le, M. Lu, and L. Trahan for technical assistance.


    FOOTNOTES
 
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

1 Supported in part by Food and Drug Administration Orphan Drug Agent FDR 001124–03 (to E. S. V.). Back

2 To whom requests for reprints should be addressed, at DTP Clinical Trials Unit, Medicine Branch, National Cancer Institute, 10 Center Drive Building 10, Room 12N226, Bethesda, MD 20892. Phone: (301) 496-1211; Fax: (301) 402-0831; E-mail: messmann{at}pop.nci.nih.gov Back

3 The abbreviations used are: NHL, non-Hodgkin’s lymphoma; AUC, area under the curve; ABMT, autologous bone marrow transplant; CI, continuous infusion; CTC, circulating tumor cell; dgA, deglycosylated ricin A chain; DLT, dose-limiting toxicity; FT, freeze-thaw; HUS, hemolytic uremic syndrome; HPLC, high-pressure liquid chromatography; HAMA, human antimouse antibody; HARA, human antiricin antibody; IT, immunotoxin; ICU, intensive care unit; Cmax, maximum concentration; MTD, maximum tolerated dose; MAb, monoclonal antibody; NCI, National Cancer Institute; UTSWMC, University of Texas Southwestern Medical Center; PBSC, peripheral blood stem cell; PE, Pseudomonas exotoxin; SCID, severe combined immunodeficient; SEC-HPLC, size exclusion chromotography-HPLC; VLS, vascular leak syndrome; P2, P from two-sided test; PD, progressive disease; MR, minor response; Id, idiotypic antibody; CR, complete response; PR, partial response. Back

4 V. Ghetie and E. S. Vitetta, unpublished data. Back

5 E. S. Vitetta, unpublished data. Back

6 E. A. Sausville, personal communication. Back

Received 7/ 2/99; revised 12/20/00; accepted 2/ 4/00.


    REFERENCES
 Top
 ABSTRACT
 INTRODUCTION
 PATIENTS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 

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