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Clinical Cancer Research Vol. 6, 1351-1364, April 2000
© 2000 American Association for Cancer Research


Clinical Trials

Spontaneous Apoptosis of CD8+ T Lymphocytes in Peripheral Blood of Patients with Advanced Melanoma1

Takao Saito, Grzegorz Dworacki, William Gooding, Michael T. Lotze and Theresa L. Whiteside2

University of Pittsburgh Cancer Institute [T. S., G. D., W. G., M. T. L., T. L. W.] and Departments of Pathology [G. D., T. L. W.], Surgery [M. T. L.], and Molecular Biology and Biochemistry [M. T. L.], University of Pittsburgh School of Medicine, Pittsburgh, Pennsylvania 15213


    ABSTRACT
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Peripheral blood mononuclear cells (PBMCs) obtained from patients with advanced melanoma but not from healthy individuals were found to undergo spontaneous ex vivo apoptosis upon incubation in medium. PBMCs were evaluated for evidence of apoptosis using Annexin V binding, caspase-3 activation, and DNA fragmentation (terminal deoxynucleotidyl transferase-mediated dUTP nick end labeling). PBMCs of patients with melanoma contained a significantly higher proportion (P = 0.0027) of spontaneously apoptotic cells than PBMCs of controls after 24-h incubation in medium alone. The relative proportion of activated Fas+ and tumor necrosis factor receptor 1-positive (TNFR1+) PBMCs was significantly higher in patients with melanoma than that observed in controls. To demonstrate that the TNF family of receptors and ligands was involved in this type of apo-ptosis, PBMCs were incubated in the presence of agonistic anti-Fas antibody (CH-11) or TNF-{alpha}. The proportion of terminal deoxynucleotidyl transferase-mediated dUTP nick end labeling-positive PBMCs undergoing spontaneous apoptosis was found to be comparable with that induced by CH-11 antibody or TNF-{alpha}. Three-color flow cytometry revealed that CD3+ Fas+ T cells were especially sensitive to apoptosis and were preprogrammed in vivo to die. Apoptosis occurred in all subsets of PBMCs but was significantly higher (P = 0.01) in the CD3+ CD8+ T-cell subset in patients relative to controls. In two patients with melanoma, who responded clinically to dendritic cell-based peptide vaccines, the proportion of apoptotic T cells was decreased by half after therapy. In patients who were treated previously with vaccination-based therapies, levels of T-cell apoptosis were lower than in the other melanoma patients. The observed accelerated death of T cells, which are activated and susceptible to apoptosis in patients with melanoma, may contribute to a rapid turnover of immune cells, resulting in a decreased immunocompetence.


    INTRODUCTION
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Melanoma is a disease responsive to several types of immune intervention. Nevertheless, immune effector cells obtained from the peripheral blood of patients with melanoma often have functional impairments, including decreased proliferative and cytotoxic responses (1 , 2) . More recent data from our and other laboratories demonstrated decreased expression of the TcR3 -associated {zeta} chain as well as other signaling molecules in the peripheral blood T lymphocytes of patients with melanoma (3 , 4) . The presence of {zeta} chain defects in T cells has been correlated with defective signaling in T cells upon TcR cross-linking and to other functional abnormalities (4, 5, 6) . Although both functional abnormalities and decreased expression of the {zeta} chain are most pronounced in TILs, the finding of similar defects in circulating T cells of patients with cancer suggested that the influence of tumor on immune cells extends far beyond its microenvironment (5 , 7 , 8) . The mechanisms that are responsible for functional deficiencies in immune cells of patients with cancer are unknown, but it is surmised that the presence of the tumor has immunosuppressive effects (9) .

In examining human tumor biopsies, including melanoma, for the presence of apoptotic cells, we observed recently that DNA fragmentation was evident not in tumor cells but in TILs, which were TUNEL positive in situ (5 , 10 , 11) . Only rare TUNEL-positive lymphocytes were present in control biopsy specimens obtained from non-tumor sites in patients with cancer (5) . In addition, when fresh tumor cells or tumor cell lines were coincubated with activated normal lymphocytes, evidence of caspase activation and DNA fragmentation in the lymphocytes was obtained, leading to the conclusion that normal lymphocytes, coming in contact with human tumors, are induced to die (9 , 11 , 12) . Clearly, only a proportion, not all, lymphocytes are induced to apoptose at the tumor site, and preliminary experiments suggest that low or absent expression of the {zeta} chain in TILs is a manifestation of early apoptosis (10 , 13 , 14) . In addition to TILs, circulating lymphocytes in patients with cancer appear to simultaneously undergo DNA fragmentation upon incubation in culture medium for several hours, as we reported recently for patients with HNC (15) .

To determine whether spontaneous ex vivo apoptosis of circulating PBMCs is a general phenomenon in cancer and to explore its nature, we studied a cohort of patients with advanced melanoma. The expectation was that ex vivo apo-ptosis would be more extensive in patients with advanced disease involving multiple organs than in those with localized or inactive disease (NED). Because some of the melanoma patients were receiving anti-melanoma peptide-based vaccines at the time of this study, their PBMCs were obtained before and after therapy to evaluate the effects of vaccination on the proportion of circulating lymphocytes undergoing spontaneous apoptosis. Overall, the results indicated that Fas+ T cells were particularly sensitive to spontaneous apoptosis in the peripheral circulation of patients with melanoma. Two distinct groups of patients were identified: those with higher levels and those with lower levels of spontaneously apoptotic CD3+ T cells. All of the patients treated previously with vaccination-based therapies were in the lower subgroup. Thus, decreased spontaneous apoptosis of PBMCs after the administration of biotherapies might be a measure of immunological recovery in response to therapy.


    MATERIALS AND METHODS
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Patients and Controls.
Twenty patients with melanoma, who were seen in the University of Pittsburgh Cancer Institute outpatient clinic between January 1998 and September 1998, were included in this study. The patients were randomly selected by their physicians, based on the availability and willingness to participate in this study. All patients signed an informed consent. Some of the patients studied (n = 4) were participating in a vaccination protocol on-going at the University of Pittsburgh Cancer Institute during this time period. These patients were studied at more than one time point: two had three samples submitted for examination, and two samples were obtained from each of the other two patients. The total number of specimens examined was 26. The patients included 7 females (ages, 32–75 years.) and 13 males (ages, 39–73 years.). Table 1Citation lists patient characteristics, including their sex and age, the clinical status of each at the time of a blood donation for this study, the disease stage, and history of previous or current therapies.


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Table 1 Characteristics of patients with melanoma included in the study

 
Normal volunteers (n = 12) were initially recruited from among the laboratory personnel and included 6 males and 6 females. These controls were substantially younger than patients, and their median age was 33 years compared with 66 for patients. All normal volunteers were in excellent health at the time of the study. In addition, we included a smaller group of eight normal volunteers, who were age-matched with the patients (median age of 66 years) and consisted of seven males and one female. In all experiments, each patient was always tested in parallel with a normal control. Patient and control specimens were processed and handled in the same way, and patient samples were always tested together with at least one laboratory control.

PBMCs.
Venous blood was obtained from patients and controls (20 ml) in the morning and collected in heparinized tubes. Blood samples were hand-carried to the laboratory and immediately processed by Ficoll-Hypaque gradient centrifugation. PBMCs were recovered from the gradient interface, washed in DPBS, counted in trypan blue, and promptly used for experiments.

To determine the proportion of PBMCs with evidence of DNA fragmentation, TUNEL, Annexin V binding, or caspase-3 activation assays (see below) were performed on aliquots (from 1 x 106 to 2 x 106 cells/assay) of the patients’ or control cells immediately after their isolation (i.e., at time 0). The remaining PBMCs were divided into aliquots (3.5 x 106 cells), and each aliquot was incubated for 24 h at 37°C under the following conditions: (a) medium alone; (b) medium plus CH-11 antibody (agonistic anti-Fas antibody; UBI Biotechnology, Lake Placid, NY) at a concentration of 400 ng/ml; (c) medium plus recombinant TNF-{alpha} (Knoll Pharmaceuticals, Whippany, NJ) used at the concentration of 50 ng/ml. After incubation, cells were harvested and immediately tested in TUNEL (or in some cases also in Annexin V binding or caspase-3 activation) assays for evidence of apoptosis. The proportions of PBMCs that underwent spontaneous apoptosis (medium alone) or induced apoptosis (medium plus CH-11 antibody or medium plus TNF-{alpha}) during the 24-h incubation period were determined by flow cytometry. The medium used for all experiments was RPMI 1640 supplemented with 1 mM L-glutamine, 10% (v/v) of FCS, 100 µ/ml penicillin, and 100 µg/ml streptomycin. These reagents were purchased from Life Technologies, Inc. (Grand Island, NY).

Staining for Flow Cytometry.
PBMCs (3.5 x 106) were washed in DPBS (Life Technologies), divided into 5 x 105 cell aliquots, and individually incubated in the presence of the following PE-labeled monoclonal antibodies: anti-CD3, anti-CD4, anti-CD8, anti-CD14, anti-CD16, anti-CD56, anti-CD19, and IgG1 or IgG2b isotype controls (all from Becton Dickinson, San Jose, CA) for 45 min on ice. All antibodies were pretitered on normal PBMCs to determine their optimal dilutions. After incubation, the PBMCs were washed twice in DPBS containing 0.1% BSA and 0.1% NaN3 and fixed with 2% (w/v) paraformaldehyde in DPBS for 30 min at room temperature prior to flow cytometry.

To determine the percentage of PBMCs expressing Fas or TNFR1, staining was performed with ZB4 anti-Fas monoclonal antibodies purchased from Upstate Biotechnology (Lake Placid, NY) and anti-TNFR1 monoclonal antibodies purchased from R&D systems (Minneapolis, MN). FITC-conjugated goat antimouse IgG used as a negative control was obtained from Caltag (South San Francisco, CA).

TUNEL Assay.
The TUNEL assay was performed to study DNA fragmentation in freshly harvested or ex vivo incubated cells. PBMCs were washed after fixation with paraformaldehyde and permeabilized with 0.1% (w/v) sodium citrate in phosphate saline buffer containing 0.1% Triton X-100 for 3 min on ice. After washing, cells were incubated with FITC-conjugated dUTP in the presence of terminal deoxynucleotidyl transferase enzyme solution for 1 h at 37°C, using reagents purchased from Boehringer Mannheim Corp. (Indianapolis, IN). After incubation, the cells were washed, and 10,000 events were acquired and analyzed by two-color analysis, using FACScan (Becton Dickinson, San Jose, CA). Controls included cells incubated without the enzyme in labeling buffer.

Annexin V Binding Assay.
T cells were initially stained with labeled antibodies to surface markers as described above. Surface staining was performed on ice. The cells were resuspended in 100 µl of Annexin V binding buffer without NaN3 (PharMingen) and incubated with 1 µl of Annexin V-FITC (PharMingen) for 20 min at room temperature. Next, a 400-µl aliquot of Annexin V binding buffer was added to each tube, and the flow cytometry analysis was performed within 60 min, gating on lymphocytes by FSC/SSC.

Caspase-3 Activation Assay.
A fluorescence-based assay, using Phi Phi Lux as a substrate, was performed to measure caspase-3 activity in PBMCs, which were freshly harvested from normal donors and patients with melanoma. The assay was performed immediately after a phlebotomy and PBMC separation, using a kit purchased from OncoImmunin, Inc. (Gaithersburg, MD) according to the instructions provided by the manufacturer. In some cases, the assay was also performed after ex vivo incubation of PBMCs. The flow cytometry results were analyzed after 10,000 events were acquired. The normal levels of caspase-3 activity were determined using PBMCs of 17 normal donors. As a positive control, PBMCs incubated with CH-11 antibody (400 ng/ml) for 4 h were used.

Flow Cytometry.
Two-color flow cytometry analysis was performed on a FACScan equipped with a single 488-nm argon ion laser. To reliably detect small subpopulations of cells, at least 10,000 events were acquired for each sample. The following settings were used: 540 V and 640 V on photomultiplier tubes for FL1 (FITC-TUNEL) and FL2 (PE), respectively. FITC and PE fluorescence were measured through 530/30 and 585/42 bandpass filters. Compensation for FL1-FL2 and FL2-FL1 was 0.7%. Threshold was set on 30 for forward scatter.

The percentages of apoptotic cells were calculated by scoring TUNEL+, Annexin V+, or caspase-3+ cells in two-color gated subpopulations: CD3+ apoptosis+, CD3- apo-ptosis+ in comparison with CD3+ apoptosis- and CD3- apoptosis-. All of the gated mononuclear cell subpopulations were visualized on forward angle scatter/side angle scatter dot-plots. To include all apoptotic cells and avoid debris with a high SSC signal, the gate was set to include a wide boundary of mononuclear cells ("open gate"), because apo-ptotic cells accumulated mainly in the lower FSC/SSC channels (16) . The strategy of double gating eliminated a majority of debris, which usually overlaps with apoptotic cells. The level of debris within the gated populations did not exceed 10%, and it was not significantly higher in samples with high than low (control) apoptotic values. MFI was determined for all gated cell populations.

Cytospin Preparation.
PBMCs obtained from patients and normal control samples were doubly stained for TUNEL and CD3 surface marker, as described above. Stained cells were centrifuged onto glass slides, using a cytocentrifuge (Cytospin 2; Shandon) and directly mounted with fluorescent mounting medium (Dako). The slides were examined independently by two observers, using a fluorescent microscope (Microphot-FX; Nikon), and photographs of representative fields were taken, using appropriate filters.

Statistical Analyses.
The Wilcoxon test was used to evaluate differences between melanoma patients and normal controls. All within-patient or within-control differences between assay results at time zero and each of the three 24 h assays (spontaneous, as well as induced by CH-11 antibodies or TNF-{alpha}) were tested using the signed rank test. P = 0.01 was chosen as being significant because of the large number of statistical tests performed and the need to guard against false-positive results.


    RESULTS
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Spontaneous Apoptosis in PBMCs of Patients with Melanoma.
PBMCs obtained from patients with melanoma or normal volunteers were examined for the presence of TUNEL+ cells at time 0, which was generally within 5–6 h after blood draws, as well as after 24 h incubation in medium. In some cases, Annexin V binding and/or caspase-3 activation assays were also performed. As shown in Table 2Citation , only a very low proportion of PBMCs was found to be TUNEL+ at time 0 in patients (mean ± SD, 3.2 ± 1.8%) or in controls (mean ± SD, 1.9 ± 1.1%), with a significant difference (P = 0.0264) between the patient and control values. When PBMCs were incubated in medium alone at 37°C for 24 h, the proportion of cells that were TUNEL+ increased in both control (10 ± 4.7%) and patients’ (17.2 ± 8.2%) PBMCs. Consistently, the percentage of spontaneously apoptotic (TUNEL+) PBMCs was significantly greater (P = 0.0027) in patients’ than normal PBMCs (Table 2Citation ; Fig. 1A).Citation The fraction of TUNEL+ PBMCs, i.e., PBMCs with evidence of spontaneous apoptosis after 24-h incubation ex vivo ranged from 1 to 33% in patients with melanoma and from 4 to 20% in normal controls (Table 2Citation ; Fig. 1A).Citation


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Table 2 Percentages of total TUNEL+ PBMCs or TUNEL+ CD3+ T cells in normal controls and patients with melanomaa

 


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Fig. 1. Box plots showing percentages of TUNEL+ cells among PBMCs (A) or among CD3+ T cells (B) in 20 patients with melanoma and 20 normal controls. Boxes, interquartile range (25–75%) values. White bars, median values. "Whiskers" bracket values that are 1.5 of the interquartile range. Horizontal lines, values above or beyond the interquartile range. The Ps for differences between 0 and 24 h for all groups in patients and controls are <0.0001. There are no significant differences (P > 0.01) between values for spontaneous apoptosis and CH-11 antibody-induced or TNF-{alpha}-induced apoptosis measured at 24 h.

 
In addition, when the proportion of CD3+ TUNEL+ cells among PBMCs (Table 2)Citation was determined by flow cytometry, it became apparent that relative to the total percentage of TUNEL+ PBMCs, the percentage of apoptotic T cells was consistently lower (Table 2)Citation . Spontaneously apoptotic CD3+ T cells generally accounted for less than half of the total PBMCs, with evidence of DNA fragmentation in most of the patients with melanoma, an indication that cells other than CD3+ were dying as well (Table 2)Citation . When Annexin V binding or caspase-3 activation were measured by flow cytometry in CD3+ T cells at time 0, consistently the patients had increased percentages of apoptotic T cells relative to control values, as illustrated in Fig. 2Citation . The results indicated that in the peripheral circulation, more CD3+ T cells were undergoing apoptosis in patients with melanoma than in normal donors. Similarly, a significantly higher proportion of CD3+ T cells was TUNEL+ in patients than controls after 24 h incubation in medium alone (Fig. 1B;Citation P = 0.0001).



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Fig. 2. Flow cytometry results for the Annexin V binding assay or caspase-3 activation assay performed with PBMCs obtained form a normal donor and a patient with melanoma. The assays were performed at the time of phlebotomy (t = 0) or after 24 h incubation of PBMCs in medium (t = 24 h). The data are percentages of CD3+ T cells or CD3- T cells that are either positive or negative for Annexin V (top) or for caspase-3 activity (bottom).

 
Although the results for all normal controls are included in Table 2Citation and Fig. 1Citation , it is important to note that the data obtained for age-matched controls were not significantly different from those obtained for younger laboratory controls. Also, the statistical analysis performed to establish the correlation between the patients’ age and the proportion of TUNEL+ PBMCs after 24 h incubation indicated that spontaneous apoptosis in PBMCs was not dependent on age in patients with melanoma (data not shown).

Induced Apoptosis in PBMCs of Patients with Melanoma.
To investigate the mechanisms responsible for the observed greater sensitivity to apoptosis of the PBMCs obtained from patients than those from controls, we used agonistic anti-Fas antibody, CH-11, and TNF-{alpha} to induce apoptosis ex vivo in these PBMCs. After 24 h of incubation in medium supplemented with anti-Fas CH-11 antibody or TNF-{alpha}, the patients’ PBMCs contained a significantly higher proportion (P = 0.0001 for both conditions) of TUNEL+ cells than similarly treated normal control cells (Fig. 1)Citation . This finding implied that the patients’ cells were enriched in Fas+ and TNFR1+ cells, and that these activated PBMCs were predestined to apoptose.

Preferential Apoptosis of Fas+ and TNFR1+ PBMCs.
To examine the possibility that more circulating PBMCs expressed Fas or TNFR1 in patients than controls, we measured by flow cytometry the proportion and/or MFI of Fas+ and TNFR1+ cells in PBMCs of a subset of patients with melanoma (n = 10) and normal controls (n = 10). The TNFR1 was expressed mainly on monocytes, with mean values of 20% in patients versus 9% in controls. The MFI for TNFR1 on monocytes was considerably higher in patients than in controls (Fig. 3A).Citation The representative flow cytometry data shown in Fig. 3ACitation are consistent with the increased expression of TNFR1 in PBMCs of patients with melanoma relative to PBMCs of normal controls. Similarly, Fas expression was seen on a significantly greater proportion of PBMCs in melanoma patients (Fig. 3B).Citation Overall, 68 ± 8% (mean ± SD) of PBMCs in patients were found to be Fas+ compared with 44 ± 15% in controls (P < 0.05; n = 10).



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Fig. 3. Flow cytometry results for expression of TNFR1 (A) and Fas (B) on PBMCs obtained from a patient with melanoma and a control individual. Note increased expression of both receptors on the patient’s PBMCs relative to control PBMCs (A and B) and the predominant expression of TNFR1 on CD14+ monocytes (A). The results were obtained in a representative experiment of 10 performed with PBMCs of different patients and controls.

 
To determine whether Fas+ CD3+ T lymphocytes were predisposed to spontaneous apoptosis, PBMCs freshly obtained from patients with melanoma were used. By flow cytometry, backgating on CD3+ T cells, we determined the proportion of T cells with caspase-3 activation (Fig. 4A).Citation The data obtained using PBMCs of a representative patient with melanoma indicated that at time 0, 11% of Fas+ CD3+ T cells were apoptotic (i.e., showed caspase-3 activation) as opposed to only 4% of Fas- CD3+ T cells (Fig. 4A).Citation Similarly, using the Annexin V binding assay, 19% of Fas+ CD3+ T cells were apoptotic, in contrast to only 11% of Fas+ CD3+ T cells at time 0 (Fig. 4A).Citation When the patients T cells were incubated in medium for 24 h prior to the caspase activation or Annexin V binding assays, 21 and 25% of T cells, respectively, were apoptotic among Fas+ T cells versus 13% (for both assays) among Fas- CD3+ T cells (Fig. 4A).Citation The shift to the right in Annexin V+ T cells at 24 h is accentuated by the appearance of a small, distinct subset of intensely Annexin V+ T cells (Fig. 4B),Citation which seem to be in the process of losing CD3. Fig. 4BCitation illustrates the shift in the MFI of Annexin V+ CD3+ T cells that occurs between time 0 and 24 h of incubation. On the basis of these results, it can be surmised that in patients with melanoma, who have a significantly higher proportion of Fas+ T cells than controls, more spontaneous apoptosis occurs. Indeed, with or without incubation of these cells in medium alone, apoptosis was significantly higher in a Fas+ fraction of T cells in patients (P = 0.0027) than in normal controls. In aggregate, our data point to the Fas-mediated mechanisms of T-cell elimination in patients with melanoma. Preliminary evidence suggests that activated mononuclear cells expressing Fas or TNFR1 are the population which is sensitive to ex vivo apoptosis, because a significant linear relationship (P = 0.01) exists between the percentage of Fas+ CD3+ T cells and CD3+ T cells with elevated caspase-3 activity in patients with melanoma (data not shown).



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Fig. 4. The results of double staining for Fas and caspase-3 activity (using a Phi Phi Lux substrate) in PBMCs of a patient with melanoma. The data shown in A are percentage of Fas+ CD3+ and Fas- CD3+ T cells that have caspase-3 activity (left) or are positive for Annexing V (right) at time 0 or after 24 h incubation. Note that Fas+ T cells are the major population demonstrating caspase-3 activity or Annexin V binding. Note also the increased percentage of apoptotic cells after 24 h incubation, and the presence of a small subset of weakly CD3+ but intensely Annexin V+ T cells after 24 h incubation. In B, a histogram of the Annexin V data, showing the shift in MFI at time 0 and at 24 h relative to normal control T cells (NC). Note the presence of the small peak of strongly Annexin V+ T cells. A representative experiment of 10 performed with PBMCs of different patients is shown.

 
Variability of Apoptosis in PBMCs of Patients with Melanoma.
A high degree of correlation was established between the assays for spontaneous apoptosis versus those for induced apoptosis using patient or control samples (data not shown). When the levels of spontaneous and CH-11 antibody-induced apoptosis in CD3+ T cells were compared for the patients studied (Fig. 5)Citation , it became apparent that two distinct patient populations could be identified. One patient group had a lower percentage of apoptotic T cells, not exceeding the normal mean + 3 SD, whereas the other group had a high percentage of apoptotic T cells (i.e., more than normal mean + 3 SD; Fig. 5Citation ). The mean percentage + 3 SD T cells induced to apoptose by CH-11 antibody was calculated to be 17.9%. There were no readily identifiable clinical differences between these two groups of patients. However, in the group with lower levels of apoptosis, 9 of 11 patients were treated previously with one or more of the following biotherapies: peptide-based vaccines (n = 7), a tumor-based vaccine then a genetically modified vaccine and gene therapy (n = 1); or a genetically modified vaccine (n = 1). Only one patient of nine was concurrently treated with a vaccine-based therapy in the group of patients with high levels of T-cell apoptosis.



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Fig. 5. Correlations between percentages of TUNEL+ CD3+ T cells detected in the peripheral blood of patients with melanoma after incubation in medium (spontaneous apoptosis) or in the presence of CH-11 antibody (induced apoptosis). The dotted line divides the patients into two distinct groups: those with a low percentage of TUNEL+ T cells and those with a high percentage of TUNEL+ T cells. The line corresponds to the normal mean + 3 SD value for apoptosis induced by CH-11 antibody.

 
Flow Cytometry Analysis of CD3+ TUNEL+ Lymphocytes.
Two-color flow cytometry analysis was performed to quantify the proportion of TUNEL+ CD3+ T cells among the patients’ and control PBMCs after 24-h incubation in medium alone. As illustrated by the example shown in Fig. 6Citation , we used an open gate to evaluate both apoptotic and nonapoptotic lymphocytes. Of the two distinct T-cell subpopulations: CD3+ TUNEL- (black) and CD3+ TUNEL+ (gray), the latter was increased in the patient’s PBMCs relative to normal control. It is important to note that the proportion of CD3+ TUNEL- T cells (black) was decreased in this patient’s PBMCs. When the proportion of CD3+ TUNEL- T-cell subpopulation in PBMCs of patients versus controls was compared (Table 3)Citation , a significant decrease (P < 0.0001) in nonapoptotic T cells was noted in the patients with melanoma. At the same time, the proportion of CD3+ TUNEL+ cells was not significantly larger in the patients than in controls (Table 3)Citation . Because flow cytometry indicated that a shift from TUNEL- to TUNEL+ T cells occurs during the incubation period, we suspected that a loss in CD3 expression on the cell surface of apoptotic T cells could explain these results. When the proportion of CD3- TUNEL+ cells was determined, we observed an increase in this cell population in patients as compared with controls (Table 3)Citation , which was of borderline significance (P = 0.0374). The data are consistent with a shift toward lower expression of CD3 in T cells of the patients versus controls (Fig. 6, B and D).Citation This shift was more apparent in the patient than control samples, and it indicated that a loss of the CD3-{epsilon} chain from the cell surface occurred during 24-h incubation of patients’ lymphocytes in medium, which might reflect spontaneous apoptosis.



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Fig. 6. Representative flow cytometry data for a patient and a control individual, illustrating the wide gate used to capture the events (in A and C, respectively) as well as the proportion of TUNEL+ cells (right) among CD3+ or CD3- mononuclear cells and of TUNEL- cells in black (CD3+) or gray (CD3-) in B (patient) and D (control).

 

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Table 3 Percentages of CD3+ or CD3- lymphocyte subpopulations that were TUNEL+ in PBMCs incubated in medium for 24-h

 
We also prepared cytocentrifuge smears of PBMCs after 24 h incubation in medium and stained them with anti-CD3 antibody and TUNEL reagents to be able to visualize T cells undergoing spontaneous apoptosis (data not shown). Using these preparations, it was possible to identify individual cells at various stages of apoptosis. As expected, apoptotic cells were more numerous in the cytocentrifuge smears of the patient PBMCs than in those of controls.

Flow Cytometry Analysis of CD3- TUNEL+ Cells.
We observed consistently that DNA fragmentation ex vivo occurred not only in CD3+ lymphocytes but also in PBMCs that were CD3-. Therefore, two-color flow cytometry was used to discriminate between these two populations and to identify the CD3- subsets that became TUNEL+ during the period of 24 h incubation of PBMCs in medium alone. The representative flow cytometry data shown in Fig. 7Citation indicate that: (a) spontaneous apoptosis was considerably greater at 24 h relative to 0 time in PBMCs of the patient versus the accompanying control; and (b) CD3+ T cells were the main lymphocyte subsets undergoing spontaneous apoptosis in the PBMCs obtained from the patients. The CD3- CD56+ natural killer cells, CD19+ B cells, and CD14+ monocytes were lesser contributors to spontaneous apoptosis (Fig. 7)Citation .



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Fig. 7. Representative flow cytometry data to show the distribution of TUNEL+ cells among various subsets of mononuclear cells obtained from a patient with melanoma and a control individual. PBMCs were tested at time 0 and again after 24 h incubation in medium alone. Note increased percentages of TUNEL+ cells in the patient’s PBMCs relative to control PBMCs after ex vivo incubation.

 
To further analyze the involvement of various mononuclear cell subsets in spontaneous ex vivo apoptosis, their proportions were calculated as fractions of total TUNEL+ cells in each of the specimens. In Fig. 8Citation , the representative results for two patients and the accompanying control show that: (a) for all of the PBMC subsets, the proportion of TUNEL+ cells is higher in patients than the control; and (b) CD4+ and CD8+ T lymphocyte subsets constitute the largest proportions of spontaneously apoptotic PBMCs in both patients with melanoma. The cumulative data presented in Table 4Citation suggest that although all of the PBMC subsets were more sensitive to ex vivo apoptosis in the patients than in controls, only the value for the CD8+ T-cell subset (P = 0.01) was significantly different in patients versus controls. These data suggest that CD8+ immune effector cells are particularly sensitive to spontaneous ex vivo apoptosis in patients with melanoma. Incidentally, after incubation of PBMCs in the presence of TNF-{alpha}, apoptosis was induced in a significantly higher proportion of the CD14+ cells (monocytes) in patients with melanoma than in controls (P = 0.0083). The data are consistent with the higher level of TNFR1 expression on monocytes in patients than in normal controls, as illustrated in Fig. 3A.Citation



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Fig. 8. A histogram showing the proportions of TUNEL+ cells among various subsets of PBMCs obtained from a control individual and two patients with melanoma. The total percentage of TUNEL+ PBMCs was 11% for control, 26% for patient 11, and 36% for patient 15 after 24 h incubation of PBMCs in medium (spontaneous apoptosis). The data are representative for the experiments summarized in Table 4Citation .

 

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Table 4 Summary of the flow cytometry analysis of the proportions of PBMCs with evidence of DNA fragmentation in patients with melanoma and normal controlsa

 
Serial Studies of ex Vivo Apoptosis in Patients with Melanoma.
In four of the patients, serial samples were available for studies of spontaneous and induced apoptosis (Table 5)Citation . All four were enrolled in the Phase I clinical trial of a DC-based vaccine with a mixture of melanoma peptides pulsed on autologous DCs. Patient 8 was a complete responder to the vaccine. Patient 13 completed three courses of the vaccine and had a favorable (partial) clinical response. Patients 9 and 12 had disease progression. The data on spontaneous apoptosis of the PBMCs obtained in the course of the protocol or follow-up of these patients are summarized in Table 5Citation .


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Table 5 Serial determinations of spontaneous apoptosis in PBMCs of patients with melanoma treated with a DC-based melanoma vaccinea

 
The clinical responders (nos. 8 and 13) to DC-based multipeptide vaccine showed a decrease in total TUNEL+ PBMCs as well as in TUNEL+ T cells after vaccination. Both patients were immunological responders to the vaccine, because the increased frequency of peptide-specific T cells was demonstrated in both, using ELISPOT assays (data not shown). Also, a rise in the percentage of CD3+ T cells was detected by flow cytometry in cells of patient 8. These preliminary data suggest that a decreased spontaneous apoptosis in PBMCs or T cells might be a useful in vitro correlate of clinical and immunological responses in patients with melanoma undergoing vaccination therapies.

Clinical Correlations.
The patients’ sex, age, disease stage, or disease activity (NED versus active disease) were examined for association with apoptosis. None of the clinical characteristics were significantly correlated with spontaneous or induced apoptosis in PBMCs or T lymphocytes (Fig. 9)Citation . However, as shown in Fig. 5Citation , the subgroup of nine melanoma patients treated previously with vaccination-based therapies had lower levels of spontaneous apoptosis compared with those determined in the 11 other patients who were not treated with similar therapies.



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Fig. 9. Correlations between sex, age, disease stage, and clinical status of patients with melanoma with the percentage of PBMCs that were TUNEL+ after incubation with medium. None of the analyses are statistically significant.

 

    DISCUSSION
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The objective of this study was to determine whether PBMCs, especially T lymphocytes and their subsets, of patients with advanced melanoma were predestined in vivo to undergo spontaneous apoptosis. It could be expected that such PBMCs are the first to die when incubated ex vivo in medium for 24 h. We have reported previously that PBMCs of patients with HNC showed a significantly higher proportion of apoptotic cells upon ex vivo incubation than the PBMCs obtained from healthy volunteers and tested in the same assay (15) . To document that this ex vivo apoptosis was a generalized phenomenon in cancer, which is not restricted to patients with HNC, we evaluated a cohort of patients with melanoma, nearly all with stage III or IV disease. In addition to using TUNEL assays, which measure DNA fragmentation (15) and thus detect a relatively late stage of apoptosis, Annexin V binding (17) and caspase-3 activation (18) assays were used in this study to be able to estimate the proportion of PBMCs in early apoptosis (thus not yet removed from the circulation) in freshly drawn peripheral blood specimens of patients and normal controls. The mechanisms responsible for high levels of PBMC apoptosis in patients with melanoma were addressed by considering the possibility that the TNF family of receptors and ligands was responsible for the death of activated PBMCs. The observation of significant but not exclusive apoptosis in the CD8+ T lymphocyte subset in patients with melanoma and the emerging possibility of the reversal of spontaneous apoptosis by immunotherapy represent new and intriguing aspects of this study.

To explain the high levels of spontaneous apoptosis in PBMCs of patients with melanoma, we hypothesized that more cells expressed Fas or TNFR1 in these patients relative to controls. The hypothesis was based on the observation made initially that the high level of spontaneous ex vivo apoptosis in PBMCs of patients with melanoma was not different from that induced by CH-11 antibody or TNF-{alpha}. This finding was consistent with the conclusion that increased expression by the patients’ PBMCs of Fas or TNFR1, relative to lower expression of these receptors by normal PBMCs, was responsible for greater sensitivity of these patients’ cells to apoptosis. Indeed, flow cytometry confirmed increased expression of the two receptors on the surface of PBMCs in patients with melanoma, as compared with normal controls. Furthermore, using patients’ PBMCs, it was possible to demonstrate that Fas+ CD3+ T cells preferentially undergo apoptosis, as evidenced by increased endogenous caspase-3 activity in these cells. Also, a direct and significant (P = 0.01) correlation between the percentage of Fas+ T cells and T cells with increased caspase-3 activity was established for patients with melanoma in preliminary experiments. Although the reason for this increased expression of TNF family of "death receptors" on mononuclear cells of patients with melanoma remains unknown, it is reasonable to speculate that it is related to the presence of tumor. Tumor-induced activation of immune cells, resulting in up-regulated expression of the "death receptors " on these cells, could lead to their apoptosis. We have reported previously that a high proportion of TILs were TUNEL+ in human tumors (5 , 9 , 10) . Because TILs consist mainly of activated T cells (19) , it was reasonable to conclude that these T cells were induced to apoptose in the tumor microenvironment (9 , 10) . It now appears that the effect of tumor on immune cells can extend beyond the tumor site, and that systemic effects might result in a high rate of apoptosis in chronically activated PBMCs of patients with cancer.

Ex vivo apoptosis of PBMCs observed in patients with melanoma included not only T lymphocytes but all subsets of mononuclear cells, although only CD8+ T cells were found to be significantly depleted. This finding is consistent with preliminary in situ data, which show that more CD8+ than CD4+ TILs undergo apoptosis in human tumor biopsies.4 We have particularly focused on T lymphocytes because of the previous data reported from our and other laboratories that functional impairments, detectable in TILs as well as circulating T lymphocytes, were associated with the presence of tumor (reviewed in Refs. 9 and 19 ). In our hands, coincubation of activated T cells with tumor cells induced a variety of functional impairments, including decreased or absent expression of TcR-associated signaling molecules, and led to activation of caspases and to apoptosis in these T cells (10 , 13 , 20) . More recently, tumor-specific T cells captured and isolated from PBMCs of patients with melanoma by peptide-specific tetramers were found to be selectively nonfunctional (21) . The explanation for these findings may be that activated tumor-specific T lymphocytes become susceptible to activation-induced cell death or tumor-induced cell death or both. The distinction between these two mechanisms of T-cell death was recently discussed by Chappell and Restifo (22) . In principle, however, the two mechanisms cannot be distinguished in a tumor setting. Human tumors are able to induce activation of tumor-specific T cells via the MHC-restricted TcR-dependent recognition, which culminates in activation-induced cell death (23) . On the other hand, human tumors that express Fas ligand (13 , 24, 25, 26) could directly induce death of activated Fas+ immune cells via the Fas/Fas ligand pathway (9 , 13) . Non-MHC-restricted immune cells in the tumor microenvironment are activated through interactions not involving TcR and likely to up-regulate expression of Fas, TNFR1, or other death receptors. Tumor-induced cell death might be a consequence of such activation, especially when a tumor expresses Fas ligand (13 , 24 , 25) or when TNF is present in the tumor microenvironment. Although controversy exists about expression of Fas ligand on human melanomas (27) , it is still possible that other mechanisms, not involving the death receptors, could directly induce apoptosis in immune cells (28) .

The high levels of ex vivo apoptosis seen in PBMCs of patients with melanoma could be adequately explained by the mechanism, which involves a rapid turnover of circulating mononuclear cells through their death, removal from the circulation of preapoptotic cells, and increased sequestration and utilization of precursors from the bone marrow stores. In practical terms, this means that PBMCs are dying and are replaced at a much higher rate in patients with cancer than in controls. A similar mechanism has been invoked for patients with HIV infections (29 , 30) . The rationale for this mechanism is based on our observations that: (a) implicate effector cell subsets of circulating PBMCs in tumor-induced apoptotic death; (b) demonstrate that more PBMCs in patients with cancer than normal volunteers express death receptors, which implies that more PBMCs are activated and susceptible to apoptosis; (c) show that spontaneous or induced apoptosis in the CD8+ subset of PBMCs of many patients with cancer is significantly greater than that in healthy controls; and (d) indicate that Fas+ (activated) T cells are predestined in vivo to die. The future challenge will be to determine how to control this rapid turnover and to increase survival of antitumor effector cells in patients with cancer.

In this study, only 55% of patients with advanced melanoma showed highly elevated levels of ex vivo apoptosis in T lymphocytes. Using the conventional clinical criteria (disease activity, stage, and organ involvement), this group of patients could not be distinguished from the group of patients with lower levels of spontaneous apoptosis. Furthermore, the statistical analysis of patients classified into groups based on sex, age, disease stage, or activity did not indicate any significant differences in the level of spontaneous or induced apoptosis of PBMCs or T cells. Thus, it remains unclear why T lymphocytes in some patients with melanoma have a greater predisposition to apoptosis than in others, and further studies are necessary to determine the potential prognostic importance of this observation. However, an important clue is provided by the finding that 9 of 11 patients with lower levels of T-cell apoptosis received prior vaccination-based therapies. Also, an increase in the proportion of circulating CD3+ T cells accompanied by a substantial decrease in the proportion of spontaneously apoptotic PBMCs occurred in a clinical responder to vaccination therapy with a DC-based melanoma peptide vaccine. These preliminary results suggest that serial assessments of ex vivo spontaneous apoptosis might correlate with or predict a favorable response to biological therapy. Because few, if any, reliable immunological in vitro correlates of a clinical response to therapy exist in cancer, our preliminary data are intriguing and provide a strong rationale for further serial studies of spontaneous apoptosis in melanoma patients treated with biotherapies.


    ACKNOWLEDGMENTS
 
We thank Dr. Norbert Meidenbauer for help in performing Annexin V and caspase-3 assays and for critical review of the manuscript.


    FOOTNOTES
 
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

1 Supported in part by NIH Grant P01 DE 12321 (to T. L. W.). Back

2 To whom requests for reprints should be addressed, at University of Pittsburgh Cancer Institute, W1041 Biomedical Science Tower, 211 Lothrop Street, Pittsburgh, PA 15213-2582. Phone: (412) 624-0096; Fax: (412) 624-0264; E-mail: whitesidetl{at}msx.upmc.edu Back

3 The abbreviations used are: TcR, T-cell receptor; TIL, tumor-infiltrating lymphocyte; TUNEL, terminal deoxynucleotidyl transferase-mediated dUTP nick end labeling; HNC, head and neck cancer; PBMC, peripheral blood mononuclear cell; NED, no evidence of disease; DPBS, Dulbecco’s PBS; TNF, tumor necrosis factor; TNFR, TNF receptor; PE, phycoerythrin; FSC/SSC, forward angle scatter/side angle scatter; MFI, mean fluorescence intensity; DC, dendritic cell. Back

4 T. E. Reichert and T. L. Whiteside, unpublished data. Back

Received 10/26/99; revised 1/16/00; accepted 1/18/00.


    REFERENCES
 Top
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 

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