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Advances in Brief |
Division of Adult Oncology, Dana-Farber Cancer Institute, Department of Medicine, Brigham and Womens Hospital, Boston, Massachusetts 02115 [J. P. E., P. W. K., K. R., G. X., J. B., W. K. O., D. W. K.]; Division of Hematology/Oncology, Department of Medicine, Beth Israel Deaconess Medical Center; Dana-Farber/Harvard Cancer Center, Harvard Medical School, Boston, Massachusetts 02115 [J. P. E., G. J. B.]; National Cancer Institute, NIH, Bethesda, Maryland 20892 [P. A., K. Y. T., J. S.]; and Therion Biologics Corporation, Cambridge, Massachusetts 02142 [L. G., G. M., D. P.]
| ABSTRACT |
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2.65 x 107 plaque forming units. GM-CSF
administration was associated with fevers and myalgias of grade 2 or
lower in 9 of 10 patients. PSA levels in 14 of 33 men treated with
rV-PSA with or without GM-CSF were stable for at least 6 months after
primary immunization. Nine patients remained stable for 1125 months;
six of these remain progression free with stable PSA levels.
Immunological studies demonstrated a specific T-cell response to PSA-3,
a 9-mer peptide derived from PSA. rV-PSA is safe and can elicit
clinical and immune responses, and certain patients remain without
evidence of clinical progression for up to 21 months or longer. | Introduction |
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174,500 men in 1998
(1)
. Thirty percent of patients have metastatic disease at
presentation, and of those treated with primary radical prostatectomy
or radiation therapy, a significant proportion will relapse. Treatment
with androgen ablation for recurrent prostate cancer, although
providing effective palliation in many patients, is rarely curative,
and the vast majority patients eventually demonstrate progressive
disease (2, 3, 4)
. Effective hormonal therapy requires
surgical or medical castration with resulting impotence, loss of
libido, loss of muscle mass, weight gain, gynecomastia, and hot
flashes. Patients with rising
PSA3
after primary
therapy will inevitably progress to overt metastatic disease. At
present, the treatment options for this group of patients with small
tumor burdens and otherwise normal health are to wait for the
occurrence of overt metastatic disease, to begin hormonal therapy with
its attendant side effects, or to enroll in investigational therapies. Because PSA is expressed exclusively in prostatic epithelial cells, whether normal or transformed, it represents an attractive target for immunotherapy (5) . The availability of a recombinant vaccinia virus that expresses rV-PSA allows clinical testing of this concept. Because vaccinia evokes both humoral and cell-mediated responses, co-expression of PSA with viral proteins may enhance immunogenicity to cells expressing PSA, resulting in the lysis of cells expressing this antigen.
CTLs recognize protein antigens as small peptides (910 amino acids
long) associated with MHC class I molecules (6
, 7) .
Previous studies involved a determination of whether PSA contains
epitopes capable of binding class I HLA A2 molecules and could elicit
CD8+ cytolytic T-lymphocyte responses, and
whether the CTLs generated could lyse human prostatic cancer cell lines
in a MHC-restricted manner (8
, 9)
. The
HLA-A2 allele was chosen for study because it is
expressed in
50% of the population and the HLA binding motifs for
peptides are known. Several peptides within the PSA molecule have been
identified that bind the A2 site. These peptides, when incubated with
PBMCs from normal donors (serving as antigen-presenting cells)
in the presence of interleukin-2, were able to generate T-cell lines.
Several of these T-cell lines when pulsed with one of these peptides,
designated PSA-3, were able to lyse HLA-A2-positive
target cell lines and cell lines infected with rV-PSA but not wild-type
vaccinia-infected cells. More importantly, these T-cell lines were able
to lyse human prostatic carcinoma cell lines and other cell types
expressing PSA and possessing the HLA-A2 allele (8)
.
Subsequent studies have identified other epitopes of PSA capable of
eliciting CTLs that will lyse PSA expressing prostate carcinoma cells
(9)
.
Recombinant vaccinia virus constructs expressing tumor-associated antigens have been developed and tested in primates and humans without significant toxicity (10, 11, 12) . In a preclinical toxicology study, rV-PSA was administered to rhesus monkeys, which have a 94% amino acid homology to human PSA. Local erythema, regional lymphadenopathy, and transient elevations of WBC counts were observed. Mild temperature elevations were seen in some animals. There was no effect on body weight, clinical chemistries, or other untoward effects. A PSA-specific IgM response was seen in all monkeys tested, and all four of the monkeys inoculated with 1 x 108 pfu rV-PSA developed specific T-cell responses to PSA protein for up to 270 days (13) .
Several biological adjuvants have used to enhance T-cell responses to tumor-associated antigens. One of the more promising of these adjuvants is recombinant GM-CSF (14, 15, 16) . When administered either at the site of a peptide immunization in experimental systems or with an anti-idiotype monoclonal antibody protein in clinical studies, GM-CSF was shown to enhance antigen-specific immune responses (14 , 15) . In recent experimental studies, GM-CSF was shown to enhance the immune response to CEA when given the day of and 3 consecutive days after a rV-CEA vaccine (17) .
We have conducted a phase I trial of rV-PSA vaccine in men with advanced cancer of the prostate. We report here that administration of rV-PSA is safe and that the vaccine induces PSA-specific immune responses and potential clinical activity.
| Patients and Methods |
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10 ng/ml; (b) bone scan representing
metastatic cancer and PSA
10 ng/ml; (c) post radical
prostatectomy with rising PSA
2 ng/ml (three determinations
monthly or greater); or (d) post radiation therapy and
PSA
10 ng/ml and rising. Patients needed to be Eastern
Cooperative Oncology Group performance status 0 or 1; have adequate
hematological, hepatic, and renal function; have normal immunological
testing as defined by positive delayed hypersensitivity skin testing
(mumps, Candida, and trichophytin); have a CD4:CD8
ratio > 1; and have normal serum immunoglobulin levels. Prior
vaccinia exposure (as the small pox vaccine in childhood or during
military service) was required, either by documentation, presence of an
inoculation scar, or patient history. Neoadjuvant hormonal therapy was
permitted as long as the preceding criteria for prostate cancer
progression were met. Exclusion criteria were prior hormonal therapy or chemotherapy for advanced disease, a history of autoimmune diseases associated with altered immune function, and prior splenectomy or active cases of skin disorders, such as eczema, extensive psoriasis, disseminated zoster, burns, or impetigo. Evidence of metastatic bony disease, including bony pain or radionuclide imaging, was an exclusion.
Treatment Plan
rV-PSA vaccinations were administered to each patient at 4-week
intervals for a total of three doses. Three dose levels were used. Six
patients were treated at the lowest dose level and evaluated for
toxicity at 4 weeks after initial vaccination before they were entered
at the next higher dose level. Patients were followed weekly until 28
days after the final dose (day 85) and then monthly for 6 months. When
the highest dose of the rV-PSA vaccine was reached, an additional five
patients were treated to further assess potential toxicity. An
additional 10 patients were treated with GM-CSF in conjunction with the
rV-PSA at dose level of 2.65 x 108 pfu.
GM-CSF (250 µg/m2) was administered s.c. on
days -1, 0, 1, and 2 of the rV-PSA treatment. The intradermal rV-PSA
was administered in the skin immediately above the s.c. GM-CSF site. If
patients experienced nonhematological toxicity of grade 3 or higher,
the GM-CSF dose was reduced to 125 µg/m2.
Patients were seen weekly for the first 2 months, and then monthly. Complete interval histories, physical examinations, blood chemistries, electrocardiograms, and serum PSA were obtained. All patients were evaluated for toxicity by the Common Toxicity Criteria 2.0 (http//www.ctep.nci.nih.gov) and the vaccinia toxicity grading scale (Centers for Disease Control). Patients were followed until disease progression.
DLT was defined as any of the following: grade 4 vaccinia toxicity; grade 4 hematological toxicity; or grade 3/4 nonhematological toxicity, except nausea, vomiting, or fever. The maximum tolerated dose was defined as the dose below that dose at which DLT occurred in two patients.
Vaccinia-related Toxicity Grading.
Vaccinia-related toxicity grading was as follows: grade 1, cutaneous
reaction extending
10 cm from the vaccination site; grade 2,
generalized cutaneous reaction extending >10 cm from the vaccination
site, and autoinoculation syndrome without sequelae; grade 3 was not
applicable; grade 4, autoinoculation syndrome with sequelae; post
vaccinia encephalitis, vaccinia gangrenosum, eczema gangrenosum, and
Stevens-Johnson syndrome (18)
.
Criteria for Response.
No patient on this trial had measurable disease. Therefore, the
following response criteria were used: complete response was defined as
normalization of the PSA value for three successive monthly
determinations; a partial response was defined as a decline of PSA
value by >80% (without normalization) for three successive monthly
determinations; stable disease was defined as a decline in PSA of
<80% or an increase in PSA value up to 50% for three successive
monthly determinations; and progressive disease was defined as any
increase in PSA to >50% above baseline for three successive monthly
determinations or the appearance of new lesions.
| Vaccine Formulation |
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| Collection of PBMCs |
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| Immunoassay |
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release using the ELISPOT assay
(21)
. Flu peptide 58-66 was used as a control. PBMCs from
a Flu peptide-responsive donor were also used as a positive internal
control. The PSA-3 and the Flu 58-66 peptides were prepared from a
peptide synthesizer as described (8)
. | Anti-PSA Antibody ELISA Assay |
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| Results |
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The toxicities observed are shown in Table 1
. No vaccinia-related toxicity higher
than grade 1, a local reaction at the site of inoculation, occurred in
any patient. There was no lymphadenopathy, hepatosplenomegaly, fever,
malaise, or leukocytosis attributable to the recombinant vaccine. In
the 10 patients treated with GM-CSF, 1 patient developed grade 3 fever
and tachycardia after the first dose of GM-CSF, prior to rV-PSA
administration, and required a dose reduction to 125
µg/m2. This dose was tolerated without further
symptoms.
|
2.65 x 107 pfu, the
majority of patients exhibited local responses even after the third
vaccination (not all patients were assessed after the third inoculation
for a cutaneous reaction).
|
-secreting cells in response to the given peptide.
As listed in Table 3
, responses to the
Flu peptide were similar pre vaccination and after each of three
vaccinations with rV-PSA. These data served as an internal control for
the ELISPOT assay using the PSA-3 peptide. Increases of at least 2-fold
in precursors specific for PSA-3 peptide were observed in five of seven
patients after three vaccinations, with patient 33 showing a >4.6-fold
increase. In these five patients, the greatest increase in PSA-specific
precursor frequency was observed after the first vaccination.
Subsequent vaccinations did not produce substantial additional
increases.
|
Clinical/Serum PSA Responses.
Fig. 1
shows the number of months that
each patient exhibited stable PSA levels after primary vaccination. PSA
levels in 14 of 33 men treated with rV-PSA with or without GM-CSF were
stable for at least 6 months after the initial immunization. Nine
patients remained stable for 1125 months. Six patients remain on
study with stable PSA levels. Two patients had elevated lactate
dehydrogenase levels at the time of initial enrollment, which remained
elevated after vaccination. The progression-free interval for these
patients ranged from 11+ to 21+ months. In addition to continuing to
exhibit stable PSA levels, the six patients remaining on study showed
no signs or symptoms of prostate cancer, including restaging bone
scans.
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| Discussion |
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In vitro studies have demonstrated the generation of human CTLs specific for peptides derived from PSA (15) . PSA-1 and PSA-3, peptides with HLA-A2 binding motifs of 10 amino acids in length, produced CTLs from the PBMCs of normal human donors capable of lysing HLA-A2-positive CIR-A2 cells pulsed with these peptides or HLA-matched prostatic carcinoma cell lines. Inoculation of human HLA-A2/Kb transgenic mice with a PSA peptide produced CTLs against PSA-expressing, HLA-A2-restricted cell lines. PSA-specific CTL clones demonstrated cytolytic activity against HLA-A2-positive CIR-A2 cell lines infected with rV-PSA but not against the same leukemic cell lines infected with wild-type vaccinia only, further demonstrating that human cells can process PSA so that PSA-peptide MHC complexes on cell surfaces make that cell susceptible to CTL-mediated lysis (16) . PSA can be considered a potential target for cell-mediated immunotherapy. This would be particularly applicable in circumstances where prostate ablation by prostatectomy or radiotherapy has been performed and a rising PSA would be indicative of metastatic disease.
Vaccinia virus is a DNA orthopoxvirus with a large genome that serves well as an expression vector for large foreign proteins (24 , 25) . Unlike other DNA viruses, vaccinia replicates in the host cell cytoplasm. Under the regulation of a vaccinia promoter, the inserted foreign genes are transcribed and translated, and the resultant proteins are processed and transported (26) . Inoculation of epidermal keratinocytes by scarification, intradermal, or s.c. routes produces a localized infection that allows expression of the foreign gene in host cells, and with virus multiplication, there is amplification of antigen with greater potential for immune reactivity. Both humoral and cell-mediated immunity can be elicited toward the foreign gene product (27 , 28) .
Preclinical safety trials in rhesus monkeys demonstrated that rV-PSA is safe and capable of inducing PSA-specific immune responses in a dose-dependent fashion. No evidence of autoimmunity or histopathology was observed. Three clinical trials using recombinant vaccinia vectors encoding CEA (rV-CEA) have demonstrated local vaccination site erythema, vesicular/pustular reactions, regional node swelling, malaise, and fevers without any other toxicity (6, 7, 8) , as well as the generation of CEA-specific T-cell responses (13) .
This phase I trial of rV-PSA demonstrated that repeated vaccination with rV-PSA is safe and nontoxic in men with prostate cancer. The addition of GM-CSF increased the incidence and severity of toxicity, but all of the toxicities were deemed a consequence of cytokine therapy and were mild in all but one circumstance. Cutaneous responses indicative of viral replication occurred in 32 of 33 patients despite previous exposure to vaccinia virus as a smallpox vaccine. Other than a local dermal reaction, there was no vaccinia-related toxicity.
Recombinant GM-CSF was used in these studies because previous preclinical and clinical studies using peptide or protein as immunogen showed that GM-CSF enhanced T-cell responses (14, 15, 16) . In one of these studies in a rat model (14) , the optimal dose and schedule was to administer GM-CSF at the injection site the day of vaccination. A recent study in a murine model not only confirmed that this dose schedule was optimal, but also demonstrated that it enhanced the CEA-specific T-cell responses when a recombinant vaccinia virus was used as immunogen (17) . These studies also showed that GM-CSF enhanced the infiltration of dendritic cells to regional lymph nodes (17) .
A recently reported limited phase I clinical trial evaluated the safety and biological effects of rV-PSA administered in six patients with androgen-modulated recurrence of prostate cancer after radical prostatectomy. Toxicity was minimal, and DLT was not observed. Noteworthy variability in the time required for androgen restoration (after interruption of androgen deprivation therapy) was observed. Primary anti-PSA IgG antibody activity was induced after rV-PSA vaccination in one patient. One patient had a prolonged period with undetectable serum PSA levels after androgen restoration (29) .
Seven HLA-A2 positive patients treated with 2.65 x 108 pfu rV-PSA and GM-CSF in our trial had PBMCs assayed for the development of a PSA peptide-specific T-cell immune response. Increases of at least 2-fold in precursors specific for the PSA-3 peptide were observed in five of seven patients after three vaccination, with one patient showing a 4.6-fold increase, whereas precursor frequencies specific for the control Flu peptide never increased more than 0.2-fold in any patient tested. In four of these five patients with an increased PSA-specific immune response, there was stabilization of serum PSA levels for 611+ months.
Stabilization of serum PSA has continued in 6 of 33 patients for 11+ to 21+ months. Several other patients were observed to have stabilization in the serum PSA levels for periods up to 2 years. The doubling time of the PSA for 6 months prior to vaccination with rV-PSA as opposed to that in 6-month intervals after vaccination suggests a change in the course of the disease in some patients. The PSA response correlated with the lack of any other marker of disease progression in these patients. The rise in PSA over time suggests that immunity needs boosting at periodic intervals.
The studies reported here demonstrated that rV-PSA vaccination enhanced T-cell responses to PSA after the first vaccination only, as opposed to the second or third. This is most likely due to host-immune responses to vaccinia proteins that limit the replication of the vaccinia virus. All of the patients in this study had received a small pox vaccination in childhood and most again during military service, thus enhancing the probability of a strong immune response to vaccinia proteins. These findings, along with preclinical observations (28) , suggest that rV-PSA is best used in priming the immune system to a weak antigen such as PSA, and that another immunogen be used to boost the immune response.
These stabilizations in PSA concentrations were not correlated with the formation of serum IgM or IgG antibodies against PSA; no detectable antibodies were found in 32 of 33 men pre or post vaccination. One patient with stable PSA levels demonstrated production of a low-level titer of antibody to PSA. The inability to detect antibodies to PSA does not necessarily mean that none were generated. It is possible that antibodies could bind circulating PSA and be rapidly cleared by reticuloendothelial cells. Antibodies could also bind to tumor-associated PSA, although PSA is a predominantly secreted protein. In either circumstance, the titer of antibody would be sufficiently low that serum PSA was still readily detectable because an absolute decrease in PSA was infrequent.
This study demonstrates for the first time that PSA can serve as a target for cell-mediated immunotherapy approaches. Prostate cancer patients who expressed elevated serum PSA levels in the absence of symptomatic metastatic involvement tolerated repeated vaccinations with rV-PSA in doses of 2.65 x 108 pfu, and certain patients demonstrated PSA peptide-specific cellular responses. A subset of patients have had stabilization of serum PSA levels in the absence of clinical signs of disease progression for up to 25 months. The eventual rise in PSA levels in most patients in this phase I study suggests that immune responses elicited by rV-PSA require boosting. Preclinical studies with recombinant poxviruses expressing CEA have suggested that priming with recombinant vaccinia virus and boosting with recombinant avipox virus elicited greater CEA-specific T-cell responses than with either vector alone (28) . This observation is further supported by recent human clinical studies evaluating prime-boost regimens with recombinant vaccinia and avipox viruses expressing CEA (30) . These results, combined with the study reported here, have led to the initiation of a phase II clinical trial using a prime and boost administration of rV-PSA and recombinant avipox (fowlpox) virus expressing PSA in patients with prostate cancer.
| FOOTNOTES |
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1 This investigation was supported by Grant
UO-CA62490, awarded by the National Cancer Institute, Department of
Health and Human Services. ![]()
2 To whom requests for reprints should be
addressed, at Dana-Farber Cancer Institute, 44 Binney Street, Mayer
1B34, Boston, MA 02115. Phone: (617) 632-5588; Fax: (617) 632-2630. ![]()
3 The abbreviations used are: PSA,
prostate-specific antigen; rV-PSA, recombinant vaccinia virus
expressing PSA; PBMC, peripheral blood mononuclear cell; pfu,
plaque-forming unit(s); GM-CSF, granulocyte/macrophage-colony
stimulating factor; CEA, carcinoembryonic antigen; DLT, dose-limiting
toxicity; Flu, influenza. ![]()
Received 11/17/99; revised 1/27/00; accepted 1/27/00.
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