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Molecular Oncology, Markers, Clinical Correlates |
Divisions of Medical Oncology [G. Fe., G. C., T. D. P., L. O., M. M., M. C., F. d. B., N. F., A. G.] and Thoracic Surgery [U. P., L. S.], European Institute of Oncology, 20141 Milano, Italy; and Institute of General Pathology [A. C., G. Fl.], Institute of Anesthesiology and Intensive Care Medicine [M. G. C.], Division of Thoracic Surgery [P. L. G.], and Division of Internal Medicine [G. P.], Catholic University, School of Medicine, 00168 Rome, Italy
| ABSTRACT |
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| INTRODUCTION |
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Recent advances in molecular biology might have enabled the identification of oncogenes and tumor suppressor genes involved in carcinogenesis and progression of cancer. Molecular methods have proven to be suitable for identification of oncogene mutations in cytologically negative specimens obtained from patients before the diagnosis of NSCLC. These tests showed an impressive sensitivity and diagnostic accuracy in detection of different tumor cells exfoliated in human fluids (8) .
Genetic changes may represent early activation events, whereas others are more likely to accompany late events related to invasion and metastasis. On the basis of limited evidence, some investigators have suggested that in some human tumor types, including lung cancer, ras mutations may fall into the former category (9) . A ras gene mutation is detected in 1030% of NSCLC cases, and 80% of ras mutations occur at codon 12 of the K-ras gene (10) . K-ras mutations are more frequently observed in adenocarcinoma than in squamous cell carcinoma, are infrequent in small-cell lung cancer, and are not of prognostic significance for patients with resected stage I and II NSCLC (11) . In NSCLC, p53 mutations are found in about 50% of the tumors, being more frequent in squamous cell carcinoma than in adenocarcinoma (12 , 13) . In a cohort of 244 consecutive stage I NSCLC patients, p53 expression and K-ras codon 12 mutation had independent prognostic importance with respect to cancer-free survival (14) .
Body fluids sometimes contain cells or cell debris bearing the related tumor gene mutations. Detection of oncogene mutations in tumor cells obtained from urine (15) , stool (16) , BAL (3 , 17) , and sputum (1 , 18) was feasible in patients with, respectively, bladder, colon, and lung cancers. Cancer cells in bronchoalveolar washing fluid are always mixed with a large number of genetically normal cells, including alveolar macrophage, WBCs, and normal bronchoalveolar cells (3) . Field et al. (19) showed that a substantial proportion of cells in the bronchial lavage from suspected lung cancer patients (unresolved chest infection, abnormal chest X-ray, cough, weight loss, stridor) carry identifiable genetic alterations. However, the presence of genetic alterations in the BAL of individuals with no clinical or radiological evidence of lung cancer (i.e., from chronic smokers) raises the question of whether instability is a phenomenon associated with cancer or represents a feature of nonneoplastic diseases.
The goal of our study was to determine the efficacy and diagnostic accuracy of PCR-DGGE molecular for early diagnosis of a primary lung tumor or of a local recurrence.
| MATERIALS AND METHODS |
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We observed 28 (77%) males and 8 (23%) females. Median age of
patients was 65 years (range, 5377 years) with 16 patients (44%)
<65 and 20 (55%) patients >65 years old. Tumors were pathologically
classified as squamous cell carcinoma (n = 18),
adenocarcinoma (n = 13), large-cell carcinoma
(n = 4), and adenosquamous carcinoma (n = 1). All tumors were pathologically graded as grade 1
(n = 4), 2 (n = 10), and 3
(n = 22). According to TNM classification, 19 (52.7%)
patients were staged as I, 2 (5.6%) as IIA, 3 (8.3%) as IIB, 10
(27.7%) as stage IIIA, and 2 (5.6%) as stage IIIB. In Table 1
, all of the clinicopathological
parameters of the patients are summarized.
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Tumor and BAL Samples.
Fresh tumor samples and correspondent BAL fluids were obtained from 36
patients. Tumor samples were collected by biopsy on macroscopic
tumor-like lesions. Tumors with a low neoplastic cellularity (<60%)
were further microdissected to remove contaminating normal cells, as
previously reported (3)
. One part of the tumor was
immediately frozen and stored in liquid nitrogen for PCR-DGGE
(3)
.
The BAL fluid was transported to the lab on ice and centrifuged 1800 g for 10 min at 4°C. The cell pellet was then collected and stored at -80°C. BAL sample collections were performed after guiding the bronchoscopy into the segmental bronchus of the pulmonary lobe most likely to contact the tumor.
DNA Extraction, PCR, and Denaturing Gradient Gel Electrophoresis.
Tumor homogenates were used for DNA preparation. DNA was isolated from
tumor samples by SDS-proteinase K treatment and phenol-chloroform
extraction, followed by ethanol precipitation. We handled tissue
specimens and purified the DNA with disposable equipment in a
sequestered area to minimize possible contamination during subsequent
amplification procedures. BAL samples were centrifuged for 5 min at
1000 g. DNA was purified from the pellets or sediments with the
same procedure of tissue samples. DNA from 36 tumor tissue samples and
corresponding BAL specimens was studied for mutational analysis
using PCR followed by DGGE. PCR was performed for p53 exons
V (fragments Va and Vb), VI, VII, and VIII and K-ras exon I
(20
, 21)
. Reaction mixture included 100300 ng of
template DNA in 50 mM Tris-HCl (pH 8.6) with 10
mM KCl, 1.5 mM
MgCl2, for exon Va, 1.0 mM
for exon Vb, 1.0 mM for exons VI, VII, and VIII,
and 1.5 mM for K-ras exon I, 0.25
mM each dNTP, 25 pmol of each primer, and 1.5
units of Taq polymerase (AmpliTaq, Perkin-Elmer). The 100-µl mixture
was incubated in a 9600 Perkin-Elmer thermocycler for 35 cycles of
94°C (45 s), 57°C for exon VIII, 68°C for exon VII, 56°C for
exon VI (45 s), 54° for exon Va, 53° for exon Vb, and 56°C for
K-ras exon I, and 72°C (45 s). The reaction was
initiated with one 7-min incubation cycle at 94°C and ended with a
10-min incubation at 72°C. The primers were synthesized by an
automatic synthesizer. A "GC clamp" was attached to one of
the primers in each set. The following primer pairs were constructed:
Va sense: (5'-TTCCTCTTCCTGCAGTACTC-3'); Va antisense GC-clamp:
(5'-CGCCCGCCGCGCCCCGCGCCCGTCCCGCCGCCCCGCGCCCG-
TGGCGCGGACGCGGGTGCCG-3'); Vb sense GC-clamp:
(5'-CGCCCGCCGCGCCCCGCGCCCGTCCCGCCGCCCCGCGCCCGTTCCACACCCCCGCCCGGCA-3');
Vb antisense: (5'-GCCCCAGCTGCTCACCATC-3'); VI sense GC-clamp:
(5'-CGCCCGCCGCGCCCCGCGCCCGTCCCGCCGCCCCGCGCCCGCACTGATTGCTCTTAGGT-3');
VI antisense: (5'-AGTTGCAAACCAGACCTC-3'); VII sense GC-clamp:
(5'-CGCCCGCCGCGCCCCGCGCCCGTCCCGCCGCCCCGCGCCCGTGTGTTATCTCCTAGGTTGGC-3');
VII antisense: (5'-CAAGTGGCTCCTGACCTGG-3'); VIII sense:
(5'-ATCCTGAGTAGTGGTAATCT-3'); VIII antisense GC-clamp:
(5'-CGCCCGCCGCGCCCCGCGCCCGTCCCGCCGCCCCGCGCCCG-TTACCTCGCTTAGTGCTCCCT-3');
K-ras exon I sense (5'-ATGACTGAATATAAACTTGT-3'); and
K-ras exon I antisense GC-clamp:
(5'-CGCCCGCCGCGCCCCGCGCCCGTCCCGCCGCCCCGCGCCCG-CTCTATTGTTGGATCATATT-3').
The theoretical melting profiles of the amplified fragments were produced by the software program MacMelt by Bio-Rad, based on the statistical mechanical principles and algorithms developed by Poland (22) and the nearest-neighbor bp doublet parameters introduced by Gotoh and Tagashira (23) . Parallel denaturing gradient gels (16 x 20 x 0.1 cm) contained 10% acrylamide in TAE buffer [40 mM Tris acetate/1 mM EDTA (pH 8.0)] with N-methylene-bis-acrylamide as the cross-linker and varying denaturant concentration consisting of urea and formamide. The gels were polymerized with ammonium persulfate (200 µl/gel) and N,N,N',N'-tetramethylethylenediamine (20 µl/gel). Different ranges of gradient concentrations were chosen for each exon in accord to Tm: (a) exon Va: Tm, 74°C (range of gradient, 4080%); (b) exon Vb: Tm, 79°C (range of gradient, 4080%); (c) exon VI: Tm, 74°C (range of gradient, 4080%); (d) exon VII: Tm, 74°C (range of gradient, 3080%); (e) exon VIII: Tm, 77°C (range of gradient, 4080%); and (f) K-ras exon I: Tm, 76°C (range of gradient, 4575%). The boundary of denaturant concentration was determined to be above and below the melting of a given domain.
Amplified DNA from human cancer cell lines with specific p53 mutations on different codons were used as positive controls, and human breast carcinoma cell line MCF-7 with no p53 mutation was used as the negative control. For exon Va, we used a DNA sample of known mutation (codon 141, TGC-TAC) from a patient with Li-Fraumeni syndrome; for exon Vb, we used the human acute lymphoblastic leukemia Cem cell line with mutation on codon 175 (CGC-CAC); for exon VI, we used human acute T-cell leukemia cell line Jurkat with known mutation on codon 196 (CGA-TGA); for exon VII, we used the Cem cell line with known mutation on codon 248 (CGG-CAG); for exon VIII, we used human small cell lung cancer cell line NCI-H510 with known mutation on codon 282 (CGG-GGG); and for K-ras, we used the Colo 205 cell line (wt) and human colorectal cancer SW-480 (mut codon 12) cell line. Neoplastic cells carrying a somatic mutation are often heterozygous for the mutation itself, allowing the formation of the heteroduplex molecules on the denaturant gel. We created heteroduplexes by mixing the mut and the wt PCR fragment in a microfuge tube and denaturing the DNA by heating at 95°C for 2 min, followed by an incubation at 65°C for 1 h, and finally incubation at room temperature for 220 h. Into the prep well of the denaturing gradient gel, we loaded tumor DNA with paired BAL-DNA and, for each gel, wt control, mut control, and mixture of wt and mut control. Gels were run submerged in TAE Buffer at 56°C at 80 V constant in the D-Gene System electrophoresis-cell (Bio-Rad). Extensive circulation of the buffer was provided during the runs. The running time was 46 h. After electrophoresis, the gels were stained for a few minutes with ethidium bromide (2 mg/liter of TAE) and photographed on a UV transilluminator.
Statistical Analysis.
To evaluate PCR-DGGE diagnostic accuracy in the BALs collected, we
considered four events: A, positive test: presence of mutation in the
primitive tumor and in the relative BAL (true positive); B, positive
test: absence of mutation in tumor but presence of mutation in BAL
(false positive); C, negative test: presence of mutation in tumor but
absence in paired BAL (false negative); and D, negative test: absence
of mutation either in tumor or in BAL (true negative). Decision
diagnostic criteria were obtained from the results A, B, C, and D. Test
sensitivity is equal to A/A+C. Test specificity is equal to D/D+B. Test
accuracy is equal to: A+D/A+B+C+D. Predictive positive result or
positivity prediction is equal to A/A+B. Predictive negative result or
negativity prediction is equal to D/D+C.
The correlation between mutational DGGE analysis results and
clinicopathological parameters was assessed by the Pearson
2 test. We considered as statistical
significant Ps < 0.05. All statistics were carried out
by STATISTICS software package.
| RESULTS |
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In Table 2
, comparative analysis of tumor
and BAL samples is summarized.
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| p53 and K-ras Comparative Analysis |
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Tumor location strongly influenced the ability to detect molecular alterations in the BAL fluid. Tumor specific gene mutations were more often detected in BAL fluid from patients with central tumors than parenchymal or peripheral tumors (p53: 85.7% versus 14.3%, P = 0.0004; ras+/p53-: 75% versus 25%, P = 0.001). The detection rate for p53 mutations in BAL fluid was greater in samples obtained from patients with squamous cell carcinomas (22%) than in samples obtained from patients with adenocarcinomas (15%).
Decision diagnostic criteria showed that molecular screening by DGGE of p53-amplified DNA from BAL had 46.6% sensitivity, 100% specificity, 77.7% accuracy, 100% prediction of positive result, and 72.4% prediction of negative result. For K-ras BAL mutation detection, we obtained 43% sensitivity, 100% specificity, 88.8% test accuracy, 100% positive predictive value, and 80.5% negative predictive value.
Because of the contamination of the affected tissue with surrounding healthy, blood or connective tissue, the amount of mutated allele can be decreased and varies between the different DNA samples. Our BAL samples required a minimum of 40% neoplastic cells for mutation detection by DGGE. To better test sensitivity of the method, a mixture of each wt DNA (negative control) containing a decreasing concentration of each mutated DNA (positive control; 50%, 40%, 30%, 20%, 10%, 5%, 3%) was performed. The mutation could be identified at 10% DNA mutation content by DGGE.
| DISCUSSION |
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Enthusiasm for the use of cytological analysis of sputum or chest X-rays as techniques for early detection of lung cancer was reduced by several studies that showed that screening and subsequent resection did not reduce lung cancer mortality, even in early stage because of microscopic metastatic disease (32) .
Apparent limitations of the present diagnostic and follow-up examinations in monitoring patients with high risk lung cancer necessitate the development of noninvasive tests for risk assessment and early diagnosis of NSCLC. Examination and characterization of exfoliated cells in BAL from lung cancer patient can be a useful tool in screening high risk populations, detecting epithelial abnormalities for the presence of malignancy, and assessing response to treatment (33 , 34) . Cytology has several shortcomings, the most significant of which are high rates of atypia in patients with benign conditions, such as inflammatory disease, and false-negative results in patients with low grade tumors. The limitation of sputum examination have lead to the development of invasive procedure for lung cancer diagnosis, including the BAL technique, which involves the infusion and reaspiration of a sterile saline solution in distal segments of the lung via a fiberoptic bronchoscope. Although the number of epithelial cells in BAL fluid is small, the determination of the cellular components of BAL fluid can aid cancer diagnosis, especially for peripheral tumors. Because of the high sensitivity of the molecular approach, our strategy could prove to be a valuable support to more traditional methods (35) . To evaluate the possibility that tumor cells containing K-ras and p53 gene mutations were shed into the bronchoalveolar fluid, we attempted to identify these mutations in DNA amplified from BAL. The PCR-DGGE strategy was used for primary tumors and correspondent BAL samples in an attempt to find a sensitive and specific assay for detection of non-small cell carcinoma. Sensitivity of PCR-DGGE in detection of known mutations has been assessed in different reports (36, 37, 38) indicating that optimized procedure is highly sensitive and can detect >90% of mutations. Data reported elsewhere illustrated that DGGE is a method with an even higher sensitivity for identifying mut alleles in a mixture of mut and wt alleles compared to direct sequencing. Therefore, DGGE can detect point mutations that might be missed by direct sequencing when mut levels are low, as in tumors (37) .
Among the 36 patients with NSCLC, the percentage of p53 mutation-positive BAL fluid was higher for patients with squamous cell carcinoma than for patients with adenocarcinoma, confirming previous observations that p53 mutations are most common in squamous cell carcinoma. Tumor location strongly influenced the ability to detect molecular alterations in the BAL fluid. In fact, p53 mutations in BAL fluid were more frequent in central (predominantly squamous) tumors (P = 0.0004). K-ras BAL mutations were also more frequent in central tumors, but without a statistical significance because of the high diagnostic value of BAL in peripheral (adenocarcinoma) lung cancer and the higher frequency of K-ras mutations in these tumors. For p53 and K-ras DGGE BAL mutation-screening, we calculated, respectively, a 46.6% and a 43% concordance. Similar results has been showed in a previous report (3) . Authors examined the frequency of tumor-specific oncogene mutations (p53, K-ras, p16, and microsatellite instability) in 50 consecutive, prospectively collected BAL from patients with resectable NSCLC. They reported an overall 53% concordance between tumor and paired BAL samples.
When a different melting pattern compared with the wt was present either in the primary tumor or in the corresponding BAL, it always showed an identical bandshift on the acrylamide gel, strongly suggesting that the method was able to detect the same molecular change both in tumor and paired BAL. Moreover, using five different amplification products, we were able to screen the portions ("hot spots") of the p53 gene within which >80% of mutations have been detected. Unfortunately, we could not distinguish p53 mutations from p53 genetic polymorphism, although it have been described mainly outside of the studied regions (codons 21, 31, 47, and 72) remaining the polymorphism at codon 213, the only one which we were not able to differentiate from a somatic mutation (39) . Direct sequencing is labor-intensive. Although point mutations could escape the detection in some cases (e.g., domains outside of the regions covered by the five fragments), PCR-DGGE remains a simple, nonisotopic technique for clinical specimen screening (20 , 21) .
These results have different potential clinical applications. Patients at high risk for primary NSCLC (such as heavy smokers or patients exposed to occupational carcinogens) could be screened for the presence of neoplastic cells in the BAL by analysis of K-ras and p53 mutations. Such screening would be more useful if these mutations are found at an early stage that precedes more advanced and surgically incurable disease. Furthermore, DGGE mutational analysis of BAL sample could be useful in follow-up of patients with known NSCLC treated by lung-sparing surgical strategies. Such patients could have their tumors analyzed for p53 mutations and, if found, BAL samples could be periodically retested by DGGE for the presence of the mutations. Other tumors in which cells are exfoliated (such as those of the bladder, colon, or cervix) could undergo similar studies.
Findings reported in this study showed that molecular analysis by testing BAL fluid for early diagnosis of a primary lung tumor is an outstanding field of interest. DGGE is a feasible method, but an improvement of sensitivity on fluid sample is required.
| FOOTNOTES |
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1 The first two authors contributed equally to
this work. ![]()
2 To whom requests for reprints should be
addressed, at European Institute of Oncology, Division of Medical
Oncology, Via Ripamonti 435, 20141 Milan, Italy. Phone: 39-02-57489460;
Fax: 39-02-57489457; E-mail: gianluigi.ferretti{at}ieo.it ![]()
3 The abbreviations used are: NSCLC, non-small
cell lung cancer; BAL, bronchoalveolar lavage; DGGE, denaturant
gradient gel electrophoresis; CT, computed tomography; Tm, theoretical
melting temperature; wt, wild type; mut, mutant. ![]()
Received 11/18/99; revised 3/ 6/00; accepted 3/ 6/00.
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