
Clinical Cancer Research Vol. 6, 3636-3645, September 2000
© 2000 American Association for Cancer Research
Experimental Therapeutics, Preclinical Pharmacology |
Topical Delivery of 13-cis-Retinoic Acid by Inhalation Up-Regulates Expression of Rodent Lung but not Liver Retinoic Acid Receptors
Da Li Wang,
Melissa Marko,
Alan R. Dahl,
Kory S. Engelke1,
Michael E. Placke,
Anthony R. Imondi,
James L. Mulshine and
Luigi M. De Luca2
Laboratory of Cellular Carcinogenesis and Tumor Promotion, National Cancer Institute, Bethesda, Maryland 20892 [D. L. W., M. M., L. M. D.]; Battelle Memorial Institute, Columbus, Ohio 43201-2693 [A. R. D., K. S. E., M. E. P., A. R. I.]; and Medicine Branch, National Cancer Institute, Bethesda, Maryland 20892 [J. L. M.]
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ABSTRACT
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Chemopreventive
retinoids may be more effective if delivered to the lung epithelium by
inhalation. 13-cis-Retinoic acid
(13-cis-RA) was comparable to
all-trans-retinoic acid (RA) in inducing
transglutaminase II (TGase II) in cultured human cells. Inhaled
13-cis-RA had a significant stimulatory activity on
TGase II in rat lung (P < 0.001) but not in liver
tissue (P < 0.544). Furthermore, inhaled
13-cis-RA at daily deposited doses of 1.9 mg/kg/day
up-regulated the expression of lung retinoic acid receptors (RARs)
,
ß, and
at day 1 (RAR
by 3.4-fold, RARß by 7.2-fold,
and RAR
by 9.7-fold) and at day 17 (RAR
by 4.2-fold, RARß by
10.0-fold, and RAR
by 12.9-fold). At a lower aerosol concentration,
daily deposited doses of 0.6 mg/kg/day were also effective at 28 days.
Lung RAR
was induced by 4.7-fold, RARß by 8.0-fold, and RAR
by
8.1-fold. Adjustment of dose by exposure duration was also effective;
thus, inhalation of an aerosol concentration of 62.2 µg/liter, for
durations from 5 to 240 min daily for 14 days, induced all RARs from
30.6- to 74-fold at the shortest exposure time. None of the animals
exposed to 13-cis-RA aerosols showed RAR induction in
livers. By contrast, a diet containing pharmacological RA (30 µg/g of
diet) failed to induce RARs in SENCAR mouse lung, although it induced
liver RARs (RAR
, 21.8-fold; RARß, 13.5-fold; RAR
, 12.5-fold);
it also failed to induce lung TGase II. A striking increase of RAR
expression was evident in the nuclei of hepatocytes. Pharmacological
dietary RA stimulated RAR
, RARß, and RAR
as early as day
1 by 2-, 4-, and 2.1-fold, respectively, without effect on lung RARs.
Therefore, 13-cis-RA delivered to lung tissue of rats is
a potent stimulant of lung but not liver RARs. Conversely, dietary RA
stimulates liver but not lung RARs. These data support the concept that
epithelial delivery of chemopreventive retinoids to lung tissue is a
more efficacious way to attain up-regulation of TGase II and the
retinoid receptors and possibly to achieve chemoprevention.
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INTRODUCTION
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Lung cancer is the leading cause of cancer death among men and
women in the United States, as well as around the world (1
, 2)
. Because conventional treatments for lung cancer have had
limited success in improving survival outcome, alternative strategies
to combat lung cancer have been introduced. Oral and i.v. delivery of
retinoids, such as
13-cis-RA,3
have
been investigated in both animal and human trials. However, retinoid
availability to epithelial targets is relatively small when the
retinoid is administered systemically, because of retinoid interaction
with albumin, with another protein, or both (3)
. The group
from Arizona reported that 99.9% of (radiolabeled)
13-cis-RA was present as albumin bound and that this
interaction could not be reversed by competition with high
concentrations of unlabeled retinoid (3
, 4)
.
13-cis-RA has shown effectiveness as a chemopreventive agent
of oral leukoplakia (5)
and head and neck cancer
(6)
, but with significant toxicity. For the purpose of
increasing target tissue bioavailability and reducing general toxicity,
inhalation of (13-cis-RA) has been proposed as an
alternative chemopreventive approach (7)
. Ideally, this
would allow delivery of appropriate concentrations of
13-cis-RA to the pulmonary epithelium, bypassing the marked
enterohepatic clearance as well as near-universal interaction with
albumin and permitting a higher final concentration of active retinoid
at the target epithelium.
As a preclinical study, we exposed normal rats to inhaled
concentrations of 13-cis-RA and looked at specific
biomarkers to monitor effect. TGase II and the RARs were chosen as
biomarkers because they are first order dependence genes
(8)
, i.e., they have been shown to contain a
RA-responsive element in their promoter.
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MATERIALS AND METHODS
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13-cis-RA Treatment of Breast Cancer MCF-7 Cells.
MCF-7 cells were seeded at a density of 1.5 x
105 cells/ml medium (500 ml of DMEM + 56.2 ml of
fetal bovine serum + 5.6 ml of antibiotic/antimycotic) in 6-cm-diameter
dishes for 24 h and treated with either DMSO, RA, or
13-cis-RA at 106
M and grown to confluence (about 72 h).
Cells were harvested, and TGase II activity was measured as described
below.
Inhalation Experiments A and B.
Male Sprague Dawley rats were received from Charles River Laboratory.
They were quarantined and observed for a period of 78 days prior to
inhalation exposure to evaluate their health. After an examination by a
staff veterinarian, the animals were released for use in the study. All
animals were considered healthy and acceptable for use in the study.
All study animals were introduced into the inhalation exposure tubes
for at least 5 days with increasing duration up to 120 min prior to the
first actual inhalation exposure. The rats were approximately 17 weeks
of age for experiment A and ranged in body weight from 512.2 to 663.3 g
on the first day of dose administration. For experiment B, the rats
were treated in the same way as for A, except that they were 714
weeks of age and ranged in body weight from 200 to 350 g on the
first day of exposure. The rats were allowed access to Certified Rodent
Diet (P.M.I. Feeds, Inc.) ad libitum (except during dose
administration). Fresh water from the Columbus municipal water supply
was provided ad libitum (except during dose administration).
Within 24 h of the last exposure, animals were euthanized by
pentobarbital overdose; their lungs were removed, flash-frozen in
liquid nitrogen, and sent on dry ice to the National Cancer
Institute for biomarker determination.
13-cis-RA.
13-cis-RA was received from Hande-Tech (Houston, TX) or
Sigma Chemical Co. (St. Louis, MO) or Toronto Research
(North York, Ontario, Canada). The shipment was received at room
temperature and was stored at
5°C prior to formulation.
Formulation of Nebulizer Solutions.
For rat experiment A, formulations of isotretinoin in 100% ethanol
dosing solution were prepared at 1.4 mg/ml. Solutions were dispensed
into amber glass bottles with Teflon-lined lids and stored at
5°C.
For rat experiment B, powdered 13-cis-RA was dissolved in
10:90 (v/v) polyethylene glycol 300:100% ethanol containing 0.5%
(w/v) ascorbic acid and 0.5% (w/v) phosphatidylcholine. Sufficient
test article was formulated for all treatment sessions. It was
aliquoted into daily doses in amber vials and stored protected from
light at ambient temperature. Verification of the concentration of the
formulated test article was performed weekly on all batches. Only
formulations with analysis results within ±10% of the targeted
concentration were used on study.
Inhalation Exposure.
Solutions were aerosolized using a Pari LC-plus nebulizer (Pari,
Richmond, VA). Animals were exposed in nose-only exposure units
designed to provide a fresh supply of the test atmosphere to each
animal independent from the other animals. The exposure units were
based on the design described by Cannon et al.
(9)
. The units consisted of multitier modular sections,
each tier containing eight exposure ports located peripherally around a
central delivery plenum.
During exposures, animals were restrained in unstoppered polycarbonate
tubes (C&H Technologies, Westwood, NJ) through which a flow of aerosol,
350500 ml/min per animal, passed from the chamber. The tubes were
tapered on one end to approximately fit the shape of the animals
head, and the diameter of the cylindrical portion of the cone was such
that the animals could not turn in the cones. Each cone was fastened to
the inhalation chamber with the nose portion of the cone protruding
through a gasket into the chamber. This permitted the animal to breathe
the test or control atmosphere emanating from within the control
plenum. The exposure unit was operated under positive pressure.
Aerosol Characterization.
To determine aerosol concentrations, measured volumes of aerosol were
drawn through filters that were subsequently analyzed for isotretinoin
by a UV-visible method. To determine particle size, aerosol was
drawn through Mercer-type cascade impactors (InTox, Albuquerque, NM)
equipped with filters on each stage and a backup filter. The individual
filters were analyzed for isotretinoin, and the MMADs and GSDs were
calculated from the data using Battelle software.
Calculations of Deposited Dose.
Deposited doses were calculated as follows:
where 2.1 x BW0.75 is the Guyton
formula for minute volumes in ml/min (10)
, BW is body
weight in grams, and f is the deposition fraction.
Fractional depositions were assumed the same as 1.09- and 1.03-µm
monodisperse aerosols (11)
for mice and rats,
respectively.
Dietary RA Studies in SENCAR Mice.
Male SENCAR mice (n = 10) were divided into two
experimental groups and were fed varying amounts of RA in the diet. The
experimental groups were divided into two groups of five mice (Table 1)
, each including a low-dose and
high-dose group that were fed either a physiological RA diet (3 µg/g
of diet) or a pharmacological RA diet (30 µg/g of diet) for 75 weeks,
respectively.
Immunohistochemical Staining.
Liver tissue (approximately 300 mg) was fixed in 10% formalin and
embedded in paraffin, and 5-µm sections were used for
immunohistochemistry. Staining for RAR
was similar to our previously
described protocol (12)
. ABC kit, mouse/rabbit IgG
and DAB substrate kit were used (Vector Laboratories Inc., Burlingame,
CA).
Time Course of Dietary RA Effect on RARs.
SENCAR mice (n = 30) were divided into six experimental
groups. The experimental groups were as follows (Table 2)
: groups 1, 3, and 5 (five mice each)
were fed a physiological RA diet (3 µg/g of diet) for 1, 14, and 28
days; groups 2, 4, and 6 (five mice each) were fed a pharmacological RA
diet (30 µg/g of diet) for 1, 14, and 28 days.
Antibodies.
Polyclonal rabbit anti-mouse antibodies against RAR
, RARß, and
RAR
(Santa Cruz Biotechnology Inc., San Francisco, CA) were used. BM
Chemiluminescence Western blotting kit (mouse/rabbit) was used
(Roche Molecular Biochemicals, Indianapolis, IN) for the Western
blots. Each antibody was tested with specificity with blocking
peptides.
Apparatus and Reagents for Western Blot Analysis.
X Cell II Mini-Cell & Blot module was used with 10%
Tris-glycine gels and transfer buffer and Tris-glycine SDS sample
buffer; Tris-glycine SDS was used as running buffer (Novex,
Novel Experimental Technology Inc., San Francisco, CA).
TGase II Assay.
Cultured cells were placed in 100 µl of scraping buffer [2800 µl
of buffer A (400 µl of 0.5 M sodium phosphate, 500
µl of 0.01 M EDTA, 100 µl of 1 M DTT, 9 ml
of PBS; total, 10 ml) + 700 µl of buffer B (10 µl of 20 mg/ml
phenylmethylsulfonyl fluoride, 790 µl of PBS; total, 800 µl)] for
each dish. Cells were broken by a sonicator and kept in ice until used.
TGase II assay was conducted as described previously (13)
.
For liver tissue, approximately 100400 mg were used. Tissue was diced
into small pieces and homogenized in approximately 2 volumes of
scraping buffer for 23 min at 4°C. Samples were centrifuged at
14,000 x g for 30 min at 4°C. The supernatant was
removed and kept in ice until used.
Protein concentration determination was conducted by the Bradford
method (14)
.
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RESULTS
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Demonstration that 13-cis-RA Stimulates TGase II
Activity and Comparison with RA in Cultured Human Breast Cancer
MCF-7 Cells.
Prior to using 13-cis-RA by the inhalation route, we tested
its ability to up-regulate the expression of the retinoid responsive
TGase II gene, compared to RA. Fig. 1A
shows that
13-cis-RA is nearly as effective (6.1-fold) as RA (7.4-fold)
in stimulating TGase II activity in cultured human breast cancer MCF-7
cells.

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Fig. 1. Stimulation of TGase II activity by retinoids.
A, 13-cis-RA and RA stimulate TGase II
activity in cultured human breast cancer MCF-7 cells. The average of
TGase II activity analysis of three separate dishes ± SE for each
treatment group is shown. In column 1, cells were
treated with DMSO for 72 h (TGase II activity = 0.183 ± 0.005 pmol
of putrescine/µg of protein/30 min); in column 2,
cells were treated with RA (106 M) for
72 h (TGase II activity = 1.359 ± 0.098 pmol/µg of
protein/30 min). The difference between columns 1 and
2 is highly significant (P <
0.001). In column 3, cells were treated with
13-cis-RA (10-6 M) for
72 h (TGase II activity = 1.118 ± 0.016 pmol/µg of
protein/30 min). The difference between columns 1 and
3 is highly significant (P <
0.001), but there is no significant difference between columns
2 and 3 (P < 0.07).
B, 13-cis-RA by inhalation significantly
increases TGase II activity (experiment A) of rat lung tissue. Four
left lungs (one from each rat) were used for each exposure group, with
three measurements per lung (n = 12). The mean of
the 12 measurements is plotted ± SE, as explained in "Materials
and Methods." Rats inhaled 13-cis-RA aerosol (Table 3)
. 1 (vehicle control), lung tissue from rats that
inhaled vehicle only (deposited dose = 0; TGase II activity =
0.0450 ± 0.003 pmol/µg of protein/30 min); 2
(low dose), 39 µg/kg was the total deposited dose of
13-cis-RA (TGase II activity = 0.0955 ± 0.004
pmol/µg of protein/30 min; P < 0.001 between
1 and 2); 3 (low-middle
dose), 117 µg/kg was the total deposited dose of
13-cis-RA (TGase II activity = 0.1150 ± 0.006
pmol/µg of protein/30 min; P < 0.001 between
1 and 3); 4 (middle dose),
351 µg/kg was the total deposited dose of 13-cis-RA
(TGase II activity = 0.1330 ± 0.009 pmol/µg of protein/30
min; P < 0.001 between 1 and
4); 5 (middle-high dose), 936 µg/kg was
the total deposited dose of 13-cis-RA (TGase II
activity = 0.1020 ± 0.005 pmol/µg of protein/30 min;
P < 0.001 between 1 and
5); 6 (high dose), 1872 µg/kg was the
total deposited dose of 13-cis-RA (TGase II
activity = 0.1025 ± 0.004 pmol/µg of protein/30 min;
P < 0.001 between 1 and
6). C, inhaled 13-cis-RA
fails to significantly alter liver TGase II activity (experiment A).
Rats inhaled 13-cis-RA aerosol (Table 3)
. Measurements
were conducted on liver tissue. Methods were the same as for
B. 1 (vehicle control), liver tissue from
rats that inhaled vehicle (deposited dose = 0; TGase II
activity = 0.260 ± 0.005 pmol/µg of protein/30 min);
2 (low dose), 39 µg/kg was the total deposited dose of
13-cis-RA (TGase II activity = 0.289 ± 0.007
pmol/µg of protein/30 min; P < 0.285 between
1 and 2); 3 (low-middle
dose), 117 µg/kg was the total deposited dose of
13-cis-RA (TGase II activity = 0.273 ± 0.018
pmol/µg of protein/30 min; P < 0.619 between
1 and 3); 4 (middle dose), 351 µg/kg
was the total deposited dose of 13-cis-RA (TGase II
activity = 0.313 ± 0.025 pmol/µg of protein/30 min;
P < 0.065 between 1 and
4); 5 (middle-high dose), 936 µg/kg was
the total deposited dose of 13-cis-RA (TGase II
activity = 0.269 ± 0.015 pmol/µg of protein/30 min;
P < 0.993 between 1 and
5); 6 (high dose), 1872 µg/kg was the
total deposited dose of 13-cis-RA (TGase II
activity = 0.271 ± 0.015 pmol/µg of protein/30 min,
(P < 0.758 between 1 and
6). D, dietary RA significantly increases
mouse liver TGase II activity. Mice were fed RA for 75 weeks at two
levels, 3 and 30 µg/g of diet. Four different mice from each dietary
RA group were used; as for the lungs, mean values of 12 measurements
(triplicates for each liver) are plotted ± SE (Table 1)
.
Column 1, TGase II activity from the livers of SENCAR
mice fed a physiological RA diet (3 µg/g) for 75 weeks (TGase II
activity = 0.125 ± 0.02 pmol/µg of protein/30 min);
column 2, TGase II activity from the livers of SENCAR
mice fed a pharmacological RA diet (30 µg/g) for 75 weeks (TGase II
activity = 0.630 ± 0.16 pmol/µg of protein/30 min;
P < 0.003 between columns 1 and
2).
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Inhaled 13-cis-RA Stimulates TGase II Activity in
Rat Lung but Not Liver Tissue.
The details of this experiment are given in Table 3
and Fig. 1B
. This figure
shows a significant (2.9-fold) stimulation by inhaled
13-cis-RA of lung TGase II activity. The increase was
evident with a dose as low as 69 µg/kg given daily for 14 days and
reached a maximum at an inhaled dose of 1012.3 µg/kg,
i.e., a total calculated daily deposited dose of 351 µg/kg
reached after 45 min of inhalation of the aerosol. It then decreased
down to1.2-fold with larger amounts of inhaled retinoid. Fig. 1C
shows no significant effect of inhaled
13-cis-RA on liver TGase II activity with up to 5.93 mg/kg
of inhaled dose. Therefore, the inhalation route appeared to yield an
immediate and sustained effect of the retinoid on TGase II activity.
Dietary RA Stimulates TGase II Activity in SENCAR Mouse Liver.
The details of this experiment are shown in Table 1
. We tested the
hypothesis that dietary RA might be effective in stimulating TGase II
activity in SENCAR mouse liver tissue. We used SENCAR mice fed either a
physiological RA diet (3 µg/g of diet) or a pharmacological RA diet
(30 µg/g of diet) for 75 weeks. Fig. 1D
shows that dietary
RA (30 µg/g of diet) is effective in stimulating TGase II activity in
liver from male SENCAR mice by 5.0-fold over physiological RA (3 µg/g
of diet).
Inhaled 13-cis-RA Stimulates RAR
, RARß, and
RAR
Proteins in Rat Lung but Not Liver Tissue.
This experiment was conducted to study the specific effect of inhaled
13-cis-RA on lung tissue of the rat. The details of this
experiment are shown in Table 4
.
Inhalation exposure to 13-cis-RA (Fig. 2A)
at high (Lanes
2 and 3) or middle (Lane 5) doses as
specified in Fig. 2
legend caused an increase of between 3.4- and
4.7-fold over solvent control (Lanes 1 and 4) at
different times of daily exposures to the retinoid for RAR
, an
increase of between 7.2- and 10-fold for RARß, and an increase of
between 8.1- and 12.9-fold for RAR
(Fig. 2B)
. Therefore,
RARs appear to be highly responsive to inhaled 13-cis-RA in
the rat lung tissue.
Next, we were interested in studying whether inhaled
13-cis-RA had any effect on liver RARs. Western blot
analysis of rat liver samples from the same rats as shown in Fig. 2A
failed to show any increase in RARs after administration
of 13-cis-RA by inhalation (not shown), supporting the
concept that topical administration is an effective means of local
biomarker enhancement, but the systemic concentration of
13-cis-RA that results from inhaled drug delivery is
insufficient to induce liver RARs.
Furthermore, rats were made to inhale different amounts of the same
solution of 13-cis-RA by varying the exposure time between 5
and 240 min, resulting in different inhaled doses between 115.0 and
5935.6 µg/kg body weight every day for 14 consecutive days (Table 3)
.
Western blot analysis of these rat lung tissues is shown in Fig. 3
A, and its
densitometry is shown in Fig. 3B
. As in the previous
experiment, inhaled 13-cis-RA effectively increased the
amount of RAR proteins between 1.2- and 38.8-fold for RAR
, 1.6- and
30.6-fold for RARß, and 2.2- and 74.0-fold for RAR
(Fig. 3B)
. However, there was a complex dose-response
relationship, and it appeared that the most effective exposure was the
shortest one (i.e., for 5 min at 115.0 µg/kg body weight).
In contrast to the observed stimulation for lung RARs, liver RARs were
not responsive to inhaled 13-cis-RA (not shown).

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Fig. 3. Inhaled 13-cis-RA
up-regulates RARs in rat lung tissue at different times of inhalation.
A, Western blot analysis of rat (experiment A) lung
samples using polyclonal antibodies to RAR , RARß, and RAR as
explained in "Materials and Methods." Rats inhaled
a13-cis-RA aerosol (Table 3)
. Rat lung tissue for
Lane 1 samples received vehicle for 240 min; Lane 2, 39 µg/kg total deposited
13-cis-RA; Lane 3, 117 µg/kg total
deposited 13-cis-RA; Lane 4,
351 µg/kg total deposited 13-cis-RA; Lane
5, 936 µg/kg total deposited 13-cis-RA;
Lane 6, 1872 µg/kg total deposited
13-cis-RA. B, densitometric analysis of
Western blots shown in A. The vertical
axis is in arbitrary densitometric units (IDV,
integrated density value).
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Dietary RA Increases Liver RARs.
Next, we tested the hypothesis that dietary RA might be effective in
increasing liver RARs. We used SENCAR mice fed either a physiological
RA diet (3 µg/g of diet) or a pharmacological RA diet (30 µg/g of
diet) for 75 weeks. Dietary RA (30 µg/g of diet) up-regulated RARs
(Fig. 4A)
in liver from male
SENCAR mice by 21.8-fold for RAR
, 13.5-fold for RARß, and
12.5-fold for RAR
(Fig. 4B)
.

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Fig. 4. Dietary pharmacological RA (30 µg/g of diet)
up-regulates RARs in liver from male SENCAR mice. A,
Western blot analysis of male SENCAR mouse liver samples using
polyclonal antibodies to RAR , RARß, and RAR , as explained in
"Materials and Methods." Mice were fed RA for 75 weeks at two
levels, 3 and 30 µg/g of diet. Lanes 3, liver tissue
from SENCAR mice fed a physiological RA diet (3 µg/g) for 75 weeks;
Lanes 30, liver tissue from SENCAR mice fed a
pharmacological RA diet (30 µg/g) for 75 weeks. B,
average of the densitometric analysis of three different Western blots
shown in A. The vertical axis is in
arbitrary densitometric units (IDV, integrated density
value). RAR , 12.1 ± 7.2 (3 µg/g) compared with 264 ±
21.3 (30 µg/g; P < 0.0001); RARß, 18.9 ±
7.4 (3 µg/g) compared with 254 ± 31.9 (30 µg/g;
P < 0.0002); RAR , 23.1 ± 6.7 (3 µg/g)
compared with 288 ± 17.4 (30 µg/g; P <
0.0001). C, immunohistochemical analysis of male SENCAR
mouse liver samples using polyclonal antibody to RAR as explained
in "Materials and Methods." Panel 1, staining of a
liver section from a mouse maintained on the physiological (3 µg of
RA/g) diet; Panel 2, a section from a mouse maintained
on the pharmacological (30 µg of RA/g) diet.
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Fig. 4C
shows a representative immunohistochemical analysis
of male SENCAR mouse liver samples using polyclonal antibody to
RAR
as explained in "Materials and Methods." A marked
increase in staining was observed in the nuclei of mice consuming the
pharmacological RA diet compared to physiological RA.
We then tested the ability of dietary RA to increase RARs at shorter
times of dietary consumption of physiological and pharmacological
levels of RA, as indicated in Table 2
. Fig. 5
, A and B, shows
an induction of 1.44.4-fold for liver RAR
, 2.214.3-fold
for RARß, and 1.38.9-fold for RAR
. In sharp contrast, no effect
of dietary RA was observed on lung tissue RARs and TGase II (not
shown).

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Fig. 5. Pharmacological dietary RA (30 µg/g of diet)
up-regulates RARs in liver from SENCAR mice. A, Western
blot analysis of SENCAR mouse liver samples using polyclonal antibodies
to RAR , RARß, and RAR , as explained in "Materials and
Methods." Mice were fed RA for different time at two levels, 3 and 30
µg/g of diet (Table 2)
. Lanes 3, liver from SENCAR
mice fed a physiological RA diet (3 µg/g) for 1, 14, and 28 days;
Lanes 30, liver from SENCAR mice fed a pharmacological
RA diet (30 µg/g) for 1, 14, and 28 days. B,
densitometric analysis of Western blots shown in A. The
vertical axis is in arbitrary densitometric units
(IDV, integrated density value).
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DISCUSSION
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Retinoids are key regulators of lung epithelial cell
differentiation (15, 16, 17, 18, 19)
and act as ligands of the nuclear
receptors RARs (20
, 21)
. They have been used in
chemoprevention approaches in different tissues, and
13-cis-RA has been shown to be effective against leukoplakia
(22)
as well as against head and neck cancer
(6)
. However, systemic administration presents
considerable problems if one takes into account the interactive nature
of the retinoid molecules and the high affinity of albumin for
retinoids in the blood (3
, 4)
. In fact, we have previously
shown that the uptake of serum retinoids in cultured cells is inversely
related to the concentration of albumin in the culture medium (3
, 23)
. The high affinity interaction of retinoids with
albumin and possibly other proteins may limit attainment of effective
concentrations of retinoid in lung epithelium and impede
chemopreventive activity. Therefore, we have suggested an alternative
approach (7)
, i.e., the possibility that
topical delivery to the lung by inhalation may permit more efficacious
chemopreventive approaches.
With the type of efficient delivery system described (24)
, the
amount of drug that is required to achieve critical retinoid dose
concentration in bronchial epithelium is a small fraction of the
doses that have been used clinically. Because only a small amount of
drug would be administered per dose, both potential for side effects
and the cost economy of the drug should be improved compared to the
standard oral drug delivery approach.
In this paper, we have tested the hypothesis that 13-cis-RA,
when delivered topically by inhalation, may be more effective than when
given in the diet to elicit up-regulation of key target genes at the
target site. Our experiments are consistent with this hypothesis.
Inhaled 13-cis-RA increased lung TGase II activity
(P < 0.001) without significant effect on liver enzyme
activity (P < 0.544), whereas dietary RA has a
significant effect on liver TGase II enzyme activity of SENCAR mice
(P < 0.003) but is without effect on lung TGase II
(not shown). Furthermore, inhaled 13-cis-RA greatly
stimulated pulmonary RAR
, RARß, and RAR
expression at the
protein level, whereas it failed to have any significant effect on
liver RARs.
Interestingly, a marked stimulation of RARs was already observed with
repeated exposures of 5 min each to inhaled 13-cis-RA (Fig. 3A)
. The stimulation of RAR
, RARß, and RAR
in the
lung samples confirms that the aerosol apparatus effectively delivered
13-cis-RA to the lungs and therefore permitted the immediate
response in biomarker up-regulation. The complex dose-response effect
of aerosolized 13-cis-RA on RAR expression in the lung
suggests that retinoid metabolism is occurring. Also, the lack of
effect on RARs after 28 days of dietary retinoids may be explained on
the basis of autoinduction of retinoid metabolism. This is obviously an
important point, because metabolism has been a major problem with
prolonged administration of dietary retinoids (25)
.
Another consideration is that RAR turnover may explain these effects.
For these reasons, our future work will focus on measuring lung
retinoid levels achieved in a dose- and time-dependent manner with
prolonged administration of aerosolized and dietary
13-cis-RA. However, this approach needs a large number of
animals, if performed on small rodents. We are planning to use an
alternative approach based on a reporter gene assay, which measures
down to 0.1 ng of retinoid (26
, 27)
.
Furthermore, we have shown in this paper that dietary RA at
pharmacological concentration enhances liver RARs quite early
(i.e., as early as after 1 day of feeding), without
any significant effect on lung tissue RAR proteins. Interestingly, a
recent report has shown an increase in RARß by oral
13-cis-RA, albeit at the mRNA level (28)
. In
this paper, the 13-cis-RA had been fed for a much longer
period of time (6 months compared to our 1-, 14-, and 28-day study),
and this may explain the observed effect on lung tissue. Also, their
baseline levels for RARß mRNA may have been very low, because
cigarette smoking has been shown to reduce RARß (29)
and
this may have favored a detectable effect at the mRNA level after
reverse transcription-PCR.
Ethanolic solutions of 13-cis-RA were aerosolized with
particle sizes calculated to provide substantial pulmonary deposition.
The vehicle vapors were not removed from the exposure air and may have
had an effect on biomarkers, as the vehicle-exposed animals had higher
levels of some markers than unexposed controls. However, the effect was
small and may have been influenced by the stress of handling and
exposure. Stress has significant effects on some parameters, including
tumorigenesis (30)
, and may have contributed to decreased
tumor multiplicity in mice exposed to 13-cis-RA
(24)
and budesonide (31)
. In any case,
the addition of 13-cis-RA to the aerosol at the middle dose
level produced a significant increase in biomarker expression relative
to vehicle-only aerosols.
Finally, we have recently shown an interaction between the carcinogen
receptor aryl hydrocarbon receptor expression and retinoid homeostasis
(32)
. In particular, a 3-fold increase in liver retinoids
was observed in aryl hydrocarbon receptor knockout mice. A diminished
rate of RA metabolism was also observed in these mice. This would
suggest a close connection between carcinogen exposure and retinoid
utilization and an increase in this utilization with increased
environmental exposure. These speculations will be addressed in our
future work.
 |
ACKNOWLEDGMENTS
|
|---|
We thank Dr. Robert Dedrick (Bioengineering and Physical Science
Program, NIH) for helping with suggestions and discussion; Drs.
Irma M. Grossi, David P. Houchens, and Laurie J. Scovell (Battelle
Memorial Institute, Columbus, OH) for help in the preparation of
tissues and discussions; Dr. Gary Stoner (The Ohio State University,
Columbus, OH) for advice; Dr. Yasushi Shimizu for help with the
feeding experiments; Dr. Louwei Li for help with Western blot
techniques; and Christa Walter for typing the manuscript and entering
the references.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 To whom requests for reprints should be
addressed, at NIH, Building 37, Room 3A-17, 37 Convent Drive, Bethesda,
MD 20892-4255. Phone: (301) 496-2698; Fax: (301) 496-8709; E-mail: luigi_de_luca{at}nih.gov 
2 Present address: Guilford Pharmaceuticals, Inc.,
6611 Tributary Street, Baltimore, Maryland 21224. 
3 The abbreviations used are:
13-cis-RA, 13-cis-retinoic acid; RA,
all-trans-retinoic acid; TGase II, transglutaminase II;
RAR, retinoic acid receptor; MMAD, mass median aerodynamic diameter;
GSD, geometric SD. 
Received 3/28/00;
revised 6/14/00;
accepted 6/15/00.
 |
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