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Experimental Therapeutics, Preclinical Pharmacology |
Departments of Surgery [G. M. G., A. K.] and Pathobiology [F. D. P.], University of Pennsylvania School of Veterinary Medicine, Philadelphia, Pennsylvania 19104, and Departments of Radiation Oncology [T. Z., M. S., T. M. B., A. Y., S. M. H.], Physics and Astronomy [M. S., A. Y.], and Surgery [G. P., T. B., D. F.], University of Pennsylvania School of Medicine, University of Pennsylvania, Philadelphia, Pennsylvania 19104-4283
| ABSTRACT |
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| INTRODUCTION |
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The preliminary results of the Phase II trial of IP PDT suggest that this treatment approach is feasible but not uniformly successful (15) . In addition, some toxicities have been observed, including postoperative fluid shifts, hypotension, hydronephrosis, pleural effusions, enteric fistula, transient LFT abnormalities, thrombocytopenia, and wound dehiscence (15) . It is clear that optimization of IP PDT is required. One potential avenue for optimizing IP PDT is the development of second generation photosensitizer-light combinations. The second generation photosensitizer motexafin lutetium [Lu-Tex (lutetium texaphyrin)] is a pentadentate aromatic metallotexaphyrin with an absorption band at 732 nm. Lu-Tex-mediated PDT has reported efficacy in several murine tumor models (16, 17, 18) . Promising results from Phase I and II clinical trials of Lu-Tex-mediated PDT have been reported in patients with cutaneous malignancies and recurrent breast cancer (19 , 20) .
The potential advantages of Lu-Tex as a photosensitizer are as follows: (a) it is a pure, water soluble compound; (b) selectivity of photosensitizer retention in tumor compared with normal tissues has been observed in murine tumor models (16) ; and (c) clinical use is associated with only 2448 h of skin photosensitivity (19) . Furthermore, because Lu-Tex is activated by the near-infared wavelength, 730 nm, there is likely to be less interference by blood during light delivery compared with the shorter wavelengths of light used to activate other photosensitizers. One potential disadvantage of Lu-Tex for use in IP PDT is that activation by 730 nm light may lead to a treatment effect that extends deeper into the abdominal tissues compared with the light used to activate other photosensitizers. This has the potential to cause greater normal-tissue toxicity compared with photosensitizers activated by shorter-wavelength light. We performed a normal tissue tolerance study of Lu-Tex-mediated IP PDT to investigate the toxicities of Lu-Tex-mediated PDT. A canine model was chosen for this study because of previous work demonstrating the utility of this model in the preclinical evaluation of Photofrin-mediated IP PDT (21) . The objectives of the present study were: (a) to evaluate the toxicities of Lu-Tex-mediated IP PDT in a canine model using doses of photosensitizer (19) and light (6) similar to those used in previous human clinical trials; (b) to determine the toxicity of IP PDT in the presence of a bowel resection; and (c) to test the feasibility of measuring Lu-Tex-reflective fluorescence in canine abdominal tissues before and after PDT in vivo.
| MATERIALS AND METHODS |
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Experimental Animals.
Thirteen dogs (10 laboratory Beagles and 3 mixed-breed dogs) ranging in
age from 817 months (one dog was of unknown age) and weighing
9.023.6 kg were used in this study. The animals were housed in indoor
runs (22)
and fed Purina lab canine
chow (Ralston Purina Company, St. Louis, MO) and water ad
libitum. All animals had been fully vaccinated, treated for
intestinal parasites and quarantined for 2 weeks before starting the
study. One dog tested positive for a Giardia spp. This
animal and four others in contact with this dog were treated with
metronidazole 30 mg/kg p.o. once daily for 5 days as per routine
clinical care. Each animal had a complete blood count and serum
chemistries (electrolytes, blood urea nitrogen, creatinine,
glucose, and LFTs) drawn before treatment. All baseline values were
within normal ranges except for one dog with a mild (grade I; see
definitions below) elevation of ALT. Animals were cared for
under the supervision of veterinarians from the University of
Pennsylvania School of Veterinary Medicine (Philadelphia, PA). The
experimental protocol was approved by the University of Pennsylvania
Institutional Animal Care and Use Committee.
i.p. PDT.
Lu-Tex was administered i.v. 3 h before planned light
delivery. This drug-light interval was chosen because, in preclinical
models, 3 h was associated with maximal efficacy (16
, 17)
, and because 35 h was used initially for the human
clinical trial (19)
. The initial photosensitizer dose was
0.2 mg/kg, which was escalated to 2 mg/kg. The dogs subsequently
underwent a laparotomy with exposure of the entire abdominal contents.
Light was delivered to 13 dogs after exposure of the abdominal
contents. A small-bowel resection was performed before light delivery
in four dogs. The treatment parameters for each dog are described below
and presented in Table 1
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150 mW/cm2
. No
protective filters were placed on the operating room lights, although
the lights were dimmed during light delivery. After opening the abdominal cavity, spherical light detectors (Rare Earth Medical, West Yarmouth, MA) were placed for monitoring of the light fluence rate and the cumulative light fluence. Using silk sutures, the detectors were placed in the right upper quadrant, the left upper quadrant, the right peritoneal gutter, the left peritoneal gutter, and in the midline anterior pelvis as described previously for human IP PDT (6) . Two mobile spherical detectors were also used to measure light fluence at sites where fixed detectors could not be placed. The isotropic light detectors measured both incident and scattered light with an accuracy of ±15%. The detectors were connected to photodiodes (Photop UDT-455; Graseby Electronics, Orlando, FL), the output of which was converted, displayed, and stored on a personal computer. The light dosimetry system was developed in the Department of Radiation Oncology at the University of Pennsylvania and is based, in large part, upon a system described previously (23 , 24) . Detectors were calibrated in air in an integrating sphere with a diffuse light field as described previously (24) . The detectors were placed in sterile i.v. tubing and filled with saline or air to match the refractive index of the surrounding medium before being placed in the dogs. In all dogs, delivery of the prescribed light fluence to each site within the abdomen was documented with this light dosimetry system.
The peritoneal surfaces were illuminated with 730 nm light using the
same technique used in human clinical trials of IP PDT (6
, 15 , 25)
. The total light fluence ranged from 0.52.0
J/cm2
(Table 1)
. The surfaces of the mesentery,
small bowel, and large bowel were treated first with a flat-cut optical
fiber emitting a circular beam of light. The tissues were flattened out
on wet towels and illuminated in segments.
After delivery of light to the mesentery and bowel, the abdomen was filled with a dilute solution of intralipid (0.01%) in Lactated Ringers supplemented with magnesium and calcium. The remainder of the peritoneal surfaces, including the surfaces of the right upper quadrant, left upper quadrant, liver, spleen, omental bursa, right peritoneal gutter, left peritoneal gutter, and pelvis, were illuminated with 730 nm light using an optical fiber sheathed within a modified endotracheal tube (25) . The balloon cuff of the endotracheal tube was inflated and filled with 0.1% intralipid. This light delivery system was designed to enhance light diffusion and minimize thermal effects from the light.
Eye protection in the form of goggles was made available to all operating room personnel. After the administration of light, the spherical detectors were removed from the abdomen and passed from the surgical table before abdominal closure.
Surgical Procedure.
Before surgery, the dogs were not permitted to eat for 12 h. All
medications were purchased from the University of Pennsylvania School
of Veterinary Medicine Pharmacy. Premedication consisted of 0.1 mg/kg
acepromazine maleate (Fermenta Animal Health Co., Kansas City, MO),
0.02 mg/kg atropine sulfate (Phoenix Scientific, Inc., St. Joseph, MO),
and 0.5 mg/kg morphine sulfate (Astra Pharmaceutical Products, Inc.,
Westborough, MA) by i.m. injection given 20 min before induction of
general anesthesia. The dogs were anesthetized with 10 mg/kg thiopental
sodium (Abbott Laboratories, North Chicago, IL) i.v. and intubated with
an endotracheal tube (Rusch, Duluth, GA). General anesthesia was
maintained with an inhaled mixture of oxygen and isoflurane. During
surgery, animals received a constant i.v. infusion of Normosol-R
(Abbott Laboratories, North Chicago, IL) at a rate of 20 ml/kg/h.
Cefazolin sodium, 20 mg/kg (Marsam Pharmaceuticals, Inc., Cherry Hill,
NJ) was administered i.v. every 2 h during the surgical procedure.
While under anesthesia, ECG tracings, blood pressure, and oxygen
saturation were monitored continuously.
After the induction of anesthesia, the animals were placed in a supine position with the caudal aspect of the animal slightly elevated. Hair was clipped from the ventral abdomen with a no. 40 clipper blade (Oster, Sunbeam, Inc., Boca Raton, FL) and prepared with a dilute povidone-iodine scrub solution.
The surgical field was four-quarter draped, and a ventral midline incision was made from the xyphoid to the pubis. The abdominal organs were examined for any abnormalities. In the four animals that had bowel resections before undergoing PDT, a 4-cm section of jejunum was resected and an end-to-end anastomosis was performed using a single layer of simple interrupted sutures with 30 polydioxanone (PDS II; Ethicon, Inc., Cincinnati, OH). 730 nm light was then delivered as described above. Once the light therapy was completed, the abdomen was closed in 3 layers using polydioxanone sutures for the abdominal wall and s.c. tissues and monofilament nylon (Ethilon; Ethicon, Inc., Cincinnati, OH) for the skin. The dogs were monitored closely until they recovered from anesthesia. Butorphanol tartarate (Torbugesic; Fort Dodge Animal Health, Fort Dodge, IA), 0.5 mg/kg i.m., was given as needed for postoperative pain.
The treated dogs were examined twice daily for the first 5 days
post-PDT and 5 times weekly after that. Blood tests were drawn twice in
the first postoperative week and as clinically indicated thereafter.
The following blood tests were obtained: (a) a complete
blood count, including hemoglobin, hematocrit, WBC count including
differential count, and an estimate of platelet numbers; (b)
a chemistry panel including glucose, urea nitrogen (BUN),
creatinine, total protein, albumin, globulin, total bilirubin, AlkP,
AST and ALT, cholesterol, total calcium, phosphorus, sodium, potassium,
and chloride. LFT abnormalities that were detected postoperatively were
graded as follows: grade I ,
2.5 x normal; grade II
<2.55 x normal; grade III >5 x normal. LFTs were
obtained within the first 5 days after surgery and then repeated at
least one additional time thereafter.
Laparoscopy.
Seven to 10 days after PDT, all dogs underwent an abdominal laparoscopy
with biopsies, done with a 16-gauge tru-cut needle, obtained from the
left lateral or left medial lobe of the liver, the peritoneum from the
left lateral body wall ventral to the left kidney, and the skin on the
anterior abdominal wall within the draped area of the surgical field
but distant from the laparotomy incision. The dogs were not permitted
to eat for 12 h before the procedure. Premedications and general
anesthesia were delivered as described above. Cefazolin and Normosol-R
were also given as described above. Once anesthetized, animals were
placed in a supine position and prepared for surgery using a dilute
chlorhexidine scrub solution.
Carbon dioxide pneumoperitoneum was established using a technique described previously (26) . The intra-abdominal pressure was kept between 1015 mm Hg during the procedure. A 10-mm camera port was placed just below the umbilicus, and two 5-mm operating ports were placed in the left and right paracostal areas. The abdomen was explored for evidence of gross lesions associated with PDT. Biopsies were taken of the liver using a 14-gauge biopsy needle (Precisioncut; Becton Dickinson, Rutherford, NJ). Biopsies were also taken of the peritoneum and skin. All biopsy samples were placed in 10% buffered formalin and processed for pathological evaluation as described below. The laparoscopy incisions were closed using PDS and monofilament nylon (Ethicon, Cincinnati, OH). Skin sutures were removed 14 days after surgery. Butorphanol tartarate was administered, 0.5 mg/kg i.m., as needed for postoperative discomfort. Animals were monitored closely until fully recovered. The laparoscopic equipment was provided by Karl Storz Veterinary Endoscopy-America, Inc. (Goleta, CA) and Kendall Company (Bethel, CT). One dog (dog 4; Lu-Tex 2 mg/kg; light, 0.5 J/cm2 ) suffered a cardiorespiratory arrest during the procedure. This animals death was attributed to anesthesia, and a necropsy revealed no evidence of a laparoscopic or PDT-related cause of death.
The dogs were monitored for 60 days post-PDT and were then killed using 190 mg/kg pentobarbital sodium (Fatal-plus; Vortech Pharmaceuticals, Dearborn, MI) by i.v. injection. All animals underwent a full necropsy to evaluate for the presence PDT-related tissue damage. Samples were taken of skin, peritoneum, liver, kidney, and large and small intestine and were placed in 10% buffered formalin.
Preparation of Pathology Specimens.
The tissue samples obtained at laparoscopy and necropsy were fixed and
stored in 10% buffered formalin until processing. Core biopsies and
trimmed tissues from necropsy (small intestine, large intestine,
kidney, liver, skin, and peritoneum) were embedded in paraffin,
sectioned, and stained with H&E by Idexx Veterinary Service, Inc. (West
Sacramento, CA). Intestinal samples were cut such that sections
contained full-thickness intestinal wall. Skin and peritoneum samples
were also sectioned to contain the full thickness of tissue.
Review of Pathology Specimens.
All specimens were examined with light microscopy by a board-certified
veterinary pathologist (F. D. P.), who was blinded to the treatment
groups. The density of tissue fibrosis was examined using a polarizer.
In situ Fluorescence Measurements.
In situ optical measurements of abdominal tissues were made
to evaluate the feasibility of detecting Lu-Tex fluorescence. The
experimental set up for measuring in situ fluorescence
spectra consists of three major parts: a charge-coupled device
camera, a monochromator, and two optical fibers (Fig. 1)
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1 µW fiber output at the
tissue). The scattered fluorescence signal was collected by the
detection fiber positioned 1.3 mm away from the source. The
fluorescence signal was directed to a charge-coupled device
camera (Acton Research, Acton, MA) and transferred to a personal
computer. Measurements of Lu-Tex fluorescence spectra were first made in a 10% intralipid phantom solution (Fresenius Kabi Clayton L.P., West Clayton, NC). Increasing concentrations of Lu-Tex were added to the phantom, and fluorescence spectra were collected to evaluate linearity of the system response. Data from an analysis of the area-under-the-curve of the fluorescence peak were proportional to Lu-Tex concentration up to 10 mg/ml (data not shown). After the ventral midline incision was made in the dogs, the source and detection fibers were placed on the surface of abdominal organs (peritoneum, liver, kidney, and bowel) under sterile conditions. One measurement was taken on each organ before the initiation of light delivery (but after Lu-Tex delivery) and after the completion of light delivery. After completion of the optical fluorescence measurements, the fibers were removed from the surgical field. Measurement times were typically 10 s.
| RESULTS |
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All treated dogs and one control dog showed transient elevations in the
LFTs, AlkP, AST, and ALT (Table 2)
. Most LFT abnormalities were detected in the first 5 days after
surgery and IP PDT. All values returned to normal within 410 days
posttreatment. The LFT abnormalities were not associated with clinical
sequelae. The majority of the LFT elevations were mild (grades I or
II), although one dog was noted to have a transient grade III elevation
of ALT and AST, and one dog had a transient grade III elevation of AST.
The severity of LFT abnormalities was not clearly correlated to the
dose levels of Lu-Tex or light. An elevated neutrophil count was
present after treatment in 8 of 13 dogs, including both control dogs.
The WBC returned to normal within 24 days in all cases except the one
dog with an infected seroma. Three dogs had a mild transient decrease
in albumin. No other hematological or biochemical abnormalities were
noted.
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Necropsy Findings.
At necropsy, 60 days after IP PDT, all dogs had adhesions in similar
locations as described during the laparoscopy. There were no gross
differences between the control and the IP PDT-treated dogs. No pleural
effusions or ascites were noted. All intestinal anastomoses were patent
and had healed normally. There were no bowel perforations. There were
occasional fibrin deposits on the liver surface. All other organs were
grossly normal.
Pathology Review.
In general, lesions detected in biopsies taken at the time of the
laparoscopy were mild and considered nonsignificant (Table 3)
. Biopsies of skin taken at laparoscopy revealed no significant lesions
in any dog. Peritoneal biopsies showed no significant lesions in six
dogs, mild fibrosis in one dog, and moderate fibrosis in six dogs. Both
control dogs showed fibrosis (one mild and one moderate). Liver
biopsies were normal in seven dogs, including one control. The
remainder of the liver biopsies demonstrated mild hepatocellular
swelling (one dog), mild hepatocellular vacuolization (one control
dog), and moderate hepatocellular vacuolization (four dogs). No other
microscopic abnormalities were noted from the laparoscopic biopsies.
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| DISCUSSION |
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The primary objective of this study was to evaluate the normal tissue effects of Lu-Tex-mediated IP PDT. The technique used to deliver IP PDT in this study was the same as that used for human clinical protocols (6 , 15 , 25) . The doses of photosensitizer and light in this study were not escalated to the point where unacceptable toxicity was observed in normal tissue. Instead, we chose to evaluate a dose of Lu-Tex and 730 nm light that is likely to be clinically relevant in a human clinical trial. Lu-Tex, in this study, was escalated to a dose (2 mg/kg) that has been used clinically (20) . Doses of light were escalated to a fluence (2.0 J/cm2 ) near the maximally tolerated dose for bowel in patients who have been treated with Photofrin-mediated IP PDT (7) . The highest fluence used in the present study was higher than the doses used during the preclinical investigation of Photofrin-mediated IP PDT (21) .
The results of this study demonstrate that Lu-Tex-mediated IP PDT using a photosensitizer dose of 2 mg/kg administered 3 h before 730 nm light delivery with a fluence of 2 J/cm2 is well tolerated in a canine model. No substantial clinical toxicities beyond those routinely encountered after a laparotomy were observed. Importantly, no skin photosensitivity, bowel damage, or other clinically significant organ toxicity was noted. A laparoscopy was performed to directly visualize the abdominal contents and the peritoneal surfaces 710 days after IP PDT. No visible acute toxicities were noted on laparoscopic evaluation other than the formation of adhesions at previous biopsy sites. Likewise no significant gross abnormalities were found at necropsy 60 days after treatment.
A second objective of this study was to determine the toxicity of combining a bowel resection and anastamosis with IP PDT. Bowel resections are common during the debulking surgery required for patients treated with IP PDT (6 , 15) . Furthermore, damage to the bowel was a major dose-limiting toxicity in the Phase I trial of Photofrin-mediated IP PDT (6 , 7) . Bowel anastomoses were performed at the time of laparotomy in four dogs. All anastomoses healed normally without stricture formation or anastomotic leak. No enhanced toxicities were observed in dogs who underwent a bowel resection before IP PDT in this study.
Histological review of biopsies taken at the time of laparoscopy
revealed no clear PDT-related abnormalities. Mild-to-moderate
peritoneal fibrosis and mild hepatic changes were observed in the
laparoscopic biopsies in both treated and control dogs. The
histological changes in liver were mild. These were observed in control
dogs who received light only, and there was no PDT dose-response
relationship noted. Dogs 11, 12, and 13 were treated with the highest
dose of Lu-Tex and light but did not demonstrate any liver biopsy
abnormalities (Table 3)
; although two of those dogs (12 and 13) did
have mild LFT abnormalities (Table 2)
. Tissue samples taken at the time
of necropsy also failed to show clear PDT-related abnormalities. The
mild and moderate kidney changes were found only in IP PDT-treated dogs
and may have been related to PDT. However, these histological findings
were not associated with any clinical toxicities.
Several factors regarding the study design are important to consider. First, a 3-h photosensitizer-light interval was chosen because this schedule produced the greatest tumor efficacy in a s.c. murine tumor model (16) . It should be noted that tumor-to-normal tissue selectivity in this murine model is not maximal at the 3 h photosensitizer-light interval (16) . Therefore, based upon previous studies, one would expect substantial amounts of the photosensitizer to be present in normal tissues, and that this schedule might result in greater normal tissue toxicities compared with longer photosensitizer-light intervals. It is encouraging that significant normal tissue toxicity was not observed with the treatment regimen used in this study.
A second point regarding this study design is that the highest 730-nm light dose used, 2 J/cm2 , is similar to the maximally tolerated dose of 514 nm light found in a Phase I trial of Photofrin-mediated PDT in humans (6) . These light fluences cannot be directly compared for many reasons, including: (a) differences between canine and human normal tissue tolerance; (b) differences in the photochemical properties of Photofrin and Lu-Tex; (c) differences in the light dosimetry systems used; and (d) differences in the tissue penetration of the two wavelengths of light. However, it is reasonable to assume that the doses of photosensitizer and light used in this study are clinically relevant given the knowledge that exists regarding IP PDT and Lu-Tex. Although the canine model is not completely predictive of human toxicity, the demonstration of safety at clinically relevant doses of photosensitizer and light provides information regarding the initial dose range of light and photosensitizer that could be used in a human Phase I clinical study.
Lu-Tex-mediated IP PDT was administered in this canine study with an attempt to perform both light dosimetry and photosensitizer measurements. The efficacy and toxicity of PDT are dependent upon the amount of light and photosensitizer present in the target tissue. The biological effect of a dose of light and photosensitizer in tissues is affected by many parameters, including drug delivery, the geometry of the treatment volume, photobleaching, tissue oxygenation, and the heterogeneity of tissue optical properties. Unfortunately, the present indications for PDT in the United States have not included rigorous light and photosensitizer dosimetry. Efforts to measure photosensitizer and light within tissues should aid in the development of a paradigm for predicting a biological effect based upon the amount of photosensitizer and light present in the target tissue (28 , 29) .
A method for measuring photosensitizer concentration in tissues that does not involve a biopsy and labor-intensive laboratory methodology is highly desirable in the clinic. In situ fluorescence-reflective measurements in abdominal tissues were made to determine whether this approach was feasible for future clinical trials. The fluorescence spectra of the canine bowel taken in situ demonstrated that this technique is feasible in the clinic and may be a valuable tool for future clinical studies. It is not as yet clear that this technique will be as valuable as a quantitative measure of photosensitizer concentration. Future studies will focus on correlating the fluorescence spectra measurements with tissue levels of Lu-Tex, as measured by the traditional high-performance liquid chromatography method.
In summary, Lu-Tex-mediated IP PDT at clinically relevant doses was well tolerated in this canine model. No serious PDT-related toxicities were observed. These findings support the continued development of Lu-Tex as a photosensitizer for IP PDT.
| FOOTNOTES |
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1 To whom requests for reprints should be
addressed, at Department of Radiation Oncology; University of
Pennsylvania, 3400 Spruce Street, 2 Donner, Philadelphia, PA
19104-4283. Phone: (215) 662-7296: Fax: (215) 349-5445. E-mail: hahn{at}xrt.upenn.edu ![]()
2 PDT, photodynamic therapy; IP PDT, i.p.
PDT; ALT, alanine transferase; AST, aspartate transferase;
AlkP, alkaline phosphatase; LFT, liver function test. ![]()
Received 8/ 7/00; revised 11/21/00; accepted 12/ 4/00.
| REFERENCES |
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