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Clinical Trials |
Wake Forest University Baptist Medical Center, Winston-Salem, North Carolina 27157 [A. E. F., B. L. P., L. D. C.]; Medical University of South Carolina, Charleston, South Carolina 29425 [P. D. H.]; and Laboratory of Molecular Biology, National Cancer Institute, Bethesda, Maryland 20892 [R. J. K.]
| ABSTRACT |
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Experimental Design: DT388GMCSF fusion protein containing the catalytic and translocation domains of DT388 fused to human GMCSF was administered in an interpatient dose escalation trial by 15 min i.v. infusion daily for up to 5 days.
Results: The maximal tolerated dose was 4 µg/kg/day. The dose-limiting toxicity was liver injury and occurred at the 4.55-µg/kg/day dose level. Among nine treated patients at these doses, one patient developed liver failure, and one patient had transient hepatic encephalopathy. There was a positive correlation between peak serum DT388GMCSF levels and serum aspartate aminotransferase (P = 0.0002). DT388GMCSF did not damage hepatic cell lines in vitro; however, DT388GMCSF binds macrophages and induces cytokine release in vitro. Among the treated patients, we observed an early elevation in serum levels of interleukin (IL)-18 and a later rise in IL-8 but no significant changes in IL-1ß, IL-6, IFN
, macrophage inflammatory protein-1
, tumor necrosis factor
or IL-12. The IL-18 elevations occurred before elevations of liver enzymes and correlated with peak aspartate aminotransferase levels (P = 0.005). Of the 31 patients who were resistant to chemotherapy, 1 had a complete remission and 2 had partial remissions; all 3 of these patients were treated at or above the maximal tolerated dose, all 3 responding patients had baseline marrow blast percentage of <30%, whereas only 6 of the nonresponding 28 patients had less than 30% marrow blasts. Five of these six patients were treated with subtherapeutic doses. Eight (42%) of 19 patient courses at <4 µg/kg/day and 8 (40%) of 20 patient courses at 45 µg/kg/day showed marrow blast reductions at day 12. Patients with higher pretreatment anti-DT388GMCSF levels had significantly lower peak DT388GMCSF levels (P = 0.0001).
Conclusions: DT388GMCSF can produce complete and partial remissions in patients with chemotherapy-resistant acute myeloid leukemia, but methods to prevent liver injury are needed before more widespread application of this novel agent.
| INTRODUCTION |
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Chemotherapy-resistant blasts contribute to treatment failures in AML patients (4) . These blasts are resistant to multiple drugs and often show altered expression of one or more resistance proteins that influence drug efflux, drug metabolism, substrate levels, or cell death regulation (5 , 6) . Because most of the multidrug resistance phenotypes target low-molecular-weight inhibitors of DNA synthesis or cell proliferation, we searched for an agent that could induce leukemic cell death by mechanisms other than damage to DNA or cell division.
One novel class of AML therapeutics are DT fusion proteins consisting of the catalytic and translocation domains of DT genetically fused to AML blast selective ligands (7) . The ligand delivers the protein to blast cell surface receptors. After receptor-mediated endocytosis, the fusion protein reaches the early endosomes, to which it is cleaved by furin and, in the acidic environment, inserts into the vesicle membrane and facilitates the escape of the DT-A fragment to the cytosol. In the cytosol, the A fragment ADP-ribosylates elongation factor 2, which leads to the inactivation of protein synthesis and cell death.
Because GMCSF receptors are expressed on the majority of myeloid leukemias but are poorly expressed on early normal hematopoietic stem cells, we chose to fuse GMCSF to the catalytic and translocation domains of DT (DT388; Ref.8 ). The DT388GMCSF molecule was cytotoxic in vitro to chemotherapy-resistant cell lines and therapy-refractory AML patient progenitors but was nontoxic to normal human myeloid progenitors (9, 10, 11, 12) . Dramatic antileukemic efficacy was observed in vivo administering DT388GMCSF to severe combined immunodeficient mice bearing human leukemia (13) . On the basis of these results, we manufactured DT388GMCSF under good manufacturing practice and obtained an IND (BB no. 8153) to perform a Phase I dose-escalation trial in patients with relapsed or refractory AML. This report describes the results of that study.
| PATIENTS AND METHODS |
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18 years old. Patients were required to have relapsed or refractory leukemia, a Zubrod performance status of
2, to have fully recovered from toxicities of prior chemotherapy or radiation therapy, and to have a life expectancy of
3 months. Eligible patients had a bilirubin
1.5 mg/dl; transaminases
5 x upper limit of normal, creatinine
1.5 mg/dl; forced expiratory volume (FEV1)
70% normal; cardiac ejection fraction
50% normal; had no serious concurrent medical problems, uncontrolled infections, central nervous system leukemia, myocardial infarctions in the last 6 months, or history of severe penicillin allergy; and were not pregnant. Written informed consent was obtained from each patient before entry into the study. DT388GMCSF was produced under good manufacturing practice and aliquoted in vials containing 1 ml of PBS at 1.5 mg/ml and stored at -80°C (14) . Before treatment, vials were thawed at room temperature, and appropriate amounts of drug aliquoted in a laminar flow hood for individual daily doses in sterile Eppendorf tubes and were refrozen at -80°C. Each day of treatment, a single dose was rethawed in the laminar flow hood and diluted aseptically in 1 ml of normal saline or 3% saline. A 1-h incubation at room temperature with 3% saline was used after patient 28 to reduce protein aggregates. After premedications with acetaminophen, diphenhydramine, and corticosteroids, the drug was administered as a 15-min infusion through a rapidly flowing i.v. line. Treatments were repeated daily for up to 5 days. Patients could be retreated with Federal Drug Administration approval if they had no unresolved toxicities.
Patients were monitored in-hospital for 2 weeks for toxicities. The National Cancer Institute Common Toxicity Criteria scale was used. Vital signs were measured posttherapy every 15 min for 1 h, every hour for 8 h, and then every 4 h for 710 days. Physical exams were done daily throughout the treatment period and for at least 1 additional week. Blood counts, blood chemistries, and urinalysis were done daily during treatment. Drug pharmacokinetics were measured with blood sampling on each treatment day. A previously described bioassay was used to quantitate circulating DT388GMCSF with an assay limit of 0.3 ng/ml (15)
. Circulating cytokines (IL-1ß, IL-6, IL-8, IL-12, IL-18, macrophage inflammatory protein 1
, IFN
, and TNF
) were measured on the blood samples obtained for pharmacokinetics using enzyme immunoassays (R&D Systems, Minneapolis, MN; or MBL, Nogoya, Japan) following the directions of the manufacturers. Humoral immune response to DT388GMCSF was measured on serum that was obtained pretreatment, day 14, day 30, and day 60 by both a sandwich enzyme immunoassay and cytotoxicity neutralization assay following the methods we have reported previously (16)
. Clinical response was assessed by blood counts and differentials, exams, and bone marrow aspirate and biopsies on days 12 and 30 and as indicated. A patient was considered in complete remission if there were no circulating blast, no extramedullary leukemia, the marrow blast percentage was <5%, and there was reconstitution of normal hematopoiesis with normal peripheral hemoglobin, platelet count, and neutrophil count without the need for transfusions. A partial remission occurred with the same conditions except for a lack of recovery of normal hematopoeisis.
Patients were treated at one of six dose levels (1, 2, 3, 4, 4.5, or 5 µg/kg/day for 5 days). Three to six patients were treated at each dose level to establish the MTD. Additional patients were added in some cases to better define the toxicity at that dose level. The MTD was defined as the highest dose level at which zero or one patient, among at least six patients, had DLT. DLT was defined as a drug-related
grade 4 nonhematological toxicity or drug-related grade 4 hematological toxicity of >28 days duration. Transient asymptomatic (<2 weeks) grade 4 elevations of transaminases, CPK, or decreases in serum calcium were not considered DLTs on this study.
The cell cytotoxicity assay used the HepG2 hepatocellular carcinoma cell line and was obtained from the American Type Culture Collection (Manassas, VA) in MEM containing 0.1 mM nonessential amino acids, 1 mM sodium pyruvate, 2 mM L-glutamine, Earles balanced salt solution with 1.5 g/liter sodium bicarbonate and 10% fetal bovine serum (Life Technologies, Inc., Grand Island, NY). Cells were trypsinized and aliquoted at 104 cells/well in Costar 96-well flat-bottomed tissue culture plates in 150 µl of medium containing 12 different concentrations of DT388GMCSF or DAB389EGF (a gift from Ligand Pharmaceuticals, Inc, San Diego, CA; Ref. 17 ), and were incubated at 37°C 5% CO2 for 48 h. Fifty µl of medium with 1 µCi [3H]thymidine (NEN DuPont, Wilmington, DE) was then added, and, after 18 h, media was removed and cells washed three times with serum-free media, solubilized with 50 µl of 2 M NaOH, neutralized with 50 µl of 2 M HCL, harvested onto glass fiber mats with a Skatron Cell Harvestor (Skatron Instruments, Lier, Norway), and counted on a Betaplate reader gated for 3H. The calculated IC50s were the concentrations of toxin that inhibited thymidine incorporation by 50% compared with control wells.
| RESULTS |
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18 years, one child was allowed under a Federal Drug Administration-approved exemption. Four patients were in first relapse, 2 patients were in second relapse, and 25 patients had refractory AML. Six patients had undergone autologous bone marrow transplants, 4 had previously received allogeneic bone marrow transplants, and 21 had not received transplants. The cytogenetics were poor risk in 15 patients, intermediate risk in 8 patients, and good risk in 1 patient. In seven patients, cytogenetics had not been performed. Prior myelodysplasia had been present in 5 of the 31 patients.
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antibody) on the incidence and severity of toxicities. Patient 28 developed liver failure and died 1 week after treatment. This was coincident with florid leukemic progression. Necropsy showed centrilobular hepatic necrosis. Patient 31 developed transient hepatic encephalopathy with elevated ammonia levels 4 days after therapy. The liver dysfunction resolved, but the patient developed renal failure contributed to by aminoglycosides and amphotericin. Without dialysis, the patient died 1 week later. Transient elevations in AST were seen in most patients (Tables 3
did not influence this toxicity. The mechanism for the liver injury is unknown. As shown in Fig. 2
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On the basis of the occurrence of grade 4 and 5 liver toxicities in patients 31 and 28, respectively, we determined the MTD to be 4 µg/kg/day, and nine patients have been treated at that dose to date without DLT.
Pharmacokinetics.
Pharmacokinetic data were obtained for the first infusion of each course on all 31 patients and for the first and last infusion on 5 patients. The peak DT388GMCSF serum level occurred at 2 min postinfusion, and the concentration decreased over time exponentially with a t1/2 of
30 min (Fig. 3)
. The peak fusion protein concentration was not significantly correlated with the dose (P = 0.53; Fig. 4B
) but was correlated with the pretreatment antibody titer (P = 0.0001; Table 7
; Fig. 4A
; and see "Immune Response"). Interestingly, in the five patients for whom data were available, the peak DT388GMCSF concentrations were higher on day 5 than on day 1.
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After 1560 days, 21 of 25 evaluable patients had increased antibody titers ranging from 0.2 to 6613 µg/ml (Table 7)
. One patient had no change in antibody titer and three patients had decreased antibody titers. Of the three patients with no humoral immune response to DT388GMCSF, one patient had received two prior allogeneic bone marrow grafts, one patient had undergone a prior autologous bone marrow transplant, and the last patient was heavily pretreated with fludarabine.
Clinical Response.
Three clinical remissions were observed (Table 8)
. Six of the 31 patients had relapsed disease. The three responses were seen in this group. No responses were seen in the refractory patients. Patient 22 was a 72-year-old female who developed AML in April 1996. She had normal cytogenetics and received idarubicin plus cytarabine (3 + 7), achieving a complete remission. She had no consolidation therapy, relapsed in January 2000 and received salvage therapy consisting of topotecan and high-dose cytarabine. However, she was refractory, and bone marrow biopsy on March 8, 2000, showed 28% blasts confirmed by flow cytometry (Fig. 5A)
. She received a 5-day course of DT388GMCSF at 5 µg/kg/day complicated only by asymptomatic and transient transaminasemia, elevated CPK, and hypocalcemia from April 10 to April 14, 2000. Before therapy, she had an ANC of 280/µl, a platelet count of 64,000/µl, and no circulating blasts. One and 2 months posttherapy, her bone marrow showed 13% blasts by morphology and flow cytometry (Fig. 5B)
. She had recovery of platelets by day 60 to 158,000/µl but continued to be neutropenic (ANC of 279/µl). She was active spending most days out of the home and did not require antibiotics. By August 17, 2000, she had normalization of counts with an ANC of 1,320/µl, a platelet count of 238,000/µl, and a hemoglobin of 12.0 g/dl, and did not require transfusions or antibiotics. Repeat bone marrow exam on November 15, 2000, showed no morphological evidence of increased blasts, but there were 8% blasts by flow cytometry. Her blood counts remained normal with an ANC of 1,600/µl, a hemoglobin of 14.2 g/dl, and a platelet count of 180,000/µl. By March 29, 2001, she had a recurrence of pancytopenia (ANC of 420/µl, platelet count of 76,000/µl, and hemoglobin of 12.8 g/dl). There were no circulating blasts, but the bone marrow examination showed 8% blasts by morphology and 12% blasts by flow cytometry. She received a second course of DT388GMCSF at 5 µg/kg/day for 5 days, and the day-12 bone marrow showed disappearance of the blasts by morphology and flow cytometry. By day 17 after the second course, her ANC was 1,000/µl However, she remained thrombopenic (platelet count of 7/µl)and anemic (hemoglobin of 7.1 g/dl). On day 21, she developed a pneumonia, confirmed by chest X-ray, but declined aggressive management and died on day 24 posttherapy.
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Patient 25 was a 70-year-old male diagnosed with AML in March 2000 and treated with idarubicin plus cytarabine for induction and consolidation. He relapsed in April 2000 with a bone marrow showing 15% blasts. He had circulating blasts (50/µl), thrombopenia (platelet count of 34,000/µl), and anemia (hemoglobin 8.3 g/dl). He was treated from 6/22/00 to 6/26/00 with DT388GMCSF at 3 µg/kg/day. His course was complicated by transient renal insufficiency attributed to rofecoxib and transient, asymptomatic transaminasemia, hypocalcemia, and elevated CPK. The day-12 marrow showed 1% blasts, and the day-30 marrow showed 4% blasts. However, he remained anemic and thrombopenic. He declined further fusion protein or other therapy and died from progressive disease 40 days posttherapy.
| DISCUSSION |
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The humoral immune response to DT fusion proteins clearly affected circulating levels of DT388GMCSF and likely influenced clinical benefit at the low doses used in this study. Approaches to circumvent the immune response are to carefully select patients with low pretreatment antibody titers or to alter the schedule and use fewer but higher doses. Another approach is to engineer and develop other targeted toxins that can intoxicate malignant myeloid cells. An antibody to CD33 has been humanized and conjugated to recombinant gelonin, a plant ribosome-inactivating protein (28) . Human proteins such as eosinophil-derived neurotoxin, a member of the RNase family, may be engineered to target myeloblasts (29) . This toxin, combined with a human-derived ligand peptide, should be less immunogenic in patients.
We observed clinical activity with DT388GMCSF in highly chemoresistant AML patients. This observation confirms the antileukemic activity observed with this drug in tissue culture and animal models (10, 11, 12, 13) . Similar fusion proteins (DAB389IL-2, Tf-CRM107, LMB-2, and LMB-7) directed to other receptors have yielded 3080% response rates in cutaneous T-cell lymphoma, high-grade gliomas, and hairy cell leukemia (19, 20, 21, 22) . The observed response rate of 10% is significantly lower than with these other fusion proteins. There are several possible explanations for this difference. First, DT388GMCSF may be less active in patients than are the other proteins. The preclinical data does not support this hypothesis. In tissue culture, leukemic progenitors were killed with picomolar concentrations of drug (9, 10, 11, 12) . In vivo, long-term remissions were produced with DT388GMCSF (13) . These results compare favorably with the other clinically efficacious fusion proteins. A second hypothesis is that most patients were treated at suboptimal doses, and very few patients received therapeutic amounts of DT388GMCSF. Only 18 of 31 patients received doses at or above the MTD (4 to 5 µg/kg/day). A slow interpatient dose escalation was done because of the novel nature of this drug and the comorbidities and non-drug-related toxicities that are common in these highly pretreated leukemic patients. A third hypothesis is that the early occurrence of DLT limited the dose escalation and prevented administration of adequate dose levels to achieve a higher response rate. The liver toxicity precluded dose escalation, and reducing the liver toxicity should permit dose escalation. A fourth factor that likely contributed to the low response rate was the presence of pretreatment anti-DT antibodies in many of the patients. Whereas the influence of anti-DT antibodies is less pronounced when higher doses of DT fusion proteins are given (19) , when only 45 µg/kg fusion protein can be administered, the antibodies likely reduce blast exposure to drug. We failed to observe circulating drug in most patients with high anti-DT antibody titers. Fifth, there may be significant patient-to-patient variations in sensitivity to DT388GMCSF that were not detected with the previously used colony-forming assay (AML-CFC; Refs. 9, 10, 11, 12 ). In support of this hypothesis, we have found dramatic differences in patient leukemic blast sensitivity to DT388GMCSF using a 3-day proliferation assay.4 However, patient blast GM-CSF receptor content and DT388GMCSF sensitivity was not measured prospectively in our study patients. Finally, the patients treated on this study, in most instances, had very advanced disease. In only 12 of 39 courses were patients treated who had <30% marrow blasts. Patients with extensive tumor burden may be less sensitive to biologicals such as DT388GMCSF, particularly at the low dose levels used in this study. All of the responses observed occurred among the 12 patients with low marrow-blast percentage.
We are committed to discovering approaches to improve the preliminary response rate observed in the Phase I study. First, we are investigating the molecular mechanism for the liver toxicity and looking for methods of prophylaxis that will protect the liver without modifying the antileukemic efficacy. We are testing oral glycine prophylaxis to block Kupffer cell activation and liver injury from DT388GMCSF (30). The selective glycine inhibition of liver macrophage should not impair the antileukemic activity of DT388GMCSF. Second, we are evaluating prognostic factors that may identify a patient category more likely to respond, including low pretreatment anti-DT antibody titer, high sensitivity of pretreatment blasts to DT388GMCSF, and low pretreatment leukemic burden. Third, we will give the fusion protein on a twice-weekly-for-2-weeks schedule as has been used successfully for the Pseudomonas exotoxin fusion proteins (i.e., LMB-2 and BL22). Such a schedule may permit higher individual doses to be given and yield better blast saturation both in the blood and marrow and other extravascular sites.
Although multiple issues need to be addressed to improve the therapeutic index of the DT388GMCSF fusion protein for therapy of myeloid malignancies, the preliminary results are encouraging and suggest that additional preclinical and clinical development is warranted.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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1 Supported by the Leukemia and Lymphoma Society (LSA6114-99), NIH (1R01CA76178, 1R21CA90550, and M01RR07122), and the Wake Forest University School of Medicine. ![]()
2 To whom requests for reprints should be addressed, at Hanes 4046, Wake Forest University School of Medicine, Medical Center Drive, Winston-Salem, NC 27157. Phone: (336) 716-3313; Fax: (336) 716-0255; E-mail: afrankel{at}wfubmc.edu ![]()
3 The abbreviations used are: AML, acute myeloid leukemia; GMCSF, granulocyte-macrophage colony-stimulating factor; MTD, maximal tolerated dose; DLT, dose-limiting toxicity; TNF, tumor necrosis factor; AST, aspartate aminotransferase; ALT, alanine aminotransferase; DT, diphtheria toxin; CPK, creatine phosphokinase; VLS, vascular leak syndrome; ANC, absolute neutrophil count; IND, investigational new drug; GGT, gamma-glutamyl aminotransferase; EIA, enzyme immunoassay. ![]()
4 A. E. Frankel, unpublished observations. ![]()
Received 9/ 8/01; revised 1/23/02; accepted 1/30/02.
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