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Clinical Trials |
Department of Gastrointestinal Medical Oncology, The University of Texas, M. D. Anderson Cancer Center, Houston, Texas
| ABSTRACT |
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Experimental Design: Eligible patients had advanced solid tumors, adequate organ function, and no anticancer therapy in the preceding 4 weeks. Dose level 1 was 30 mg/m2/dose, level 2 was 40 mg/m2/dose, and level 3 was 35 allmg/m2/dose, all of the levels comprising two daily doses. S-1 was administered as a single dose at each level, and its pharmacology was studied. The first course was begun 3 days later and consisted of 28 consecutive treatment days, followed by a 1-week rest.
Results: Sixteen patients were enrolled; toxicity could be assessed in all of the 16 and response in 15. At dose level 1, two of nine patients developed grade 3 hyperbilirubinemia or diarrhea. Dose-limiting toxicity (diarrhea) occurred in all three of the patients at dose level 2. The protocol was, therefore, amended to include an intermediate dose level (level 3), which caused grade 3 or 4 diarrhea or hyperbilirubinemia in three of four patients. Dose level 1 was thus considered as the maximum tolerated dose. Other grade 3 or 4 toxic effects at dose level 2 or 3 were granulocytopenia, nausea, and vomiting. The pharmacology of tegafur, CDHP, potassium oxonate, and fluorouracil (a metabolite of tegafur) was characterized by rapid absorption and was consistent with first-order kinetics. One patient with colorectal cancer had a durable partial response.
Conclusions: The recommended S-1 dose for future studies is 30 mg/m2 twice daily, and diarrhea is the most frequent toxic effect. Additional trials of S-1 in the treatment of patients with solid tumors are warranted.
| INTRODUCTION |
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Tegafur [5-fluoro-1-(tetrahydro-2-furanyl)-2,4(1H,3H)-pyrimidinedione] is a fluoropyrimidine that is well absorbed after oral ingestion and is transformed into 5-FU by the hepatic microsomal system (10) . The combination of tegafur with the DPD inhibitor uracil is known as UFT. Extensive investigation of UFT in Japan and, more recently, in North America and Europe has demonstrated its promising activity in colorectal cancer (11) . Preliminary results from recent Phase III trials have shown similar response rates and overall survival for patients with colorectal cancer treated with UFT or with bolus 5-FU plus leucovorin (12 , 13) . However, UFT had a more favorable toxicity profile, with significantly less hematological and gastrointestinal toxicity.
S-1 is a novel oral fluoropyrimidine combination developed in Japan. S-1 consists of tegafur combined with two 5-FU-modulating chemicals, CDHP and potassium oxonate [potassium 1,3,5-triazine 2,4(1H,3H)-dione-6-carboxylate], at a molar ratio of 1:0.4:1 (14) . CDHP is a competitive inhibitor of 5-FU catabolism, being about 200 times more potent than uracil in inhibiting DPD (15) . When tegafur is combined with CDHP, the resulting 5-FU levels are maintained in both plasma and tumor (14) . Potassium oxonate inhibits orotate phosphoribosyltransferase, the enzyme that phosphorylates (i.e., activates) 5-FU in the gastrointestinal tract. Thus, potassium oxonate may reduce the gastrointestinal toxicity of 5-FU without interfering with its antitumor activity (16) . The cytotoxic action of S-1 is ultimately exerted by 5-FU through its antimetabolic effects on DNA (through thymidylate synthase inhibition) and RNA levels.
S-1 has undergone preclinical evaluation in Japan. The optimal molar ratio for the three components was determined after experiments in sarcoma-bearing rats and human gastric cancer xenografts (14) . The activity of S-1 was demonstrated in experimental solid tumor models, including rodent tumors and human xenografts (14 , 17, 18, 19) . In animal studies, S-1 showed superior activity against human gastric, colon, and breast cancer xenografts compared with UFT (20) . In addition, a comparison with continuous 5-FU infusion suggested that S-1 may be more active and less toxic than 5-FU (21) . Clinical studies of S-1 on a schedule of 28 days with twice-daily dosing, followed by a 14-day rest, were recommended, based on the Phase I trials (22 , 23) . In a Phase II study, S-1 demonstrated significant activity in patients with advanced gastric cancer (24) and has been approved for this indication in Japan. Preliminary favorable results have also been reported in Phase II studies in breast cancer and head and neck cancer (25 , 26) .
No previous Phase I studies of S-1 have been conducted in the United States. The primary objectives of the present study were to determine the MTD and DLT of S-1, and to determine its toxicity profile. The secondary objective was to determine the pharmacokinetic profiles of S-1 constituents in plasma after the administration of a single dose.
| PATIENTS AND METHODS |
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18 years; Zubrod performance status of 0 to 2; life expectancy of more than 12 weeks; absolute granulocyte count of
1,500/µl; platelet count
100,000/µl, bilirubin
1.5 mg/dl, creatinine
2.5 mg/dl, and measurable or evaluable disease. Patients were required to have discontinued chemotherapy, immunotherapy, and radiotherapy for at least 4 weeks before entry into the study (6 weeks for nitrosoureas or mitomycin C). Pregnant and breast-feeding women were excluded from this study, and fertile patients had to practice contraception. Patients with known brain metastasis or leptomeningeal disease were not eligible. Patients gave written informed consent as per institutional and federal regulatory requirements, and the protocol was approved by the institutional review board.
Study Treatment.
S-1 was supplied by Taiho Pharmaceutical Co., Ltd. (Tokyo, Japan). Each capsule of S-1 contained 20 or 25 mg of tegafur. Individual doses were rounded as closely as possible to the calculated dose, given the available formulation. The study drug was administered p.o. twice daily. A course of therapy was defined as 28 consecutive treatment days followed by a 1-week rest (total course duration of 5 weeks). Days on which S-1 was held because of toxic effects were counted as treatment days. S-1 was given between 7 and 10 a.m. and again between 7 and 10 p.m. Because potassium oxonate is unstable under acidic conditions, patients were instructed to take the capsules within 1 h after a meal.
Study Design.
This was a Phase I, single-site, dose-finding study of S-1. Before starting the first course of treatment, each patient received a single dose of S-1 at that patients designated dose level to study the 24-hour pharmacokinetics of the S-1 constituents. Serial blood and urine samples were collected at specified time intervals (see Pharmacokinetic Studies) after this single dose. Three days later, the first course was begun. A starting dose of 30 mg/m2 twice daily (level 1) was selected based on the experience with S-1 in Japan (22
, 23)
. The dose was based on actual body surface area, and intrapatient dose escalations were not permitted. Table 1
shows the dose levels used in this study.
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75% of the planned chemotherapy dose during the treatment period, or grade 3 or 4 nausea/vomiting uncontrolled by aggressive antiemetic support. Grading of toxicity was done according to the NCIC CTC.
S-1 was held until recovery for nonhematological toxic effects grade
2 and for granulocytopenia
1,000/µl and thrombocytopenia
50,000/µl. The protocol specified one level of dose reduction for patients with grade 3 or 4 toxicity. For patients with grade 2 toxic effects, S-1 was held until recovery to grade
1 and then resumed at the same dose level.
All of the patients receiving any dose of S-1 were evaluable for toxicity. Patients receiving a minimum of two courses were evaluable for response, unless there was rapid disease progression after the first course, in which case, progression would be declared and patients would be removed from the study. Patients with a complete or partial remission of their disease continued to receive S-1 until documentation of disease progression. Patients with stable disease were allowed to continue on study, at the discretion of the treating physician, until the disease clearly progressed. Patients returned any unused capsules and their study calendars to the research nurse at each clinic visit, to verify compliance with the treatment.
Patient Evaluation.
All of the patients had a complete medical history and physical examination at the time of enrollment and a repeat physical examination at each clinic visit. Likewise, CBCs and serum chemistry profile, plain radiographs, computed tomography scans, and electrocardiogram were performed before enrollment. CBCs were obtained at least weekly while the patients were receiving S-1. The extent of disease was assessed every two cycles using the same radiographic method used initially to demonstrate measurable or evaluable disease. Responses were determined based on the WHO criteria (27)
. All of the partial and complete responses were to be confirmed 4 weeks after their initial documentation.
Pharmacokinetic Studies.
Blood samples (15 ml) were collected in heparinized tubes before the single dosing of S-1 and at 30 min and 1, 2, 4, 8, 12, and 24 h thereafter. Samples were placed on ice and immediately transported to the laboratory, where the blood was centrifuged and the plasma was frozen at -80°C. Urine samples were collected 12 h before S-1 dosing and for the periods 06, 612, 1218, and 1824 h after administration. After estimation of the total urine volumes, 10-ml samples were frozen and stored at -80°C until analysis.
Plasma and urine concentrations of 5-FU, endogenous uracil, CDHP, potassium oxonate, and its metabolite, cyanuric acid, were determined using gas chromatography with mass spectrometric detection; tegafur concentrations were determined by performancehigh-performance liquid chromatography with UV detection (23
, 28)
. The lower limits of quantification of tegafur, 5-FU, CDHP, and potassium oxonate were 10, 1, 2, and 1 ng/ml, respectively; the analytical method is considered to be approximately 90% accurate (28)
. Pharmacokinetic analysis for the different compounds in plasma was performed using the Winnonlin software (version 1.5; SCI, NC) and included the determination of maximum plasma concentration (Cmax), time to maximum plasma concentration (Tmax), area under the plasma T1/2.concentration-versus-time curve from time zero to last measurable plasma concentration (AUC0-t), area under the plasma concentration-versus-time curve from time zero to infinity (AUC0-
), and plasma elimination half-life (T1/2). Pharmacokinetic analysis for the S-1 constituents in urine included the determination of the amount excreted at each collection interval and the cumulative amount excreted over a 24-hour period. In addition, oral clearance, volume of distribution, and the percentage of the dose excreted in urine were determined for tegafur, CDHP, and potassium oxonate.
| RESULTS |
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Three patients received S-1 at level 2 (40 mg/m2 twice daily). Two patients developed grade 4 diarrhea, and one patient developed grade 3 diarrhea. In addition, one of these patients also developed grade 3 granulocytopenia. The toxicity profile for this dose level is shown in Table 3
. Level 2 thereforewas, therefore, considered above the MTD, and the protocol was amended to include an intermediate dose level of 35 mg/m2 twice daily (level 3).
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Level 1 was, thus, determined to be the MTD, and three additional patients received S-1 30 mg/m2 twice daily. Among these patients, one had grade 3 diarrhea and one had grade 3 hyperbilirubinemia. Nine patients were treated at this dose level, and the overall toxicity observed with 30 mg/m2 twice daily is shown in Table 3
. Severe toxic effects were restricted to the two cases of transient grade 3 hyperbilirubinemia and one patient with grade 3 diarrhea. The most common grade 1 and 2 toxic effects were diarrhea, nausea, vomiting, and asthenia. Our results indicate that the dose of 30 mg/m2 twice daily is the MTD for this agent and that diarrhea is the DLT. We found no evidence for cumulative toxicity among the patients treated on this study. Of the nine patients started on level 1, four received four or more courses. Three of these four patients eventually required dose reductions (to 20 mg/m2 twice daily) because of toxicity. Of the 37 courses administered at dose level 1, 20 were given at 30 mg/m2 twice daily, and 17 were given at 20 mg/m2 twice daily. allAmong all of the dose levels, there were 16 episodes of hyperbilirubinemia in 11 patients; these episodes were recorded during courses 1, 2, 3, and 4 in seven, six, two, and one case, respectively. All of the episodes were transient, and their distribution showed grade 2, 3, and 4 in eight, six, and two cases, respectively. Five patients had two episodes and six patients had only one episode. It should be noted that the grading of hyperbilirubinemia according to the system used in our study (NCIC CTC), is more stringent than the current United States National Cancer Institute CTC version 2.0. Using the latter grading system, we would have classified all of the episodes of hyperbilirubinemia in this trial one grade lower.
Fifteen patients were evaluable for response. There were no complete responses in this trial. One patient with colon cancer had a durable partial response lasting 14 months. Three years before entry into the study, this patient had been diagnosed with metastatic disease to regional lymph nodes and peritoneum that was completely resected; and afterward, the patient received 1 year of 5-FU/leucovorin chemotherapy. On the appearance of liver metastasis, the patient was enrolled on the current protocol. Three patients had disease stability lasting from 5 to 7 months, and 11 had progression of their disease at the first restaging.
Samples for pharmacokinetic analyses could be collected from seven patients on dose level 1, two patients on dose level 2, and four patients on dose level 3. The pharmacokinetic parameters of 5-FU, tegafur, CDHP, uracil, potassium oxonate, and cyanuric acid at the different dose levels are summarized in Table 4
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increased with increasing S-1 dose. 5-FU was eliminated from plasma with mean T1/2 values that did not markedly vary with the dose. Fig. 1
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were
720 times higher than the corresponding mean values for 5-FU (Fig. 1)
Plasma levels of endogenous uracil steadily increased after the administration of S-1, with the mean Cmax at the different dose levels being 70- to 80-fold higher than the baseline (pre-dose) levels. The increased plasma concentrations of uracil after S-1 administration serve as a measure of effective DPD inhibition by CDHP. After reaching maximum concentration, plasma uracil concentrations steadily declined and were close to baseline values 24 h after dosing, which suggested that the functional DPD inhibition by CDHP is reversible (Fig. 1)
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We investigated the correlation between S-1 toxicity and pharmacokinetic parameters. Spearmans rank correlation coefficients were calculated for various adverse events. Significant correlations (P < 0.05) were found between higher 5-FU AUC and increased severity of diarrhea.
| DISCUSSION |
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Our findings differ from those of the Japanese studies, in which S-1 was given for 28 consecutive days followed by a 14-day rest period. Taguchi et al. (22)
reported a Phase I study investigating two different schedules of S-1, given either once or twice daily. Fixed doses of 75100 mg twice daily or 150200 mg once daily were found to be the MTD. The DLT was mainly hematological, and stomatitis and diarrhea were only grade 1 in severity. In a second Phase I study, Hirata et al. (23)
treated 12 patients with fixed doses prespecified according to ranges of body surface area. Thus, patients with a body surface area of <1.25 m2 received 40 mg twice daily; patients with a body surface area from 1.25 to 1.5 m2 received 50 mg twice daily; and patients with a body surface area of >1.5 m2 received 60 mg twice daily. The average dose of S-1 received was 35.9 mg/m2 twice daily. The primary objective in the study by Hirata et al. was to investigate the pharmacokinetics of S-1, and dose escalation was not planned. Only three patients developed grade 3 or 4 toxic effects, all of which were hematological. This dose system was used in other studies from Japan. To make comparisons with the schedule used in our study, we calculated the ranges of doses (in mg/m2) actually given to Japanese patients, according to the ranges of body surface area specified (Table 5)
. The doses used in the Japanese studies were fairly similar to the dose range that we used but, on average, were higher than our recommended dose of 30 mg/m2 twice daily.
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More recently, another Japanese Phase II trial of S-1 in patients with advanced gastric and colorectal cancer was reported (31) . Response rates were 53.6 and 16.7% for patients with gastric and colorectal cancer, respectively. Approximately one-third of these patients had received prior chemotherapy. Patients received the fixed doses of 50 mg or 75 mg twice daily for 28 days followed by a 2-week rest. Once more, grade 3 or 4 toxicity was mainly hematological, with 19% of patients having neutropenia and 8.6% having anemia or leukopenia. In this study, however, 24.1% of patients had diarrhea of any grade (8.6% with grade 3 or 4), compared with 11.7% of 51 patients in the other study by the same group (24) .
The EORTC reported the results of a Phase I study of S-1 conducted in Europe (32) . Twenty-eight patients with advanced solid tumors received S-1 for 28 days, followed by a 7-day rest. The starting dose was 25 mg/m2 twice daily, and DLT occurred at 45 mg/m2 twice daily. As was true for our study, grade 3 or 4 diarrhea was the most important DLT, occurring in three of five patients receiving 45 mg/m2 twice daily. EORTC investigators were able to demonstrate a difference in the incidence of diarrhea according to the extent of previous exposure to chemotherapy among patients who received 40 mg/m2 twice daily. The pharmacokinetic results in that study are comparable with ours, with linear 5-FU kinetics and a correlation between 5-FU parameters and the occurrence of diarrhea. On the basis of their findings, the EORTC investigators suggested 40 mg/m2 twice daily as the starting dose for Phase II studies in patients with no heavy previous exposure to chemotherapy. For patients with extensive prior chemotherapy, the dose of 35 mg/m2 twice daily was suggested.
We cannot explain the differences in the toxicity profile observed among the Japanese trials (22, 23, 24, 25, 26 , 29, 30, 31) and the EORTC (32) and the present study. Whereas hematological toxic effects predominated in the studies conducted in Japan, diarrhea was the DLT in Europe and the United States. Potassium oxonate decreased the gastrointestinal toxicity of 5-FU in animal models (16) . In our trial, diarrhea was the most significant toxic effect, but we were not able to ascertain whether potassium oxonate helped reduce the frequency or severity of diarrhea because we did not have a control group receiving tegafur and CDHP alone.
A comparison can be made between our pharmacokinetic results and those in the study by Hirata et al. (23
; Table 6
). At equivalent dose levels, the AUC for 5-FU in our patients are similar to those in Japanese patients. On the other hand, our patients had lower AUC for tegafur, suggesting a higher rate of conversion from the latter compound to 5-FU in our patients. Cytochrome P450 enzymes are involved in the oxidation of a number of drugs, and both interindividual and racial variations in the expression of P450 isozymes have been reported. Shimada et al. (33)
have shown that Japanese individuals have lower expression of the cytochrome P4502A6 (CYP2A6) isozyme, compared with Caucasian individuals. Using human liver microsomes, it has been suggested that CYP2A6 is the main enzyme for the biotransformation of tegafur to 5-FU (34)
. Whether pharmacogenetic variability could explain the quantitative and qualitative differences in the toxicity profile between the Japanese and Western studies of S-1 remains speculative at this time.
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The oral treatment of cancer is an attractive modality, providing convenience for patients and health care staff (35 , 36) . Oral fluoropyrimidines such as UFT (12) , capecitabine (37) , and S-1 may in the future prove to be viable alternatives to i.v. 5-FU. S-1 is a rationally developed oral fluoropyrimidine combination deserving further investigation in Phase II trials of gastrointestinal malignancies. Results, thus far, suggest that S-1 may have a role in the treatment of metastatic gastric cancer (24 , 29 , 31 , 38) , and additional Phase II studies in this setting seem warranted (39) . Establishing the definitive role and the comparative efficacy of this fluoropyrimidine compared with other agents in this class will require additional studies. We recommend a starting dose of 30 mg/m2 given twice daily for 28 days, every 5 weeks. However, the relatively long half-life of the active compound (5-FU) may allow for once daily dosing, and this possibility should be evaluated in future studies.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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1 Supported by a contract from Taiho Pharmaceutical Co., Ltd., Tokyo, Japan. ![]()
2 To whom requests for reprints should be addressed, at Núcleo de Estudos Clínicos em Câncer, Hospital Israelita Albert Einstein, Av. Albert Einstein 627/701-2SS, 05651-901, Sao Paulo, Brazil. Phone: 55-11-37470491; Fax: 55-11-37471483; E-mail: necc{at}einstein.br ![]()
3 Present address: Department of Oncology, Albert Einstein Hospital, 05651-901 Sao Paulo, Brazil. ![]()
4 Present address: Covance Clinical Development Services, Princeton, NJ 08540. ![]()
5 Present address: Division of Oncology Drug Products, Center for Drug Evaluation and Research, Food and Drug Administration, Rockville, MD 20850. ![]()
6 The abbreviations used are: 5-FU, fluorouracil; DPD, dihydropyrimidine dehydrogenase; CDHP, 5-chloro-2,4-dihydroxypyridine; MTD, maximum tolerated dose; DLT, dose-limiting toxicity; CBC, complete blood plasma count; EORTC, European Organization for the Research and Treatment of Cancer; CTC, Common Toxicity Criteria; NCIC, National Cancer Institute of Canada; AUC, area under the curve. ![]()
Received 9/25/01; revised 7/ 9/02; accepted 7/27/02.
| REFERENCES |
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