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Division of Medical Oncology, Mayo Clinic, Rochester, Minnesota 55905
| ABSTRACT |
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| Introduction |
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Tamoxifen was considered the endocrine agent of choice when this topic was reviewed 1 year ago at this conference (3) . Since that time, substantial data have appeared that make the reassessment of adjuvant endocrine therapy not only possible but mandatory. This review will examine the impact on the management paradigm in postmenopausal women of new data relating to the use of AIs that have come from the ATAC trial and the status of other clinical trials addressing the use of AIs in the postmenopausal adjuvant setting.
| Tamoxifen in the Adjuvant Setting |
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Oxford Overview data (4) have revealed important information relating to the use of tamoxifen in the postmenopausal adjuvant setting. In particular, the value of the ER as a predictive factor has been demonstrated, in that its absence in a patients tumor indicates the lack of potential benefit from the use of tamoxifen. There was no evidence of benefit in about 8,000 women with low or no ER in their primary tumor. Excluding patients whose tumors lacked the ER, 5 years of tamoxifen produced highly significant reductions in recurrence and death over about 10 years of follow-up in women at least 50 years of age. Considering the age groups of 5059, 6069, and 70+ years, the proportional risk reductions for recurrence were 37% (SD = 6%), 54% (SD = 5%), and 54% (SD = 13%), respectively. For death, these corresponding reductions in risk were 11% (SD = 8%), 33% (SD = 6%), and 34% (SD = 13%), respectively. The reductions were similar irrespective of the presence or absence of chemotherapy. This substantial level of benefit remains with an additional 5 years of follow-up in the 2000 Overview, which is as yet unpublished.4 It is important to note that the levels of benefit with tamoxifen are greater than those with chemotherapy in women 50 years of age or greater. Considering women aged 5069, the proportional risk reduction for recurrence with chemotherapy was only 20% (SD = 3%), and the reduction in risk of death was 11% (SD = 3%) (6) . It is clear that the potential benefit from adjuvant tamoxifen exceeds that for chemotherapy in the postmenopausal patient.
Chemotherapy is commonly used with tamoxifen. Recent data have addressed the question of concomitant versus sequential chemotherapy and tamoxifen. Albain et al. (7) addressed this question in 1116 postmenopausal women with hormone receptor-positive and node-positive breast cancer and found there was an absolute 5% improvement in 8-year DFS (from 62% to 67%), with a one-sided P of 0.045 after adjustment for stratification factors, for patients in whom the tamoxifen was administered sequentially rather than concurrently. Delaying tamoxifen until completion of chemotherapy, which in this case was cyclophosphamide, Adriamycin, and 5-fluoruracil, resulted in an estimated 18% improvement in DFS. These data provide a reasonable basis for choosing the sequential approach when using chemotherapy and hormonal therapy as adjuvant treatment in postmenopausal women.
Numerous SERMs other than tamoxifen have been evaluated in breast cancer in the metastatic setting (8) , but to date, none have shown an advantage over tamoxifen. Preliminary data from a randomized trial of tamoxifen and toremifene, each given for 3 years, in the adjuvant setting in postmenopausal women with positive nodes have been published (9) . This report, which involved the first 899 patients of the 1480 patients entered, demonstrated no significant differences in time to recurrence, overall survival, and tolerability between the two agents. Thus, at present, there is no basis to consider a newer-generation SERM as preferable to tamoxifen in the adjuvant setting.
The foregoing demonstrate the vast amount of experience and evidence relating to the use of tamoxifen in the adjuvant setting. Tamoxifen has set a high standard against which new endocrine agents must be tested in postmenopausal women.
| AIs in the Adjuvant Setting |
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Boccardo et al. (11) presented early results of a trial in which patients who had received about 3 years of tamoxifen were then randomized to either an additional 2 years of tamoxifen or AG. In 380 patients randomized from 1992 to 1998, there was no difference (P = 0.8) in event-free survival, but overall survival was significantly better (P = 0.005) for the tamoxifen followed by AG arm. The tamoxifen plus AG arm had more patients relapsing with local disease and fewer relapsing with visceral disease than the tamoxifen-alone arm.
Trials Involving Third-Generation AIs.
The third-generation AIs, anastrozole, exemestane, and letrozole, currently represent the major hope for improving the effectiveness of adjuvant hormonal therapy in postmenopausal women, and their study represents a major global research effort. At present, clinical trials are evaluating the use of AIs in sequence with tamoxifen, instead of tamoxifen, and in combination with tamoxifen (12
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The first major report of a trial evaluating the third-generation AIs was presented at the San Antonio Breast Cancer Symposium in December 2001 (14) and was published recently (15) . The ATAC trial involved 9366 postmenopausal women randomized with tamoxifen alone, anastrozole alone, or the combination. The study was double-blind, and treatment length is planned for 5 years, but the median follow-up for this dataset was 33.3 months. The primary end point is DFS, which is defined as the time to local or distant recurrence, new primary breast cancer, or death. Anastrozole was superior to tamoxifen with a hazard ratio of 0.83 (95% CI, 0.710.96; P = 0.013). The relative reduction in event rate was 17%, with an absolute reduction of 2% at 3 years. The combination arm was nearly identical to the tamoxifen arm. The finding of a lack of benefit of combining an AI with tamoxifen seen in the ATAC trial is consistent with clinical studies using AG in the metastatic setting (16) and third-generation AIs in preclinical studies (17) . Because ATAC is the only trial addressing the issue of combining an AI and tamoxifen in the adjuvant setting, no additional information is anticipated on this issue.
Considering the receptor-positive population in the ATAC trial, the DFS was again superior for anastrozole with the hazard ratio (anastrozole versus tamoxifen) reaching 0.78 (95.2% CI, 0.650.93; P = 0.005). Analyses of time to recurrence were performed comparing anastrozole and tamoxifen in various subgroups, and a beneficial effect of anastrozole over tamoxifen was not seen in the hormone receptor-negative patients, as might be expected, and in the approximately 20% of patients who had received prior chemotherapy. The authors concluded that further follow-up is necessary before any conclusion regarding the relative efficacy of anastrozole and tamoxifen in patients who receive adjuvant chemotherapy.
Considering new contralateral breast primaries, there was a 58% reduction for anastrozole relative to tamoxifen (odds ratio, 0.42; 95% CI, 0.220.79; P = 0.007). Of particular note is that the contralateral breast cancers reduced by anastrozole were invasive cancers (9 invasive cancers on the anastrozole arm and 30 invasive cancers on the tamoxifen arm), whereas the numbers of noninvasive cancers were similar (5 and 3 noninvasive cancers, respectively).
The toxicity profiles of anastrozole and tamoxifen differed. Anastrozole, relative to tamoxifen alone, was associated with a significantly lower incidence of endometrial cancer, vaginal bleeding and discharge, cerebrovascular events, venous thromboembolic events, and hot flushes, whereas tamoxifen was associated with significantly fewer episodes of musculoskeletal disorders and fractures. No significant differences were seen between anastrozole and tamoxifen in terms of cataracts, ischemic cardiovascular disease, fatigue/tiredness, mood disturbances, nausea, and vomiting. The study withdrawal rates due to drug-related events were 5.1% for anastrozole and 7.2% for tamoxifen. Prof. Michael Baum, principal investigator for the main ATAC trial, noted in a presentation of these results in May 2002 at the ASCO annual meeting that survival information should be available in about 18 months.
| Interpretation of the ATAC Results |
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On September 5, 2002, the United States Food and Drug Administration granted accelerated approval to anastrozole (Arimidex; AstraZeneca) for adjuvant therapy in postmenopausal women with hormone receptor-positive early breast cancer. In this authors view, this approval was expected and appropriate, and although it does not change the validity of the ASCO panels position, it does increase the adjuvant endocrine options for postmenopausal women.
There are many issues that remain to be resolved with the AIs. In particular, the optimal duration of therapy needs to be determined. Further information is needed in the patient who develops chemotherapy-related amenorrhea, particularly in light of data indicating that premenopausal serum estradiol levels may persist in this setting (19) . Additional important issues concern the effects of long-term AI therapy on bone, lipids, urogenital function, vasomotor symptoms, cognition, and other quality of life parameters.
Data are emerging with respect to some of the important endpoints noted above. A quality of life subprotocol was conducted over a 24-month period involving 1105 of the patients entered on the ATAC trial (20) . Overall, the quality of life as determined by the Total Outcome Index from the FACT-B questionnaire plus an endocrine subscale questionnaire was similar for anastrozole and tamoxifen alone as well as the combination, and all three groups showed some improvement over the 24-month period of the study. No statistically significant difference was identified between tamoxifen and anastrozole in the total endocrine symptoms score. However, some advantage was identified for anastrozole in terms of vaginal discharge and sweating and for tamoxifen in terms of vaginal dryness and sexually related symptoms. Of importance in this study was the finding that there was substantial under-reporting by patients to physicians of certain symptoms, particularly sexual-related symptoms, compared with those identified in the questionnaires.
An endometrial subprotocol from the ATAC trial was performed in 279 patients and consisted of transvaginal ultrasound and hysteroscopy at 12 and 24 months (21) . This study revealed that tamoxifen (alone or in combination with anastrozole) was associated with a greater increase in endometrial thickness and higher incidence of endometrial abnormalities than anastrozole alone. A bone subprotocol is also being conducted as a part of the ATAC trial, and results should be forthcoming in the latter part of 2002.
| Major Ongoing Adjuvant Trials in Postmenopausal Women Involving AIs |
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Tamoxifen Exemestane Adjuvant Multinational (TEAM) Trial.
The study is evaluating exemestane for 5 years versus tamoxifen for 5 years. This consists of multiple substudies that will be combined in a meta-analysis. The study opened in 2001. Accrual is ongoing.
International Cancer Collaboration Group (ICCG) Study 96.
The study is evaluating tamoxifen for 23 years followed by exemestane for 23 years (for a total of 5 years) versus tamoxifen for 5 years. The study opened 1998. Accrual is complete.
German Adjuvant Breast Cancer Group (GABG) Study IV-C/ARNO Trial.
The study involves a randomization to tamoxifen for 3 years, or anastrozole for 3 years following 2 years of tamoxifen. The study opened in 1996. Accrual is ongoing.
Austrian Breast Cancer Study Group, Study 8.
The study involves a randomization to tamoxifen for 3 years or anastrozole for 3 years following 2 years of tamoxifen. The study opened in 1996. Accrual is ongoing.
(J)MA.17.
The study involves a randomization to letrozole for 5 years versus placebo for 5 years following 5 years of tamoxifen. The study opened in 1998, and the accrual goal was achieved in May 2002. The study has been extended to complete accrual on bone subprotocol.
National Surgical Adjuvant Breast and Bowel Project B33.
The study involves a randomization to exemestane for 3 years versus placebo for 3 years following 5 years of tamoxifen. The study opened in 2001. Accrual is ongoing.
As can be seen, there are multiple trials that are addressing the value of AIs in postmenopausal women with breast cancer. Unfortunately, it appears that it will be at least 2004 before data will be forthcoming on any trial other than ATAC.
| Conclusions |
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| Open Discussion |
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Dr. James Ingle: I think the guidelines will be valuable if people read them. Ive seen premenopausal women put on AIs.
Dr. Steven Come: In regard to the ASCO taskforces guidelines, the recommendation it made is the responsible recommendation. The data are early. We should be cautious. But since AIs have always been as good or better than tamoxifen in every other setting or model, I wondered how readily the taskforce came to consensus on this issue.
Dr. Eric Winer: We came to consensus very quickly. I dont think that any of us would say that its unethical to give a woman an AI in the adjuvant setting. I think the finding that really pushed us was the fact that the absolute difference in terms of distant recurrence is 0.8%. The difference is very small. Theres no difference in overall survival. We do know that a 5-year course of tamoxifen is required to see the full benefits, and the situation may or may not be the same with an AI. I think the panel was quite concerned about the possibility of late toxicities and felt that we should have a little more data before there was widespread use.
Dr. Kathleen Pritchard: AIs are being used long term in women who are fairly well, some of whom are going to be at quite low risk of suffering a recurrence, and I think bone health and other quality of life issues are going to be the determining factors. In this initial flush of enthusiasm, you see a resultits betterthen I think you have to see all of the data. The other thing thats worrying me is this issue of previous chemotherapy. In this setting, how many of our patients, yours and mine, are on adjuvant chemotherapy as well?
Dr. Aman Buzdar: There are differences in the types of chemotherapy administered to these patients between the three arms of the ATAC study. Here we are talking 1% or 2% differences, and we know from the overview of the chemotherapy data that its not like giving somebody tamoxifen, where either it works or it doesnt work. There are differences in the efficacy of the chemotherapy. So I think at this point we cant say that there are interactions with chemotherapy. It may be variations in the chemotherapy that we need to adjust for, and we need more events to see what happens.
Dr. Kent Osborne: While the data with tamoxifen suggest it may not be so hot to give it with CAF (cyclophosphamide, Adriamycin, and 5-fluoruracil), we dont know that for the AIs. There are certain apoptosis genes that would be down-regulated with an AI that are up-regulated with tamoxifen, so you could make a hypothesis that the combination could be worse or it could be better. You cant assume that simultaneous treatment is going to be bad as it seems to be with tamoxifen.
Dr. Mitch Dowsett: I have a couple of points about the ATAC study. We tend to focus now on the agonist effects of tamoxifen. I think we will forevermore. That was clearly an important experiment in terms of the combination arm, which seems to have answered that issue once and for all. What was remarkable was when you go through the various different end points, and there were many end points in terms of adverse events predefined and nonpredefined, there was not one end point that was statistically significantly different between the tamoxifen and the combination arm.
Dr. Osborne: They were identical. It was like there were two arms of tamoxifen. Some people didnt want to have that combination arm because they predicted this was what was going to happen. It is probably a good thing that it was done because it absolutely nails down the fact that tamoxifen is an agonist at a low level in some patients.
Dr. Dowsett: Do you think its too much to actually say that tamoxifen may be worth about 3 pmol/liter estradiol? Thats essentially the level we get with AG, AG plus tamoxifen is equivalent to AG, which is equivalent to tamoxifen. Youre at that threshold level. Its going to vary a great deal between patients because of differences in levels of AIB1 and other ER coregulators. But overall, that seems to be the level. Then I think you can begin to hypothesize that you might get more effect with tamoxifen plus Zoladex than Zoladex alone, because youre still working in an estrogen environment at 25 pmol/liter.
Dr. Buzdar: There is a study I happened to review for a journal in which a fairly large number of patients were given AG with or without tamoxifen, and in that study the results are exactly the same as what you see in the ATAC study; the combination arm had no benefit over tamoxifen. Its a much larger study with fairly long follow-up.
Dr. Osborne: Are there any data on whether other normal tissues have aromatase and rely on it for physiological processes?
Dr. Buzdar: There was a whole issue of the Journal of Steroid Biochemistry and Molecular Biology that was dedicated to looking at the aromatase activity in different sites.
Dr. Winer: On the ASCO panel, the four patient advocates were even more insistent than the doctors about maintaining tamoxifen as the standard at the moment. The guidelines may help reassure some patients and prevent them from demanding AIs from doctors who otherwise would be on the fence. I tell patients that I think its pretty likely that AIs will have a role in the adjuvant setting in the not-distant future, but my hunch and the ATAC data are not enough, in my mind, to lead to a change in practice. We just need a little more time and some additional follow-up data.
Dr. Osborne: There are some potential serious differences in toxicity that we just dont know about in AIs. Were thinking about long-term toxicity with an endocrine therapy compared to a chemotherapy. Thats what worries me. With AI as adjuvant therapy, theres no estrogen in the brain for 5 years.
| FOOTNOTES |
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2 To whom correspondence should be addressed, at Division of Medical Oncology, Mayo Clinic, 200 First Street SW, Rochester, MN 55905. Phone: (507) 284-2511; Fax: (507) 284-1803; E-mail: ingle.james{at}mayo.edu ![]()
3 The abbreviations used are: ER, estrogen receptor; PgR, progesterone receptor; AI, aromatase inhibitor; ATAC, Arimidex, Tamoxifen, Alone or in Combination; SERM, selective estrogen receptor modulator; AG, aminoglutethimide; DFS, disease-free survival; CI, confidence interval; ASCO, American Society of Clinical Oncology. ![]()
4 Early Breast Cancer Trialists Collaborative Group, 2000 Oxford Overview, unpublished observations. ![]()
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