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Session IV: CLINICAL STUDIES: SOLID TUMORS |
Departments of Pediatrics [M. O., E. M., M. S. C.], Biostatistics [Y-K. C.], and Pathology [B. A.], Columbia University, New York, New York 10032, and Department of Pediatrics, Ohio State University, Columbus, Ohio 43205 [T. G. G.]
| ABSTRACT |
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Experimental Design: Patients received two to six courses of cyclophosphamide (600 mg/m2, on day 1 of each course) and prednisone (1 mg/kg, every 12 h x 10 doses), given every 3 weeks. The first two courses were given in combination with 46 weekly doses of rituximab (375 mg/m2, i.v.). Imaging studies were done every 2 months to document response.
Results: There were six PTLD patients (two fulminant); age, 423 year; sex, male:female (3:3); status post SOT (two cardiac, two liver, two renal); median onset, 39 months (10144 months). Fifty percent were polyclonal, 100% were CD20+, and 83% were EBV+. The overall response rate was 100% (five CRs and one PR). All five CRs showed no evidence of disease, and one PR eventually progressed and died of fulminant disease. All allografts in surviving patients were functional. There was no grade III/IV toxicity and/or no infectious complications related to the combination of Cy/Pred with rituximab. Median follow-up was 12.5 months (range, 429 months).
Conclusions: These preliminary results suggest that the combination of Cy/Pred and targeted immunotherapy (rituximab) is well tolerated and may be more efficacious in patients with PTLD after SOT. Future prospective larger trials with longer follow-up investigating this combination will be required to confirm these preliminary results.
| Introduction |
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500 cases of PTLD occur in the United States each year. Of these, there are estimated to be between 100 and 125 cases of PTLD in children. The outcome of PTLD has been limited by a lack of uniformity in diagnostic criteria and uniform treatment strategies. There are numerous studies looking at histology, clonality, and molecular aberrations in cellular and viral genes as prognostic factors, and the results are not conclusive (4, 5, 6, 7, 8, 9, 10, 11) . Outcome has also been correlated to clinical presentation (2 , 12) . Patients with an infectious mononucleosis-like illness do well with reduction of immune suppression with or without other therapies. Patients with fulminant, disseminated, systemic disease that clinically resembles septic shock do poorly despite therapy. The majority of PTLD patients present with lymphomatous lesions (localized or disseminated) that are often extranodal. Successful treatment of these patients is a therapeutic challenge, in part because of increased susceptibility to toxicity and life-threatening infections and the necessity to maintain the allograft. Although reduction of immune suppression may be sufficient in controlling the disease, patients who do not tolerate reduction of immune suppression (i.e., graft rejection), or do not respond to immune suppression reduction, require more aggressive therapy and have a much poorer prognosis, with a mortality reported to be as high as 5090%.
Antiviral agents (acyclovir or ganciclovir) and/or i.v. immunoglobulin have been used extensively for prophylaxis and treatment of PTLD, but the efficacy of antivirals in treating PTLD is uncertain because antivirals are seldom used without other interventions (e.g., reduction of immunosuppression; Ref. 13
). Other treatment approaches include local control with surgery and/or radiotherapy, which are very effective in curing localized disease, but this represents only a small percentage of patients. IFN-
has been used to treat PTLD that was refractory to immune suppression reduction with a complete remission rate of about 70%, but death caused by relapse, allograft rejection, and infection have been problematic, resulting in disease-free survival of less than 50% (14
, 15)
.
Successful treatment of PTLD necessitates controlling the inherent B-cell proliferation and facilitating the development of an appropriate EBV-CTL response. The use of anti-B-cell antibodies to treat PTLD decreases B-cell proliferation and does not inhibit EBV-CTL development. Immunotherapy for PTLD using anti-B-cell antibodies was first attempted using anti-CD21 and anti-CD24 with a 55% long-term disease-free survival (16) . More recently, when anti-CD20 antibodies have been used, the response rate has been reported to be 65%, with an 18% relapse rate; 4% died of rejection, and 12% died of infection (17) . In a much larger cohort and with longer follow-up, the overall response rate was only 46%, with an additional 56% of patients either progressing or dying on study (18) .
For patients who fail reduction of immune suppression by not resolving the PTLD and/or developing rejection, cytotoxic chemotherapy is attractive because it will treat both processes. Previous results demonstrated high response rates, but also high rates of death because of treatment-related toxicity and disease-free survival <50% (19 , 20) . Therefore, a trial using a low-dose chemotherapy regimen of Cy/Pred was conducted (21) . Remission rates and allograft survival were high (>80% and >90% if fulminant PTLD cases were excluded), and treatment-related toxicity was low (5%). The 2-year survival was 73%, but disease-free survival was only 58% (12) .
A recent study has demonstrated improved disease-free survival of nontransplant patients with B-cell NHL by the addition of rituximab to standard chemotherapy (22) , whereas other studies have shown good response rates to rituximab alone (17 , 18 , 23) . Therefore, rituximab was added to the low-dose chemotherapy regimen for PTLD that is refractory to reduction of immune suppression to try to improve disease control without adding toxicity.
| Materials and Methods |
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Response Evaluation.
Patients were evaluated at presentation to the Pediatric Oncology Service with CT scans and PET, when available. Once therapy with CPR began, patients were evaluated after two, four, and six cycles of therapy, or at the completion of therapy and then every 3 months thereafter. Radiographic response was assessed using current Working Group Criteria (24)
. Complete blood counts and renal and hepatic profiles were followed weekly while patients were receiving cyclophosphamide and then monthly once off therapy. Quantitative immunoglobulin levels (IgG, IgM, and IgA) were followed at baseline and then every 2 months or at the time a patient presented with fever.
Hematopathology.
Biopsy specimens for all patients were examined independently by two hematopathologists at CHNYP and were confirmed to have PTLD. Diagnostic tissues included: three lymph node biopsies, a tonsillectomy specimen and a duodenal biopsy (case 2), a biopsy of terminal ileum-cecum (case 1), and a biopsy of abdominal wall mass (case 4). Sections of formalin-fixed, paraffin-embedded tissues were stained with H&E for routine microscopic examination. Lesions were classified according to the recently proposed WHO classification system (25)
. Extra sections were cut for IHC, ISH, and for DNA extraction and molecular analysis by PCR. An immunostain for CD20 (L26; DAKO Corp., Carpenteria, CA) was performed after antigen retrieval in citrate buffer (pH 6.0), and a LMP-1 immunostain (DAKO Corp.) was performed after microwave antigen retrieval. Antibody binding was detected using the Envision Plus kit (DAKO Corp.) using 3,3'-diaminobenzidine as a chromogen on a DAKO autostainer. EBER was detected by ISH using anti-EBV probe (NCL-EBV; Novocastra Laboratories Ltd., Newcastle-upon-Tyne, United Kingdom).
When possible, fresh tumor samples were also examined by flow cytometry to expedite documentation of presence of CD20-positive cells in the tumor tissue. PCR molecular analysis was used to determine presence of JH rearrangement as a marker for B-cell clonal proliferation. JH rearrangement was determined with oligonucleotide primers that amplify rearrangements between the immunoglobulin heavy chain variable genes (FRIII) and the joining region, followed by heteroduplex analysis and PAGE.
Statistical Analysis.
The overall survival of patients in this study was summarized using Kaplan-Meier estimates (Fig. 1)
. A patients survival time was calculated as the time from start of therapy to April 1, 2003, or until death (n = 6; Ref. 26
). The response rate of the patients was summarized with an exact 95% confidence interval.
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| Results |
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Hematopathology.
Pathological characterization of tumor cells demonstrated that three tumors were monoclonal (either by PCR and/or by flow cytometry), whereas two had polyclonal cell populations (clonality could not be assessed in tumor tissue from patient 4). All were CD20+, and five of six tumors were EBV+ by either EBER (four cases) or LMP (one case; Table 1
). Morphologically, four patients had tumors that were polymorphic, whereas two had monomorphic histology (Fig. 2, A and B)
. Patient 6 is represented in Fig. 2, BD
, demonstrating H&E, CD20 expression, and EBER positivity. All pathology findings are summarized in Table 1
. Two of the cases (the tonsil from patient 2 and the biopsy of the abdominal wall mass from patient 4) showed diffuse proliferation of large atypical lymphoid cells with brisk mitotic activity and variable necrosis (Fig. 2A)
, changes consistent with monomorphic PTLD/diffuse large cell lymphoma. The large cells were positive for the CD20 antigen (by IHC) and for EBER (by ISH). The lymph node biopsies from patients 3, 5, and 6 showed effacement of normal architecture by a rather diffuse proliferation of atypical and polymorphic lymphoid cells, including medium-sized lymphoid cells, variable numbers of plasma cells, and large transformed lymphoid cells, consistent with polymorphic PTLD (Fig. 2B)
. The colon biopsy showed polymorphic infiltrate in the lamina propria with large atypical cells. The majority of lymphoid cells in these infiltrates (especially the large cells) were positive for the CD20 antigen (by IHC; Fig. 2C
) in all cases and for EBER (by ISH; Fig. 2D
) and/or LMP-1 (by IHC) in three of the cases. Molecular analysis by PCR method was performed in four cases, and clonal rearrangements of the JH gene were detected in two cases, whereas one additional case in which PCR was not performed was found to be monoclonal by flow cytometry (Table 1)
. One case (patient 2) was found to have a clonal rearrangement of the JH gene detectable in peripheral blood lymphocytes.
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-globulin.
Allograft Function.
All patients allografts tolerated the CPR treatment well, and none developed rejection while on therapy. One patient developed mild and transient organ rejection 2 months after coming off therapy (Table 2)
. All patients remained on decreased immunosuppression throughout treatment with CPR. With the exception of the patient who developed mild rejection and the patient who died, all patients have continued on pretreatment levels of lowered immunosuppression.
| Discussion |
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The mainstay of treatment of PTLD after SOT has been a reduction in the intensity of immunosuppressive medications (6 , 7) . Although this approach has a reasonable success rate in patients with polymorphic histology, less than one-third of children with monomorphic histology respond to simple reduction of immunosuppressive medications (7) . Furthermore, reducing immunosuppressive medications after SOT for the treatment of PTLD significantly increases the risk of organ allograft rejection and failure. Successful treatment of PTLD requires controlling EBV-induced B-cell proliferation and transformation and enhancing the development of specific EBV CTLs (31) .
Antiviral therapy including acyclovir and, recently, ganciclovir has been suggested as a potential therapeutic approach for EBV-associated PTLD (13) . However, in a large review, the survival rate for transplant recipients treated with acyclovir was similar to the overall survival rate in similar patients not treated with acyclovir (13) . A large study of patients with EBV PTLD indicated that a few pathological lesions contained replicating EBV DNA, but the vast majority contained latent EBV DNA (32) . Acyclovir only inhibits viral replication but does not prevent EBV-induced B-cell transformation. Therefore, this and other similar antiviral drugs would not be expected to be effective in EBV PTLD, because the majority of cells have become latently infected with EBV (33) .
Immunomodulation with IFN and/or i.v.
-globulin has additionally been attempted in patients with PTLD after SOT but, unfortunately, has been associated with mixed results (14
, 34)
. The most successful therapy for EBV-associated PTLD after allogeneic stem cell transplantation has been the infusion of donor leukocytes from the original family or unrelated donor (35)
. Recently, a small number of patients with PTLD after SOT have also received partially HLA-matched allogeneic EBV-specific CTLs from a frozen bank of CTLs derived from healthy blood donors (36)
. Unfortunately, most patients with PTLD after SOT do not have the availability of HLA-matched infusion of donor leukocytes from the original donor, and the risk of serious acute graft versus host disease is still considerably high.
The use of aggressive combinations of chemotherapy has additionally been investigated in patients with PTLD after SOT. Initial results indicated a high mortality rate and a high failure rate after combination aggressive cytotoxic chemotherapy (19) . Recent investigations in both children and adults with PTLD after SOT have indicated a high response rate with less toxicity and mortality with low-dose combination chemotherapy (7 , 20) . We recently demonstrated that very low-dose chemotherapy (Cy/Pred) induces a significantly high CR rate with minimum morbidity and mortality in children with PTLD after SOT (21) . However, despite a very high (>90%) response rate with Cy/Pred, the 2-year event-free survival is only approximately 58% in children with PTLD after SOT (12) . Therefore, whereas low-dose chemotherapy reduces the morbidity and mortality in patients with PTLD after SOT, it does not result in a high percentage of long-term event-free survival.
Previous studies with anti-B-cell monoclonal antibodies (anti-CD21 and anti-CD24) suggested a high response rate but only a 50% long-term disease-free survival in a small number of solid organ transplant recipients who developed PTLD (37)
. In additional studies with monoclonal anti-B-cell antibodies in patients with PTLD after SOT, the long-term disease-free survival is still only around 5055% (16)
. A recently developed chimeric antibody that consists of variable regions from the heavy and light chains of the murine anti-CD20 antibody and human IgG1 and
constant regions was demonstrated to induce significant responses in adults with low and intermediate non-PTLD-associated B-NHL (38)
. Subsequently, Czuczman et al. (23)
demonstrated a 100% response rate in untreated adult patients with indolent non-PTLD B-NHL with combination rituximab and CHOP chemotherapy (chemoimmunotherapy). Most recently, Coiffier et al. (22)
demonstrated that chemoimmunotherapy (using rituximab and CHOP chemotherapy) compared with chemotherapy alone with CHOP in elderly patients with diffuse large B-cell lymphomas resulted in a significant improvement in disease-free survival and overall survival.
Initial studies using monoimmunotherapy (rituximab) in patients with PTLD reported a 65% response rate with an 18% relapse rate and a 16% mortality rate after rituximab alone (17) . However, in a much larger cohort and with longer follow-up in a multicenter open-label Phase II trial of rituximab therapy in patients with PTLD, the overall response rate was only 46% with an additional 56% of patients either progressing or dying on study (18) . These results suggest that although single-agent rituximab therapy may be of some benefit in controlling EBV-transformed B-cell proliferation, single-agent immunotherapy is not likely to result in a high percentage of long-term sustained remissions and enhanced event-free survival.
On the basis of single-agent data of rituximab and our recent data of Cy/Pred low-dose chemotherapy, we began to pilot the combination of CPR in patients with PTLD after SOT who either had fulminant PTLD or those with nonfulminant PTLD who failed previous medical therapy with reduced immunosuppression. In small numbers of patients, we have demonstrated that CPR is a well-tolerated regimen in patients with PTLD after SOT and is associated with minimal toxicity (no patients developing grade III or IV toxicity). Furthermore, we have demonstrated a 100% overall response rate (85% CR and 15% PR) to CPR in this small number of patients with PTLD after SOT. Additionally, despite one patient with fulminant PTLD that ultimately progressed after a PR and who died of progressive PTLD, this chemoimmunotherapy regimen (CPR) has resulted in patients with PTLD after SOT having sustained disease-free survival and event-free survival ranging between 8 and 29 months after CPR.
In summary, PTLD after SOT is a heterogeneous disease that is secondary to EBV-induced B-cell transformation and decreased host-specific EBV CTL cellular immunity. Approaches that inhibit B-cell proliferation and transformation and/or enhance the induction of EBV CTL activity will likely result in a significant improvement in the outcome of patients with PTLD after SOT. The use of combined chemotherapy and immunotherapy (chemoimmunotherapy) with CPR seems to be a promising new approach to patients with PTLD after SOT. A much larger cohort of patients with larger follow-up is required to determine whether this regimen will result in an improvement in long-term event-free survival and decrease the PTLD relapse rate and allograft rejection rate in patients with PTLD after SOT. Additionally, biological studies investigating changes in circulating EBV DNA, the induction of EBV-specific CTLs, and the molecular genetic features of PTLD will lead to a more rational approach to future therapeutic investigations in this disease.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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2 To whom requests for reprints should be addressed, at Herbert Irving Comprehensive Cancer Center, Columbia University, 161 Fort Washington, Irving 7, New York, NY 10032. Phone: (212) 305-8316; Fax: (212) 305-8428; E-mail: mc1310{at}columbia.edu ![]()
3 The abbreviations used are: PTLD, post-transplant lymphoproliferative disease; SOT, solid organ transplantation; NHL, non-Hodgkins lymphoma; CHNYP, The Childrens Hospital of the New York Presbyterian Medical Center; CPR, cyclophosphamide/prednisone/rituximab; CT, computerized tomography; PET, positron emission tomography; IHC, immunohistochemical analysis; ISH, in situ hybridization; LMP, latent membrane protein; EBER, EBV-encoded RNA; CHOP, cyclophosphamide-Adriamycin-vincristine-prednisone; Cy/Pred, cyclophosphamide/prednisone; CR, complete response; PR, partial response. ![]()
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