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Clinical Trials |
California Cancer Consortium at the University of California Davis Cancer Center, Sacramento, California 95817 [P. N. L., P. C. M., P. H. G., I. G., C. L. M., D. H. M. L., D. R. G.]; City of Hope Comprehensive Cancer Center, Duarte, CA [P. F., J. L., J. H. D.]; and the University of Southern California Norris Comprehensive Cancer Center, Los Angeles, CA [H. J. L.]
| ABSTRACT |
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Experimental Design: Forty-two patients with advanced solid tumors were treated at four dose levels; parallel dose escalations were carried out in chemotherapy-naive and previously treated subjects. Pre and post-therapy plasma levels of the hypoxia-induced proteins plasminogen activator inhibitor-1 and vascular endothelial growth factor were measured.
Results: Three of four chemotherapy-naïve patients developed dose-limiting toxicities at dose level 4 (grade 3 stomatitis/infection, grade 3 emesis, and grade 4 febrile neutropenia). Four of seven previously treated patients developed dose-limiting toxicities at dose level 3, including one death [grade 3 myalgia, grade 3 infection/grade 4 neutropenia, grade 3 infection/grade 4 neutropenia, and grade 5 infection (death)/grade 4 neutropenia]. Of 38 patients assessable for response, 3 had a complete response, 1 a partial response, 1 an unconfirmed partial response, and 23 had stable disease in at least one evaluation; 10 quickly progressed. One complete responder had normalization of vascular endothelial growth factor and plasminogen activator inhibitor-1 levels.
Conclusion: Dose levels 3 (carboplatin AUC of 6, 225 mg/m2 paclitaxel, and 330 mg/m2 tirapazamine) and 2 (carboplatin AUC 6, 225 mg/m2 paclitaxel, and 260 mg/m2 tirapazamine) are the maximum tolerated doses for chemotherapy naive and patients treated previously, respectively. Dose level 3 is the experimental arm of a Phase III Southwest Oncology Group trial (S0003) in advanced non-small cell lung cancer. Potential markers of tumor hypoxia may be useful correlates in studies of hypoxic cytotoxins and are being prospectively investigated in S0003.
| INTRODUCTION |
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50% of human tumor cells and negatively influences the response to both radiation and standard chemotherapeutic agents (1, 2, 3, 4, 5, 6)
. For example, cisplatin had little or no cytotoxic activity against hypoxic tumor cells in a preclinical model despite killing a large proportion of nonhypoxic cells (7)
. Therefore, therapies that potentiate cytotoxicity against hypoxic cancer cells should theoretically increase the efficacy of platinum-based chemotherapy (8
, 9)
. Hypoxic conditions alter cellular homeostasis, e.g., malignant cells subjected to hypoxia are induced to transcribe a discrete set of genes (10) , including the genes coding for PAI-1 and VEGF2 (11) . Hypoxia may then exert selection pressure on tumor populations by promoting angiogenesis, p53 mutations, and resistance to apoptosis (12) . Furthermore, tumor hypoxia has been shown to increase the metastatic potential of cancer cells, leading to the conclusion that hypoxia influences tumor phenotype as well as clinical outcome (13) . This notion is supported by the observation that tumor hypoxia (as measured by Eppendorf oxygen electrodes) is correlated with an increased incidence of distant metastases and treatment failure in a variety of tumors, including soft tissue sarcomas, cervical cancer, and head and neck carcinomas (14, 15, 16) .
Tirapazamine, the prototype for a novel class of anticancer compounds called "hypoxic cytotoxins," is a benzotriazine compound that exhibits substantial differential toxicity for hypoxic cells. At equivalent tirapazamine concentrations, hypoxic murine and/or human tumor cells were found to be
200 times more sensitive than aerobic cells to killing by tirapazamine (17)
. Preclinical studies have also tested the combination of tirapazamine with platinum-containing compounds in hypoxic tumor models. Combinations of tirapazamine with either cisplatin or carboplatin show enhanced antitumor activity in a number of in vivo and in vitro models. In some models, the cytotoxicity of tirapazamine plus a platinum or a taxane is substantially greater than the additive effects of both drugs. Studies in mice have demonstrated enhanced antitumor activity for the three-drug regimen of tirapazamine, carboplatin, and paclitaxel versus carboplatin/paclitaxel in the MV-522 human lung carcinoma xenograft model, forming the basis for this clinical study (18)
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The combination of carboplatin-paclitaxel has shown encouraging activity in a number of different tumor types, including NSCLC, and its toxicity profile has been well characterized. A recent Phase III trial (S9509) showed that paclitaxel-carboplatin has increased tolerability compared with vinorelbine-cisplatin, prospectively defined as the ability to complete therapy and the percentage of patients taken off study attributable to toxicity (19)
. Furthermore, a recent Phase III trial in NSCLC of cisplatin with or without tirapazamine demonstrated improved response and survival in patients treated with the combination (20)
. Finally, a recently concluded Phase I trial demonstrated the feasibility of delivering a 3-h infusion of paclitaxel at 225 mg/m2 with tirapazamine (390 mg/m2) and cisplatin (75 mg/m2 ) every 3 weeks (21)
. In view of these preclinical and clinical observations, we conducted a Phase I trial of tirapazamine plus paclitaxel and carboplatin, administered on a single day, in patients with advanced solid tumors, using therapeutic doses of paclitaxel and carboplatin and escalating doses of tirapazamine over four dose levels (Table 1
; Ref. 22
).
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| MATERIALS AND METHODS |
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4 weeks before study entry, and all treatment-related toxicities had to be completely resolved. Adequate hematological (WBC
3,000/µl, absolute neutrophil count
1,000/µl, and platelet count
100,000/µl), renal (creatinine within institutional limits of normal and calculated creatinine clearance
60 ml/min), and hepatic (serum bilirubin
1.5 mg/dl and aspartate aminotransferase within twice the institutional upper limit of normal) function were required. Because of possible tirapazamine-related ototoxicity, patients with clinically severe hearing loss were not eligible to participate. Patients who had previously received carboplatin and paclitaxel concurrently were excluded. Patients who were pregnant or who had unstable medical conditions (such as uncontrolled congestive heart failure) or other uncontrolled intercurrent illnesses precluding investigational therapy were also excluded. Patients were required to use a medically acceptable contraceptive throughout the treatment period and for 3 months after cessation of treatment with tirapazamine. This study was approved by the NCI-Cancer Therapy Evaluation Program and the institutional review boards of each California Cancer Consortium site. All patients gave written informed consent to participate.
Baseline Evaluation.
Before study entry, all patients underwent a complete history and physical examination. Baseline imaging studies of all known sites of disease were obtained within 4 weeks of initial therapy. An audiometric evaluation was required for all patients because of potential ototoxic effects of tirapazamine. Laboratory studies included a complete blood count with differential and platelet count, comprehensive metabolic panel (which includes electrolytes, serum creatinine, total bilirubin, and aspartate aminotransferase). Patient plasma was collected before cycles 1 and 2 for molecular correlative studies (see below).
DLT.
DLT was defined as any Grade 3 or 4 nonhematological toxicity (including nausea/vomiting with maximal antiemetic prophylaxis), Grade 3/4 thrombocytopenia, and Grade 4 neutropenia with fever (defined as a temperature of 38.3°C or 101°F) or a documented infection, occurring during the first course of treatment. Toxicity was graded according to the NCI common toxicity criteria version 2.0.
MTD.
The MTD was defined as the highest dose level at which not >1 patient experienced a DLT, when
6 patients were treated at that dose and were evaluable for toxicity. The MTD was one dose level below the DLT level. Separate MTDs were determined for each stratified group (i.e., treated previously and untreated previously).
Study Design and Treatment Plan.
The dose escalation schedule is summarized in Table 1
. Study drugs were administered once during each 3-week treatment cycle to each stratified group according to the schedule outlined in Table 1
. Each cycle of treatment consisted of dosing on day 1 with follow-up through day 21. Tirapazamine was given i.v. before paclitaxel (as a 3-h infusion), which was followed by carboplatin. A maximum of eight cycles was planned. Appropriate premedications were administered to prevent emesis, diarrhea, and hypersensitivity reactions. Treatment was continued in the absence of disease progression, provided that patients were clinically benefiting and tolerating the treatment.
Parallel dose escalations (three per cohort) were carried out in previously untreated patients and previously treated patients, but the dose level for the previously treated stratum was not allowed to exceed that of the previously untreated stratum. Both strata were allowed to accrue to the same dose level simultaneously. All patients treated at a particular dose level were observed for a minimum of 21 days after the start of the first course (i.e., the length of the treatment cycle) before accrual to the next dose level was allowed.
Patients received a minimum of one treatment cycle. Treatment continued in individual patients at the same dose level if no DLT was observed. Although a maximum of eight treatment cycles was planned, patients who were clinically benefiting from treatment were allowed to continue therapy in the absence of unacceptable toxicity. There was no intra-patient dose escalation allowed.
Before each treatment, a complete blood count and serum chemistries, including creatinine and liver function tests, were obtained. Intercurrent toxicities were also assessed every 3 weeks. Doses of carboplatin and paclitaxel were reduced by 25% on subsequent cycles for neutropenic fever or a nadir platelet count <25,000 during the previous cycle. Any nonhematological toxicity more than or equal to grade 3 required a reduction to the next lower dose level. Treatment was discontinued for evidence of disease progression, development of unacceptable toxicities, or at the request of the patient or treating physician.
Patient Assessments.
Patients were followed by serial physical examinations, laboratory tests, and radiographic evaluations where appropriate. Patients completing at least one treatment course were assessable for toxicity. Response was assessed after every two cycles. Standard RECIST criteria for response and NCI common toxicity criteria (version 2.0) were used.
Molecular Correlative Studies.
Blood samples were collected in EDTA tubes (purple tops) and stored on ice
1 h before centrifugation (1200 rev/min for 10 min at 4°C). Plasma was collected, aliquoted, and stored at -80°C. Samples were thawed on ice 1 h before analysis. ELISAs were performed using commercially available kits following the manufacturers instructions: PAI-1 Imulyse kit (Biopool International, Ventura, CA) and human VEGF (BioSource International, Inc., Camarillo, CA). The PAI-1 kit recognizes active and latent PAI-1, as well as uPA/PAI-1 complexes, with less efficiency. The VEGF kit recognizes the natural and recombinant hVEGF-165 form, the most abundant of the five isoforms of VEGF. Plasma samples were analyzed undiluted or diluted up to 1:16 to fall within the range of the standard curve. ELISA plates were read on the E-max microplate reader with Softmax software (Molecular Devices, Sunnyvale, CA). All plasma samples were analyzed in duplicate in two independent ELISA experiments. Reported values are an average of all data points.
| RESULTS |
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Molecular Correlates.
The goal of these correlative studies was to assess the feasibility of measuring changes in hypoxia-induced gene products. Levels of PAI-1 and VEGF were measured by ELISA in pretreatment plasma specimens from 34 and 36 patients, respectively (Fig. 1)
. PAI-1 levels ranged from 8.3 to 455 ng/ml with a mean value of 112 ng/ml and a median value of 83.35 ng/ml (normal value:
43 ng/ml). VEGF levels ranged from undetectable to 291 pg/ml, with a mean value of 39.6 pg/ml and a median value of 17.35 pg/ml (normal value:
120 pg/ml). In this limited and heterogeneous sample set, no statistically significant correlations could be demonstrated between PAI-1 or VEGF plasma levels and clinical outcome or status of previous therapy. A positive correlation between PAI-1 and VEGF plasma levels was observed (P < 0.0001, Pearson r = 0.5514), indicating that, in an individual patient, if one marker was elevated, the other marker tended to be elevated as well.
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| DISCUSSION |
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Weitman et al. (20) studied the interaction between tirapazamine and paclitaxel-carboplatin using the MV-522 human lung carcinoma xenograft model in nude mice. As a single agent, tirapazamine did not yield any substantial antitumor activity in this human lung tumor model. However, a substantial increase in tumor growth inhibition was seen in animals treated with the tirapazamine-paclitaxel-carboplatin triplet as compared with animals treated with paclitaxel-carboplatin alone. Specifically, the triplet yielded a 50% complete tumor response rate, whereas no complete responses were observed with the nontirapazamine-containing doublet. Interestingly, tirapazamine did not appear to increase the toxicity of the paclitaxel-carboplatin doublet in the animals, based on the minimal impact on body weight and the absence of any toxic deaths in the mice treated with tirapazamine-containing regimens. These encouraging preclinical data led to the development of the current study.
This Phase I trial demonstrated the feasibility and tolerability of the combination of carboplatin and paclitaxel, both given at full cytotoxic doses, in combination with tirapazamine. The toxicities observed were those that would be expected with the individual agents, including stomatitis, emesis, neutropenia and infection, myalgia, and transient hearing loss. No unexpected toxicities occurred, and some objective responses were seen. The tirapazamine dose and toxicities observed in this study at the MTD level achieved compares favorably to those seen in other trials combining tirapazamine with chemotherapy and/or radiation, e.g., the MTD of tirapazamine in combination with cyclophosphamide or with cisplatin was 260 mg/m2 (24
, 25)
. Subsequently, several Phase II and III studies have used the combination of tirapazamine with cisplatin (75 mg/m2 every 3 weeks) at doses of 260390 mg/m2 with good tolerance (26, 27, 28, 29)
. When used as a single agent in combination with radiation, tirapazamine has been well tolerated at doses of
260 mg/m2 thrice weekly (30)
. Tirapazamine has also been administered in combination with cisplatin and radiation at doses of
290 mg/m2/week during the weeks when cisplatin was given and 160 mg/m2 three times weekly during noncisplatin weeks (31)
.
This study also examined the role of measurement of potential plasma markers of tumor hypoxia as surrogates for response. Preclinical microarray studies in a head and neck cancer cell line have demonstrated that a group of four genes with secreted products exhibited increased expression under hypoxic conditions: (a) VEGF; (b) IGFBP-3; (c) endothelin-2; and (d) PAI-1 (11) . Interestingly, PAI-1 exhibited the greatest level of induction in response to hypoxia. PAI-1 is a critical component of the normal hemostatic system and has already been associated with tumor invasion and metastasis (32) . Furthermore, elevated PAI-1 levels have been correlated with an inferior outcome in a variety of solid tumors, including NSCLC. IGFBP-3 is a pro-apoptotic gene that is transcriptionally up-regulated in response to hypoxia. However, studies by Koong et al. (11) have failed to demonstrate evidence of apoptosis despite induction of IGFBP-3, suggesting alternate mechanisms of growth regulation in response to hypoxia. VEGF is a well-characterized hypoxia-inducible, angiogenic cytokine that plays a central role in tumor-related angiogenesis, a critical process in tumor growth, invasion, and metastases (33) . VEGF is abnormally overexpressed in a variety of tumor types, detectable in patient serum or plasma, and correlates with worse prognosis (34, 35, 36) . Recently, it has also been demonstrated that osteopontin, an acidic glycoprotein important in bone formation, was induced 10-fold in the serum of patients with pancreatic cancer, a highly hypoxic tumor.3 Osteopontin induces endothelial cell migration and also up-regulates the endothelial cell migration induced by VEGF (37) . In one study, patients with stage I adenocarcinoma of the lung whose tumors expressed osteopontin and VEGF were found to have a significantly worse prognosis compared with those whose tumors did not express these markers (37) . Unfortunately, changes in the plasma levels of these secreted proteins after cytotoxic chemotherapy have not yet been fully investigated.
In this trial, we measured plasma levels of two important markers of tumor hypoxia, VEGF and PAI-1, before and after treatment. Meaningful statistical correlations between the levels of these markers and tumor response could not be obtained from this limited data set. However, it was intriguing to note that all 3 of the patients who had a measurable response to therapy had a decrease in the level of PAI-1, whereas the one patient with progressive disease for whom the levels of these markers are available had a marked increase in both PAI-1 and VEGF after one cycle of treatment. The possibility that changes in levels of VEGF and PAI-1 after only one cycle of treatment may correlate with eventual clinical response is a hypothesis that deserves exploration in future studies.
This Phase I trial formed the basis for SWOG 0003, a recently completed Phase III trial randomizing patients with metastatic NSCLC to carboplatin (AUC 6) and paclitaxel (225 mg/m2) with or without tirapazamine (330 mg/m2). This trial will determine, in a cooperative group setting, whether the addition of tirapazamine to standard palliative chemotherapy in advanced NSCLC will improve the dismal median survival (
8 months) associated with this disease. In addition, serial plasma specimens will be obtained from patients accrued to this study to determine circulating osteopontin, PAI-1, and VEGF levels and to correlate changes in these levels with tumor response. This study should help clarify the role of determining plasma levels of tumor hypoxia markers in predicting response to therapy.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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This work was supported in part by CA62505, CA63265, Bristol Myers Squibb (P. N. L.), the Hope Foundation (P. N. L.), and the American Cancer Society CRTG 0019701CCE (P. N. L.).
1 To whom requests for reprints should be addressed, at University of California Davis Cancer Center, 4501 X Street, Sacramento, CA 95817. Phone: (916) 734-3771; Fax: (916) 734-7946; E-mail: primo.lara{at}ucdmc.ucdavis.edu ![]()
2 The abbreviations used are: VEGF, vascular endothelial growth factor; AUC, area under the curve; NCI, National Cancer Institute; DLT, dose-limiting toxicity; NSCLC, non-small cell lung cancer; IGFBP, insulin-like growth factor-binding protein-3; MTD, maximum tolerated dose. ![]()
3 A. Koong, personal communication. ![]()
Received 3/ 4/03; revised 6/ 3/03; accepted 6/ 9/03.
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