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Molecular Oncology, Markers, Clinical Correlates |
Department of Oncology, Herlev Hospital [B. V. J., J. S. J.], and Department of Rheumatology [J. S. J.], Hvidovre Hospital, University of Copenhagen, DK-2750 Herlev Denmark, and Department of Biology, University of California, San Diego, La Jolla, California [P. A. P.]
| ABSTRACT |
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Design: Serum HER2 and YKL-40 levels were measured in 100 patients referred with their first metastatic manifestation of breast cancer before first line anthracycline-based therapy and related to response to therapy, metastatic pattern, time to progression, and overall survival. During the observation period of 6484 months, 89 patients died of breast cancer.
Results: The patients had higher serum HER2 and YKL-40 levels than healthy females (P < 0.0001). Serum HER2 was elevated in 32% of the patients and serum YKL-40 in 30%. These patients were more sick (P < 0.01) and more often had parenchymal involvement (P < 0.0005), especially liver metastases (P < 0.00005). In multivariate Cox analysis, high serum levels of HER2 or YKL-40 or lack of estrogen receptors independently doubled the relative risk of progression and dying (P < 0.001) even after accounting for other independent prognostic variables, such as axillary nodal involvement at primary diagnosis, liver metastases, and more than two metastatic sites. Fewer patients with high serum HER2 or YKL-40 or lack of estrogen receptors responded with a complete remission on chemotherapy (P = 0.005, 0.036, and 0.006). In these patients, high serum YKL-40 was a stronger predictor of survival than high serum HER2 or lack of estrogen receptors.
Conclusions: High serum HER2 and YKL-40 independently identified subgroups of patients with metastatic breast cancer with a poor prognosis.
| INTRODUCTION |
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YKL-40 (human cartilage glycoprotein 39) is a member of family 18 glycosyl hydrolases (14, 15, 16) . It is a heparin and chitin-binding lectin (16 , 17) without chitinase activity (14 , 18) . The biological function of YKL-40 is not known in detail, but YKL-40 is a growth factor for connective tissue cells (19 , 20) and a potent migration factor for endothelial cells (21) . Furthermore, the pattern of its expression in normal and disease states suggests a function in inflammation and remodeling of the extracellular matrix (22, 23, 24, 25) . YKL-40 is secreted in large amounts in vitro by the MG63 human osteosarcoma cell line (26) and is expressed selectively by murine mammary tumors initiated by neu/ras oncogenes (15) . The gene for YKL-40 has been sequenced (27) , and a search of the YKL-40 protein sequence against the dbest database at the National Center for Biotechnology Information using the BLAST program has shown that YKL-40 is expressed by several types of cancer, such as colon, breast, ovarian, uterine, prostate, kidney, lung, oligodendroglioma, glioblastoma, and germ cell tumors. Gene expression microarray analyses have shown that the most differentially expressed gene in papillary thyroid carcinoma, glioblastoma multiforme, and extracellular myxoid chondrosarcoma was YKL-40 (28, 29, 30) . Serum YKL-40 levels in patients with glioma were related to tumor grade and burden (29) . We have reported previously that increased serum levels of YKL-40 are related to poor survival in patients with metastatic breast cancer (31) and colorectal cancer (32 , 33) . In patients with colorectal cancer, multivariate analysis showed that elevated serum CEA and YKL-40 independently predicted short survival both preoperative and at 6-months postoperative (32 , 33) . In the present study, we evaluated the influence of serum HER2 and YKL-40 and ER status on outcome in patients with their first diagnosis of recurrent breast cancer and a possible interplay on metastatic pattern, disease-free, and overall survival.
| MATERIALS AND METHODS |
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2) with a life expectancy > 3 months and previous chemotherapy limited to one adjuvant regimen without anthracyclines. None of the patients had severe renal, hematological, hepatic, or cardiac dysfunction or metabolic bone disease. No patients used glucocorticosteroids. A serum sample was collected from all patients at the time of inclusion and within 1 week of start of chemotherapy. At the primary diagnosis of breast cancer, the patients were classified as ER positive if the quantity of biochemical assayed ER was
10 fmol/mg cytosol protein or if a minimum of 10% of the cells in immunohistochemical analysis was positive. At inclusion, all patients had a medical history, clinical examination, full blood count, and a biochemical screen of renal and liver function, a chest X-ray, whole body bone scintigraphy, and ultrasonic verification of suspected supra-diaphragmatic lymph nodes. An ultrasonic finding of enlarged lymph nodes was followed by a fine needle aspiration for demonstration of malignant cells. Lung metastases were confirmed by plain chest X-ray in doubtful cases supported by a computer tomographic evaluation. Malignancy in a pleural effusion was confirmed by the demonstration of malignant cells. Abnormal biochemistry indicating liver or bone marrow involvement leads to ultrasonic examination of the liver with biopsy or bone marrow aspiration for verification of malignant involvement. An abnormal bone scintigraphy was always followed by a plain roentgenological examination of suspected areas, in doubtful cases supported by a computer tomographic examination. Only if these were abnormal, bone involvement was considered. Recurrent breast cancer at the supraclavicular lymph nodes was considered metastatic. A CR was defined as the disappearance of clinical and laboratory evidence of disease for a minimum of 8 weeks. In the case of osseous metastasis, CR was determined by clear evidence of complete bone recalcification. Development of any new lesions, including central nervous system metastases, or reactivation of previous disease areas marked the end of remission. Two patients who died within 8 weeks of starting chemotherapy were included with those having progressive disease. Patients were followed until death or
5 years. Time to death or disease progression was measured from the date of starting epirubicin therapy.
Treatment summary is given in Table 1
. Eighty patients had first-line mono-therapy with epirubicin (130 mg/m2) every 3rd week aiming at a cumulative dose not exceeding 1000 mg/m2, and 20 patients had epirubicin every 6 weeks alternating with four courses of cyclophosphamide (3 grams/m2), aiming at a low cumulative dose of 500 mg/m2 epirubicin.
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Biochemical Analysis.
Blood samples were taken between 9 and 11 a.m. within 1 week before start of chemotherapy. Serum was separated from cellular elements by centrifugation within half an hour after blood sampling and stored at -20°C until analysis. All analysis was performed at the end of the study after a minimum follow-up of 5 years. Serum YKL-40 was determined by an in-house RIA using rabbit antibody raised against human YKL-40. Purified human YKL-40 was used for standard and tracer. The sensitivity of the RIA was 20 µg/liter (34)
. We have also measured the serum YKL-40 levels in our 100 patients with a commercial available ELISA (Quidel Corp., Santa Clara, CA) and found the same results using this assay. Serum HER2 was determined by a sandwich enzyme immunoassay (Oncogene Science, Bayer Corp., Cambridge, MA; Ref. 35
). The sensitivity of the HER2 assay was 1 µg/liter. The normal range of serum HER2 and YKL-40 concentrations was determined in 78 apparently healthy females with a median age of 51 years (range 2966 years). They were not taking any medicine and had no clinical signs or symptoms of cancer, joint, liver, metabolic, or hormonal disease (36)
. The median serum YKL-40 level in the 78 healthy women was 97 µg/liter (range 38238 µg/liter; upper 90th and 95th percentile 168 and 204 µg/liter). The median serum HER2 level was 8 µg/liter (range 414 µg/liter; upper 90th and 95th percentile 10 and 11 µg/liter).
Statistical Analysis.
The serum YKL-40 and HER2 values were scored as normal or elevated by these normal reference regions arbitrarily aiming at separating approximately one-third of the patients in the high level group comparable with the number of 29 patients lacking ERs at the diagnosis of breast cancer. We chose a cutoff value for HER2 of 15 µg/liter because it was higher than the highest concentration seen in healthy subject and yielded a high level group of 32 patients. For YKL-40, the upper 90th percentile (i.e., 168 µg/liter) was used as cutoff level yielding a high level group of 30 patients. Median values were compared using the Mann-Whitney unpaired test with two-tailed significance. Significance of ORs was estimated with the
2 test with two-tailed significance. The end point for survival analysis was breast cancer-related death. The Kaplan-Meier estimate was used to calculate survival curves. Comparison of cumulative survival distributions between subgroups was made with the Log-rank test. The HRs or relative risks of factors for prognosis or survival were assessed by a forward stepwise (conditional likelihood ratio) Cox proportional hazards regression models with categorical indicator covariates. The SPSS statistical software for Windows version 10 was used.
| RESULTS |
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Patients with "local regional recurrence" had disease restricted to supraclavicular lymph nodes (n = 36), some of which also had skin or breast affection (n = 9), and patients with "distant recurrence" had metastases to bones only (n = 33), lungs without liver involvement (n = 13), and liver (n = 18). Patients with "local regional recurrence" had a median survival of 33 months with 17% free of progressive disease after 5 years contrasting a median survival of 18 months for patients with "distant recurrence" (P = 0.016) with no progression-free survivors after 5 years (P = 0.04). The subgroup of patients with liver metastases had the shortest survival, with a median survival of only 9 months (P < 0.00001) and only 1 patient alive after 5 years. Patients with lung metastases without liver metastases had a similar short survival, with a median survival of 10 months and 1 alive after 5 years.
Fig. 1
illustrates the individual serum concentrations of HER2 (Fig. 1A)
and YKL-40 (Fig. 1B)
in the 100 patients with recurrent breast cancer and in the 78 age-matched healthy females. The median serum HER2 in the breast cancer patients was significantly (P < 0.00001) higher than in healthy women. Elevated serum HER2 (i.e., >15 µg/liter) was seen in 32% of the patients, and 88% (28 of 32) of these had "distant recurrence." Patients with liver metastases had the highest serum concentrations of HER2 (Fig. 1A
; Table 2
), and all patients with serum HER2 > 90 µg/liter had liver metastases. Only 4 patients with "local regional recurrence" had elevated serum HER2. The patient in this group with the highest serum HER2 concentration had a massive tumor burden with diffuse inoperable tumor infiltrations in both breasts extending to the skin of the thorax and neck region and extensive lymph node involvement and a short survival of 13 months.
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In Fig. 2
, the individual serum concentrations of HER2 are plotted against YKL-40. Only 16 patients had overexpression of both factors. Only 2 of the 18 patients with liver metastases had normal serum HER2 and YKL-40, and 1 of these patients with the lowest HER2 had a single liver lesion and obtained a CR on therapy and is still alive 11 years after first recurrence.
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Serum HER2 and YKL-40 Levels and ER Status in Relation to Time to Progression and Death.
Serum HER2 and YKL-40 were comparably predictive for time to progression. The median time to progression for patients with high serum HER2 was 7 months compared with 12 months for patients with normal serum HER2 [HR = 2.1 (95% CI: 1.43.3), P = 0.0007]. The median time to progression for patients with high serum YKL-40 was 8 months compared with 12 months for patients with normal serum YKL-40 [HR = 2.08 (95% CI: 1.3 3.2), P = 0.001]. All 7 patients free of disease at follow-up were patients with normal serum HER2 and YKL-40 levels at recurrence. The time to progression reflected the survival time. Fig. 3, A and B
show the survival curves depending on serum HER2 and YKL-40 levels. Patients with high serum levels of HER2 and YKL-40 had a shorter survival time than patients with normal levels. The median survival time after start of first-line epirubicin therapy at first metastatic recurrence was 24 months for the patients with normal serum HER2 level compared with 13 months for patients with high serum HER2 [HR = 2.19 (95% CI: 1.43.4), P = 0.0004; Fig. 3A
]. The median survival time was 29 months for the patients with normal serum YKL-40 and only 12 months for patients with high serum YKL-40 [HR = 2.76 (95% CI: 1.84.3), P = 0.00003; Fig. 3B
]. All of the patients who were still alive after 5 years had normal serum levels of HER2 and YKL-40 at first recurrence. There was a greater difference in the actuarial fraction of patients alive at 2 years depending on low or high levels of serum YKL-40 (13 versus 56%) than serum HER2 (31 versus 48%). At recurrence, patients with tumors lacking ERs at primary diagnosis had a more aggressive tumor than patients with ER-positive tumors with a shorter time to progression [median 6 versus 12 months, HR = 1.8 (95% CI: 1.12.9), P = 0.01]. As illustrated in Fig. 3C
, they had a shorter median survival [11 versus 26 months, HR = 1.71 (95% CI: 1.12.7, P = 0.023)] with a marked difference at 2 years (21 versus 52%) but equal 5 years survival yielding "banana-shaped" curves. Dependent on ERs, the patients could further be subdivided dependent on serum HER2 and YKL-40 levels. In Table 3
, the median survival and actuarial percentage surviving at 2 and 5 years dependent on combinations of these three risk factors are depicted. There is a great variation ranging from a median survival of 39 months in patients with the absence of all risk factors to 4 months in the few patients with the presence of all risk factors and a corresponding 2 years survival various from 67 to 0%. In Table 4
, this various independent influence on the relative risk of progression and dying from these prognostics are calculated in a forward stepwise Cox multivariate regression analysis. It shows that high serum levels of HER2 and YKL-40 and lack of ERs are independent and highly significant indicators of aggressive tumor behavior reducing time to progression and survival. The presence of all risk factors increases the relative risk of progression to 8 (95% CI: 1.932) and of dying to 11 (95% CI: 2.545; the product of the factors).
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50. Table 6
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| DISCUSSION |
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We found that high serum levels of HER2 and YKL-40 in these patients independently reflected increased aggressiveness and decreased response to anthracycline-based therapy. Patients with high serum levels of HER2 or YKL-40 progressed and died twice as fast as patients with normal serum levels. They were significantly sicker at recurrence and had more extensive disease with more different metastatic sites and frequent liver involvement. In a multivariate Cox analysis, high serum levels of HER2 or YKL-40 or lack of steroid receptors at diagnosis independently doubled the relative risk of progression and dying. This influence was maintained even after accounting for other independent prognostic variables, such as axillary nodal involvement at primary breast cancer diagnosis, lack of steroid receptors, liver metastases, more than two metastatic sites, symptomatic disease at recurrence, and the failure to induce a CR. The failure of inducing a CR on epirubicin therapy had the highest independent impact on survival (HR = 7.91). In these patients, high serum YKL-40 was a stronger predictor of survival than high serum HER2 or lack of ERs. The lack of correlation between serum levels of HER2 and YKL-40 and the independence of their impact on time to progression and survival indicate that these two growth factors have different biological functions. Among patients with a normal serum HER2 level, a subgroup could be identified with a high serum YKL-40 level with a significantly worse prognosis.
The family of epidermal growth factor-receptor tyrosine kinases, which include HER2, has attracted considerable interest in the last decade because many epithelial tumors express increased amounts of these proteins. Immunohistochemical analysis has shown that HER2 is overexpressed in 2530% of breast cancer patients usually as a result of gene amplification. Overexpression of HER2 has been associated with an adverse prognosis (6
, 7)
, and the serum level of the ECD of the HER2 protein correlates with tissue expression of the HER2 protein in most (9
, 37, 38, 39)
although not in all studies (12
, 13)
. In one study, the serum HER2 level was a better prognostic parameter than the tissue expression of HER2, suggesting that the shedding of the soluble fragments of HER2 into the serum may be a characteristic of the malignant cell (40)
. In the present study, we found that 32% of the patients with their first recurrence of metastatic breast cancer had serum HER2 concentrations higher than seen in healthy females. High serum HER2 levels reflected disease burden with a shorter time to progression and death, indicating an aggressive form. These observations are in accordance with others (8, 9, 10, 11, 12, 13)
, and only one study found no relation to the clinical course (41)
. Serum HER2 levels seem to correlate with the patients prognosis, whatever the stage of disease (13
, 42)
, and is associated with tumor burden and metastatic disease (9
, 10
, 37
, 42, 43, 44)
and may be useful to monitor breast cancer patients for early recurrence (39
, 40
, 43)
. Serum HER2 levels may predict patients resistance, especially to hormonal therapy and possibly less to chemotherapy (8
, 10
, 11
, 43, 44, 45)
. In the present study, normal serum HER2 level predicted sensitivity to anthracycline-based chemotherapy as reflected by the number of patients reaching a CR. Patients with liver metastases had very high serum levels of HER2. Others have also reported increased expression of serum HER2 in patients with liver metastases (9)
, but the cause is unknown. The role of HER2 in other cancers than breast cancer remains to be elucidated. HER2 is also expressed in other cancers of epithelial origin, like lung, ovarian, colorectal, pancreatic, and prostate carcinoma and primary hepatoma (38
, 46)
. The HER2 gene is amplified in
40% of patients with nasopharyngeal carcinoma (47)
and in 10% of patients with small cell lung cancer where overexpression was an independent prognostic factor for survival (48)
.
The findings that serum YKL-40 levels may be useful to identify breast cancer patients with a very aggressive disease and bad prognosis at time of first recurrence are in accordance with a small study of patients with metastatic breast cancer (31) and with two large studies of patients with colorectal cancer (32 , 33) . It is unknown if serum YKL-40 could be used to monitor patients at follow-up after primary diagnosis of breast cancer as has been found for colorectal cancer (33) . YKL-40 is, like HER2, expressed by several types of adenocarcinomas. A search of the YKL-40 protein sequence against the dbest database at the National Center for Biotechnology Information using the BLAST program has shown that the protein is expressed by adenocarcinomas in the colon, breast, ovarian, uterine, prostate, kidney, and lung.
High YKL-40 production in tissues and high serum YKL-40 levels are associated with intense remodeling processes in tissues, such as cartilage (14 , 25 , 49) , breast (31) , vascular smooth muscle (16) , and liver fibrosis (24) , but is not observed in the same tissues in the absence of tissue remodeling and inflammation. Although these observations indicate that the function of YKL-40 is linked with tissue remodeling, the exact function is unknown. It has recently been shown that YKL-40 has growth factor activity for specific cell types involved in tissue remodeling processes (19, 20, 21) . Malinda et al. (21) demonstrated that YKL-40 acts as a chemoattractant for human umbilical vein endothelial cells and stimulates migration of these cells at a level comparable with that achieved with the known endothelial cell chemoattractant basic fibroblast growth factor. They found that YKL-40 modulates vascular endothelial cell morphology by promoting the formation of branching tubules, indicating that YKL-40 may function in angiogenesis by stimulating the migration and reorganization of vascular endothelial cells. Recklies et al. (19) have found that YKL-40 increased growth rates of three fibroblastic cell lines derived from human osteoarthritic synovium, fetal lung, and adult skin. YKL-40 was effective in a concentration range similar to insulin-like growth factor 1, and YKL-40 and insulin-like growth factor worked synergistically in stimulating the growth of the fibroblasts. De Ceuninck et al. (20) have demonstrated that YKL-40 in physiological concentrations increased the number of chondrocytes and synovial cells and proteoglycan synthesis. We found very high serum levels of YKL-40 in breast cancer patients with liver metastases. In the liver, the hepatic stellate cells play a central role in both synthesis and degradation of extracellular matrix, but whether the breast cancer cells or hepatic stellate cells are the major source of YKL-40 in liver metastases is unknown. Ongoing immunohistochemical analysis has shown that some patients operated for primary breast cancer have YKL-40-positive breast cancer cells.3 Immunohistochemical analysis of liver biopsies from patients with nonmalignant liver disease have shown that YKL-40 is found in areas with fibrogenesis (24) , and patients with liver fibrosis have elevated serum YKL-40 (24 , 50 , 51) . Liver metastases from patients with breast cancer have not yet been evaluated for YKL-40 expression. Liver metastases from human colon carcinoma cells have been shown to be closely associated with hepatic stellate cells, and the tumor induced peritumoral accumulation and activation of hepatic stellate cells (52 , 53) .
All cells rely on a complex interplay of both extracellular and intracellular signals to control their metabolism, growth, and differentiation. We recently demonstrated that aggressive breast cancer was closely associated with extracellular matrix building (54) . Breast cancer induces a strong fibroproliferative response with synthesis of type I collagen, reflecting breast cancer activity, aggressiveness, expansion, and metastases (54) . It is unknown if YKL-40 has some function in the production of an altered extracellular matrix surrounding the cancer cells by playing a regulating role in this cellmatrix interaction. Although high serum levels of YKL-40 may indicate a poor prognosis for patients with breast cancer, the mechanism and function of YKL-40 in cancer are essentially unknown. The elucidation of YKL-40 function in cancer may be an important objective of future studies, as YKL-40 may play an important role in cancer expansion and invasiveness. The YKL-40-positive cancer cells may have a different phenotype than the YKL-40-negative cancers, and thereby, YKL-40 may reflect differences in the biology of various cancer cells.
Serum HER2 and YKL-40 and absence of ERs at diagnosis exerted a comparable and mutually independent biological response modification on breast cancer aggressiveness as reflected by metastatic pattern, responsiveness to anthracycline therapy, progression, and fatal outcome. Interestingly, high serum HER2 and high serum YKL-40 independently identified subgroups of patients with metastatic breast cancer with a poor prognosis.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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This work was supported by Dagmar Marshalls Foundation, Michaelsen Fonden, and Wedell-Wedellsborgs Fond.
1 To whom requests for reprints should be addressed, at Department of Oncology, Herlev University Hospital, Herlev Ringvej, DK-2730 Herlev Denmark. Fax: 45 4635 9593; Phone: 45 4635 9577; E-mail: BVittrup{at}Dadlnet.dk ![]()
2 The abbreviations used are: ECD, extracellular domain; ER, estrogen receptor; OR, odds ratio; CI, confidence interval; CR, complete remission; HR, hazards ratio. ![]()
3 J. Johansen, personal observation. ![]()
Received 4/23/02; revised 5/28/03; accepted 6/ 9/03.
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