
Clinical Cancer Research Vol. 9, 1579-1589, May 2003
© 2003 American Association for Cancer Research
Clinical Trial Design and End Points for Epidermal Growth Factor Receptor-targeted Therapies
Implications for Drug Development and Practice1
Carlos L. Arteaga2 and
Jose Baselga
Departments of Medicine and Cancer Biology and Vanderbilt-Ingram Cancer Center, Vanderbilt University School of Medicine, Nashville, Tennessee 37232-6307 [C. .L. A.]; Medical Oncology Service, Vall dHebron University Hospital [J. B.], and Universidad Autónoma de Barcelona, Barcelona, Spain [J. B.]
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Introduction
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There is an increased perception that current chemotherapeutic drugs
have almost reached a ceiling as systemic anticancer therapies. In great part
because of their unpredictable side effects, the development of these
cytotoxic drugs followed certain patterns and principles that may not
necessarily apply to modern molecule-targeted antineoplastic
strategies. In the following commentary, some of these differences will
be highlighted. Using the
EGFR3
network as a model of a therapeutic target in cancer, key
aspects that apply to the clinical development of EGFR-directed
drugs will be discussed. These issues may well apply to many other
molecule-targeted strategies in preclinical and clinical development.
 |
Different Targeted Therapies Can Inhibit the Same Molecular Target
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The EGFR provides an example in which understanding first the
functional role of different receptor domains in its pathophysiology
led to several potentially complementary rational approaches designed
to eliminate EGFR function. One antireceptor strategy has been the
development of humanized mAbs against the receptors EC domain
(1)
. These compete for the binding of receptor ligands and
can induce EGFR dimerization and down-regulation from the tumor cell
surface (2
, 3)
. In addition, it has been proposed that
some antibodies can recruit Fc-receptor-expressing immune effector
cells that, in turn, lead to antibody-dependent cell-mediated
cytotoxicity (ADCC; Refs. 4, 5, 6, 7
). A second class of EGFR
inhibitors are small molecules that compete with ATP for binding to the
ATP site in the EGFR tyrosine kinase domain and, therefore, like EGFR
antibodies, abrogate the receptors catalytic activity, receptor
autophosphorylation, and its engagement with signal transducers
(8
, 9)
. Some of these small molecules can induce inactive
EGFR homodimers and EGFR/HER2 heterodimers (10
, 11)
and, thus, impair EGFR-mediated transactivation of the potent HER2
tyrosine kinase, an EGFR-homologous coreceptor that enhances the
positive effects of the EGFR on tumor progression (12)
. In
principle, these small molecules should be able to block
ligand-independent EGFR kinase activity as well as the catalytic
activity of EGFR mutants lacking EC epitopes that are required for the
binding of EGFR antibodies. Because of the >80% homology in the
kinase domain between EGFR and HER2 (13)
, some
ATP-competitive small molecules can block the catalytic activity of
both receptors (reviewed in Ref. 14
), a property not
shared by antibodies targeted to the less conserved EC domain of the
EGF family of receptors.
Despite these mechanistic differences, both EGFR antibodies and
low-molecular-weight ATP-competitive inhibitors of the EGFR kinase
induce similar toxicity in patients treated with these drugs
(15, 16, 17, 18)
, suggesting that they are equally capable of
disabling the EGFR function. Single-agent clinical activity of
small-molecule EGFR kinase inhibitors (see heading Clinical End Points
with Anti-EGFR Therapies) and EGFR antibodies (19
, 20) has been reported recently. The preclinical data with these
agents indicate that EGFR function can be blocked by receptor
antibodies and ATP-competitive kinase inhibitors via molecular
mechanisms that do not completely overlap, suggesting the possibility
of therapeutic synergy when used in combination. Two reports using
tumor cells in culture have already shown synergistic activity of the
EGFR antibody C225 in combination with the small molecule PD 153035
(21
, 22)
. Finally, the existence of nonoverlapping
mechanisms of action would also suggest similar, but not identical,
single-agent clinical activity of antibodies and small molecules.
 |
Patient Selection and Timing of EGFR-targeted Therapies
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Ideally, a molecular therapeutic target is one causally involved
in tumor progression that can be identified in tumor diagnostic tissue.
Several human cancers including cancers of the upper aerodigestive
tract (non-small-cell lung, head and neck, esophagus, and gastric),
colon, pancreas, breast, ovary, bladder, and kidney and gliomas display
EGFR RNA and/or protein overexpression. This occurs with or without
gene amplification of the EGFR locus and is often associated with
overexpression of receptor ligands such as TGF
or
amphiregulin (23, 24, 25, 26)
. Studies evaluating EGFR expression
in human tumor tissues have used a plethora of methods and, in general,
have defined overexpression rather loosely without an adequate
quantitation of receptor levels. A clinical trial with Indium-labeled
EGFR mouse mAb 225 revealed selective localization of the EGFR antibody
in 11 of 11 squamous cancers of the lung that had not been prescreened
for EGFR levels (27)
. The results from this study suggest
that (a) differential expression of EGFR in tumor
versus nontumor host tissues can provide an exploitable
therapeutic window in cancers with high frequency of EGFR expression;
and (b) the determination of tumor EGFR levels a
priori may not always be necessary to predict targeting of the
tumor. More recently, studies with the humanized EGFR antibody C225 and
the EGFR tyrosine kinase inhibitor ZD1839 ("Iressa") have
demonstrated responses in human tumors and cell lines with EGFR levels
ranging from very low to very high (28, 29, 30, 31, 32)
. One
implication from these data are that EGFR content does not reflect the
level of receptor utilization. This is illustrated by the EGFR-positive
colon cancers shown in Fig. 1
. Only the tumor coexpressing the EGFR ligand TGF
exhibits EGFR
phosphorylation and evidence of high proliferation. It is also
possible that low-EGFR-expressing but still inhibitor-sensitive
cells may not score as positive with available immunohistochemical
method. These data support the critical need for assays that will
determine either a threshold level of total and/or activated
(phosphorylated) tumor EGFR or other molecular marker(s) predictive of
benefit from an EGFR-targeted therapy. Until such predictive assay(s)
is/are available, the exclusion of patients with EGFR-"negative"
cancers, as defined by current laboratory methods, from enrollment into
clinical trials of EGFR inhibitors is difficult to justify.

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Fig. 1. EGFR levels do not correlate with evidence of
EGFR activation. Colon carcinomas expressing EGFR by IHC. Tumor in
B but not in A coexpresses the EGFR
ligand TGF . Phospho-EGFR (pEGFR) and tumor cell
proliferation as determined by Ki67 IHC are both high in tumor
B but low in tumor A.
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The EGFR has been reported to be overexpressed in hyperplastic and
preneoplastic epithelial lesions (33
, 34)
. Similarly, the
EGFR homologous HER2 receptor has at least the same rate of gene
amplification in ductal carcinoma in situ (DCIS) of the
breast as in metastatic breast carcinomas (35)
, which
suggests that, like for EGFR, HER2 overexpression occurs much earlier
than the time of onset of invasive cancer and metastatic disease. The
role of inhibitors of these receptor tyrosine kinases in preventing the
progression of preneoplastic and/or preinvasive lesions is not known.
Preclinical studies in transgenic mice overexpressing the EGFR ligand
TGF
and neu (rat/mouse homologue of HER2) in the mammary gland
indicate that EGFR kinase inhibitors are more effective in preventing
mammary hyperplasias than in inhibiting established carcinomas
(36)
. Pharmacological inhibition of the EGFR with EKI-785
in APCMin mice markedly reduces intestinal
polyp number but not polyp size (37)
, implying that EGFR
function is required for the initiation of intestinal tumors but that
it might be dispensable for polyp expansion and progression.
Nonetheless, the overall tolerability of EGFR and HER2
inhibitors provides an opportunity for testing them against
preneoplastic lesions and/or in subjects at high risk, an approach not
defensible with cytotoxic chemotherapy. Interestingly, treatment with
ZD1839 results in a significant inhibition of proliferation and an
increase in the apoptotic index in human xenografts consisting of
ductal carcinoma in situ and adjacent normal breast
epithelium established in athymic nude mice (38)
.
 |
Clinical End Points with Anti-EGFR Therapies
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A critical aspect in the development of anti-EGFR therapies
(and other targeted agents) is the choice of appropriate clinical end
points that will allow investigators to establish whether the activity
of anti-EGFR therapies warrants their introduction into clinical
practice. Taking into account that these agents are considerably
less toxic than conventional anticancer agents and are perceived as
predominantly cytostatic, investigators have proposed softer end
points, such as time to disease progression or clinical benefit,
including stabilization of disease as clinical endpoints. The
implication is that objective tumor response would not be any longer
the "gold standard" end point. The frequent and prolonged disease
stabilization induced by antiestrogens in patients with breast cancer
provides a powerful argument in support for this line of thought.
However, there is considerable evidence to suggest that an approach
based exclusively on nonclassical end points has not been validated.
First, the concept that these agents in preclinical models are
cytostatic may not be accurate: Even though anti-EGFR compounds are
mainly cytostatic against tumor cells in culture, they can exhibit a
marked apoptotic effect (32
, 39)
as well as eradicate
human xenografts from nude mice under conditions of high tumor burden
when chemotherapy is not active (40)
. Second, all of the
approved (targeted) agents for the treatment of cancer have some type
of single-agent activity as defined by their capacity to induce either
partial and/or complete objective tumor response. This is true for
trastuzumab, a humanized IgG1 directed against HER2, which showed
single-agent activity in previously treated and untreated patients with
metastatic breast cancer (41, 42, 43)
. Single-agent activity
in advanced NSCLC has been reported with the small-molecule tyrosine
kinase inhibitors ZD1839 and OSI-774 (44, 45, 46)
. Similarly,
the EGFR antibodies ABX-EGF and C225 have shown clinical activity in
renal cell cancer and colorectal cancer, respectively (19
, 20) .
Although classical responses may provide evidence of the clinical
activity of targeted agents and, as a consequence, be used as a signal
to proceed with their clinical development, it is unclear whether
objective tumor response per se is an indication of true
clinical benefit. In the search for more clinically meaningful and
stringent end points, an improvement in survival is increasingly
becoming the standard by which these agents are being evaluated as
first-line therapies. This has been exemplified by the studies with
trastuzumab in patients with HER2-overexpressing breast cancers. These
studies documented a 25% improvement in survival in patients that
received concurrent trastuzumab plus chemotherapy versus
chemotherapy alone (47)
. Placebo-controlled large Phase
III trials of chemotherapy ± the EGFR tyrosine kinase inhibitor
ZD1839 in patients with advanced NSCLC were recently completed. In
these trials, the combination failed to improve overall and
progression-free survival over chemotherapy alone (48
, 49)
. Similarly, the EGFR antibody C225 failed to improve the
efficacy of cisplatin-based chemotherapy over chemotherapy alone in
patients with metastatic head and neck squamous cancers of the head and
neck (50)
. It is possible, however, that in patients
selected by an appropriate predictive assay (to be developed) of
response to EGFR inhibitors, these trials might have had a positive
outcome in favor of the combination. The development of such predictive
assay(s) is currently the focus of very active research.
Additional secondary end points include disease stabilization,
progression-free survival, and improvement in disease-related symptoms.
Disease-related symptoms may become an important end point in tumor
types such as NSCLC that are frequently associated with an impaired
QOL. For example, in a large Phase II randomized trial with the EGFR
kinase inhibitor ZD1839 in patients with NSCLC, the FACT-L was
completed monthly by patients to assess QOL (44)
. QOL
improvement rate as measured by FACT-L was 23.9 and 21.9% in patients
treated with ZD1839 at 250 and 500 mg/day, respectively. Overall, there
was a high degree of concordance between objective tumor response and
symptom improvement. Among patients who responded to therapy, 52%
showed improved QOL by FACT-L, with an impressive median
time-to-symptom improvement of less than 8 days. These results require
confirmation in placebo-controlled Phase III trials comparing
single-agent EGFR inhibitors with best supportive care in patients with
advanced NSCLC.
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Clinical Trial Design and Target Validation
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Several issues need to be taken into account when designing trials
with anti-EGFR therapies: (a) these agents are less toxic
and better tolerated than conventional chemotherapy; (b)
their OBD may not match their maximally tolerated dose and, in many
cases, it has not been established; (c) the tumor types that
will derive the most benefit from these agents are unknown;
(d) the EGFR expression level and/or other molecular
determinants predictive of a therapeutic benefit are unknown as well;
and, finally, (e) preclinical models suggest that they are
supra-additive when added to conventional chemotherapy or hormonal
agents and, in some cases, may reverse acquired resistance to these
drugs.
The favorable safety profile of anti-EGFR agents has allowed for
an accelerated clinical development strategy (Table 1)
. Anti-EGFR agents have been tested initially in healthy
volunteers, thus shortening early phases of clinical development. In
the case of ZD1839, initial studies in healthy volunteers provided
information on important pharmacokinetic parameters such as
bioavailability, peak plasma concentrations, and terminal half-life, in
addition to preliminary safety data (51)
.
A central issue in clinical trials with anti-EGFR is to define the OBD
and optimal schedule at which complete and sustained receptor
saturation and/or inhibition are achieved. This premise is based on
preclinical studies that suggested that complete receptor occupancy was
required for maximal inhibition of function (52
, 53)
. This
approach is radically different from dose-finding approaches for
conventional nontargeted chemotherapeutic agents, for which dose
selection has been based on determining dose-limiting toxicities. The
OBD may be chosen by extrapolating from preclinical models
(i.e., establishing a parallelism between doses resulting in
steady-state concentrations in plasma that are equivalent to those
required to inhibit tumor cell growth ex vivo). This
approach has been proposed with both anti-HER2 (41)
and
anti-EGFR therapies (15)
. However, possible differences
between tumor and nontumor tissues in EGFR function and turnover, EGFR
and/or receptor ligand levels, intracellular ATP concentrations,
drug-protein binding in situ, and so forth, could lead to
choosing a suboptimal dose and/or schedule. This has been exemplified
in studies with the humanized antibody C225. In the initial Phase I
studies, a difference in dose was found between the OBD projected from
preclinical mouse models and the higher C225 dose required to achieve
saturation of drug clearance in humans, a finding probably related to
the fact that the mAb binds to human but not to mouse EGFR
(15)
.
Additional factors include a wide variation in interpatient
pharmacokinetic parameters that has been observed with both mAbs and
small-molecule tyrosine kinase inhibitors (18)
. Therefore,
the best way to identify the right dose for these compounds might be by
analyzing appropriate pharmacodynamic end points. A recent report
suggests that this approach might have been fruitful. Pharmacodynamic
studies with ZD1839 suggested that doses of
150 mg/day resulted in
maximal inhibition of EGFR kinase activity in normal tissues
(54)
. In part because of these data, two well-tolerated
doses (250 and 500 mg/day) were chosen for Phase II and Phase III
studies. Interestingly, the response rate in advanced NSCLC was
identical at both dose levels of ZD1839 (44)
, suggesting
the possibility that, as predicted by the pharmacodynamic studies, both
doses might have been equivalent in binding to the ATP site of the EGFR
and inhibiting the EGFR tyrosine kinase.
The patients within different cancer types that, based on tumor EGFR
levels or other molecular profiles, are best suited for enrollment into
trials with EGFR inhibitors are unknown. One possible exception is
breast cancer in which a strong correlation between ER-negative
and EGFR-positive tumors has been reported (55
, 56)
. One
potential exploratory trial design to address this issue of patient
selection consists of the administration of EGFR inhibitors to
treatment-naive, newly diagnosed patients with operable cancers for
1014 days from the time of an initial diagnostic core biopsy to the
time of definitive surgery. A flow diagram illustrating such trial
design in a breast cancer model is shown in Fig. 2
. This approach has been used effectively with antiestrogens. These
studies have shown that as little as 14 days of therapy with tamoxifen
results in marked reduction of breast cancer proliferation as measured
by Ki67 IHC in tumor sections. Treatment-induced inhibition of
proliferation was limited to ER-positive tumors (57, 58, 59)
,
suggesting the possibility that this approach could potentially
identify a molecular signature or marker of response to therapy.
Preclinical studies in transgenic mice suggested that 5 days of
treatment with an EGFR tyrosine kinase inhibitor are adequate to
inhibit the proliferation of EGFR-dependent mammary tumors
(36)
. Overall, these studies suggest that the detection of
a signal of a cellular response in situ to a
molecule-targeted therapy may not require prolonged drug administration
for effective blockade of its target. Therefore, by measuring total and
activated EGFR levels in pre- and posttherapy sections and correlating
these with evidence of an antiproliferative or an apoptotic effect, it
would be possible to determine a threshold level of receptors that
predicts for an antitumor response. Because all patients will be
subjected to an operation as part of their standard of care, in
situ cellular "response" data should be available in as many
as 100% of subjects enrolled. Data from this type of exploratory trial
can generate a tumor profile that can be used for the identification of
patients and their enrollment into future trials with EGFR inhibitors,
similar to the selection of ER-positive or HER2-amplified patients into
trials of antiestrogens and trastuzumab, respectively.

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Fig. 2. Exploratory trial design for molecular
target validation and identification of predictive markers of response
to EGFR inhibitors. Patients with operable breast cancer will be
treated with the OBD of an EGFR inhibitor for a period of 2 weeks.
Ki67, terminal deoxynucleotidyltransferase-mediated nick end labeling
(TUNEL), EGFR, phospho-EGFR (P-EGFR), and
ER will be determined in both a diagnostic core biopsy and surgical
specimen to assess (a) whether there is a reduction of
tumor cell proliferation and/or increase in apoptosis; and
(b) whether drug-induced inhibition of EGFR signaling
occurs. Evidence of antitumor action in situ (as defined
by the inhibition of Ki67 or increase in TUNEL) versus
none, can be used initially to determine a level of total, and/or a
change in, P-EGFRs that predict for an antitumor effect. Loss of P-EGFR
without in situ evidence of response would strongly
suggest individual patient resistance. By comparing end points in pre-
and posttherapy specimens in this treatment-naïve, in
vivo model, a predictive assay for response to EGFR inhibitors
can be developed. This same assay can then be used to select patients
for entry into larger randomized trials that will test the EGFR
inhibitor versus placebo, after the standard of care
(Std. of care) has been completed (bottom
row).
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Additional information could be derived from trials with this design.
For example, a consistent loss or reduction in the levels of activated
EGFR by IHC without indication of an antitumor effect would suggest a
lack of efficacy of EGFR inhibitors as single agents in the cancer type
focused by the trial. In addition, evidence of an antitumor effect
without reduction or loss of activated receptors by IHC would suggest
the possibility of nonspecific mechanisms of action worthy of
investigation. Any excess tissue from the initial core biopsies and the
surgical specimens could be used for additional biochemical surrogate
markers of drug action as well as the discovery of novel RNAs and/or
proteins and their changes as a function of response or lack of
response to the EGFR inhibitor.
One area of great interest, once dose and safety issues are resolved,
is how to translate to human trials the synergy of these agents with
chemotherapy or radiation observed in preclinical cancer models. The
Phase III study of trastuzumab given concurrently with chemotherapy
versus chemotherapy alone had overall survival as the
primary end point and may be envisioned as the model type of study to
perform (47)
. Unfortunately, this type of study design is
not very different from the ones used with conventional agents and
requires the inclusion of a large number of patients. Finally, an
innovative study design has been based on the possible resensitization
of resistant tumors to chemotherapy on therapeutic inhibition of the
EGFR. In the case of C225, an initial observation that the EGFR
antibody could revert resistance to chemotherapy (60
, 61)
led to studies in CPT-11-resistant and cisplatin-resistant patients
with colorectal and head and neck cancers, respectively. In both of
these studies, using patients as their own controls, the addition of
C225 resensitized tumors to the previously ineffective chemotherapy
regimen (30
, 62)
. In fairness, however, an effect of the
antibody alone was not appropriately excluded by these studies.
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Pharmacodynamics
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As mentioned above, the definition of the OBD of a targeted
therapy should be based on pharmacokinetic end points or, preferably,
by demonstrating the desired biochemical effect on the target molecule.
An example of selection of an OBD based on pharmacokinetic end points
is the selection of the dose and schedule for the EGFR antibody C225
(15)
. Recent studies suggest that the administration of
the selected dose of C225 results in EGFR inhibition in patients skin
(63)
.
Pharmacodynamic studies have been incorporated earlier in the
clinical development of low-molecular-weight EGFR tyrosine kinase
inhibitors. In the initial Phase I studies of ZD1839, skin biopsies
were performed sequentially prior to and after 4 weeks of therapy
(54)
. The skin was selected as the target tissue
because of its easy access and the established role of the EGFR
in renewal of the dermis (64
, 65)
. In normal adult human
skin, the EGFR is strongly expressed in keratinocytes and in cells of
eccrine and sebaceous glands. ZD1839-induced changes in the
phosphorylation of EGFR, mitogen-activated protein kinase (MAPK), and
STAT-3, as well as in the levels of the Cdk inhibitor
27Kip1, the proliferation marker Ki67, and skin
maturation markers. All of these effects were seen at doses of
150
mg/day, well below the maximal tolerated dose of 700 mg/day. Similar
data have been obtained in skin biopsies of patients participating in
clinical trials with other ATP-competitive inhibitors of the EGFR
kinase such as OSI-774 (66)
, PKI-166 (67)
,
and CI-1033 (68)
. These findings support the use of doses
below the maximal tolerated dose for subsequent clinical studies with
these compounds. On the basis of these data, a Phase II study in NSCLC
randomized patients to receive ZD1839 at either 250 or 500 mg/day. The
overall objective response rate was 18.7%, and there was no difference
between the two dose levels for any of the efficacy endpoints
(44)
. On the other hand, fewer patients receiving the 250
mg/day experienced severe (grade 3 or 4) adverse reactions, required
interruption of therapy, or withdrew from study than those receiving
500 mg/day ZD1839. Whether pharmacodynamic changes in the skin
correlate with the inhibition of the EGFR at tumor sites and whether
qualitative changes in these biochemical markers at either site predict
for tumor sensitivity will require further investigation.
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Integration with Conventional Anticancer Therapies
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Aberrant EGFR signaling up-regulates several survival pathways
(12
, 13) that can protect tumor cells from the cytotoxic
effects of conventional cancer therapies. Therefore, EGFR inhibitors
have been combined with ionizing radiation and most standard anticancer
drugs and tested against human tumor xenografts. Overall, these studies
show a supra-additive antitumor effect of the combinations over either
chemotherapy or radiation alone with no increased host toxicity
(29
, 61
, 69, 70, 71, 72)
. These observations plus the absence of
myelosuppression in Phase I studies of EGFR inhibitors led to the
design of a number of pilot trials of chemotherapy in combination with
anti-EGFR therapies. Preliminary data from these trials suggest that
some of these combinations are safe and do not limit chemotherapy
action. In patients with advanced solid tumors, a combination of ZD1839
(250 or 500 mg/day) and full-dose gemcitabine and cisplatin, given on a
21-day cycle, results in partial responses in patients with NSCLC
without any dose-limiting toxicities (48)
. There are no
significant pharmacokinetic interactions, and the toxicity profile was
predictable. Similarly, the combination of ZD1839 (250 or 500 mg/day)
with full doses of carboplatin and paclitaxel is well tolerated with no
alterations in the pharmacokinetic profile of either chemotherapeutic
agent (49)
. Albeit limited, the available information
suggests, thus far, that there is no need for the cumbersome dose
escalation schemes frequently used with chemotherapy-containing
combinations.
Several preclinical and fewer clinical studies do not suggest that
inhibition of the EGFR sensitizes tumors to a type of chemotherapy
preferentially over others. It is possible, however, that as EGFR
inhibitors are randomly combined with standard drugs, unanticipated
toxicity might be encountered with some combinations. One relevant
example with a therapy targeted against HER2 is the enhanced
cardiotoxicity observed with the combination of trastuzumab and
doxorubicin (47)
. Hence, considering the role of the EGFR
in renewal of the intestinal mucosa and pending elucidation of the
pathogenesis of the gastrointestinal toxicity seen with some EGFR
inhibitors, combinations of these drugs with cytotoxic agents
associated with similar gastrointestinal toxicity should be viewed with
caution. One alternative that obviates the concomitant use of EGFR
inhibitors with chemo/radiotherapy would be administering them as
single agents after primary therapy is completed at a time of lower
tumor burden. Such strategy in a placebo-controlled design in
patients with a high likelihood of early recurrence (i.e.,
stage IIIB NSCLC and T4 head and neck cancers
post-chemo/radiotherapy, lymph node-positive colon and bladder cancer
post-adjuvant chemotherapy, and so forth; Fig. 3
), using time-to-first-recurrence as an end point, should provide a
signal of single-agent clinical activity worthy of exploration in
earlier phases of the disease and/or in the adjuvant setting.

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Fig. 3. Trial designs in advanced cancers to generate
signals of clinical activity. Patients with the indicated tumor types
and stages can be randomized to an EGFR inhibitor versus
placebo trial after completion of their approved standard treatment.
Tumor measurements of EGFR levels will not be required for study entry
but will be analyzed retrospectively in all of the subjects enrolled to
ensure that EGFR expression is balanced between both arms of the study.
Clinical activity can be assessed in "EGFR-positive" and
"EGFR-negative" tumors as measured by current methods. The length
of time of treatment with the EGFR inhibitor is unknown.
RT, radiation therapy;
T4 H&N Cancer,
T4 head and neck cancer; Chemo,
chemotherapy; LN, lymph node; CA,
cancer.
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Overexpression of the EGFR and its ligand TGF
as well as HER2 have
been associated with antiestrogen resistance in breast cancer (reviewed
in Refs. 73
, 74
). Both EGFR and HER2 inhibitors have been
shown to enhance the antitumor effect of antiestrogens or reverse
antiestrogen resistance in erbB receptor-overexpressing, hormone
receptor-positive breast cancer models (75, 76, 77)
. MCF-7
human breast cancer cells selected for resistance to the pure
antiestrogen ICI182,780 (fulvestrant) exhibit increased dependence on
EGFR signaling for proliferation and survival because they are
extremely sensitive to the EGFR inhibitor ZD1839 (78)
. In
a recent study, MCF-7 cells, selected for resistance to the
antiestrogen tamoxifen, exhibited markedly elevated levels of EGFR and
HER2 compared with tamoxifen-sensitive parental cells. Tamoxifen
resistance did not occur if the selection was done in the presence of
ZD1839 (79)
. Taken together, these data suggest that
interruption of the EGFR/HER2 signaling network may increase the
antitumor effect of hormonal therapies in breast cancer by abrogating
an important mechanism of de novo or acquired antiestrogen
resistance. This hypothesis is currently being investigated in clinical
trials using aromatase inhibitors or pure antiestrogens, each with
EGFR/HER2 tyrosine kinase inhibitors.
 |
Integration with Other Molecule-targeted Therapies
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An area of clinical research with surprisingly less activity is
the combination of EGFR inhibitors with other molecule-targeted
therapies. In this endeavor, the basic science has provided important
leads. For example, it is well established that overexpression of HER2
(or its rat/mouse homologue neu) can potentiate EGFR signaling
(80)
and contribute to EGFR-mediated transformation and
tumor progression (81)
. Cancers that co-overexpress both
EGFR and HER2 fare worse than those that overexpress either receptor
(82, 83, 84)
. In some experimental systems, the inactivation
of HER2 is required to block EGFR-mediated transformation (85
, 86)
. Overexpression of HER2 counteracts the ability of EGFR
kinase inhibitors to block EGFR activity (87)
. Conversely,
high levels of activated EGFR abrogate the efficacy of trastuzumab
against HER2-amplified gastric cancer cells (88)
, and this
resistance is reversed by the EGFR inhibitor PKI-166 (89)
.
In addition, the EGFR antibody C225 synergizes with HER2 antibodies
against HER2-overexpressing ovarian cancer cells (90)
.
Finally, ZD1839 inhibits HER2 phosphorylation per se
(31
, 32
, 91)
and potentiates the antitumor effect of
trastuzumab against breast cancer xenografts (32)
. Taken
together, these results lead to the hypothesis that overexpression of
HER2 is a preferential mechanism of de novo or acquired
resistance to EGFR inhibitors and that combinations of EGFR and HER2
inhibitors will be synergistic against EGFR-positive tumors with high
levels of HER2. This hypothesis is currently being tested by Phase II
studies of trastuzumab in combination with either ZD1839 or OSI-774.
Several studies have shown that both EGFR antibodies and small-molecule
kinase inhibitors reduce VEGF and factor VIII levels (by IHC) and
microvessel density in tumors that regress on EGFR blockade (92
, 93)
. Interestingly, A431 tumor cells with acquired resistance to
C225 exhibit increased expression and secretion of VEGF. Forced
expression of VEGF in sensitive A431 cells renders them resistant to
EGFR antibodies in vivo (94)
. These data imply
that (a) subversion of EGFR-dependent tumor neo-angiogenesis
is central for the antitumor effect of EGFR inhibitors; and
(b) enhanced angiogenesis can endow tumors with resistance
to EGFR blockade. In addition, these results provide a strong rationale
for combinations of anti-EGFR agents with angiogenesis inhibitors.
It is anticipated that elucidation of the preferential molecular
mechanisms of escape from anti-EGFR and anti-HER2 therapies will define
new rational targets against which, drugs are either available or to be
developed. Drugs against these targets can be combined with EGFR and
HER2 inhibitors to prevent de novo or acquired resistance in
advanced tumors and can enhance therapeutic efficacy. For example,
overexpression of the insulin-like growth factor I (IGF-I) receptor has
been recently reported to abrogate the antitumor effect of EGFR
tyrosine kinase inhibitors and trastuzumab against human cancer cells
(95
, 96)
. In these studies, simultaneous blockade of IGF-I
receptor signaling restored tumor cell sensitivity to EGFR and HER2
inhibitors, providing a rationale for combined antireceptor therapies.
Similarly, loss of the phosphatase and tensin homolog PTEN in
human tumor cell lines leads to phosphatidylinositol 3-kinase and
Akt hyperactivity and results in relative resistance to EGFR inhibitors
(97)
. In this report, resistance to ZD1839 was reversed by
reconstitution of PTEN and inhibition of Akt. Taken together, data like
these imply that combinations of antisignaling agents against multiple
molecular targets are worth pursuing. If cancer selective and well
tolerated, combinations like those suggested above will become a robust
alternative to cytotoxic chemotherapy.
 |
FOOTNOTES
|
|---|
The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
1 Supported in part by the Spanish Health Ministry
"Fondo de Investigación Sanitaria" (Grant 99/0020-01, to
J. B.), National Cancer Institute Grant R01 CA80195 (to C. L. A.),
and Vanderbilt-Ingram Cancer Center Support Grant CA68485. 
2 To whom requests for reprints should be
addressed, at Division of Oncology, Vanderbilt University, 2220 Pierce
Avenue, 777 PRB, Nashville, TN 37232-6307. Phone: (615) 936-3524; Fax:
(615) 936-1790; E-mail: carlos.arteaga{at}vanderbilt.edu 
3 The abbreviations used are: EGF, epidermal
growth factor; EGFR, EGF receptor; EC, extracellular; TGF, transforming
growth factor; mAb, monoclonal antibody; NSCLC, non-small cell lung
cancer; QOL, quality of life; FACT-L, Functional Assessment of Cancer
Therapy-Lung (scale); OBD, optimal biological dose; ER, estrogen
receptor; IHC, immunohistochemistry; VEGF, vascular endothelial growth
factor. 
Received 1/ 3/03;
revised 3/18/03;
accepted 3/26/03.
 |
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