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Imaging, Diagnosis, Prognosis

Signet-Ring Cell or Mucinous Histology after Preoperative Chemoradiation and Survival in Patients with Esophageal or Esophagogastric Junction Adenocarcinoma

Lucian R. Chirieac, Stephen G. Swisher, Arlene M. Correa, Jaffer A. Ajani, Ritsuko R. Komaki, Asif Rashid, Stanley R. Hamilton and Tsung-Teh Wu
Lucian R. Chirieac
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Stephen G. Swisher
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Arlene M. Correa
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Jaffer A. Ajani
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Ritsuko R. Komaki
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Asif Rashid
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Stanley R. Hamilton
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Tsung-Teh Wu
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DOI: 10.1158/1078-0432.CCR-04-1840 Published March 2005
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    Fig. 1

    Histopathology of adenocarcinoma of esophagus and EGJ treated with chemoradiation followed by esophagogastrectomy. The treated primary site has signet-ring cell and mucinous histology. A and B, residual carcinoma characterized by rare individual carcinoma cell with signet-ring features present in mucin pools at the primary site. C, acellular mucin pools extending through the layers of the esophageal wall without residual carcinoma.

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    Fig. 2

    Kaplan-Meier curves of overall survival among patients with carcinoma of the esophagus and EGJ treated with surgery alone and patients treated with preoperative neoadjuvant chemoradiation followed by esophagectomy. A, patients treated with surgery alone who had adenocarcinoma of the usual type in the esophagus or EGJ have a better overall survival than patients with signet-ring cell or mucinous histology in the post-treatment surgical specimens. B, in contrast to the patients treated with surgery alone, the overall survival rate for the patients treated with chemoradiation followed by surgery was significantly worse for patients who had adenocarcinoma of the usual type than it was for patients with signet-ring cell or mucinous histology in the post-treatment surgical specimens.

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    Fig. 3

    Kaplan-Meier curves of overall survival among patients with carcinoma of the esophagus and EGJ treated with preoperative neoadjuvant chemoradiation followed by esophagectomy. A, patients with acellular mucin pools have a better overall survival in specimens with no residual carcinoma. B and C, mucin pools in the post-treatment surgical specimens do not confer a survival advantage in the group with 1-10% residual carcinoma or the group with 11-50% residual carcinoma.

Tables

  • Figures
  • Table 1

    Characteristics of the patients according to the therapy group

    CharacteristicsChemoradiation followed by surgery (n = 193)Surgery alone (n = 219)
    Gender, n (%)
        Male180 (93.3)194 (88.6)
        Female13 (6.7)25 (11.4)
    Age (y)
        Mean59.6862.54
        Median (range)60 (32-79)65 (28-84)
    Primary location, n (%)
        Cervical/upper/middle3 (1.6)15 (6.8)
        Lower/EGJ190 (98.4)204 (93.2)
    Type of esophagogastrectomy, n (%)
        Transthoracic (Ivor-Lewis)114 (59.1)105 (47.9)
        Transhiatal53 (27.5)86 (39.3)
        Total (three-field technique)25 (13.0)16 (7.3)
        Two-stage procedure1 (0.5)12 (5.5)
    Positive margin, n (%)*16 (8.3)80 (36.5)
    • NOTE. Because of rounding, not all percentages total 100.

    • ↵* A specimen with at least one of the proximal, radial, or distal resection margins involved by carcinoma.

  • Table 2

    Characteristics of the patients with adenocarcinoma of the esophagus treated with surgery alone according to the presence of signet-ring cell or mucinous histology

    CharacteristicsAdenocarcinoma with signet-ring cell or mucin (n = 40)Adenocarcinoma of the regular type (n = 179)P
    Gender, n (%)
        Male34 (85.0)160 (89.4)0.42
        Female6 (15.0)19 (10.6)
    Age (y)
        Mean59.3863.250.04
        Median (range)62 (32-81)65 (28-84)
    Tumor location, n (%)
        Cervical/upper/middle1 (2.5)14 (7.8)0.32
        Lower/EGJ39 (97.5)165 (92.2)
    Pathologic stage, n (%)
        I3 (7.5)33 (18.4)0.10
        II9 (22.5)52 (29.1)
        III19 (47.5)74 (41.3)
        IV9 (22.5)20 (11.2)
    Positive margin, n (%)*
        Radial, proximal, distal21 (51.2)60 (33.5)0.03
    • NOTE. Because of rounding, not all percentages total 100.

    • ↵* A specimen with at least one of the proximal, radial, or distal resection margins involved by carcinoma.

  • Table 3

    Characteristics of the patients with adenocarcinoma of the esophagus treated with chemoradiation followed by surgery according to the presence of signet-ring cell or mucinous histology

    CharacteristicsPretreatment biopsy
    Post-treatment surgical specimen
    Carcinoma with signet-ring cell or mucin (n = 32)Carcinoma of the regular type (n = 161)PCarcinoma with signet-ring cell or mucin (n = 33)Carcinoma of the regular type (n = 160)P
    Gender, n (%)
        Male30 (93.7)150 (93.1)1.0030 (90.9)150 (93.7)0.47
        Female2 (6.2)11 (6.8)3 (9.1)10 (6.2)
    Age (y)
        Mean61.2259.380.3461.3059.350.30
        Median (range)64 (37-79)59 (32-79)64 (37-79)59 (32-79)
    Tumor location, n (%)
        Cervical/upper/middle0 (0)3 (1.8)1.000 (0)3 (1.8)1.00
        Lower/EGJ32 (100)158 (98.1)33 (100)157 (98.1)
    Pathologic stage, n (%)
        09 (28.1)47 (29.1)0.8413 (39.3)43 (26.8)0.32
        I2 (6.2)19 (11.8)1 (3.0)20 (12.5)
        II13 (40.6)52 (32.2)12 (36.3)53 (33.1)
        III6 (18.7)35 (21.7)5 (15.1)36 (22.5)
        IVA2 (6.2)8 (4.9)2 (6.0)8 (5)
    Residual carcinoma, n (%)
        0%9 (28.1)53 (32.9)0.6113 (39.3)49 (30.6)0.19
        1-10%10 (31.2)42 (26.0)12 (36.3)40 (25)
        11-50%4 (12.5)32 (19.8)4 (12.1)32 (20)
        >50%9 (28.1)34 (21.1)4 (12.1)39 (24.3)
    Positive margin, n (%)*5 (15.6)11 (6.8)0.156 (18.1)10 (6.2)0.04
    • ↵* A specimen with at least one of the proximal, radial, or distal resection margins involved by carcinoma.

  • Table 4

    Correlation between pretreatment biopsy and post-treatment specimen evaluation in patients treated with chemoradiation followed by surgery

    Biopsy findingsPost-treatment specimen findings, n (%)*
    P†
    Carcinoma with signet-ring cell or mucin (n = 33)‡Carcinoma of the regular type (n = 117)
    Carcinoma with signet-ring cell or mucinous histology25 (80.6)6 (19.4)0.67
    Carcinoma of the regular type8 (6.7)111 (93.2)
    • ↵* All 43 cases with no residual tumor and no mucin pools (complete pathologic response) were excluded from the correlation because there is no information available regarding the cell type (signet-ring or regular).

    • ↵† Wilcoxon matched-pairs signed-rank test for paired comparison between pretreatment biopsy and post-treatment specimen findings.

    • ↵‡ This group includes 13 patients with complete pathologic response and presence of acellular mucin pools in the resected pathology specimen.

  • Table 5

    Univariate analysis of overall survival in relation to pathologic characteristics

    CharacteristicsChemoradiation followed by surgery
    Surgery alone
    Patients, n (%)* (n = 193)Hazard ratio (95% confidence interval)PPatients, n (%)* (n = 219)Hazard ratio (95% confidence interval)P
    Age193 (100)1.018 (1.00-1.04)0.10219 (100)1.002 (0.99-1.02)0.83
    Pathologic tumor-node-metastasis stage
        0† (reference)56 (29)1<0.001——<0.001
        I21 (11)1.30 (0.56-3.04)0.5536 (16)1—
        II65 (34)2.31 (1.24-4.32)0.0161 (28)2.99 (1.44-6.20)0.003
        III41 (21)4.37 (2.36-8.11)<0.00193 (42)9.19 (4.59-18.42)<0.001
        IV10 (5)4.44 (1.82-10.86)0.00129 (13)10.96 (5.09-23.60)<0.001
    Residual carcinoma
        0% (reference)62 (32)1<0.00
        1-10%52 (27)2.10 (1.14-3.90)0.02
        11-50%36 (19)2.26 (1.14-4.46)0.02
        >50%43 (22)4.50 (2.49-8.16)<0.001
    Signet-ring cell or mucinous histology in surgery specimen
        No (reference)160 (83)10.02179 (82)10.04
        Yes33 (17)0.45 (0.23-0.90)40 (18)1.45 (1.00-2.12)
    Signet-ring cell or mucinous histology in biopsy specimen
        No (reference)161 (83)1
        Yes32 (17)0.53 (0.27-1.03)0.06
    • ↵* Because of rounding, not all percentages total 100.

    • ↵† Dashes denote that patients treated with surgery alone had at least stage I disease.

  • Table 6

    Results of multivariate Cox regression analysis of overall survival among the 193 patients with carcinoma of the esophagus and EGJ treated with chemoradiation followed by surgery

    CharacteristicPatients, n (%)Hazard ratio (95% confidence interval)P
    Mean age (y)59.681.029 (1.01-1.05)0.02
    Pathologic tumor-node-metastasis stage
        056 (29)10.03
        I21 (11)0.46 (0.08-2.50)0.37
        II65 (34)1.01 (0.23-4.42)0.99
        III41 (21)1.59 (0.33-7.70)0.56
        IV10 (5)2.25 (0.40-12.50)0.36
    Residual carcinoma
        0% (reference)62 (32)10.19
        1-10%52 (27)2.36 (0.53-10.43)0.26
        11-50%36 (19)1.95 (0.43-8.79)0.39
        >50%43 (22)3.32 (0.76-14.54)0.11
    Signet-ring cell or mucin in surgery specimen33 (17)0.479 (0.23-0.98)0.04
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Clinical Cancer Research: 11 (6)
March 2005
Volume 11, Issue 6
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Signet-Ring Cell or Mucinous Histology after Preoperative Chemoradiation and Survival in Patients with Esophageal or Esophagogastric Junction Adenocarcinoma
Lucian R. Chirieac, Stephen G. Swisher, Arlene M. Correa, Jaffer A. Ajani, Ritsuko R. Komaki, Asif Rashid, Stanley R. Hamilton and Tsung-Teh Wu
Clin Cancer Res March 15 2005 (11) (6) 2229-2236; DOI: 10.1158/1078-0432.CCR-04-1840

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Signet-Ring Cell or Mucinous Histology after Preoperative Chemoradiation and Survival in Patients with Esophageal or Esophagogastric Junction Adenocarcinoma
Lucian R. Chirieac, Stephen G. Swisher, Arlene M. Correa, Jaffer A. Ajani, Ritsuko R. Komaki, Asif Rashid, Stanley R. Hamilton and Tsung-Teh Wu
Clin Cancer Res March 15 2005 (11) (6) 2229-2236; DOI: 10.1158/1078-0432.CCR-04-1840
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