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Cancer Therapy: Preclinical

Partial CD4 Depletion Reduces Regulatory T Cells Induced by Multiple Vaccinations and Restores Therapeutic Efficacy

Michael G. LaCelle, Shawn M. Jensen and Bernard A. Fox
Michael G. LaCelle
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Shawn M. Jensen
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Bernard A. Fox
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DOI: 10.1158/1078-0432.CCR-09-1113 Published November 2009
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Abstract

Purpose: A single vaccination of intact or reconstituted-lymphopenic mice (RLM) with a granulocyte macrophage colony-stimulating factor–secreting B16BL6-D5 melanoma cell line induces protective antitumor immunity and T cells that mediate the regression of established melanoma in adoptive immunotherapy studies. We wanted to study if multiple vaccinations during immune reconstitution of the lymphopenic host would maintain a potent antitumor immune response.

Experimental Design: RLM were vaccinated multiple times over a 40-day period. Spleens were isolated from these mice, activated in vitro, and adoptively transferred into mice bearing 3-day experimental pulmonary metastases.

Results: Multiple vaccinations, rather than boosting the immune response, significantly reduced therapeutic efficacy of adoptive immunotherapy and were associated with an increased frequency and absolute number of CD3+CD4+Foxp3+ T regulatory (Treg) cells. Anti-CD4 administration reduced the absolute number of Treg cells 9-fold. Effector T-cells generated from anti-CD4–treated mice were significantly (P < 0.0001) more therapeutic in adoptive transfer studies than T cells from multiply vaccinated animals with a full complement of CD4+ cells.

Conclusion: These results suggest that CD4+ Treg cells limit the efficacy of multiple vaccinations and that timed partial depletion of CD4+ T cells may reduce suppression and “tip-the-balance” in favor of therapeutic antitumor immunity. The recent failure of large phase III cancer vaccine clinical trials, wherein patients received multiple vaccines, underscores the potential clinical relevance of these findings. (Clin Cancer Res 2009;15(22):6881–90)

Keywords
  • Immunotherapy
  • Regulatory T cell
  • Tumor vaccine

Translational Relevance

Why are objective clinical responses following cancer vaccines so infrequent? One explanation is that vaccines rarely induce the large number (>5%) of tumor-specific T cells that have been associated with objective clinical response following adoptive immunotherapy. Intent on augmenting the antitumor immune response, trials commonly administer multiple vaccinations or “boosters.” Our finding that booster vaccines augment the number and function of regulatory T cells and eliminates therapeutic efficacy in a preclinical animal model might provide insight into the ineffectiveness of cancer vaccines. Importantly, our demonstration that partial depletion of CD4 T cells reduces regulatory T cells and recovers therapeutic efficacy provides an approach to augment the antitumor immune response to cancer vaccines. The benefits of this strategy are that it leaves CD8 effector T-cells intact, does not selectively deplete activated (IL-2R+) T cells, and because a clinical grade anti-CD4 monoclonal antibody is in phase III clinical trials, this combination immunotherapy strategy can be rapidly tested in patients with cancer.

Tumor vaccines can induce tumor-specific T-cell responses in both murine models of cancer and in patients with cancer (1). However, vaccination strategies that consist of multiple vaccinations given over a period of weeks or months have rarely resulted in tumor regression and have generally failed to improve outcomes for cancer patients (2, 3). Although a basic tenet of immunity to pathogens is that booster vaccinations are required to achieve and maintain vaccine efficacy (4), evidence supporting the concept that multiple tumor vaccinations improve the therapeutic immune response against tumor-associated/specific self-antigens is rare. Furthermore, the recent reports of large phase III clinical trials showing that vaccinated patients had significantly reduced overall survival compared with placebo-treated controls, may require a re-evaluation of patient risk-benefit and underscores the clinical significance of research in this area (5). We have been interested in understanding why repeated vaccination with a tumor vaccine fails to induce a strong destructive immune response against tumor-associated/specific self-antigens.

Studies done in the 1980s by North and colleagues provided the first evidence that suppressor T cells could regulate antitumor immune responses. They showed that a methylcholanthrene-induced fibrosarcoma cell line could prime a T-cell response that caused tumor regression; however, complete regression did not occur due to the development of suppressor T cells (6). Enthusiasm for the concept of suppressor T cells lagged in the late 1980s and early 1990s, but identification of CD25 as a marker of suppressive cells led to a re-emergence of research implicating CD4+CD25+Foxp3+ T regulatory (Treg) cells as playing an important role in limiting the development of a productive tumor-specific immune response (7–9). Thymic-derived natural Treg cells, as well as tumor-induced peripheral Treg cells (10), could both contribute to the immune suppression observed during a tumor-bearing state (11). Various groups have shown that removal of Treg cells prior to tumor challenge has generally augmented tumor immunity (7, 12–14). One strategy used to reduce the numbers of CD4+Foxp3+ Treg cells has been with the use of lymphodepleting agents (15–18), which has shown augmented antitumor immune responses when lymphopenic animals are reconstituted with naïve spleen cells and vaccinated (19–22). Clinical trials based on this strategy have been instituted for patients with melanoma, prostate, ovarian, and non–small cell lung cancer (23–26).

However, it remains to be determined whether multiple vaccinations will lead to the expansion of Treg cells in reconstituted lymphopenic hosts, which will inhibit the efficacy of booster vaccines. We evaluated the effect of multiple vaccinations with a granulocyte macrophage colony-stimulating factor (GM-CSF) gene-modified B16BL6 (D5) melanoma cell line (D5-G6) in cyclophosphamide-treated lymphopenic mice that had been reconstituted with naïve splenocytes. In this model, a single vaccination primes tumor-specific T cells that exhibit therapeutic efficacy in adoptive immunotherapy experiments (21). Unexpectedly, T cells from reconstituted-lymphopenic mice (RLM) that had received three vaccinations at 2-week intervals were not therapeutic in adoptive transfer studies. The frequency and absolute number of Treg cells were significantly higher in thrice-vaccinated RLM compared with nonvaccinated RLM. The partial depletion of CD4 T cells, including Treg cells, prior to the second and third vaccines with anti-CD4 antibody restored the therapeutic efficacy of T cells obtained from multiply vaccinated RLM.

Materials and Methods

Mice

Female C57BL/6 (H2b, Thy1.2+), 8 to 12 wk of age, were obtained from the National Cancer Institute (Bethesda, MD). Recognized principles of laboratory animal care were followed (Guide for the Care and Use of Laboratory Animals, National Research Council, 1996). All animal protocols were approved by the Earle A. Chiles Research Institute Animal Care and Use Committee.

Tumor cell lines

D5 (H2b) is a poorly immunogenic subclone of the B16 melanoma cell line B16BL6. D5-G6 is a clone generated by the transduction of D5 with the MFG-mGM-CSF retroviral vector; it produces GM-CSF at 100 ng/mL/106 cells/24 h (27). MCA-310 (H2b) is a chemically induced fibrosarcoma cell line and was used as an unrelated control for T-cell stimulation.

Generation of RLM

Lymphopenia was induced in female C57BL/6 mice by i.p. injection of cyclophosphamide, Cytoxan (Bristol-Myers Squibb) at Cy400 (200 mg/kg Cy, every day for 2 d) or Cy600 (200 mg/kg Cy, every day for 3 d). Twenty-four hours later, all Cy-treated mice were given 1 mL of HBSS to assure ample urine output and to prevent hemorrhagic cystitis caused by cyclophosphamide metabolites. Forty-eight hours following the final Cy treatment, mice were reconstituted with 107 unfractionated splenocytes from naïve C57BL/6 mice.

Vaccination and CD4 T-cell depletion

Following reconstitution, mice were vaccinated by s.c. injection with 107 irradiated (10,000 rad gamma irradiation) D5-G6 tumor cells, 2.5 × 106 cells were injected into each of the four flanks on days 0, 14, and 28, or when the final vaccination was live, 2 × 106 live tumor cells were injected s.c. at 5 × 105 per flank on day 28. When single-vaccinated intact mice were used, naïve mice were vaccinated on day 28 with 2 × 106 live tumor cells (5 × 105 per flank injected s.c.). All mice were sacrificed 10 d later. Splenocytes from thrice-vaccinated RLM or tumor vaccine–draining lymph node (TVDLN) cells from single-vaccinated intact mice were used for analysis and used to generate effector T-cells for ELISA and adoptive immunotherapy.

RLM were partially depleted of CD4+ T cells by i.p. injections of anti-CD4 (GK1.5) monoclonal antibody (mAb) at 200 μg per injection given 24 h prior to the second and third vaccinations.

Effector T-cell generation and adoptive immunotherapy

Ten days following the final vaccination, spleens and TVDLNs were harvested. Effector T-cells were generated by our standard protocol (27). Briefly, single cell suspensions were prepared and activated for 2 d at 2 × 106 cells/mL in complete media in 24-well plates with 5 μg/mL of 2c11 antibody (anti-CD3). After 2 d, T cells were harvested and expanded at 3 × 105 to 4 × 105 cells/mL for spleens or 1.5 × 105 cells/mL for TVDLNs in complete media containing 60 IU/mL of interleukin-2 (IL-2; Chiron, Co.) in LifeCell tissue culture flasks (Nexell Therapeutics, Inc.) for an additional 3 d. The resultant effectors were used for the adoptive transfer and in vitro assays described below.

Effector T-cells were transferred i.v. into C57BL/6 mice bearing 3-d pulmonary metastases established by tail vein injection with 2 × 105 D5 tumor cells. The recipient mice received 90,000 IU IL-2 i.p. daily for 4 d starting from the day of T-cell transfer. Animals were sacrificed by CO2 narcosis 13 d following D5 tumor inoculation and lungs were resected and fixed in Fekete's solution. Macroscopic metastases were enumerated. Lungs with metastases too numerous to count were designated as having 250 metastases.

Flow cytometric analysis

Splenocytes and TVDLN cells were collected 10 d after the final vaccination and stained with different combinations of the following antibodies purchased from BD PharMingen and eBioscience: FITC-CD3, Cy-chrome-CD44, PE-CD62L, and PE-Foxp3. Purified anti-mouse Fc-receptor mAb, prepared from the culture supernatant of hybridoma 2.4G2 (ATCC, HB-197) was used to block nonspecific binding to Fc receptors. Flow cytometric analysis was done with the FACSCalibur and CellQuest software (Becton Dickinson). At least 50,000 live cell events gated by scatter plots and through CD3 were analyzed for each sample.

Intracellular Foxp3 staining

Intracellular staining for Foxp3 was done using the protocol of the manufacturer (eBioscience). Briefly, cells were stained for surface molecules with anti-CD3 PE-Cy7, anti-CD4 (RM4-4) FITC, and then washed with buffer. Cells were permeabilized by resuspending the cell pellet in 1 mL of freshly prepared Fix/Perm solution (one part Fix/Perm Concentrate and three parts Fix/Perm Diluent) and incubated for 8 to 18 h in the dark at 4°C. Cells were washed with buffer followed by centrifugation and decanting of supernatant and washed again with 2 mL 1× permeabilization buffer. Cells were blocked with purified anti-mouse Fc-receptor, as described above, for 15 min. Cells were then stained intracellularly with PE-labeled Foxp3 at 0.5 μg per 106 cells and incubated at 4°C for 30 min in the dark. Cells were washed and resuspended in 1% paraformaldehyde and analyzed on a FACSCalibur (BD Bioscience).

Absolute counts of Foxp3+ cells in peripheral blood

Mice were sacrificed and blood from the orbital sinus was collected into BD Vacutainer K2 EDTA tubes. Absolute lymphocyte counts were determined by pipetting 100 μL of peripheral blood into a 5 mL tube and lysing RBC. The remaining lymphocytes were washed and resuspended in FACS buffer and blocked with Fc receptor then stained with the following antibodies purchased from BD PharMingen and eBioscience: APC-CD45, PE-Cy-chrome7-CD3, PE-CD8, and FITC-CD4 (RM4-4). Cells were resuspended in 380 μL FACS buffer and 20 μL of Flow-Count fluorospheres (Beckman Coulter) were added to each tube. The percentages of CD3 and CD4 lymphocytes and fluorospheres were determined by using a manually drawn lymphocyte scattergate. Absolute CD4+ T-cell counts were determined by using the ratio of CD3+ and CD4+ lymphocytes to fluorospheres counted using the following formula: cells per microliter = [(cells counted) / (fluorospheres counted)] × fluorospheres / microliter × dilution factor (2).

ELISA

IFN-γ ELISA was done using effector T-cells generated as described above. Effector T-cells (2 × 106) were stimulated in vitro with 2 × 105 D5 tumor cells, MCA-310 tumor cells, and D5 or MCA-310 cultured in 500 pg/mL of recombinant IFN-γ to increase MHC class I expression. T cells stimulated with plate-bound anti-CD3 antibody (10 μg/mL) or no stimulation were used as positive and negative controls, respectively. After culture for 24 h, supernatants were harvested and IFN-γ concentration determined by ELISA following the protocols of the manufacturer (kit purchased from PharMingen). The concentration of IFN-γ was determined by regression analysis.

Statistical analysis

Student's t test was used for the analysis of ELISA data. Two-sided P < 0.05 values were considered significant. The statistical significance in the adoptive transfer experiments was determined by the Mann-Whitney test. Two-tailed nonparametric P < 0.05 was considered significant.

Results

Multiple vaccinations with a GM-CSF secreting tumor failed to generate a therapeutic response

Intact or RLM vaccinated once with a melanoma tumor cell line (D5) transduced to secrete mGM-CSF (D5-G6) primed tumor-specific T cells within the TVDLN that, following in vitro activation, mediated the regression of 3-day established pulmonary metastases (21). We hypothesized that increasing the number of vaccinations would enhance the antitumor immune response. To investigate this hypothesis, intact or RLM were vaccinated thrice at 2-week intervals over a 38-day period (Fig. 1A). Briefly, C57BL/6 mice were treated with cyclophosphamide to induce lymphopenia followed by reconstitution with naïve splenocytes and vaccination with D5-G6. Ten days following the final vaccination, splenocytes were harvested and examined to determine the antitumor immune response. Because therapeutic T cells could only be obtained from TVDLN cells until day 14 (28), we chose to examine splenocytes from multiply vaccinated animals based on studies which showed that splenocytes contained the antitumor immune response at later time points (29).

Fig. 1.
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Fig. 1.

Intact and RLM vaccinated thrice with a GM-CSF secreting tumor cell line exhibited an increased frequency of activated splenocytes but hyporeactive effector T-cells. A, experimental schema. C57BL/6 mice (B6) were given 200 mg/kg of cyclophosphamide i.p. for 2 or 3 consecutive days to induce lymphopenia followed by 1 d of rest. On day 0, mice were reconstituted by i.v. injection with 107 splenocytes from naïve B6 mice. On days 0 and 14, mice were vaccinated s.c. with a total of 107 irradiated D5-G6 tumor cells. The final vaccination, 2 × 106 live tumor cells, was given on day 28. B, the frequency of activated T cells (CD44hiCD62Llow) was determined by staining splenocytes with anti-CD3 FITC, anti-CD44 Cy-chrome, and anti-CD62L PE. We compared intact nonvaccinated mice, intact thrice-vaccinated mice, nonvaccinated RLM, and thrice-vaccinated RLM. Cells were gated through CD3 and the frequency of CD3+ cells with an activated phenotype (CD44+/CD62Llow) is indicated for each group. At least 50,000 CD3+-gated events were analyzed for each sample. The data is representative of four independent experiments with similar results. C, effector T-cells generated from the spleens of thrice-vaccinated intact mice (open columns), thrice-vaccinated RLM (light gray columns), or generated from TVDLNs of intact mice vaccinated once (dark gray columns) were stimulated for 24 h with tumor targets; supernatants were collected and IFN-γ concentrations measured in duplicate by ELISA. Columns, mean of four independent experiments; bars, SE.

Single cell suspensions of splenocytes from multiply vaccinated animals were stained to determine the frequency of T cells (CD3+) that displayed an activated phenotype (CD44+CD62Llo). The frequency of cells with an activated phenotype was 18.3% in intact nonvaccinated mice, whereas mice vaccinated thrice had a higher frequency (24.7%) of activated cells (Fig. 1B). RLM that were vaccinated thrice had the highest frequency of activated lymphocytes (39.6%); the frequency of activated cells in nonvaccinated RLM (16.4%) was similar to that seen in nonvaccinated intact mice.

Splenocytes were polyclonally activated in vitro with anti-CD3 mAb and expanded with IL-2 to generate “effector” T cells. We have previously shown that effector T-cells generated from TVDLN of intact mice vaccinated once with D5-G6 secrete IFN-γ when stimulated with D5 tumor, but not when stimulated with an unrelated tumor, MCA-310 (ref. 30; Fig. 1C). Although thrice-vaccinated RLM exhibited an increased frequency of activated cells, effector T-cells generated from intact or RLM vaccinated thrice failed to secrete significant amounts of IFN-γ when stimulated with D5. The concentration of IFN-γ secreted by T cells from single-vaccinated mice was four to five times higher than the concentrations secreted from thrice-vaccinated intact or RLM stimulated with D5 tumor cells. Effector T-cells from all groups were capable of IFN-γ production as shown by stimulation with plate-bound anti-CD3 (data not shown).

To determine the therapeutic efficacy of effector T-cells generated in thrice-vaccinated intact and RLM mice, effector T-cells were adoptively transferred into 3-day D5 tumor-bearing mice. Mice were sacrificed 10 days later and pulmonary metastases were enumerated. The number of experimental lung metastases was significantly reduced in mice that received effector T-cells from single-vaccinated mice compared with tumor-bearing mice that did not receive T-cell transfer (Table 1). In accordance with the cytokine release data, effector T-cells generated from intact mice or RLM after multiple vaccinations were not therapeutic upon adoptive transfer into 3-day D5 tumor-bearing mice.

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Table 1.

Effector T-cells generated in thrice-vaccinated mice are not therapeutic

Multiple vaccinations increased the frequency and absolute number of CD4+, Foxp3+ T cells in the peripheral blood

Because effector T-cells generated from thrice-vaccinated mice were not therapeutic, we examined the reconstitution of the immune system in RLM. The absolute number of CD3+CD4+ T cells and CD3+CD8+ T cells in the blood increased through day 38 in both nonvaccinated mice as well as in vaccinated mice (Fig. 2A and B). There was no significant difference in the repopulation of these cells in either the peripheral blood or spleen (data not shown), demonstrating that vaccination did not affect the general immune reconstitution with regards to CD4+ or CD8+ T cells.

Fig. 2.
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Fig. 2.

The absolute numbers of CD3+CD4+ and CD3+CD8+ cells in peripheral blood 10 d following each vaccination are similar in both nonvaccinated and vaccinated RLM, whereas the absolute number of CD3+CD4+Foxp3+ cells are significantly higher in RLM receiving one, two, or three vaccinations. C57BL/6 mice were given 200 mg/kg of cyclophosphamide i.p. for 2 or 3 consecutive days to induce lymphopenia followed by 1 d of rest. On day 0, mice were reconstituted by i.v. injection with 107 splenocytes from naïve B6 mice. On days 0 and 14, mice were vaccinated with 107 irradiated D5-G6 tumor cells given four times s.c. (one per flank). The final vaccination, 2 × 106 live tumor cells, was given on day 28. Mice were sacrificed for analysis 10 d following each vaccination. The absolute number of CD45+, CD3+, CD4+, and CD8+ cells in the peripheral blood of nonvaccinated or vaccinated RLM was determined using Flow-Count fluorospheres. Simultaneously, peripheral blood samples were stained with anti-CD3 PE-Cy7, anti-CD4 (RM4-4) FITC, and anti-Foxp3 PE. The absolute number of CD4+Foxp3+ cells in peripheral blood was calculated by multiplying the frequency of Foxp3 expressing CD4+ T cells by the absolute number of CD4+ T cells/μL in peripheral blood. A, the absolute number of CD3+CD4+ T cells/μL taken 10 d following each vaccination. B, the absolute number of CD3+CD8+ T cells/μL taken 10 d following each vaccination. C, the absolute number of CD3+CD4+Foxp3+ cells/μL in peripheral blood. Points, mean of two experiments with two or three mice used per group; bars, SE (n = 4 or 6 mice).

We posited that multiple vaccinations might induce peripheral tolerance that could eliminate or suppress a tumor-specific immune response. One mechanism for tolerance induction would be the induction of CD4+ regulatory T cells (Treg). Interestingly, as soon as 10 days after the initial vaccination with irradiated tumor cells, the absolute number of CD4+Foxp3+ Treg cells in the blood was elevated compared with RLM that were not vaccinated (Fig. 2C). The ratio of total CD4+ cells/CD4+ FoxP3+ cells was 2.4 in RLM that were vaccinated compared with a ratio of 3.1 in RLM that were not vaccinated (raw data shown in Fig. 2C). This elevated number of CD4+Foxp3+ Treg cells in the peripheral blood of vaccinated, as compared with nonvaccinated animals, was also observed 10 days after the second (day 24) and third vaccinations (day 38, Fig. 2C). Although the total CD4/CD4+Foxp3+ ratio in the peripheral blood of vaccinated animals continued to increase after the second (5.4 on day 24) and third vaccinations (6.7 on day 38), the ratio in vaccinated animals was approximately half that observed in nonvaccinated RLM (10.3 and 14.6 on days 24 and 38, respectively).

In vivo depletion of CD4+ cells does not modulate the frequency of CD4+Foxp3+ Treg cells but does reduce their absolute number

We hypothesized that reducing the population of Treg cells would recover the tumor-specific immune response that was absent in thrice-vaccinated RLM. We modified our vaccination protocol to include anti-CD4 antibody (GK1.5) administration 1 day prior to the second and third vaccinations to determine if partial deletion of CD4+ cells would reduce the number of Treg cells in thrice-vaccinated RLM (Fig. 3A).

Fig. 3.
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Fig. 3.

The frequency and absolute number of CD4+ Foxp3+ T cells in spleens increases following three vaccinations; anti-CD4 treatment reduces the absolute number of CD4+Foxp3+ T cells and increases the ratio of CD8+/CD4+ Foxp3+ T cells. A, C57BL/6 mice were given 200 mg/kg of cyclophosphamide i.p. for 2 or 3 consecutive days to induce lymphopenia followed by 1 d of rest. On day 0, mice were reconstituted by i.v. injection with 107 splenocytes from naïve B6 mice. On days 0 and 14, mice were vaccinated with 107 irradiated D5-G6 tumor cells given four times s.c. (one per flank). The final vaccination, 2 × 106 of live tumor cells, was given on day 28. Mice were depleted of CD4+ T cells by i.p. injections of 200 μg of anti-CD4 (GK1.5) mAb 24 h prior to the second and third vaccinations, on days 13 and 27, respectively. B, spleens were resected on day 38 and prepared to single cell suspensions. Splenocytes from naïve (nonvaccinated), nonvaccinated RLM (day 38), thrice-vaccinated RLM (day 38), anti-CD4–treated thrice-vaccinated RLM (day 38), or TVDLNs from once-vaccinated intact mice were stained with anti-CD3 PE-Cy7, anti-CD4 (RM4-4) FITC, and anti-Foxp3 PE. Cells were gated on CD3+ cells and the frequency of Foxp3+ expressing CD4+ T cells is indicated for each group. At least 50,000 CD3+-gated events were analyzed for each sample. C, the absolute number of Foxp3+-expressing CD4+ T cells was calculated from initial splenocyte counts. D, the ratio of the absolute number of CD8+ T cells to the absolute number of Foxp3+ expressing CD4+ T cells was calculated from initial splenocyte counts. C and D, columns, mean of three independent experiments; bars, SE.

The frequency of CD4+Foxp3+ Treg cells in the CD4 population of spleens from naïve mice and nonvaccinated RLM was similar (Fig. 3B), demonstrating that reconstitution of the lymphopenic compartment did not result in an increased frequency of CD4+Foxp3+ Treg cells. The frequency of CD4+Foxp3+ Treg cells in the draining lymph nodes of intact mice vaccinated once was also similar to naïve mice. Spleen cells from thrice-vaccinated RLM revealed a 2-fold increase in the frequency of Foxp3-expressing CD4+ T cells compared with nonvaccinated RLM. Thrice-vaccinated RLM partially depleted of CD4+ T cells also had a higher frequency of CD4+Foxp3+ Treg cells compared with nonvaccinated RLM; however, the absolute number of CD4+Foxp3+ Treg cells was significantly lower than thrice-vaccinated RLM (Fig. 3B and C). Although the frequency of CD4+ T cells expressing Foxp3 was the same, the reduction in the absolute numbers of CD4+Foxp3+ Treg cells resulted in a higher ratio of CD8+ T cells to CD4+Foxp3+ Treg in thrice-vaccinated RLM treated with anti-CD4 (Fig. 3D).

The absolute number of Foxp3+CD4+ T cells in the peripheral blood of RLM is increased following multiple vaccinations and significantly decreased in anti–CD4-treated mice

In view of the observed increase of CD4+Foxp3+ Treg cells in the peripheral blood of thrice-vaccinated RLM (Fig. 2C), we wanted to determine if anti-CD4 treatment would lower the number of these cells in the peripheral blood. As was observed in the spleen, partial depletion of CD4 cells in thrice-vaccinated RLM resulted in a significant reduction in the absolute number of CD4+Foxp3+ Treg cells in the peripheral blood (Fig. 4A). As expected, the administration of anti-CD4 also resulted in a reduction in the absolute number of CD4+Foxp3− T cells (data not shown). No consistent differences were observed in the absolute number of CD8 T cells in the blood or spleen of thrice-vaccinated RLM when compared with thrice-vaccinated RLM that received anti-CD4.

Fig. 4.
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Fig. 4.

Thrice-vaccinated CD4-depleted mice had a significantly lower absolute number of CD4+Foxp3+ T cells in the peripheral blood, which results in a higher ratio of CD8+/CD4+ Foxp3+ T cells. A, the absolute number of CD45+, CD3+, CD4+, and CD8+ cells in the peripheral blood of thrice-vaccinated RLM either treated with anti-CD4, or left untreated, were determined using Flow-Count fluorospheres. Simultaneously, peripheral blood samples were stained with anti-CD3 PE-Cy7, anti-CD4 (RM4-4) FITC, and anti-Foxp3 PE. The absolute number of CD4+Foxp3+ cells in peripheral blood was calculated by multiplying the frequency of Foxp3-expressing CD4+ T cells by the absolute number of CD4+ T cells/μL in peripheral blood. B, the ratio of the absolute number of CD8+ T cells to CD4+Foxp3+ cells in peripheral blood. A and B, columns, mean of two experiments with three mice used per group; bars, SE (n = 6 mice).

Importantly, partial CD4 depletion resulted in a higher ratio of CD8+ T cells to CD4+Foxp3+ Treg in the peripheral blood of thrice-vaccinated RLM treated with anti-CD4 (Fig. 4B).

Effector T-cells generated from thrice-vaccinated CD4-depleted RLM exhibit tumor-specific cytokine secretion and therapeutic efficacy

Because anti-CD4 treatment reduced the absolute number of Treg cells, we wanted to determine if these mice would regain their therapeutic efficacy. As shown in Fig. 5A, effector T-cells generated from thrice-vaccinated RLM treated with anti-CD4 secreted significantly more IFN-γ when cultured with D5 compared with effector T-cells generated from thrice-vaccinated RLM. This response was tumor-specific, as effector T-cells did not secrete IFN-γ when cultured with the syngeneic but unrelated tumor, MCA 310. These results were also true when effectors were cultured with IFN-γ–treated D5, which expresses higher levels of MHC class I.

Fig. 5.
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Fig. 5.

Effector T-cells from thrice-vaccinated CD4-depleted mice exhibited the recovery of tumor-specific IFN-γ secretion, which correlated with significant therapeutic efficacy. Spleens from RLM vaccinated thrice with a GM-CSF–secreting tumor cell line were either treated with anti-CD4 1 d prior to the second and third vaccination for partial depletion, or left untreated, were resected 10 d after the final vaccination and stimulated with soluble anti-CD3 for 2 d and expanded with IL-2 (60 IU/mL) for 3 d to generate effector T-cells. A, effector T-cells were restimulated or cultured alone in vitro for 24 h with the indicated tumor targets; supernatants were collected, and IFN-γ concentration was measured in duplicate by ELISA. Columns, mean of four independent experiments; bars, SE. B, 4 × 107 effector T-cells were adoptively transferred into animals with established 3-d D5 pulmonary metastases and animals were sacrificed on day 10 when pulmonary metastases were counted. Data represents the mean of five independent experiments.

The restoration of tumor-specific cytokine secretion by effector T-cells from thrice-vaccinated RLM that were partially depleted of CD4 cells led us to test whether these cells were also therapeutic in vivo. Effector T-cells generated from the spleens of thrice-vaccinated RLM or thrice-vaccinated RLM treated with anti-CD4 were adoptively transferred into mice that had been injected with D5 3 days earlier. As shown in Table 2, the adoptive transfer of effector T-cells from thrice-vaccinated RLM were unable to reduce the number of pulmonary metastases compared with the control group that received no T cells. Importantly, effector T-cells generated from RLM that were partially depleted of CD4+ T cells were more therapeutic than effector T-cells from thrice-vaccinated RLM that were not CD4-depleted or control groups. This indicates that partial CD4 depletion could restore therapeutic efficacy in adoptive immunotherapy. This was not due to an enrichment of CD8 T cells as adoptive transfer of effectors generated from CD4-depleted RLM normalized to the number of CD8 cells in non-depleted RLM was also therapeutic (Supplementary Table S1). Adoptive immunotherapy experiments were done several times and pulmonary metastases data were combined and statistically analyzed. Results obtained from five of six consecutive experiments in which thrice-vaccinated RLM were compared with thrice-vaccinated RLM that were partially depleted are presented in Fig. 5B. These data show that partial depletion of CD4+ cells 1 day prior to the second and third vaccinations significantly augmented the therapeutic efficacy of adoptively transferred effector T-cells.

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Table 2.

Partial depletion of CD4 cells restores therapeutic efficacy

Discussion

We, as well as others, have shown enhanced priming of tumor-specific immune responses when vaccination was done during homeostasis-driven proliferation, e.g., during lymphopenia (21, 31). However, we were surprised to find that continued vaccination during immune reconstitution did not boost the tumor-specific immune response. In fact, cells harvested from thrice-vaccinated RLM failed to secrete IFN-γ when cultured with the parental tumor, D5, and were not therapeutic against experimental pulmonary metastases in vivo.

We hypothesized that multiple vaccinations over the 38-day reconstitution period promoted the generation of a CD4+Foxp3+ Treg population. It is known that a lymphopenic environment can facilitate the expansion of Treg cells (32–34). The adoptive transfer of CD25+-depleted populations of cells into patients made lymphopenic with cyclophosphamide and fludarabine resulted in the rapid repopulation of the CD4+ T-cell pool with CD25+Foxp3+CD4+ Treg cells (32). However, the inclusion of high-dose IL-2 to these patients may have been responsible for the expansion of Treg cells (33). We found that the frequency of CD4+Foxp3+ cells in thrice-vaccinated RLM increased compared with naïve mice even though no exogenous IL-2 was given. This increase was dependent on the tumor-vaccine because the frequency of Treg cells did not increase in RLM that were not vaccinated.

It has also been shown that treatment of tumor-bearing mice with recombinant FLT3 ligand, together with recombinant GM-CSF, resulted in increased frequencies of Treg cells in the tumors and spleens (35). These observations suggest a model in which therapeutic priming of the immune response occurs early during reconstitution, which is supported by many studies that report that singly vaccinated RLM show enhanced tumor-specific immune responses. However, if antigenic stimulation persists, then the frequency of Treg cells increases. This increase in Treg cells blocks the priming/expansion of effector T-cells by subsequent vaccinations and effectively inhibits the tumor-specific immune response (Fig. 6A). In some of the experiments in this report, all three vaccines were irradiated, and in others, only the first two were irradiated and the third vaccine was not. However, in a direct examination of whether this affects the negative outcome, we found that both vaccine schedules induced T cells that failed to exhibit substantial therapeutic effects and the minimal effect they did exhibit was not significantly different (P > 0.05) from each other (data not shown). Furthermore, both schedules increased the frequency of FoxP3+ cells over controls (data not shown). Although multiple vaccinations augment Treg cells in our model, others have reported that multiple vaccinations with tumor lysate–pulsed dendritic cells provide therapeutic effects against a weakly immunogenic breast tumor (22). In support of our preclinical findings, we have recently observed that vaccination with an irradiated GM-CSF–secreting tumor vaccine increases Treg cells in reconstituted lymphopenic prostate cancer patients.3

Fig. 6.
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Fig. 6.

A model describing the loss of a therapeutic response due to the expansion of regulatory T cells during multiple vaccinations, and a strategy to remove suppression in adoptive immunotherapy. A, multiple vaccinations can result in the generation of therapeutic effector T-cells 10 d following the first of three vaccinations, but also induce a regulatory T-cell population that suppresses the immune response when two additional vaccinations are given at 2-wk intervals. Generated effector T-cells were not therapeutic due to the suppressive activity of the growing regulatory T-cell population. B, therapeutic efficacy was restored following partial depletion of CD4+ T cells 1 d prior to the second and third vaccinations. CD4+ cell depletion reduced the absolute number of regulatory T cells and allowed for the generation of CD4 and CD8 tumor-specific T cells that were therapeutic when used for adoptive transfer. This model indicates that timed depletion of CD4+ T cells may reduce suppression and favor a therapeutic response when multiple vaccinations are used as an immunotherapy regimen.

Additionally, clinical trials of cancer vaccines typically administer “booster” vaccines at 2- to 12-week intervals. The results of three prospectively randomized large phase III clinical trials that repeatedly administered “booster” cancer vaccines have recently been reported at international meetings. The results of these trials show that overall survival is reduced in patients receiving cancer vaccines compared with placebo or observation (5). Although much of these data are still unpublished, these results and explanations for these observations need to be discussed. The data presented in this article, as well as that of others (36), suggests that vaccines may induce Treg cells that could limit the immune response. If in fact vaccines do induce Treg cells and if the immune system is continually battling tumor spread in situ, interventions that augment Treg may in fact reduce the efficacy of endogenous immune cells and subsequently reduce overall survival.

Much interest has focused on strategies to reduce Treg cells in vivo or block their mechanism of suppression (reviewed in ref. 37). Cyclophosphamide administration is one widely used approach to eliminate Treg cells in both preclinical and clinical studies. Timing the administration of this alkylating agent is likely important as cyclophosphamide administration after T-cell priming may eliminate Treg cells as well as the antitumor effector T-cells. The mAb against CD25 (PC61) can also deplete Treg cells in vivo; however, it is not without its drawbacks because activated CD4+ T cells and CD8+ T cells may also express CD25 and be depleted by this antibody (38). A similar problem exists for denileukin diftitox, an IL-2 diphtheria toxin fusion protein that targets CD25+ cells (37). Administration of either agent that targets IL-2 receptor–positive cells will likely be most effective when administered prior to administering the vaccine/immunotherapy, as activated T cells responding to treatment will express CD25 and be targeted for depletion. We chose to deplete Treg cells using an anti-CD4 mAb, reasoning that this would delete CD4+ Treg cells as well as other CD4+ T cells while leaving CD8 T cells, and specifically, the activated CD25+CD8+ T cells, intact. Additionally, the anti-CD4 antibody would also delete a minor population of CD4+Foxp3+ Treg cells that do not express CD25 (35, 36, 39).

The generation and maintenance of memory CD8+ T cells depends on the presence of CD4+ T cells; however, it is controversial whether CD4+ T cells need to be present during the initial priming phase (40–42) or during the maintenance phase (43). In our model, the first vaccination occurred with a full complement of CD4+ T cells so that initial priming would occur with CD4+ T cell help. Mice were given two additional vaccinations at 2-week intervals in which CD4+ T cells were partially depleted 1 day prior to vaccination to reduce the number of Treg cells present during the vaccination. CD4 depletion never completely removed all CD4+ T cells (data not shown), which we speculate provided the necessary help to maintain memory T cells that are required to cure treated animals in the D5 tumor model (27). Spleens from thrice-vaccinated CD4-depleted RLM had a similar or slightly higher frequency of Foxp3-expressing CD4+ T cells when compared with thrice-vaccinated RLM mice showing that Treg cells were not more susceptible to depletion by the anti-CD4 antibody. In contrast, the absolute number of CD4+Foxp3+ T cells was significantly lower when compared with thrice-vaccinated RLM. It is the increase in the ratio of CD8+ T cells to Treg cells that we posit as the reason that effector T-cells from thrice-vaccinated RLM depleted of CD4 cells were therapeutic (Fig. 6B). We have attempted to extend this model closer to the clinical setting by using mice bearing substantial systemic tumor burden as the donor of T cells used to reconstitute lymphopenic mice. In this setting, vaccination is ineffective at priming tumor-specific T cells with therapeutic activity (44). However, depletion of the CD25+ cells from the spleen cells used to reconstitute lymphopenic mice recovered tumor-specific function in vitro and therapeutic efficacy in vivo. Furthermore, add-back experiments confirm that CD25+FoxP3+ T cells mediate the suppressive effect (44, 45).

The data in our model argues against multiple vaccinations driving T cell exhaustion or deletion because removing CD4+ T cells alone resulted in the recovery of therapeutic efficacy. This suggests that tumor-specific T cells were present but suppressed by CD4+ Treg cells. Other vaccination/boost models with infectious agents have shown that depletion of CD4+ Treg cells during the boost vaccination lead to increased pathogen-specific T cells (46, 47). Together, these data provide evidence that weak tumor-specific immune responses after multiple vaccinations might mount stronger immune responses if expanding Treg populations are depleted or modulated. Strategies that manipulate this suppressive Treg cell population, such as CD4 depletion, provide a promising approach to improve booster vaccinations, and ultimately, more potent tumor-specific immune responses. Given the mounting evidence that tumors and vaccines can induce Treg and the observations that a majority of patients on phase III clinical trials have not shown evidence of therapeutic benefit, we have focused our efforts on combining vaccinations with two different strategies to reduce Treg numbers. The first is the administration of a GMP clinical grade anti-CD4 mAb (48) in combination with vaccination in reconstituted lymphopenic patients. The other is based on the work of Poehlein et al. (44, 45) that depletes CD25+ Treg (CD25 MicroBeads, Miltenyi Biotec) from the pheresis product used to reconstitute lymphopenic patients prior to vaccination. This trial is currently open and recruiting patients with metastatic melanoma.

Although substantial corporate/business and regulatory hurdles exist to the application of some of these combination immunotherapy strategies to patients with cancer, we strongly encourage our field to review the mounting evidence and consider innovative new approaches that can be explored in clinical trials and to work closely with regulatory and corporate groups to facilitate more difficult combinations that may hold the greatest promise of success.

Disclosure of Potential Conflicts of Interest

B.A. Fox, ownership interest, UbiVac; consultant, Cell Genesys. The other authors disclosed no potential conflicts of interest.

Acknowledgments

We thank Carol Oteham, Trish Ruane, and Tacy Hedge for excellent animal care and Dr. Walter J. Urba for his suggestions and careful review of this article.

Footnotes

  • Grant support: NIH (RO1 CA80964), Wes and Nancy Lematta, and the Bob Franz and the Chiles Foundation.

  • The costs of publication of this article were defrayed in part by the payment of page charges. This article must therefore be hereby marked advertisement in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.

  • Note: Supplementary data for this article are available at Clinical Cancer Research Online (http://clincancerres.aacrjournals.org/).

  • ↵3Thompson et al., manuscript in preparation.

    • Received May 1, 2009.
    • Revision received August 6, 2009.
    • Accepted August 18, 2009.

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Clinical Cancer Research: 15 (22)
November 2009
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Partial CD4 Depletion Reduces Regulatory T Cells Induced by Multiple Vaccinations and Restores Therapeutic Efficacy
Michael G. LaCelle, Shawn M. Jensen and Bernard A. Fox
Clin Cancer Res November 15 2009 (15) (22) 6881-6890; DOI: 10.1158/1078-0432.CCR-09-1113

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Partial CD4 Depletion Reduces Regulatory T Cells Induced by Multiple Vaccinations and Restores Therapeutic Efficacy
Michael G. LaCelle, Shawn M. Jensen and Bernard A. Fox
Clin Cancer Res November 15 2009 (15) (22) 6881-6890; DOI: 10.1158/1078-0432.CCR-09-1113
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